SEC NEWS DIGEST Issue 2007-75 April 19, 2007 ENFORCEMENT PROCEEDINGS SEC BRINGS EMERGENCY ACTION TO HALT AN ONGOING OFFERING FRAUD AND OBTAINS TEMPORARY RESTRAINING ORDERS AND ASSET FREEZES The Commission announced today that on April 13, 2007, it filed an emergency action to halt an ongoing fraud involving the sale of stock and loan agreements by Aquacell Batteries, Inc. (Aquacell), and its principal, Michael J. Naste, a resident of New Smyrna Beach, Florida. The Commission charged Aquacell and Naste, and also charged Aquacell Batteries Florida, Inc., Eternergy, Inc., Gaming Software Corporation (f/k/a Bet-Net Enterprises, Inc.), Gaming Software International, Godfather's, Inc., Mighty Muscle Cars, Inc., Hollywood Movie Hair Products, Inc. (collectively, relief defendants), shell companies controlled by Naste into which Naste improperly funneled investor funds. Acting on the Commission's request for emergency relief, on April 14, 2007, Judge Ann Conway of the U.S. District Court for the Middle District of Florida issued temporary restraining orders, asset freezes and other relief against the defendants. The Court also appointed Michael L. Gore, Esq. as Receiver over Aquacell and the relief defendants. The Commission's complaint alleges that, from at least May 2002 through the present, the defendants raised at least $4.5 million from over 35 investors nationwide by conducting a fraudulent offering of securities of Aquacell, a New Smyrna Beach company purportedly in the business of developing and marketing alternative energy sources and products. According to the complaint, the defendants falsely claimed to have an experienced management team and a highly-qualified staff of scientists and engineers; to have developed a new energy source that which will replace oil, gas, coal and other sources of energy within 15 years, among other breakthrough products; and to have extremely lucrative licensing and development opportunities. Defendants' claims were patently false because Aquacell has no management team or employees other than Naste, and no patents, licenses, contracts or products. Additionally, the complaint alleges that the defendants have failed to disclose to investors that the state of Pennsylvania issued cease-and-desist orders and a bar against them for state securities violations. Moreover, contrary to defendants' assurances that they would use investor funds to expand Aquacell's research and development facility and bring Aquacell's products to market, the complaint alleges that Naste has misappropriated millions of dollars in investors' funds to bankroll his lavish lifestyle, and has funneled hundreds of thousands of dollars to his family and to accounts he controls. The Commission's complaint alleges that Aquacell and Naste violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Court's April 14 Order provides that the temporary restraining order and asset freeze would remain in effect until April 24, 