SEC NEWS DIGEST Issue 2007-120 June 22, 2007 ENFORCEMENT PROCEEDINGS SEC v. GEOFFREY GISH The Commission announced that the Honorable Clarence Cooper, U.S. District Judge for the Northern District of Georgia, entered a Final Judgment as to Defendant Geoffrey A. Gish (Gish), restraining and enjoining him from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The judgment further restrained Gish from violating, or aiding and abetting violations of, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. Gish consented to the entry of the judgment without admitting or denying any of the allegations of the Commission's complaint. Further, the Court ordered disgorgement against Gish in the amount of $1,258,836, plus prejudgment interest of $41,276. Gish was also ordered to pay a civil penalty of $120,000. The Commission's complaint, filed May 17, 2006, alleged that from February 2004 through the present, Gish and the four defendant entities that he controlled fraudulently sold at least $8.8 million of securities to more than 100 investors. Gish offered the securities, in part, through Weston Rutledge Financial Services, Inc. (Weston Rutledge), an investment advisory firm that he formed and controlled. According to the complaint, at least $8.7 million of the money received from investors went into a fraudulent investment program of Zamindari Capital, LLC (Zamindari). The balance of the investor funds went into the fraudulent investment programs of Lexington International Fund, LLC a/k/a Lexington International Fund, Inc. (Lexington) and Oxford Adams Capital, LLC (Oxford Adams). Gish was alleged to have operated the investment programs as a Ponzi scheme. The complaint alleged that Gish commingled funds from the three investment entities, and that Gish and the co-defendant entities that he controlled made numerous false statements regarding the use of the investment funds, the historical rates of return of the investments, and the risk to the investors. The Zamindari offering documents claimed, among other things, that the investor funds would be used to purchase debt instruments issued by a major bank or corporation. The Lexington offering documents claimed that Lexington traded foreign currency contracts. The Oxford Adams offering documents claimed that the entity was an options trading program. All three investment programs, however, were alleged to have been fictitious "prime bank" schemes. The complaint alleged that Zamindari, Lexington, and Oxford lured investors with offering materials that falsely suggested that each program had historically generated returns ranging between 44% to over 100% per year. The complaint further alleged that since November 2005 Gish diverted approximately $100,000 from Zamindari investors to his personal bank account and at least $100,000 to the Weston Rutledge bank account, and that Gish used those funds to pay miscellaneous personal and other expenses. Gish and Weston Rutledge were also alleged to have sent false account statements to investors, misrepresenting that their investments in Zamindari, Lexington, and Oxford Adams had appreciated substantially. Gish is a resident of Roswell, Georgia. [SEC v. Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC, Civil Action No. 1:06- CV-1171 (NDGA)] (LR-20162) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Prudential Unit Trusts Prudential Equity Trust Shares 1 [File No. 811-5046] [Rel No. IC-27853] Seligman Quality Municipal Fund, Inc. [File No. 811-6100] [Rel No. IC-27854] California Investment Trust II [File No. 811-4418] [Rel No. IC-27855] Putnam Florida Tax Exempt Income Fund [File No. 811-6129] [Rel No. IC-27856] First Fiduciary Trust [File No. 811-21445] [Rel No. IC-27857] TT International U.S.A. Feeder Trust [File No. 811-9975] [Rel No. IC-27858] TT International U.S.A. Master Trust [File No. 811-10151] [Rel No. IC-27859] Antenor Fund, LLC [File No. 811-21089] [Rel No. IC-27860] Beaumont Fund, LLC [File No. 811-21090] [Rel No. IC-27861] First Funds [File No. 811-6589] [Rel No. IC-27862] Agile Funds, Inc. [File No. 811-21329] [Rel No. IC-27863] Cohen & Steers Quality REIT Preferred Fund, Inc. [File No. 811-21086] [Rel No. IC-27864] Cohen & Steers Dividend Advantage Realty Fund, Inc. [File No. 811-21203] [Rel No. IC-27865] Cohen & Steers Total Return Realty Fund II, Inc. [File No. 811-21310] [Rel No. IC-27866] Cohen & Steers Dividend All Star Fund, Inc. [File No. 811- 21573] [Rel No. IC-27867] HARRIS & HARRIS GROUP, INC. A certification has been issued pursuant to Section 851(e) of the Internal Revenue Code of 1986, as amended, that Harris & Harris Group, Inc. was, for the fiscal year ended Dec. 31, 2006, principally engaged in the furnishing of capital to other corporations which are principally engaged in the development or exploitation of inventions, technological improvements, new processes or products not previously generally available. (Rel. IC-27870 - June 20) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSEArca-2007-46) filed by NYSE Arca relating to Firm Facilitation, Royalty, and Booth Fees has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55906) A proposed rule change and Amendment No. 1 thereto filed by The NASDAQ Stock Market to modify the minimum shareholder requirement for initial listing on the Nasdaq Global Select Market (SR-NASDAQ-2007-050) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55924) A proposed rule change (SR-CBOE-2007-61) filed by the Chicago Board Options Exchange relating to extension of the iShares Russell 2000 Index Fund (IWM) Option Pilot Program until Jan. 18, 2008, has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55926) A proposed rule change (SR-CBOE-2007-55) filed by the Chicago Board Options Exchange