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SEC NEWS DIGEST
Issue 2007-136 July 17, 2007
ENFORCEMENT PROCEEDINGS
COMMISSION REVOKES REGISTRATION OF SECURITIES OF STARLITE ACQUISITION
CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS
On July 17, the Commission instituted a settled proceeding pursuant to
Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act)
revoking the registration of each class of registered securities of
Starlite Acquisition Corp. (Starlite) for failure to make required
periodic filings with the Commission.
Without admitting or denying the findings of the order, except as to
jurisdiction, which it admitted, Starlite consented to the entry of an
Order Instituting Proceedings, Making Findings, and Revoking
Registration of Securities Pursuant to Section 12(j) of the Securities
Exchange Act of 1934 finding that it had failed to comply with Section
13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and
revoking the registration of each class of Starlite's securities
pursuant to Section 12(j) of the Exchange Act.
Brokers and dealers should be alert to the fact that Exchange Act
Section 12(j) provides, in pertinent part, as follows:
No member of a national securities exchange, broker, or dealer shall
make use of the mails or any means or instrumentality of interstate
commerce to effect any transaction in, or to induce the purchase or
sale of, any security the registration of which has been and is
suspended or revoked . . . . (Rel.. 34-56081; File No. 3-12694)
INVESTMENT COMPANY ACT RELEASES
ING LIFE INSURANCE AND ANNUITY COMPANY, ET AL.
An order has been issued on an application filed by ING Life Insurance
and Annuity Company, Variable Annuity Account B of ING Life Insurance
and Annuity Company, ING USA Annuity and Life Insurance Company,
Separate Accounts B and EQ of ING USA Annuity and Life Insurance
Company, Reliastar Life Insurance Company of New York, Reliastar Life
Insurance Company of New York Separate Account NY-B and ING Investors
Trust (Applicants) pursuant to Section 26(c) of the Investment Company
Act permitting them to substitute shares of the ING Franklin Mutual
Shares Portfolio (Substitute Fund) for shares of the Franklin
Templeton VIP Mutual Shares Securities Fund (Replaced Fund). The order
also exempts Applicants from Section 17(a) of the Act to the extent
necessary for them to carry out the substitution by redeeming shares
of the Replaced Fund in kind and using the proceeds to purchase shares
issued by the Substitute Fund. (Rel. IC-27885 - July 16)
DELAWARE VIP TRUST, ET AL.
A notice has been issued giving interested persons until Aug. 8, 2007,
to request a hearing on the application filed by Delaware VIP Trust
(Fund) and Delaware Management Company (DMC and together with the
Fund, Applicants). Applicants request an order pursuant to Section
6(c) of the Investment Company Act, as amended, exempting them from
the provisions of Sections 9(a), 13(a), 15(a) and 15(b) of the Act and
Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder, to the extent
necessary to permit shares of the Fund and shares of any other
investment company that is designed to fund insurance products and for
which DMC or any of its affiliates, may serve in the future as
investment adviser, manager, principal underwriter, sponsor or
administrator (Future Funds) (the Fund, together with Future Funds,
Funds) to be sold to and held by: (a) separate accounts funding
variable annuity contracts and variable life insurance policies issued
by both affiliated life insurance companies and unaffiliated life
insurance companies; (b) trustees of qualified group pension and group
retirement plans outside of the separate account context; (c) separate
accounts that are not registered as investment companies under Section
3(c) of the Act; (d) DMC or its affiliates who serve or may serve as
an investment manager, investment adviser, principal underwriter,
sponsor or administrator of the Funds for the purpose of providing
seed capital to a Fund; and (e) any other account of a Participating
Insurance Company permitted to hold shares of the Funds (General
Account). (Rel. IC-27886 - July 16)
SELF-REGULATORY ORGANIZATIONS
PROPOSED RULE CHANGE
The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2006-
42), as modified by Amendment No. 1 thereto, to modify provisions
relating to cross with yield orders. Publication is expected in the
Federal Register during the week of July 16. (Rel. 34-56064)
APPROVAL OF PROPOSED RULE CHANGE
The Commission granted approval of a proposed rule change (SR-OCC-
2006-19) filed by The Options Clearing Corporation under Section
19(b)(1) of the Securities Exchange Act of 1934. The rule change
amends amend OCC's By-Laws to provide for close-out netting procedures
to be followed in the highly unlikely event that OCC becomes insolvent
or otherwise defaults on its clearing obligations. Publication is
expected in the Federal Register during the week of July 16. (Rel. 34-
56069)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
A proposed rule change (SR-NYSEArca-2007-61) filed by NYSE Arca to add
a new order type known as the Mid-Point Passive Liquidity Order has
become effective under Section 19(b)(3)(A) of the Securities Exchange
Act of 1934. Publication is expected in the Federal Register during
the week of July 16. (Rel. 34-56072)
The Commission issued notice of immediate effectiveness of a proposed
rule change (SR-Phlx-2007-46) submitted by the Philadelphia Stock
Exchange relating to priority of synthetic option orders in open
outcry. Publication is expected in the Federal Register during the
week of July 16. (Rel. 34-56076)
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission granted accelerated approval to a proposed rule change
(SR-NYSEArca-2007-53) filed by NYSE Arca relating to listing and
trading options on commodity pool units. Publication is expected in
the Federal Register during the week of July 16. (Rel. 34-56073)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC
under the Securities Act of 1933. The reported information appears as
follows: Form, Name, Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities being offered; Name of the managing underwriter or
depositor (if applicable); File number and date filed; Assigned
Branch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
publicinfo@sec.gov. In most cases, this information is also
available on the Commission's website: www.sec.gov.
