SEC NEWS DIGEST Issue 2007-109 June 7, 2007 ENFORCEMENT PROCEEDINGS SEC v. MICHAEL J. SNYDER The Commission announced today that the Colorado federal district court entered a Final Judgment by consent on June 5, 2007, against Michael J. Snyder of Ketchum, Idaho, in connection with a civil fraud case filed against Snyder. The final judgment enjoined Snyder, the former CEO of Red Robin Gourmet Burgers, Inc., (Red Robin) from engaging in future violations of the antifraud and other provisions of the federal securities laws, ordered Snyder to pay a civil penalty of $250,000 and barred him from serving as an officer or director of a public company. The Commission filed its action against Snyder on June 4, 2007. The complaint alleged that Snyder misrepresented his personal travel expenses as business expenses to Red Robin and its accountants, causing Red Robin to fail to report material amounts of Snyder's compensation in Commission filings for the years 2002 through 2004. [SEC v. Michael J. Snyder, USDC, District of Colorado, Civil Action No. 07-CV-01162)] (LR-20146) INVESTMENT COMPANY ACT RELEASES BARCLAYS GLOBAL FUND ADVISORS The Commission has issued a temporary order to Barclays Global Fund Advisors under Section 9(c) of the Investment Company Act. The temporary order exempts the applicant from Section 9(a) of the Act, with respect to an injunction entered by the U.S. District Court for the Southern District of New York on June 6, 2007, until the Commission takes final action on an application for a permanent order. A notice has been issued giving interested persons until July 2, 2007, to request a hearing on the application filed by applicants for a permanent order under Section 9(c) of the Act. (Rel. IC-27851 - June 6) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES Proposed rule changes filed by NYSE Arca by itself and through its wholly owned subsidiary, NYSE Arca Equities, Inc., relating to an increase in the frequency of the short interest reporting requirements for equity trading permit holders and options trading permit holders (SR-NYSEArca-2007-48 and SR-NYSEArca-2007-49) have become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55846) The Commission issued notice immediate effectiveness of a proposed rule change (SR-Amex-2007-51) filed by the American Stock Exchange relating to backup trading arrangements. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55865) PROPOSED RULE CHANGE The Commission issued notice of filing of a proposed rule change and Amendment No. 1 thereto filed by The Nasdaq Stock Market (SR-NASDAQ- 2006-045) to allow the use of a company's Web site to distribute an annual report and meet other Nasdaq listing requirements. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55854) APPROVAL OF PROPOSED RULE CHANGE A proposed rule change (SR-NASDAQ-2007-029), as modified by Amendment No. 1, filed by The NASDAQ Stock Market, to require Nasdaq-listed companies to submit material news notifications to Nasdaq using Nasdaq's electronic disclosure system, except in emergency situations, has been approved pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55856) AMENDMENT TO PROPOSED RULE CHANGES AND ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The New York Stock Exchange filed Amendment No. 4 to a proposed rule change (SR-NYSE-2006-28) relating to NYSE Rules 134 and 411, and the Commission has granted accelerated approval to the proposed rule change, as amended. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55859) The Chicago Board Options Exchange filed Amendment No. 5 to a proposed rule change (SR-CBOE-2006-84) to list and trade credit default options, and the Commission granted accelerated approval of the proposed rule change, as modified by Amendment Nos. 3, 4 and 5, and designated credit default options as standardized options under Rule 9b-1 of the Act. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55871) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASDAQ-2007-054) submitted by The NASDAQ Stock Market to trade the shares of the iShares GSCI Commodity-Indexed Trust pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55861) The Commission granted accelerated approval to a proposed rule change (SR-ISE-2007- 35) filed by the International Securities Exchange to make permanent the pilot program for Preferenced Orders. Publication is expected in the Federal Register during the week of June 11. (Rel. 34-55864) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 UNIVERSAL DETECTION TECHNOLOGY, 9300 WILSHIRE BOULEVARD, SUITE 308, BEVERLY HILLS, CA, 90212, 3102483655 - 30,000,000 ($90,000.00) Equity, (File 333-143530 - Jun. 6) (BR. 10C) SB-2 MORE CASH FOR LIFE(WORLDWIDE) LTD., 4601 WEST SAHARA, LAS VEGAS, X1, 89102, 416-738-1169 - 99,900,000 ($99,900.00) Equity, (File 333-143531 - Jun. 6) (BR. 09) S-8 CLEARWIRE CORP, 4400 CARILLON POINT, KIRKLAND, WA, 98033, 425-216-7600 - 0 ($410,734,558.68) Equity, (File 333-143533 - Jun. 6) (BR. 11B) S-4 INHIBITEX, INC., 9005 WESTSIDE PARKWAY, ALPHARETTA, GA, 30004, 678-746-1100 - 0 ($26,585,792.00) Equity, (File 333-143534 - Jun. 6) (BR. 01B) S-1 DOV PHARMACEUTICAL INC, 433 HACKENSACK AVENUE, HACKENSACK, NJ, 07601, 2019680980 - 29,417,545 ($15,385,377.00) Equity, (File 333-143538 - Jun. 6) (BR. 01A) S-1 First Financial Northwest, Inc., 201 WELLS AVENUE SOUTH, RENTON, WA, 98057, (425) 255-4400 - 25,156,250 ($251,562,500.00) Equity, (File 333-143539 - Jun. 6) (BR. 07) S-8 Starent Networks, Corp., 30 INTERNATIONAL PLACE, TEWKSBURY, MA, 01876, 978-851-1100 - 0 ($68,956,550.00) Equity, (File 333-143540 - Jun. 6) (BR. 11C) SB-2 ZEEZOO SOFTWARE CORP., 2033 GATEWAY PLACE, 6TH FLOOR, SAN JOSE, CA, 95110, 408-573-5959 - 840,000 ($42,000.00) Equity, (File 333-143542 - Jun. 6) (BR. 03) S-8 BAY NATIONAL CORP, 2328 WEST JOPPA ROAD, BALTIMORE, MD, 21093, 4104942580 - 253,750 ($4,251,581.25) Equity, (File 333-143544 - Jun. 6) (BR. 07B) S-8 RUBIOS RESTAURANTS INC, 1902 WRIGHT PL, STE 300, CARLSBAD, CA, 92008, 7609298226 - 293,805 ($3,513,907.80) Equity, (File 333-143545 - Jun. 6) (BR. 05C) SB-1 Menzies Bay Minerals Inc., SUITE 510, 999 WEST HASTINGS STREET, VANCOUVER, A1, V6C 2W2, 604-685-7552 - 2,500,000 ($25,000.00) Equity, (File 333-143547 - Jun. 6) (BR. 04) S-8 COMTECH TELECOMMUNICATIONS CORP /DE/, 68 SOUTH SERVICE ROAD, SUITE 230, MELVILLE, NY, 11747, 6319627000 - 1,500,000 ($66,420,000.00) Equity, (File 333-143548 - Jun. 6) (BR. 11B) S-8 NORTHSTAR REALTY, 399 PARK AVENUE,, 18TH FLOOR, NEW YORK, NY, 10022, 212-547-2640 - 3,000,000 ($42,600,000.00) Equity, (File 333-143549 - Jun. 6) (BR. 08B) S-8 IVANHOE MINES LTD, SUITE 654, 999 CANADA PLACE, VANCOUVER, A1, V6C 3E1, 604 688 5755 - 5,000,000 ($75,250,000.00) Equity, (File 333-143550 - Jun. 6) (BR. 04C) S-8 MAGMA DESIGN AUTOMATION INC, 1650 TECHNOLOGY DRIVE, SAN JOSE, CA, 95110, 408-565-7500 - 3,623,026 ($56,138,787.86) Equity, (File 333-143551 - Jun. 6) (BR. 03B) S-8 POKERTEK INC, 1020 CREWS ROAD, SUITE J, MATTHEWS, NC, 28106, 7048490867 - 650,000 ($8,040,500.00) Equity, (File 333-143552 - Jun. 6) (BR. 06B) S-8 JAZZ PHARMACEUTICALS INC, 3180 PORTER DRIVE, PALO ALTO, CA, 94304, 650-496-3777 - 4,957,794 ($94,100,598.36) Equity, (File 333-143553 - Jun. 6) (BR. 01A) S-8 TEPPCO PARTNERS LP, 2929 ALLEN PKWY, PO BOX 2521, HOUSTON, TX, 77252-2521, 7137593636 - 1,000,000 ($44,700,000.00) Limited Partnership Interests, (File 333-143554 - Jun. 6) (BR. 04C) F-1 SPREADTRUM COMMUNICATIONS INC, 810 E ARQUES AVE, SUNNYVALE, CA, 94085, 4087358126 - 0 ($100,000,000.00) ADRs/ADSs, (File 333-143555 - Jun. 6) (BR. ) S-8 NAPSTER INC, 9044 MELROSE AVENUE, LOS ANGELES, CA, 90069, 3102815000 - 2,100,000 ($7,875,000.00) Equity, (File 333-143556 - Jun. 6) (BR. 03B) S-8 MFIC CORP, 30 OSSIPEE RD, P O BOX 9101, NEWTON, MA, 02464-9101, 6179695452 - 0 ($3,751,004.08) Equity, (File 333-143557 - Jun. 6) (BR. 10B) S-4 CMP Susquehanna Radio Holdings Corp., 14 PIEDMONT CENTER, ATLANTA, GA, 30305, 404-949-0700 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-143558 - Jun. 6) (BR. ) S-1 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 1,577,979 ($15,621,992.10) Equity, (File 333-143559 - Jun. 6) (BR. 03B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ABM INDUSTRIES INC /DE/ DE 2.02,8.01,9.01 06/05/07 ACORDA THERAPEUTICS INC 8.01,9.01 06/06/07 ACTUANT CORP WI 1.01,8.01,9.01 06/01/07 ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 06/06/07 ADVANTA CORP DE 8.01 06/04/07 AEROPOSTALE INC 7.01,9.01 06/06/07 AFFYMETRIX INC DE 5.02,9.01 06/06/07 Aircastle LTD D0 8.01,9.01 06/01/07 ALDILA INC DE 5.02,7.01,9.01 06/05/07 ALLEGHENY TECHNOLOGIES INC DE 7.01,9.01 06/06/07 ALLOY INC DE 2.02,9.01 06/06/07 ALLSTATE LIFE GLOBAL FUNDING DE 9.01 05/31/07 Alphatec Holdings, Inc. DE 5.02,9.01 06/01/07 Alternative Loan Trust 2007-1T1 8.01,9.01 01/30/07 AMEND Altra Holdings, Inc. DE 5.02 05/30/07 AMC ENTERTAINMENT INC DE 7.01,9.01 06/05/07 AMERICAN AIRLINES INC DE 8.01 06/06/07 AMERICAN CAPITAL STRATEGIES LTD 5.04 06/06/07 American Home Mortgage Assets Trust 2 DE 9.01 06/06/07 