relating to transaction fees for electronically executed broker-dealer orders in IWM and QQQQ options has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55927) A proposed rule change (SR-NYSEArca-2007-54) filed by NYSE Arca to establish position and exercise limits for options on the KBW Bank Index has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55932) APPROVAL OF EXTENSION OF TEMPORARY REGISTRATION AS A CLEARING AGENCY The Commission issued a notice and order soliciting comments and extending the Fixed Income Clearing Corporation's temporary registration as a clearing agency through June 30, 2008. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55920) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-Amex- 2007-42), as modified by Amendment No. 1 thereto, submitted by the American Stock Exchange to lower the required number of letters of reference an applicant must provide. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55923) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2007-44), as modified by Amendment Nos. 1 and 2 thereto, submitted by the American Stock Exchange to amend Section 107D of the Company Guide. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55925) PROPOSED RULE CHANGE The International Securities Exchange filed a proposed rule change (SR-ISE-2007-32) and Amendment No. 1 thereto relating to removing certain rules from its rulebook. Publication is expected in the Federal Register during the week of June 25. (Rel. 34-55936) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 BIG DOG HOLDINGS INC, 121 GRAY AVENUE, SANTA BARBARA, CA, 93101, 8059638727 - 1,027,777 ($17,210,126.00) Equity, (File 333-143928 - Jun. 21) (BR. 02A) S-4 AMERICAN REAL ESTATE PARTNERS L P, 767 FIFTH AVENUE, SUITE 4700, NEW YORK,, NY, 10153, (212) 702-4300 - 0 ($492,294,000.00) Equity, (File 333-143929 - Jun. 21) (BR. 02A) S-3 AMERICAN REAL ESTATE PARTNERS L P, 767 FIFTH AVENUE, SUITE 4700, NEW YORK,, NY, 10153, (212) 702-4300 - 4,525,058 ($421,418,652.00) Equity, (File 333-143930 - Jun. 21) (BR. 02A) SB-2 LIGHTVIEW INC, 27 EAST 13TH STREET, 4TH FLOOR, NEW YORK, NY, 10003, 646 519 2886 - 1,500,000 ($60,000.00) Equity, (File 333-143931 - Jun. 21) (BR. 10) S-8 INTEL CORP, 2200 MISSION COLLEGE BLVD, SC4-203, SANTA CLARA, CA, 95054, 4087658080 - 119,000,000 ($2,880,990,000.00) Equity, (File 333-143932 - Jun. 21) (BR. 10B) SB-2 CRUISESTOCK INC., 5313-B FM 1960 WEST #224, HOUSTON, TX, 77069, 281-350-1173 - 12,399,335 ($22,318,803.00) Equity, (File 333-143933 - Jun. 21) (BR. 11B) SB-2 Ads on Line, Inc., 8624 GOLDEN RIDGE RD., LAKESIDE, CA, 92040, 619 442-4284 - 500,000 ($300.00) Equity, (File 333-143935 - Jun. 21) (BR. 11) S-3ASR SL GREEN REALTY CORP, 420 LEXINGTON AVENUE, ATTN: STEVEN KAHN, NEW YORK, NY, 10170, 2125942700 - 0 ($590,561,354.00) Equity, (File 333-143941 - Jun. 21) (BR. 08C) S-8 ANNAPOLIS BANCORP