SB-2 Portage Resources Inc., 990 RICHARD STREET, SAINT WENCESLAS, A8,
G0Z 1J0, 604-764-2660 - 513,000 ($25,650.00) Equity, (File 333-144585 -
Jul. 16) (BR. 04)
S-8 LEGACY RESERVES L P, 303 W WALL ST SUITE 1600, MIDLAND, TX, 79701,
432-682-2516 - 65,116 ($1,750,318.08) Limited Partnership Interests,
(File 333-144586 - Jul. 16) (BR. 04A)
SB-2 MIV THERAPEUTICS INC, 1-8765 ASH STREET, VANCOUVER BC CANADA, A1,
V6P 6T3, 38,654,000 ($23,192,400.00) Equity, (File 333-144587 -
Jul. 16) (BR. 10B)
S-1 RENEWABLE ENERGY GROUP, INC., 406 FIRST STREET, PO BOX 128, RALSTON,
IA, 51459, 712-667-3500 - 0 ($150,000,000.00) Equity,
(File 333-144588 - Jul. 16) (BR. 06)
S-8 NICE SYSTEMS LTD, 8 HAPNINA STREET, P.O.B. 690, RA'ANANA, L3, 43107,
972-9-775-3777 - 1,900,000 ($66,671,000.00) ADRs/ADSs,
(File 333-144589 - Jul. 16) (BR. 03A)
S-8 VERISIGN INC/CA, 487 EAST MIDDLEFIELD ROAD, ATTN: GENERAL COUNSEL,
MOUNTAIN VIEW, CA, 94043, 6509617500 -
30,438,836 ($1,003,926,346.54) Equity, (File 333-144590 - Jul. 16)
(BR. 03B)
F-3 EDAP TMS SA, PARC D'ACTIVITES LA POUDRETTE LAMARTINE,
4 RUE DU DAUPHINE, 69120 VAULX EN VELIN, I0, 0 ($1,548,000.00) Equity,
(File 333-144591 - Jul. 16) (BR. 10B)
S-8 Burger King Holdings Inc, 5505 BLUE LAGOON DRIVE, MIAMI, FL, 33126,
305-378-3000 - 0 ($26,400,000.00) Equity, (File 333-144592 - Jul. 16)
(BR. 05A)
F-3 PreMD Inc., 4211 YONGE STREET, SUITE 615, TORONTO, A6, M2P2A9,
4162223449 - 4,375,903 ($5,119,806.51) Equity, (File 333-144593 -
Jul. 16) (BR. 09B)
S-8 SAPIENS INTERNATIONAL CORP N V, KAYA RICHARD J BEAUJON,
WILLEMSTAD CURACAO NETHERLANDS, CURACAO NETHERLANDS, P8, 4758,
97289382777 - 5,000,000 ($21,060,438.00) Equity, (File 333-144595 -
Jul. 16) (BR. 03C)
SB-2 Medical Design Studios, Inc., 7231 SOUTH ROME STREET, AURORA, CO,
80016, 303-956-7197 - 1,706,400 ($17,064.00) Equity, (File 333-144596 -
Jul. 16) (BR. 08)
SB-2 Suncross Exploration CORP, 3150-435 MARTIN ST., BLAINE, WA, 98230,
360-332-2536 - 1,748,250 ($174,825.00) Equity, (File 333-144597 -
Jul. 16) (BR. 04)
S-3ASR RAIT Financial Trust, 1818 MARKET, 28TH FL, PHILADELPHIA, PA, 19103,
2158617900 - 12,192,145 ($278,834,357.00) Equity, (File 333-144603 -
Jul. 16) (BR. 08C)
S-8 BLUE COAT SYSTEMS INC, 420 NORTH MARY AVENUE, SUNNYVALE, CA, 94085,
4082202200 - 400,000 ($20,120,000.00) Equity, (File 333-144605 -
Jul. 16) (BR. 03C)
S-3ASR PENNSYLVANIA REAL ESTATE INVESTMENT TRUST, THE BELLEVUE,
200 S BROAD STREET, PHILADELPHIA, PA, 19102, 2155429250 -
6,314,518 ($271,839,999.90) Equity, (File 333-144606 - Jul. 16)
(BR. 08C)
S-3ASR PENNSYLVANIA REAL ESTATE INVESTMENT TRUST, THE BELLEVUE,
200 S BROAD STREET, PHILADELPHIA, PA, 19102, 2155429250 -
358,297 ($15,424,685.85) Equity, (File 333-144607 - Jul. 16) (BR. 08C)
S-8 ELECTRONIC GAME CARD INC, 712 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY,