AMERICAN ORIENTAL BIOENGINEERING INC CO 5.02 05/31/07 Ameris Bancorp GA 1.01,9.01 05/31/07 AMERISOURCEBERGEN CORP DE 1.01,8.01,9.01 06/04/07 AMERITYRE CORP NV 5.02,9.01 05/02/07 AMR CORP DE 8.01 06/06/07 AMYLIN PHARMACEUTICALS INC DE 8.01,9.01 06/06/07 ANDREW CORP DE 1.02,7.01,9.01 05/31/07 ANGIODYNAMICS INC DE 2.02,9.01 06/06/07 APARTMENT INVESTMENT & MANAGEMENT CO MD 7.01,9.01 06/06/07 APPLETON PAPERS INC/WI 1.01,1.02,2.03 06/05/07 ASHWORTH INC DE 5.02,8.01,9.01 05/31/07 ASYST TECHNOLOGIES INC CA 5.02 05/31/07 ATEL CASH DISTRIBUTION FUND VI LP CA 4.01,9.01 02/05/07 AMEND ATMEL CORP DE 7.01,9.01 06/05/07 AVIGEN INC \DE DE 1.01,9.01 05/31/07 Banc of America Commercial Mortgage I DE 8.01 06/06/07 Banc of America Funding 2007-4 Trust DE 6.02 06/01/07 Baseline Oil & Gas Corp. NV 1.01,3.02,9.01 05/31/07 BBM HOLDINGS, INC. UT 2.05,5.02,9.01 05/31/07 BERKSHIRE INCOME REALTY INC 1.01 05/31/07 BERRY PLASTICS HOLDING CORP DE 9.01 04/03/07 BIG LOTS INC OH 2.02,9.01 05/31/07 BIG LOTS INC OH 4.01,9.01 05/31/07 BIOLASE TECHNOLOGY INC DE 5.02 06/04/07 BIOMET INC IN 5.02,9.01 05/31/07 BION ENVIRONMENTAL TECHNOLOGIES INC CO 1.01,8.01,9.01 06/01/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 5.03,9.01 06/01/07 BOWNE & CO INC DE 8.01 06/06/07 BRAVO! BRANDS INC. DE 5.01,8.01,9.01 06/04/07 CAMCO FINANCIAL CORP DE 5.02 06/04/07 CAMPBELL FUND TRUST MD 3.02 06/01/07 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 05/31/07 CARDTRONICS INC DE 1.01,7.01,9.01 06/05/07 CARMAX AUTO FUNDING LLC DE 8.01,9.01 06/05/07 CENTRAL BANCORP INC /MA/ MA 2.02,9.01 06/05/07 CENTRAL GARDEN & PET CO DE 5.02,9.01 05/31/07 CHANNELL COMMERCIAL CORP DE 3.01 06/05/07 China Direct, Inc DE 7.01,9.01 06/06/07 CHINA ORGANIC AGRICULTURE, INC. 7.01,9.01 06/04/07 CHINA YOUTV CORP. NV 5.02 06/06/07 CIENA CORP DE 1.01,3.02,9.01 06/05/07 CLICKABLE ENTERPRISES INC DE 1.01,3.02 05/31/07 CNB Financial Corp. MA 4.01 06/06/07 COGENT COMMUNICATIONS GROUP INC 8.01 06/05/07 COHERENT INC DE 5.02,8.01 06/01/07 COMARCO INC CA 7.01 06/06/07 COMPUMED INC DE 5.02,9.01 06/01/07 COMPX INTERNATIONAL INC DE 5.02 06/06/07 COMTECH TELECOMMUNICATIONS CORP /DE/ DE 2.02,9.01 06/06/07 Cooper-Standard Holdings Inc. DE 7.01,9.01 06/06/07 COPART INC CA 2.02,9.01 06/05/07 CORAUTUS GENETICS INC DE 2.01,9.01 06/05/07 Cord Blood America, Inc. FL 1.01,5.02,8.01,9.01 05/21/07 CORVEL CORP DE 1.01,2.01,2.03,9.01 05/31/07 COSTAR GROUP INC 5.02 06/05/07 COUNTERPATH SOLUTIONS, INC. NV 5.02 06/01/07 CPI CORP DE 2.02,9.01 06/05/07 CRIMSON EXPLORATION INC. 1.01,2.03,9.01 05/31/07 CSMC Mortgage-Backed Trust 2007-3 DE 8.01,9.01 06/06/07 AMEND CVD EQUIPMENT CORP NY 1.01,9.01 06/01/07 DATASCOPE CORP DE 8.01,9.01 06/05/07 DEBT RESOLVE INC DE 8.01,9.01 05/31/07 DEL GLOBAL TECHNOLOGIES CORP NY 2.02,9.01 06/06/07 DEL MONTE FOODS CO DE 7.01 06/06/07 DENDREON CORP DE 1.01,8.01,9.01 06/05/07 DEVON ENERGY CORP/DE DE 5.02,9.01 06/06/07 Diamond Foods Inc DE 7.01,9.01 06/06/07 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 06/01/07 DIGITAL RECORDERS INC NC 