INC, 1000 BESTGATE ROAD, ANNAPOLIS, MD, 21401, 4102244455 - 200,000 ($1,840,000.00) Equity, (File 333-143943 - Jun. 21) (BR. 07C) S-8 UNIVERSAL HEALTH REALTY INCOME TRUST, UNIVERSAL CORPORATE CTR, 367 S GULPH RD, KING OF PRUSSIA, PA, 19406, 610-265-0688 - 0 ($2,613,750.00) Equity, (File 333-143944 - Jun. 21) (BR. 08C) S-8 GTSI CORP, 3901 STONECROFT BLVD, CHANTILLY, VA, 20151-0808, 703-502-2000 - 0 ($25,859,499.82) Equity, (File 333-143945 - Jun. 21) (BR. 03A) S-8 BANK OF GRANITE CORP, PO BOX 128, 23 NORTH MAIN STREET, GRANITE FALLS, NC, 28630, 7043963141 - 0 ($12,780,000.00) Equity, (File 333-143946 - Jun. 21) (BR. 07B) SB-2 IR BIOSCIENCES HOLDINGS INC, 4021 NORTH. 75TH STREET, SUITE 201, SCOTTSDALE, AZ, 85251, 480-922-3926 - 57,480,548 ($10,921,304.12) Equity, (File 333-143947 - Jun. 21) (BR. 09A) S-8 Blackstone Group L.P., 345 PARK AVENUE, NEW YORK, NY, 10154, (212) 583-5000 - 0 ($5,053,000,000.00) Other, (File 333-143948 - Jun. 21) (BR. 06C) S-4 DELUXE CORP, 3680 VICTORIA STREET NORTH, SHOREVIEW, MN, 55126, 6514837111 - 0 ($200,000,000.00) Debt, (File 333-143949 - Jun. 21) (BR. 05A) S-3 AMDL INC, 2492 WALNUT AVENUE, STE 100, TUSTIN, CA, 92780, 7145054460 - 3,713,993 ($13,110,395.29) Equity, (File 333-143950 - Jun. 21) (BR. 10A) S-8 TEAMSTAFF INC, 300 ATRIUM DRIVE, SOUTH PLAINFIELD, NJ, 08873, 7327481700 - 0 ($4,700,000.00) Equity, (File 333-143951 - Jun. 21) (BR. 11B) SB-2 SKINS INC., 54 WEST 21ST STREET, # 705, NEW YORK, NY, 10010, 212-255-1777 - 0 ($10,560,000.00) Equity, (File 333-143952 - Jun. 21) (BR. 02C) S-8 NVIDIA CORP, 2701 SAN TOMAS EXPRESSWAY, SANTA CLARA, CA, 95050, 408-486-2000 - 0 ($1,808,425,952.85) Equity, (File 333-143953 - Jun. 21) (BR. 10B) S-8 InPlay Technologies, Inc., 234 S EXTENSION RD, MESA, AZ, 85210, 4805863300 - 0 ($1,100,000.00) Equity, (File 333-143954 - Jun. 21) (BR. 03C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3D SYSTEMS CORP DE 8.01,9.01 06/21/07 ACCENTURE LTD 3.03 06/21/07 ACCENTURE SCA 3.03 06/21/07 ACCESS INTEGRATED TECHNOLOGIES INC DE 9.01 06/20/07 AMEND ADAMS GOLF INC DE 8.01 06/21/07 AES CORP DE 2.02,7.01 06/20/07 Airbee Wireless, Inc. DE 8.01 06/08/07 ALEXANDER & BALDWIN INC HI 2.03 06/20/07 ALION SCIENCE & TECHNOLOGY CORP DE 5.02,9.01 06/18/07 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 06/21/07 Alliance Holdings GP, L.P. DE 7.01,9.01 06/20/07 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 06/20/07 ALLOS THERAPEUTICS INC DE 8.01,9.01 06/19/07 Alternative Loan Trust 2007-HY5R DE 8.01,9.01 03/30/07 AMERICAN GREETINGS CORP OH 2.02,9.01 06/21/07 AMERICAN HOMEPATIENT INC DE 5.02,9.01 06/18/07 AMERICAN RIVER BANKSHARES CA 8.01,9.01 06/21/07 AMERON INTERNATIONAL CORP DE 2.02 06/21/07 AMIS HOLDINGS INC 5.02,7.01,9.01 06/15/07 AngioGenex, Inc. NV 7.01,9.01 06/20/07 ANTHRACITE CAPITAL INC MD 1.01,2.03,9.01 06/15/07 APPLIANCE RECYCLING CENTERS OF AMERIC MN 1.01,9.01 