10019, 646-723-8936 - 1,433,928 ($458,857.00) Equity,
(File 333-144608 - Jul. 16) (BR. 06B)
S-8 Cal Alta Auto Glass Inc, #8 3927 EDMONTON TRAIL NE, CALGARY, A0,
T2E6T1, 403-291-7020 - 2,745,000 ($725,000.00) Equity,
(File 333-144609 - Jul. 16) (BR. 05A)
F-10 ZARLINK SEMICONDUCTOR INC, 400 MARCH ROAD, OTTAWA, ONTARIO CANADA, A6,
K2K 3H4, 6135920200 - 0 ($60,370,335.00) Debt, (File 333-144610 -
Jul. 16) (BR. 10C)
S-8 Telanetix,Inc, 6197 CORNERSTONE COURT E, SUITE 108, SAN DIEGO, CA,
92121, 858-362-2250 - 5,000,000 ($5,150,000.00) Equity,
(File 333-144611 - Jul. 16) (BR. 11C)
N-2 Morgan Stanley Global Long/Short Fund A, ONE TOWER BRIDGE,
100 FRONT ST., SUITE 1100, WEST CONSHOHOCKEN, PA, 19428, 610-260-7600 -
500,000 ($500,000,000.00) Equity, (File 333-144612 - Jul. 16) (BR. )
S-4 STERICYCLE INC, 28161 NORTH KEITH DRIVE, -, LAKE FOREST, IL, 60045,
8473675910 - 0 ($81,522,406.00) Other, (File 333-144613 - Jul. 16)
(BR. 06A)
N-2 Morgan Stanley Global Long/Short Fund P, ONE TOWER BRIDGE,
100 FRONT ST., SUITE 1100, WEST CONSHOHOCKEN, PA, 19428, 610-260-7600 -
300,000 ($300,000,000.00) Equity, (File 333-144614 - Jul. 16) (BR. 16)
S-8 TREY RESOURCES INC, 750 RT 34, MATANAN, NJ, 07747, 730 441 7700 -
116,010,000 ($32,484.00) Equity, (File 333-144615 - Jul. 16) (BR. 08C)
S-8 Cal Alta Auto Glass Inc, #8 3927 EDMONTON TRAIL NE, CALGARY, A0,
T2E6T1, 403-291-7020 - 2,745,000 ($725,000.00) Equity,
(File 333-144616 - Jul. 16) (BR. 05A)
S-8 First California Financial Group, Inc.,
1880 CENTURY PARK EAST, SUITE 800, LOS ANGELES, CA, 90067,
310-277-2265 - 0 ($11,750,000.00) Equity, (File 333-144617 - Jul. 16)
(BR. 07)
S-8 IDLEAIRE TECHNOLOGIES CORP, 410 N. CEDAR BLUFF ROAD, SUITE 200,
KNOXVILLE, TN, 37923, 865-342-3640 - 0 ($84,866,485.00) Equity,
(File 333-144618 - Jul. 16) (BR. 11)
N-2 Evergreen Diversified Income Opportunties Fund, 200 BERKELEY STREET,
BOSTON, MA, 02116, 617-210-3200 - 1,500,000 ($30,000,000.00) Equity,
(File 333-144619 - Jul. 16) (BR. 22)
SB-2 Castwell Precast CORP, 5641 SOUTH MAGIC DRIVE, SALT LAKE CITY, UT,
84107, 801-599-5443 - 1,000,000 ($150,000.00) Equity,
(File 333-144620 - Jul. 16) (BR. )
S-8 INTERACTIVE DATA CORP/MA/, 32 CROSBY DRIVE, BEDFORD, MA, 01730,
7816878800 - 3,000,000 ($80,640,000.00) Equity, (File 333-144621 -
Jul. 16) (BR. 06B)
S-8 VIRAL GENETICS INC /DE/, 1321 MOUNTAIN VIEW CIRCLE, AZUSA, CA, 91702,
626-334-5310 - 8,500,000 ($680,000.00) Equity, (File 333-144622 -
Jul. 16) (BR. 01C)
S-3 GSE SYSTEMS INC, 7133 RUTHERFORD RD, SUITE 200, BALTIMORE, MD, 21244,
4102773740 - 2,000,001 ($13,560,007.00) Equity, (File 333-144623 -
Jul. 16) (BR. 03C)
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events:
1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
under an Off-Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrant's Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit
Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a
Provision of the Code of Ethics
6.01. ABS Informational and Computational Material.
6.02. Change of Servicer or Trustee.
6.03. Change in Credit Enhancement or Other External Support.
6.04. Failure to Make a Required Distribution.
6.05. Securities Act Updating Disclosure.
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits
8-K reports may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
publicinfo@sec.gov. In most cases, this information is also
available on the Commission's website: www.sec.gov.
STATE 8K ITEM NO.
NAME OF ISSUER CODE DATE COMMENT
3COM CORP DE 5.02 07/12/07
ACTIVEWORLDS COM INC 5.02 07/13/07
AFFYMAX INC 8.01,9.01 07/16/07
Allied Nevada Gold Corp DE 8.01,9.01 07/12/07
ALTERNATE ENERGY CORP NV 8.01,9.01 05/10/07 AMEND
American Express Receivables Financin DE 8.01,9.01 07/16/07
AMERICAN OIL & GAS INC NV 7.01,9.01 07/16/07
AMERICAN SKIING CO /ME DE 1.01,9.01 07/16/07
AMGEN INC DE 1.01,9.01 07/11/07
Apple REIT Seven, Inc. VA 2.01,9.01 07/13/07
APPLEBEES INTERNATIONAL INC DE 7.01,9.01 07/16/07
ARBINET THEXCHANGE INC DE 1.01,5.02,9.01 07/13/07
ARCHON CORP NV 5.02 07/11/07
Aspreva Pharmaceuticals CORP A1 5.02,9.01 07/10/07
AVON PRODUCTS INC NY 2.05 11/15/05 AMEND
BAYWOOD INTERNATIONAL INC NV 5.02,9.01 07/11/07
BELL INDUSTRIES INC /NEW/ CA 1.02,5.02,8.01,9.01 07/13/07
BETTER BIODIESEL, INC 5.02 07/11/07
BFC FINANCIAL CORP FL 8.01 07/11/07
BI-OPTIC VENTURES INC 7.01,9.01 07/03/07
Biodel Inc 1.01,9.01 06/30/07
BIOENVISION INC DE 5.02,9.01 07/13/07
BIOLIFE SOLUTIONS INC DE 4.01,9.01 07/10/07
BIOMERICA INC DE 5.02 07/16/07
BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 07/13/07
BLACKHAWK CAPITAL GROUP BDC INC DE 1.01 07/13/07
BLUEFIRE ETHANOL FUELS INC NV 1.02,3.02,5.02 07/10/07
BORDERS GROUP INC MI 5.02 07/16/07
BOSTON SCIENTIFIC CORP DE 8.01,9.01 07/13/07
BROADCASTER INC CA 5.02 07/13/07
CAPELLA EDUCATION CO 5.02 07/12/07
CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,3.02 07/10/07
CAPITAL ONE FUNDING, LLC 8.01,9.01 07/01/07
CAROLINA BANK HOLDINGS INC NC 2.02 07/13/07
CARTOON ACQUISITION, INC. DE 4.01,9.01 05/10/05
CASEYS GENERAL STORES INC IA 7.01 07/16/07
CATSKILL LITIGATION TRUST 7.01,9.01 07/12/07
Celsius Holdings, Inc. NV 2.01,9.01 02/01/07 AMEND
CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 07/12/07
CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/16/07
CHASE CORP MA 2.02,9.01 07/10/07
CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 07/16/07
CHEVIOT FINANCIAL CORP 4.01,9.01 07/10/07 AMEND
CHINA EXPERT TECHNOLOGY, INC. NV 1.01,9.01 07/11/07
CHINA ORGANIC AGRICULTURE, INC. 1.01,7.01,9.01 07/10/07