7.01,9.01 06/06/07 DIGITAL RIVER INC /DE DE 5.02 05/31/07 DIODES INC /DEL/ DE 5.02,7.01,8.01,9.01 05/31/07 DISCOVER CARD MASTER TRUST I DE 6.05 06/01/07 DISTRIBUTED ENERGY SYSTEMS CORP DE 1.01,9.01 06/01/07 DREAMS INC UT 8.01,9.01 06/06/07 DSW Inc. OH 2.02,9.01 06/06/07 Duke Energy Carolinas, LLC NC 8.01,9.01 05/31/07 DYNCORP INTERNATIONAL INC. DE 8.01,9.01 06/06/07 E ENERGY ADAMS LLC 1.01 06/01/07 EBIX INC DE 1.01,3.02,9.01 06/01/07 EESTech, Inc. 5.02,9.01 05/02/07 EINSTEIN NOAH RESTAURANT GROUP INC DE 8.01 05/31/07 ELECTRONIC ARTS INC DE 5.02,9.01 06/05/07 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 06/06/07 Energy Transfer Equity, L.P. DE 2.01,9.01 06/01/06 ENVIRONMENTAL CONTROL CORP. 7.01,9.01 06/05/07 EVERLAST WORLDWIDE INC DE 4.01,5.02,9.01 05/31/07 EXELON CORP PA 7.01 06/06/07 Exobox Technologies Corp. NV 8.01 06/01/07 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 7.01 06/06/07 FIELDSTONE INVESTMENT CORP 1.01,1.02,9.01 05/31/07 FIRST INDIANA CORP IN 4.01,9.01 06/04/07 Fit For Business International Inc NV 5.02,9.01 06/06/07 FOREST OIL CORP NY 7.01,9.01 06/05/07 FOUR OAKS FINCORP INC NC 2.02,7.01,9.01 06/06/07 FUELCELL ENERGY INC DE 2.02,9.01 06/04/07 G III APPAREL GROUP LTD /DE/ DE 2.02,9.01 06/06/07 GARTNER INC DE 5.02,9.01 06/05/07 GAYLORD ENTERTAINMENT CO /DE DE 2.01,5.02,9.01 05/31/07 GENERAL DYNAMICS CORP DE 5.02,9.01 06/06/07 GENSYM CORP DE 2.02,9.01 06/06/07 GLIMCHER REALTY TRUST MD 8.01 06/05/07 Global Biotech Corp. 4.01,9.01 05/10/07 GLOBAL PAYMENT TECHNOLOGIES INC DE 5.02,9.01 06/04/07 Goal Capital Funding, LLC DE 8.01,9.01 06/06/07 GRAHAM CORP DE 1.01,5.02 05/31/07 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 1.01,4.01,5.02,9.01 05/31/07 GREENFIELD ONLINE INC DE 8.01,9.01 06/06/07 GRYPHON GOLD CORP NV 7.01,9.01 06/05/07 GYMBOREE CORP DE 7.01 06/06/07 HAPC, Inc. DE 7.01,8.01,9.01 06/06/07 HEALTH CARE PROPERTY INVESTORS INC MD 1.01,9.01 06/03/07 Health Fitness Corp /MN/ MN 3.02 06/01/07 HF FINANCIAL CORP DE 8.01 05/31/07 HOLMES FUNDING LTD 8.01,9.01 06/06/07 Homeland Security Capital CORP DE 1.01,3.02,9.01 06/06/07 HOOPER HOLMES INC NY 5.02 06/01/07 HOSPIRA INC DE 5.04,9.01 06/06/07 HYDROGEN ENGINE CENTER, INC. NV 9.01 06/04/07 IDT CORP DE 2.02,9.01 06/06/07 Impac Secured Assets Trust 2007-3 CA 6.02 04/30/07 INFOCUS CORP OR 5.02 05/31/07 INPHONIC INC 1.01,2.02,5.02,9.01 05/31/07 InPlay Technologies, Inc. NV 5.02,9.01 06/01/07 INSTEEL INDUSTRIES INC NC 8.01,9.01 06/06/07 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,2.03,9.01 06/04/07 INTEGRA LIFESCIENCES HOLDINGS CORP DE 8.01,9.01 06/06/07 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 05/31/07 Interactive Brokers Group, Inc. DE 2.02,9.01 06/06/07 INTERNATIONAL ELECTRONICS INC MA 8.01 06/06/07 INTERNATIONAL GAME TECHNOLOGY NV 8.01 05/31/07 AMEND INTERSTATE BAKERIES CORP/DE/ DE 5.02,9.01 06/05/07 INTERSTATE HOTELS & RESORTS INC DE 5.02 05/31/07 IOMAI CORP 5.02,9.01 06/05/07 itLinkz Group, Inc. FL 1.01,9.01 06/04/07 IXYS CORP /DE/ DE 5.02 05/31/07 J.P. MORGAN