06/15/07 ARI NETWORK SERVICES INC /WI WI 5.02,9.01 06/15/07 ARIAD PHARMACEUTICALS INC DE 1.01,9.01 06/19/07 ARMOR HOLDINGS INC DE 8.01 06/21/07 Ascent Solar Technologies, Inc. DE 5.02,9.01 06/21/07 ASHLAND INC. KY 7.01 06/21/07 ASPECT MEDICAL SYSTEMS INC DE 1.01,2.03,8.01,9.01 06/20/07 ASTORIA FINANCIAL CORP DE 8.01,9.01 06/21/07 ATC HEALTHCARE INC /DE/ DE 5.02,9.01 06/19/07 ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 3.03,8.01,9.01 06/20/07 AURORA GOLD CORP DE 8.01,9.01 06/20/07 Authorize.Net Holdings, Inc. DE 8.01,9.01 06/21/07 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 06/21/07 BAYWOOD INTERNATIONAL INC NV 9.01 06/21/07 AMEND Behringer Harvard Opportunity REIT I, MD 7.01,9.01 06/21/07 BELL INDUSTRIES INC /NEW/ CA 8.01,9.01 06/20/07 BELL INDUSTRIES INC /NEW/ CA 1.01,9.01 06/15/07 BENIHANA INC DE 5.02 06/18/07 BETTER BIODIESEL, INC 5.02,9.01 06/19/07 AMEND Bidz.com, Inc. CA 5.02 06/15/07 BIOSPHERE MEDICAL INC DE 5.02,8.01,9.01 06/19/07 Blackmont Resources Inc. NV 1.01,9.01 06/01/07 Blink Couture Inc. DE 1.01 06/07/07 BLOCKBUSTER INC DE 5.02,9.01 06/19/07 BLUE RIDGE REAL ESTATE CO PA 1.01,2.03 06/15/07 BLUEGREEN CORP MA 4.02 06/21/07 BON TON STORES INC PA 5.02,9.01 06/19/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 2.06,7.01,9.01 06/15/07 BRAINTECH INC NV 3.02,9.01 06/19/07 BRIGHTEC, INC NV 3.02 06/21/07 BRISTOL WEST HOLDINGS INC 7.01,9.01 06/21/07 CANO PETROLEUM, INC 1.01,9.01 06/18/07 Canyon Bancorp 5.02,9.01 06/19/07 CAPITAL BANCORP INC TN 8.01,9.01 06/21/07 CAPITAL GROWTH SYSTEMS INC /FL/ FL 1.01,3.02,9.01 06/15/07 CARDICA INC DE 1.01,3.02,9.01 06/15/07 CARDINAL HEALTH INC OH 8.01,9.01 06/21/07 CARMIKE CINEMAS INC DE 5.02,9.01 06/18/07 CARTOON ACQUISITION, INC. DE 1.02,2.05,3.03,8.01,9.01 03/31/07 CDRV Investors, Inc. DE 8.01 06/20/07 CenterStaging Corp. DE 1.01,9.01 06/15/07 CENTERSTATE BANKS OF FLORIDA INC FL 8.01,9.01 06/21/07 Cereplast Inc 1.01,3.02,9.01 06/21/07 CH2M HILL COMPANIES LTD OR 1.01,9.01 06/15/07 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 06/21/07 Chemtura CORP DE 1.01,9.01 06/14/07 CHESAPEAKE CORP /VA/ VA 1.01,9.01 06/18/07 CHILDRENS INTERNET INC NV 1.01,9.01 06/15/07 China Premium Lifestyle Enterprise, I NV 8.01,9.01 06/20/07 CHS INC MN 8.01,9.01 06/21/07 CINCINNATI BELL INC OH 7.01,9.01 06/20/07 CLEAN POWER CONCEPTS INC. 7.01,9.01 05/24/07 COGNOS INC CA 2.02,9.01 06/21/07 COHESANT TECHNOLOGIES INC DE 2.02,5.03,9.01 06/21/07 COLONIAL PROPERTIES TRUST AL 2.01,9.01 06/15/07 COLONIAL REALTY LIMITED PARTNERSHIP DE 2.01,9.01 06/15/07 COLONY BANKCORP INC GA 8.01 06/21/07 COMCAST CORP PA 8.01,9.01 04/27/07 COMMONWEALTH BIOTECHNOLOGIES INC VA 9.01 06/21/07 COMMUNITY CAPITAL CORP /SC/ SC 8.01 06/21/07 COMPOSITE TECHNOLOGY CORP NV 1.01,3.02,8.01,9.01 06/20/07 CORCEPT THERAPEUTICS INC 8.01,9.01 06/21/07 CORCEPT THERAPEUTICS INC 8.01,9.01 06/21/07 AMEND Cord Blood America, Inc. FL 