China Water & Drinks Inc.. NV 4.01 07/11/07
CITIBANK OMNI-S MASTER TRUST 8.01 07/16/07
CITIBANK OMNI-S MASTER TRUST 8.01 07/16/07 AMEND
CLARIENT, INC DE 1.01,5.02,9.01 07/13/07
CLEAN POWER CONCEPTS INC. 5.02 06/01/07
CNB FINANCIAL SERVICES INC WV 2.02,9.01 07/16/07
COACHMEN INDUSTRIES INC IN 5.02 07/13/07
COMCAM INC DE 3.02 06/29/07
COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 07/12/07
Con-way Inc. DE 1.01,9.01 07/16/07
Constellation Energy Partners LLC DE 1.01,3.02,7.01,9.01 07/12/07
CONTANGO OIL & GAS CO DE 5.02,9.01 07/16/07
CORPORATE BOND BACKED CERTIFICATES TR DE 8.01,9.01 06/29/07
COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 07/16/07
CUMMINS INC IN 1.01 07/16/07
CWABS Asset-Backed Certificates Trust DE 7.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 7.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 7.01,9.01 06/29/07
CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/29/07
DAYBREAK OIL & GAS INC WA 1.01,7.01,9.01 07/12/07
DAYSTAR TECHNOLOGIES INC DE 5.02,9.01 07/10/07
DCB FINANCIAL CORP OH 4.01,9.01 07/16/07
DELL INC DE 3.01,5.02,9.01 07/10/07
Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 07/16/07
Deutsche Alt-A Securities Mortgage Lo DE 8.01,9.01 07/16/07
DEVCON INTERNATIONAL CORP FL 1.01,3.03,5.03,7.01,9.01 07/13/07
DEVON ENERGY CORP/DE DE 1.01,9.01 07/11/07
Digital Music Group, Inc. DE 1.01,3.02,5.02,8.01,9.01 07/10/07
DJO INC DE 1.01,8.01,9.01 07/15/07
DORAL FINANCIAL CORP PR 7.01,9.01 07/13/07
DORAL FINANCIAL CORP PR 8.01,9.01 07/16/07
DUSKA THERAPEUTICS, INC. NV 5.02 07/06/07
DYAX CORP DE 1.01,8.01,9.01 07/12/07
EASTGROUP PROPERTIES INC MD 5.03,9.01 07/16/07
EATON CORP OH 2.02,9.01 07/16/07
EBAY INC DE 5.02 07/13/07
EGL INC TX 7.01,9.01 07/16/07
EGPI FIRECREEK, INC. NV 1.01,2.01,9.01 07/16/07
ELECSYS CORP KS 2.02,9.01 07/16/07
ENCYSIVE PHARMACEUTICALS INC DE 5.02,8.01,9.01 07/12/07
ENSCO INTERNATIONAL INC DE 2.02,9.01 07/16/07
EPICUS COMMUNICATIONS GROUP INC FL 1.01 07/11/07
EPOCH HOLDING CORP DE 8.01,9.01 07/16/07
ERIE INDEMNITY CO PA 8.01,9.01 07/16/07
ETRIALS WORLDWIDE INC. 1.01,2.03,9.01 07/12/07
EXACTECH INC FL 2.06,7.01,9.01 07/12/07
EXCELSIOR PRIVATE EQUITY FUND II INC MD 2.01,9.01 07/12/07
FACTORY CARD & PARTY OUTLET CORP DE 2.02,9.01 07/12/07
Federal Home Loan Bank of Indianapoli X1 2.02,9.01 07/16/07
Feldman Mall Properties, Inc. MD 1.01 07/10/07
FINISH LINE INC /IN/ IN 8.01,9.01 06/17/07
FIRST CAPITAL BANCORP, INC. VA 8.01,9.01 07/12/07
FIRST FEDERAL BANKSHARES INC DE 5.02,9.01 07/10/07
First Source Data, Inc. NV 5.03,9.01 04/30/07
FIRSTENERGY CORP OH 1.01,9.01 07/10/07
FORD MOTOR CO DE 5.02,9.01 07/11/07