2007, at which time the Court scheduled a hearing on the Commission's motion for a preliminary injunction. In addition to the interim relief already granted by the Court, the Commission seeks a final judgment against the defendants enjoining them from future violations of the foregoing antifraud and securities registration laws, ordering them to disgorge all ill-gotten gains, and assessing civil penalties. [SEC v. Aquacell Batteries, Inc. and Michael J. Naste, Civil Action No. 6:07-CV-0608-ORL-22-DAB (M.D. Fla.)] (LR- 20080) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the American Stock Exchange to amend its buy-in rules (SR-Amex-2007-04) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55640) The Commission issued notice of immediate effectiveness of a proposed rule change, as modified by Amendment No. 1 thereto (SR-NYSE-2007-39), filed by the New York Stock Exchange relating to Rule 103B (Specialist Stock Allocation). Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55641) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission issued notice of filing of Amendment No. 3 and granted accelerated approval to a proposed rule change, as modified by Amendments Nos. 1, 2 and 3 thereto (SR-NASDAQ-2006-032), filed by the NASDAQ Stock Market to revise the Nasdaq Capital Market listing requirements. Publication is expected in the Federal Register during the week of April 23. (Rel. 34-55642) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 hhgregg, Inc., 4151 EAST 96TH STREET, INDIANAPOLIS, IN, 46240, 317-848-8710 - 0 ($172,500,000.00) Equity, (File 333-142181 - Apr. 18) (BR. 02) S-3ASR Nuance Communications, Inc., 1 WAYSIDE ROAD, BURLINGTON, MA, 01803, 781-565-5000 - 522,884 ($8,407,974.72) Equity, (File 333-142182 - Apr. 18) (BR. 03C) S-8 Nuance Communications, Inc., 1 WAYSIDE ROAD, BURLINGTON, MA, 01803, 781-565-5000 - 2,296,340 ($34,337,147.20) Equity, (File 333-142183 - Apr. 18) (BR. 03C) N-2 HIGHLAND FLOATING RATE FUND, TWO GALLERIA TOWER, 13455 NOEL ROAD,SUITE 1300, DALLAS, TX, 75240, 9726284100 - 0 ($1,061,550,000.00) Equity, (File 333-142184 - Apr. 18) (BR. 16) S-8 Comverge, Inc., 3950 SHACKLEFORD ROAD, SUITE 400, DULUTH, GA, 30096, 770-696-7660 - 0 ($89,978,201.00) Equity, (File 333-142185 - Apr. 18) (BR. 10) S-8 MTC TECHNOLOGIES INC, 500,000 ($10,205,000.00) Equity, (File 333-142186 - Apr. 18) (BR. 03C) S-8 AMN HEALTHCARE SERVICES INC, 12400 HIGH BLUFF DRIVE, SUITE 100, SAN DIEGO, CA, 92130, 8668718519 - 0 ($73,178,137.50) Equity, (File 333-142187 - Apr. 18) (BR. 01A) S-4 ReAble Therapeutics Finance LLC, 9800 METRIC BLVD., AUSTIN, TX, 78758, 512-832-9500 - 0 ($200,000,000.00) Other, (File 333-142188 - Apr. 18) (BR. 10C) S-4 NATIONAL HEALTHCARE CORP, 100 VINE ST, STE 1400, MURFREESBORO, TN, 37130, 6158902020 - 0 ($165,690,870.63) Equity, (File 333-142189 - Apr. 18) (BR. 11A) F-1 Home Inns & Hotels Management Inc., NO. 400 TIAN YAO QIAO ROAD, SHANGHAI, F4, 200030, (8621) 6468-1818 - 0 ($97,425,125.00) ADRs/ADSs, (File 333-142190 - Apr. 18) (BR. 08) S-3ASR KIMCO REALTY CORP, 3333 NEW HYDE PARK RD, PO BOX 5020, NEW HYDE PARK, NY, 11042, 5168699000 - 0 ($31,150,682.22) Equity, (File 333-142192 - Apr. 18) (BR. 08B) S-8 US BANCORP \DE\, U.S.BANCORP, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, (651)466-3000 - 0 ($2,989,280,000.00) Equity, (File 333-142194 - Apr. 18) (BR. 07C) F-3ASR Seaspan CORP, UNIT 2, 7TH FLOOR, BUPA CENTRE, 141 CONNAUGHT ROAD WEST, HONG KONG, F4, 00000, (852) 2540 1686 - 0 ($0.00) Equity, (File 333-142195 - Apr. 18) (BR. 05C) S-4 INTERPUBLIC GROUP OF COMPANIES, INC., 1114 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY, 10036, 212-704-1200 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-142196 - Apr. 18) (BR. 11C) S-3 INTERPUBLIC GROUP OF COMPANIES, INC., 1114 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY, 10036, 212-704-1200 - 0 ($400,000,000.00) Equity, (File 333-142197 - Apr. 18) (BR. 11C) S-3 INTERPUBLIC GROUP OF COMPANIES, INC., 1114 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY, 10036, 212-704-1200 - 0 ($525,000,000.00) Equity, (File 333-142198 - Apr. 18) (BR. 11C) S-8 ALLIANCEBERNSTEIN HOLDING L.P., 1345 AVE OF THE AMERICAS, NEW YORK, NY, 10105, 2129691000 - 3,000,000 ($278,520,000.00) Equity, (File 333-142199 - Apr. 18) (BR. 06B) S-3ASR BANKUNITED FINANCIAL CORP, 255 ALHAMBRA CIRCLE, CORAL GABLES, FL, 33134, 3055692000 - 0 ($368,000,000.00) Equity, (File 333-142200 - Apr. 18) (BR. 07A) S-8 ASTA FUNDING INC, 210 SYLVAN AVE, ENGLEWOOD CLIFFS, NJ, 07632, 2015675648 - 0 ($44,430,000.00) Equity, (File 333-142201 - Apr. 18) (BR. 11B) S-8 ALLIANCEBERNSTEIN HOLDING L.P., 1345 AVE OF THE AMERICAS, NEW YORK, NY, 10105, 2129691000 - 2,000,000 ($185,680,000.00) Equity, (File 333-142202 - Apr. 18) (BR. 06B) S-4 GREIF INC, 425 WINTER ROAD, DELAWARE, OH, 43015, 7405496000 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-142203 - Apr. 18) (BR. 03C) SB-2 EQUICAP INC, 12373 E. CORNELL AVE, AURORA, CO, 80014, 3034784442 - 10,196,504 ($13,117,460.55) Equity, (File 333-142204 - Apr. 18) (BR. 09A) SB-2 HEMIS CORP, NEUHOFSTRASSE 8, DUEBENDORF, V8, 8600, (702) 387-2382 - 28,435,885 ($39,525,880.00) Equity, (File 333-142205 - Apr. 18) (BR. 04A) S-1 United States Gasoline Fund, LP, 1320 HARBOR BAY PARKWAY, SUITE 145, ALAMEDA, CA, 94502, (415) 584-1927 - 1,000,000 ($50,000,000.00) Equity, (File 333-142206 - Apr. 18) (BR. ) S-4 HUNTSMAN INTERNATIONAL LLC, 500 HUNTSMAN WAY, SALT LAKE CITY, UT, 84108, 8015845700 - 0 ($347,000,000.00) Other, (File 333-142207 - Apr. 18) (BR. 06A) SB-1 Paradigm Ventures Corp., 1455 BELLEVUE AVE. SUITE 211, W. VANCOUVER, A1, V7T 1C3, (604) 725-5377 - 7,000,000 ($35,000.00) Equity, (File 333-142208 - Apr. 18) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES IL 2.02,9.01 04/18/07 AEROCENTURY CORP DE 1.01,2.03,3.02,3.03 04/17/07 Affinity Group Holding, Inc. DE 1.01,9.01 04/16/07 AFFINITY GROUP INC DE 1.01,9.01 04/16/07 ALABAMA