1.01,8.01,9.01 06/13/07 CORUS BANKSHARES INC MN 8.01,9.01 06/21/07 CORVEL CORP DE 7.01,9.01 06/20/07 CROMWELL URANIUM CORP. 5.02,8.01,9.01 06/15/07 CTS CORP IN 4.01 04/26/07 CUISINE SOLUTIONS INC DE 1.01,1.02,2.03,7.01,9.01 06/15/07 DAYSTAR TECHNOLOGIES INC DE 1.01,9.01 06/15/07 DAYTON SUPERIOR CORP DE 8.01,9.01 06/21/07 Deep Down, Inc. NV 8.01,9.01 06/21/07 DIGITAL RECORDERS INC NC 7.01,9.01 06/21/07 DOLLAR FINANCIAL CORP DE 8.01,9.01 06/20/07 DOLLAR GENERAL CORP TN 7.01,9.01 06/18/07 Eagle Hospitality Properties Trust, I MD 1.02 06/15/07 EATON CORP OH 1.01 06/17/07 EDWARDS A G INC DE 2.02 06/21/07 EFOODSAFETY COM INC NV 4.01,9.01 06/19/07 EMERGING VISION INC NY 8.01,9.01 06/21/07 Energy Transfer Equity, L.P. DE 8.01,9.01 06/20/07 Energy Transfer Partners, L.P. DE 8.01,9.01 06/20/07 EPICOR SOFTWARE CORP DE 1.01,9.01 06/14/07 EPOD International Inc 1.01,2.03,8.01,9.01 06/20/07 ERF Wireless, Inc. NV 1.01,9.01 06/14/07 ESCALA GROUP INC NY 4.01,8.01,9.01 05/22/07 AMEND ev3 Inc. DE 1.01,9.01 06/15/07 EVANS BOB FARMS INC DE 1.01,9.01 06/11/07 AMEND EVERLAST WORLDWIDE INC DE 1.01,9.01 06/19/07 Federal Home Loan Bank of Atlanta X1 2.03 06/18/07 Federal Home Loan Bank of Boston X1 2.03 06/18/07 Federal Home Loan Bank of Chicago X1 2.03 06/18/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/18/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/19/07 Federal Home Loan Bank of New York X1 2.03,9.01 06/18/07 Federal Home Loan Bank of New York X1 5.02 04/17/07 AMEND Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 06/18/07 Federal Home Loan Bank of San Francis X1 2.03 06/18/07 Federal Home Loan Bank of Seattle 2.03 06/20/07 FEDERAL NATIONAL MORTGAGE ASSOCIATION 5.02 06/15/07 FIDELITY BANCORP INC PA 5.03,9.01 06/19/07 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 06/20/07 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 06/21/07 FIRST NATIONAL LINCOLN CORP /ME/ ME 8.01 06/21/07 Flag Intermediate Holdings CORP DE 7.01,9.01 06/21/07 FLUSHING FINANCIAL CORP DE 8.01,9.01 06/20/07 FMC CORP DE 2.05,2.06,9.01 06/15/07 FORTUNE INDUSTRIES, INC. DE 2.01 04/13/07 AMEND FOSTER WHEELER LTD D0 5.02,9.01 06/19/07 FPL GROUP INC FL 2.03 06/20/07 FRANKLIN RESOURCES INC DE 8.01,9.01 06/19/07 FUEL TECH, INC. DE 1.01,9.01 06/16/07 FULL HOUSE RESORTS INC DE 1.01,9.01 06/18/07 GateHouse Media, Inc. DE 9.01 04/11/07 AMEND GateHouse Media, Inc. DE 9.01 05/07/07 AMEND GATEWAY INC DE 5.02 06/15/07 GENERAL MOTORS CORP DE 8.01 06/21/07 GENERAL STEEL HOLDINGS INC NV 1.01,9.01 06/19/07 George Foreman Enterprises Inc DE 1.01,9.01 06/15/07 GEORGIA POWER CO GA 8.01,9.01 06/18/07 GEVITY HR INC FL 5.02 06/21/07 GLOBAL EPOINT INC NV 5.02 06/15/07 GLOBALSANTAFE CORP 4.01,9.01 05/14/07 GPS INDUSTRIES, INC. NV 1.01 06/15/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 5.02 06/21/07 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 06/21/07 