FRANKLIN ELECTRIC CO INC IN 1.01,3.03,9.01 07/11/07
GASTAR EXPLORATION LTD 5.02,9.01 07/16/07
GENZYME CORP MA 8.01,9.01 07/10/07
GLOBAL PARI-MUTUEL SERVICES, INC. NV 1.01,7.01,8.01 01/08/07
GLOBECOMM SYSTEMS INC 2.01,9.01 05/02/07 AMEND
GMX RESOURCES INC OK 2.02,7.01,9.01 07/16/07
GOLDEN PATRIOT CORP NV 8.01,9.01 07/12/07
GRAINGER W W INC IL 2.02,9.01 06/30/07
GREAT ATLANTIC & PACIFIC TEA CO INC MD 8.01,9.01 07/16/07
GREAT PLAINS ENERGY INC MO 1.01,2.03 07/10/07
GRYPHON GOLD CORP NV 7.01,9.01 07/13/07
Harbin Electric, Inc 2.01 07/12/07
HARRIS CORP /DE/ DE 8.01 07/12/07
HEALTH CARE REIT INC /DE/ DE 8.01,9.01 07/16/07
HELEN OF TROY LTD 2.02,9.01 07/10/07
HEMAGEN DIAGNOSTICS INC DE 5.02 07/11/07
HERBALIFE LTD. E9 8.01 07/16/07
HERITAGE OAKS BANCORP CA 2.02,9.01 07/13/07
HEXCEL CORP /DE/ DE 5.02,9.01 07/12/07
HILLENBRAND INDUSTRIES INC IN 5.02,9.01 07/13/07
HINES REAL ESTATE INVESTMENT TRUST IN 7.01,9.01 07/16/07
HUDSON HIGHLAND GROUP INC DE 2.02,9.01 07/16/07
I2 TELECOM INTERNATIONAL INC WA 1.01 07/14/07 AMEND
IBT BANCORP INC PA 2.02,9.01 07/16/07
ICU MEDICAL INC/DE DE 8.01 07/16/07
IDENIX PHARMACEUTICALS INC 8.01,9.01 07/13/07
IHOP CORP DE 7.01,9.01 07/16/07
Industrial Enterprises of America, In NV 2.02,7.01 07/12/07
INNOVEX INC MN 2.02,9.01 07/16/07
INSIGHT HEALTH SERVICES HOLDINGS CORP 1.03,8.01,9.01 07/10/07
Intellect Neurosciences, Inc. 1.01,1.02,2.04,3.03,5.03,9.01 12/26/06
INTERNATIONAL FLAVORS & FRAGRANCES IN NY 5.02,5.03 07/13/07
INTERVEST BANCSHARES CORP DE 2.02,9.01 07/16/07
INTRAWARE INC DE 2.02,9.01 07/16/07
ION MEDIA NETWORKS INC. DE 7.01,9.01 07/16/07
IPSCO INC 8.01,9.01 07/16/07
IRON MOUNTAIN INC DE 5.02 07/16/07
ITC Holdings Corp. MI 5.02 07/11/07
J P MORGAN CHASE & CO DE 9.01 07/12/07
Jingwei International LTD NV 4.01,9.01 07/11/07
JMAR TECHNOLOGIES INC DE 1.01,3.02,5.03 06/28/07
JMG Exploration, Inc. NV 9.01 07/13/07
KB HOME DE 2.01,9.01 07/10/07
KENDLE INTERNATIONAL INC OH 1.01,2.03,3.02,8.01,9.01 07/10/07
KKR Financial Holdings LLC DE 2.02,9.01 07/16/07
KKR Financial Holdings LLC DE 8.01,9.01 07/16/07
LAKELAND FINANCIAL CORP IN 2.02,9.01 06/30/07
LAMPERD LESS LETHAL INC NV 1.01 07/16/07
LAPOLLA INDUSTRIES INC DE 4.01,8.01 07/10/07 AMEND
LEHMAN BROTHERS HOLDINGS INC DE 9.01 07/10/07
Lehman XS Trust 2007-10H DE 8.01,9.01 06/29/07
LESLIES POOLMART INC DE 5.02 07/12/07
LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 07/11/07
LEVITT CORP FL 8.01 07/11/07
LEXINGTON REALTY TRUST MD 1.01,8.01,9.01 07/11/07
Lincoln Park Bancorp 8.01 07/16/07
Live Nation, Inc. DE 1.01,2.03,3.02,9.01 07/12/07
LOOKSMART LTD DE 1.01,5.02,9.01 07/10/07
LSB INDUSTRIES INC DE 8.01,9.01 07/16/07