MORTGAGE TRUST 2007-A2 DE 6.02 04/13/07 J.P. Morgan Mortgage Trust 2007-A4 DE 6.02 06/01/07 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 06/04/07 KAISER ALUMINUM CORP DE 5.02,9.01 06/04/07 KAMAN CORP CT 5.02,5.03,9.01 06/06/07 KANSAS CITY SOUTHERN DE 1.01,2.03 05/31/07 KBW, INC. 5.02,9.01 06/06/07 KEYSPAN CORP NY 8.01 05/31/07 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 5.02,9.01 06/01/07 KINDRED HEALTHCARE, INC DE 1.01,8.01,9.01 06/04/07 KORN FERRY INTERNATIONAL DE 2.02,9.01 06/06/07 Kreido Biofuels, Inc. NV 1.01,9.01 05/22/07 LABOR READY INC WA 5.02,9.01 05/31/07 LEAP WIRELESS INTERNATIONAL INC DE 2.03,9.01 06/01/07 LEGG MASON INC MD 5.02,9.01 06/01/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 05/31/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 05/31/07 LENOX GROUP INC DE 5.02 06/01/07 LEUCADIA NATIONAL CORP NY 2.01,9.01 06/01/07 LIFE TIME FITNESS INC MN 1.01 05/31/07 LIGAND PHARMACEUTICALS INC DE 5.02 06/06/07 LIQUIDMETAL TECHNOLOGIES INC 1.01 06/01/07 LML PAYMENT SYSTEMS INC A1 7.01,8.01,9.01 06/04/07 LOEWS CORP DE 1.01,7.01,9.01 06/06/07 LORAL SPACE & COMMUNICATIONS INC. DE 8.01 06/05/07 LUMINENT MORTGAGE CAPITAL INC 1.01,2.03,3.02,9.01 06/05/07 MAGNUS INTERNATIONAL RESOURCES, INC. NV 1.01,8.01,9.01 05/12/07 MAIR HOLDINGS INC MN 2.02,9.01 06/06/07 Marquee Holdings Inc. DE 7.01,9.01 06/05/07 MARTEK BIOSCIENCES CORP DE 2.02,9.01 06/06/07 MASCO CORP /DE/ DE 5.02,5.03,9.01 06/02/07 Mayflower Bancorp Inc MA 2.02,9.01 06/05/07 MDU RESOURCES GROUP INC DE 8.01 06/06/07 MEADE INSTRUMENTS CORP DE 5.02,9.01 06/01/07 MEDecision, Inc. PA 1.01,9.01 05/31/07 Medical Media Television, Inc. FL 1.01,3.02,9.01 05/31/07 MEGA GROUP INC NY 1.01,7.01,9.01 06/06/07 MERRILL LYNCH & CO INC DE 8.01,9.01 06/06/07 METROPCS COMMUNICATIONS INC DE 1.01,2.03,8.01,9.01 05/31/07 MICROHELIX INC OR 2.04,5.02,8.01 06/05/07 MILLENNIUM QUEST INC DE 8.01,9.01 06/06/07 MIV THERAPEUTICS INC NV 4.01,9.01 06/01/07 MONSANTO CO /NEW/ DE 1.01 05/31/07 MOSCOW CABLECOM CORP DE 2.02,9.01 06/06/07 MOTOROLA INC DE 5.02 06/01/07 MS STRUCTURED SATURNS SERIES 2002-11 DE 8.01,9.01 06/01/07 MS STRUCTURED SATURNS SERIES 2002-9 DE 8.01,9.01 06/01/07 MS STRUCTURED SATURNS SERIES 2003-15 DE 8.01,9.01 06/01/07 MS STRUCTURED SATURNS SERIES 2003-8 DE 8.01,9.01 06/01/07 MS STRUCTURED SATURNS SERIES 2004-1 DE 8.01,9.01 06/01/07 MTI TECHNOLOGY CORP DE 1.01,9.01 05/31/07 MTS SYSTEMS CORP MN 5.02,5.03,9.01 06/01/07 Nascent Wine Company, Inc. 8.01,9.01 05/31/07 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 5.02 06/04/07 NATIONAL PRESTO INDUSTRIES INC WI 8.01,9.01 06/05/07 NATIONAL RV HOLDINGS INC DE 5.02,9.01 05/31/07 Natural Nutrition Inc. NV 1.01,3.02,9.01 05/31/07 NAVARRE CORP /MN/ MN 2.02,9.01 06/05/07 NAVISTAR INTERNATIONAL CORP DE 8.01,9.01 06/06/07 NELNET INC NE 1.01,3.02,8.01,9.01 05/31/07 NEOMEDIA TECHNOLOGIES INC DE 5.02,9.01 06/03/07 NESTOR INC DE 8.01,9.01 06/06/07 NETSCOUT SYSTEMS INC DE 5.02 05/31/07 Neuralstem, Inc. 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