GRYPHON GOLD CORP NV 7.01,9.01 06/21/07 GULFMARK OFFSHORE INC DE 5.02,9.01 06/21/07 H&R BLOCK INC MO 2.02,9.01 06/21/07 HARLEYSVILLE SAVINGS FINANCIAL CORP 8.01,9.01 06/20/07 HARVEY ELECTRONICS INC NY 1.01,9.01 06/18/07 HEALTH CARE REIT INC /DE/ DE 8.01 06/20/07 Healthsport, Inc. DE 8.01 03/16/07 HERITAGE BANKSHARES INC /VA VA 7.01 06/21/07 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,8.01,9.01 06/20/07 HORIZON OFFSHORE INC DE 8.01 06/20/07 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 06/15/07 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 06/15/07 HUNTINGTON BANCSHARES INC/MD MD 5.02,8.01,9.01 06/20/07 IA GLOBAL INC DE 1.01 06/21/07 IDAHO POWER CO ID 1.01,9.01 06/19/07 IDM PHARMA, INC. DE 1.01,8.01,9.01 06/19/07 INDALEX HOLDINGS FINANCE INC 8.01 06/20/07 INDEPENDENT BANK CORP MI 8.01 06/21/07 INFORM WORLDWIDE HOLDINGS INC CO 1.01,2.01,9.01 06/14/07 INTERNET AMERICA INC TX 1.01,4.01,9.01 06/15/07 IRELAND INC. NV 1.01,3.02,9.01 06/19/07 JABIL CIRCUIT INC DE 2.02,9.01 06/21/07 JAG MEDIA HOLDINGS INC NV 1.01,2.03,9.01 06/20/07 KINDRED HEALTHCARE, INC DE 1.01,9.01 06/19/07 LAND O LAKES INC 8.01 06/21/07 LAND O LAKES INC 8.01 06/21/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 06/18/07 LHC Group, Inc 8.01,9.01 06/21/07 Liberty Global, Inc. 7.01 06/20/07 LINDSAY CORP DE 2.02,9.01 06/20/07 LITTELFUSE INC /DE DE 8.01,9.01 06/19/07 LITTLE SIOUX CORN PROCESSORS LLC 7.01,9.01 06/15/07 LogSearch, Inc. NV 8.01 06/20/07 LOWES COMPANIES INC NC 1.01,2.03 06/15/07 Lusora Healthcare Systems Inc. 1.02 06/19/07 MAD CATZ INTERACTIVE INC 5.02 06/19/07 MASTERCARD INC DE 8.01,9.01 06/21/07 MATHSTAR INC MN 8.01,9.01 06/21/07 MCKESSON CORP DE 7.01,9.01 06/21/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 2.03,9.01 06/15/07 MEMORY PHARMACEUTICALS CORP 1.01,1.02,2.03,3.02,9.01 06/18/07 MERRIMAC INDUSTRIES INC DE 8.01 06/21/07 METRIS MASTER TRUST DE 9.01 06/20/07 MICROISLET INC NV 1.01,3.02,7.01,9.01 06/20/07 MICROMET, INC. DE 1.01,3.02,8.01,9.01 06/19/07 MIVA, INC. DE 8.01 06/15/07 MOLSON COORS BREWING CO CO 1.01,9.01 06/15/07 MONROE BANCORP IN 5.02 06/18/07 MONSANTO CO /NEW/ DE 5.03,9.01 06/15/07 MORGAN STANLEY DE 5.03,9.01 06/19/07 MOVADO GROUP INC NY 1.01,2.03 06/15/07 NEOPHARM INC DE 5.02 06/19/07 NEOPROBE CORP DE 8.01,9.01 06/20/07 NETBANK INC GA 1.01,2.05,3.01,8.01,9.01 06/15/07 NETRATINGS INC DE 5.02 06/15/07 NEVADA GOLD & CASINOS INC NV 1.01,9.01 06/14/07 NEW MEDIUM ENTERPRISES INC NV 4.02 06/20/07 NEWFIELD EXPLORATION CO /DE/ DE 1.01,8.01,9.01 06/21/07 NEXITY FINANCIAL CORP DE 5.02 06/20/07 NEXMED INC NV 5.02,9.01 06/18/07 NEXTPHASE WIRELESS, INC. NV 9.01 06/07/07 NITCHES INC CA 1.01,2.03,9.01 06/21/07 NOVINT TECHNOLOGIES INC DE 8.01,9.01 06/20/07 NTS REALTY HOLDINGS LP DE 1.01,9.01 06/20/07 Ocean Power Technologies, Inc. NJ 5.02 06/15/07 ONYX PHARMACEUTICALS INC DE 8.01,9.01 06/20/07 OPEN ENERGY CORP NV 1.01,2.03,3.02,9.01 06/15/07 OPENLIMIT INC FL 1.01,9.01 06/18/07 Opexa Therapeutics, Inc. TX 8.01,9.01 06/21/07 ORAMED PHARMACEUTICALS INC. NV 3.02,9.01 02/12/07 ORIENT EXPRESS HOTELS LTD 5.02,5.03,9.01 06/15/07 Ottawa Savings Bancorp, Inc. 