MACATAWA BANK CORP MI 2.02,9.01 07/16/07
Macquarie Infrastructure CO LLC DE 1.01,2.03,3.02 07/10/07
MAGNA ENTERTAINMENT CORP DE 7.01,8.01,9.01 07/11/07
MAIR HOLDINGS INC MN 5.02 07/10/07
Malibu Minerals Inc. NV 4.02 07/13/07
MATTEL INC /DE/ DE 2.02,7.01,9.01 07/13/07
MCDONALDS CORP DE 2.02,9.01 07/16/07
MDI, INC. DE 5.02 07/16/07
MEDLINK INTERNATIONAL, INC. DE 8.01,9.01 05/14/07 AMEND
MERIX CORP OR 2.02,9.01 07/16/07
Merrill Lynch Alternative Note Asset DE 8.01,9.01 07/16/07
METALLINE MINING CO NV 3.02 07/02/07
MICRON ENVIRO SYSTEMS INC NV 8.01 07/16/07
MILLENNIUM BANKSHARES CORP VA 5.02 07/10/07
MILLER INDUSTRIES INC /TN/ TN 1.01,1.02,9.01 07/11/07
MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/16/07
Morgan Stanley Capital I Trust 2007-H DE 8.01,9.01 07/12/07 AMEND
MSC SOFTWARE CORP DE 5.02,9.01 07/10/07
MULTI SOLUTIONS INC NJ 1.02,9.01 07/16/07
MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,1.02,5.03,9.01 07/10/07
NANOMETRICS INC DE 5.02 07/10/07
NARA BANCORP INC DE 1.02,9.01 07/12/07
Nascent Wine Company, Inc. 1.01,2.01,7.01,9.01 07/10/07
NATCO GROUP INC DE 3.02 07/11/07 AMEND
NAUTILUS, INC. WA 2.02,9.01 07/16/07
NEDAK ETHANOL, LLC NE 1.01,2.03,9.01 07/16/07
NETFABRIC HOLDINGS, INC DE 3.02 07/10/07
Newport Bancorp Inc 8.01,9.01 07/16/07
NNN Healthcare/Office REIT, Inc. MD 9.01 05/02/07 AMEND
NOVASTAR FINANCIAL INC MD 7.01,9.01 07/16/07
NOVELLUS SYSTEMS INC CA 2.02,9.01 07/16/07
NYER MEDICAL GROUP INC FL 8.01 07/16/07
NYER MEDICAL GROUP INC FL 8.01,9.01 07/15/07
O2 SECURE WIRELESS, INC. GA 5.02,9.01 07/16/07
OLIN CORP VA 8.01,9.01 07/16/07
ON2 TECHNOLOGIES, INC. DE 1.01,9.01 05/21/07 AMEND
ONSCREEN TECHNOLOGIES INC CO 5.02 07/12/07
OptimumBank Holdings, Inc. FL 2.02,7.01,9.01 07/16/07
PACER HEALTH CORP FL 1.01,3.02,9.01 07/06/07
PACIFIC CMA INC DE 8.01 06/29/07
PACIFIC VEGAS GLOBAL STRATEGIES INC CO 4.01,9.01 06/29/07
PARK NATIONAL CORP /OH/ OH 2.02,8.01,9.01 07/16/07
PARKER DRILLING CO /DE/ DE 5.02 07/10/07
PARLUX FRAGRANCES INC DE 3.01,9.01 07/12/07
PARLUX FRAGRANCES INC DE 2.02,9.01 07/11/07
PATHMARK STORES INC DE 8.01 07/13/07
PAYLESS SHOESOURCE INC /DE/ DE 1.01,5.02,9.01 07/16/07
PENNSYLVANIA REAL ESTATE INVESTMENT T PA 8.01,9.01 07/16/07
PEOPLES FINANCIAL CORP /MS/ MS 2.02,9.01 06/30/07
PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,9.01 07/10/07
PHOTONIC PRODUCTS GROUP INC NJ 7.01,9.01 07/16/07
PIONEER COMPANIES INC DE 8.01,9.01 07/16/07
POLYMER GROUP INC DE 5.02,9.01 07/10/07
POWER TECHNOLOGY INC/CN NV 1.01,2.03,9.01 07/11/07
PPL CORP PA 2.03,8.01,9.01 07/11/07
PRG SCHULTZ INTERNATIONAL INC GA 1.01,8.01,9.01 07/16/07
PROELITE, INC. NJ 1.01,9.01 07/10/07
PROGRESS ENERGY INC NC 5.02 07/10/07
PROLOGIS MD 1.01,2.01,2.03,9.01 07/11/07
PROLOGIS MD 8.01,9.01 07/11/07
PROTECTIVE LIFE INSURANCE CO TN 9.01 07/12/07
QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 07/16/07
R&G FINANCIAL CORP PR 8.01,9.01 07/13/07
RED ROCK PICTURES HOLDINGS, INC 1.01,3.02,9.01 07/06/07
Residential Asset Securitization Trus 8.01,9.01 06/29/07
RUBICON FINANCIAL INC DE 9.01 05/11/07 AMEND
SALESFORCE COM INC DE 5.02 07/12/07
SCHOLASTIC CORP DE 5.02 07/13/07
SENOMYX INC DE 8.01,9.01 07/13/07
SENORX INC 5.02 07/11/07
SENSIENT TECHNOLOGIES CORP WI 2.02,9.01 07/16/07
SHAW GROUP INC LA 1.01,9.01 07/16/07
SHUMATE INDUSTRIES INC DE 1.01,3.02,9.01 07/10/07
SIENA TECHNOLOGIES, INC. NV 1.01,3.02,9.01 07/11/07
SOLUTIA INC DE 7.01,9.01 07/16/07
SONGZAI INTERNATIONAL HOLDING GROUP I NV 5.02 07/12/07
SONOSITE INC 1.01,2.03,3.02,8.01,9.01 07/10/07
SPARTECH CORP DE 1.01,1.02,5.02,8.01,9.01 07/16/07
STEEL DYNAMICS INC IN 8.01,9.01 07/16/07
STILLWATER MINING CO /DE/ DE 8.01,9.01 07/13/07
STRATOS INTERNATIONAL INC DE 2.01,3.01,5.01,5.03,8.01,9.01 07/12/07
SUFFOLK BANCORP NY 2.02 07/16/07
SULPHCO INC NV 8.01 07/10/07
SUN BANCORP INC /NJ/ NJ 2.02,9.01 07/16/07
SUN RIVER ENERGY, INC CO 7.01,8.01,9.01 07/16/07
SUNLINK HEALTH SYSTEMS INC OH 5.02,5.03,9.01 07/01/07
SUNPOWER CORP CA 1.01,2.03 07/13/07
Symmetry Holdings Inc DE 7.01,9.01 07/16/07
SYNTAX-BRILLIAN CORP DE 2.02,9.01 07/16/07
SYNTHESIS ENERGY SYSTEMS INC DE 1.01,9.01 07/10/07
TD BANKNORTH INC. DE 8.01,9.01 07/13/07
TEJON RANCH CO DE 2.01 07/16/07
TESORO CORP /NEW/ DE 1.01,9.01 07/11/07
TOUSA INC DE 2.02,9.01 07/12/07
Travelport LTD D0 8.01,9.01 07/10/07
TRIDENT MICROSYSTEMS INC DE 3.01,9.01 07/13/07
TUNEX INTERNATIONAL INC /UT/ UT 1.02,9.01 07/13/07 AMEND
U S WIRELESS DATA INC DE 1.01,2.01,2.03,9.01 07/10/07
UNITED BANCORP INC /OH/ OH 4.01,9.01 07/10/07
UNITED BANKSHARES INC/WV WV 2.01,5.02,9.01 07/14/07
USANA HEALTH SCIENCES INC UT 4.01,9.01 07/10/07
VASOMEDICAL INC DE 5.02 07/10/07
VELOCITY EXPRESS CORP DE 7.01,9.01 07/12/07
VERINT SYSTEMS INC 8.01 07/12/07
VERSADIAL, INC. NV 1.01,9.01 07/10/07
VERTICAL BRANDING, INC. DE 1.01,9.01 07/10/07
VINEYARD NATIONAL BANCORP CA 5.02,9.01 07/16/07
WALT DISNEY CO/ DE 8.01,9.01 07/12/07
WASHINGTON GROUP INTERNATIONAL INC DE 1.01,8.01 07/16/07
Western Goldfields Inc. A6 7.01,9.01 07/13/07
WESTWOOD ONE INC /DE/ DE 5.02,8.01,9.01 07/10/07
XETA TECHNOLOGIES INC OK 5.03,9.01 07/11/07
XL CAPITAL LTD 8.01,9.01 07/13/07
XTO ENERGY INC DE 8.01,9.01 07/16/07
YP CORP NV 1.01,2.01,9.01 07/10/07
http://www.sec.gov/news/digest/2007/dig071707.htm
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