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NV 2.04 06/21/07 RIO VISTA ENERGY PARTNERS LP DE 1.01,3.01,3.02 06/15/07 RR Donnelley & Sons Co DE 2.06,9.01 06/21/07 SEAWRIGHT HOLDINGS INC DE 1.01,2.03,9.01 06/20/07 SENESCO TECHNOLOGIES INC DE 3.01,9.01 06/15/07 Shire plc 8.01,9.01 06/19/07 SILVERADO GOLD MINES LTD A1 8.01,9.01 06/21/07 SINOFRESH HEALTHCARE INC FL 7.01 06/20/07 SINOFRESH HEALTHCARE INC FL 1.01,3.02,9.01 06/21/07 SMITH & WESSON HOLDING CORP NV 9.01 01/03/07 AMEND SMUCKER J M CO OH 2.02,9.01 06/21/07 SONIC CORP DE 2.02,9.01 05/31/07 SOUTHERN MISSOURI BANCORP INC MO 8.01 06/21/07 SPACEHAB INC \WA\ WA 1.01 06/15/07 SPARTAN STORES INC MI 1.01,2.01,9.01 06/15/07 Spectre Technology CORP NV 1.01,3.02,9.01 06/15/07 SPECTRX INC DE 5.02 06/21/07 STAR BUFFET INC DE 7.01,9.01 06/20/07 STEEL DYNAMICS INC IN 2.03,8.01,9.01 06/19/07 STEELCASE INC MI 5.02,9.01 06/21/07 Sterling Mining CO ID 3.02,5.02 06/15/07 STEWART ENTERPRISES INC LA 8.01,9.01 06/20/07 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 06/15/07 STRATS SM TRUST FOR DOMINION RESOURCE DE 8.01,9.01 06/15/07 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 06/15/07 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 06/15/07 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 06/15/07 STRATS SM TRUST FOR U S CELL CORP SEC 8.01,9.01 06/15/07 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 06/15/07 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 06/15/07 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 06/15/07 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 06/15/07 SUPERIOR BANCORP DE 2.04,7.01,9.01 06/21/07 Surfect Holdings, Inc NV 5.02 06/15/07 SUTOR TECHNOLOGY 5.02,9.01 06/18/07 Switch & Data Facilities Company, Inc DE 8.01 06/15/07 SYNTROLEUM CORP DE 1.01 06/21/07 Target Credit Card Master Trust DE 8.01,9.01 06/20/07 AMEND Target Credit Card Master Trust DE 8.01,9.01 06/20/07 AMEND TASTY BAKING CO PA 1.01,2.03 06/15/07 TEKTRONIX INC OR 2.02,9.01 06/21/07 Teleconnect Inc. OK 1.01,2.01,9.01 06/21/07 TELEPHONE & DATA SYSTEMS INC /DE/ DE 5.02,9.01 06/21/07 TELIK INC DE 8.01,9.01 06/15/07 TENNANT CO MN 1.01,2.03,9.01 06/19/07 TESSERA TECHNOLOGIES INC DE 7.01,9.01 06/21/07 TEXHOMA ENERGY INC 1.01,3.02,4.01,5.02,9.01 05/15/07 AMEND TIDELANDS ROYALTY TRUST B TX 7.01,9.01 06/19/07 TRANS-INDIA ACQUISITION CORP DE 5.02,9.01 06/15/07 TRAVELCENTERS OF AMERICA LLC 5.03,9.01 06/21/07 TRIPOS INC UT 3.01,9.01 06/15/07 U.S. Helicopter CORP DE 1.01,2.03,3.02 06/15/07 UAL CORP /DE/ DE 1.01,9.01 06/19/07 UGI CORP /PA/ PA 1.01,5.02,9.01 06/21/07 UGODS, INC. 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