POWER CO AL 8.01,9.01 04/04/07 ALESCO FINANCIAL INC 8.01,9.01 04/18/07 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 04/18/07 ALLIED HOLDINGS INC GA 8.01 04/17/07 ALLOY INC DE 8.01 04/12/07 ALLSTATE CORP DE 2.02,9.01 04/18/07 ALPHARMA INC DE 1.01,5.02,9.01 04/18/07 AMB PROPERTY CORP MD 2.02,7.01,9.01 04/18/07 AMB PROPERTY LP DE 7.01,9.01 04/18/07 AMCORE FINANCIAL INC NV 2.02,9.01 04/18/07 AMERICA SERVICE GROUP INC /DE DE 1.01,8.01,9.01 04/12/07 AMERICAN AIRLINES INC DE 2.02 04/18/07 AMERIPATH INC DE 8.01 04/16/07 AMPCO PITTSBURGH CORP PA 2.02 03/31/07 AMPHENOL CORP /DE/ DE 2.02,9.01 04/18/07 AMR CORP DE 2.02 04/18/07 AMYLIN PHARMACEUTICALS INC DE 2.02,9.01 04/16/07 APACHE CORP DE 8.01 04/16/07 APOLLO INVESTMENT CORP MD 5.02,9.01 04/17/07 APPLIED INDUSTRIAL TECHNOLOGIES INC OH 2.02,9.01 04/18/07 APTARGROUP INC DE 2.02,3.03,5.02,8.01,9.01 04/18/07 ARCH CHEMICALS INC VA 5.02 04/16/07 ARCHSTONE SMITH TRUST MD 8.01 04/16/07 ARENA PHARMACEUTICALS INC DE 2.02,9.01 04/18/07 ARGENTEX MINING CORP NV 1.01,3.02,9.01 04/13/07 Ascent Solar Technologies, Inc. DE 5.03,9.01 04/16/07 ASPEN INSURANCE HOLDINGS LTD D0 1.01,5.02,9.01 04/18/07 ASPYRA INC CA 2.02,9.01 04/17/07 AT&T INC. DE 8.01,9.01 03/31/07 Atlantic Southern Financial Group, In 2.02,9.01 04/17/07 AVANIR PHARMACEUTICALS CA 8.01 04/18/07 AVICI SYSTEMS INC DE 2.02,9.01 04/18/07 AVISTA CORP WA 2.02,9.01 04/18/07 AVOCENT CORP DE 2.02,9.01 04/18/07 BADGER METER INC WI 2.02,9.01 04/18/07 BAIRNCO CORP /DE/ DE 5.01,5.02 04/13/07 BANK OF NEW YORK CO INC NY 2.02,9.01 03/31/07 BANKUNITED FINANCIAL CORP FL 2.02,9.01 04/18/07 BARRY R G CORP /OH/ OH 1.01,9.01 04/16/07 Baseline Oil & Gas Corp. NV 1.01,1.02,2.01,3.02,5.06,9.01 04/12/07 BASIC EARTH SCIENCE SYSTEMS INC DE 5.02,8.01,9.01 04/04/07 Bayview Financial Mortgage Pass-Throu DE 8.01,9.01 04/18/07 BBM HOLDINGS, INC. UT 5.02 04/13/07 BEACON FINANCIAL FUTURES FUND LP 8.01 04/17/07 Bear Stearns ALT-A Trust 2007-2 DE 8.01,9.01 03/30/07 AMEND Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 04/18/07 BEARD CO /OK OK 2.02,9.01 04/17/07 BEASLEY BROADCAST GROUP INC DE 1.01,9.01 04/13/07 BELL INDUSTRIES INC /NEW/ CA 2.01,9.01 01/31/07 AMEND BEVERLY NATIONAL CORP MA 2.02,9.01 04/18/07 BIOLASE TECHNOLOGY INC DE 8.01 04/11/07 BLAIR CORP DE 2.02,7.01,9.01 04/17/07 BLUEFLY INC DE 1.01,9.01 04/16/07 BOK FINANCIAL CORP ET AL OK 2.02,9.01 03/31/07 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 8.01,9.01 04/18/07 BOSTON LIFE SCIENCES INC /DE DE 4.01 04/18/07 Burlington Coat Factory Investments H 7.01,9.01 03/03/07 CAPITAL SOUTHWEST VENTURE CORP NV 5.02,9.01 04/18/07 CAPITALSOURCE INC DE 1.01,2.03,9.01 04/12/07 CAREGUIDE INC DE 2.02,2.05,5.02,8.01,9.01 04/12/07 CAREGUIDE INC DE 7.01,9.01 04/18/07 CARLATERAL, INC. NV 4.01,9.01 04/09/07 CARLISLE COMPANIES INC DE 8.01,9.01 04/16/07 CARRIAGE SERVICES INC DE 5.02 04/16/07 CASS INFORMATION SYSTEMS INC MO 2.02,5.03,9.01 04/16/07 CECIL BANCORP INC MD 7.01,9.01 04/18/07 CELL GENESYS INC DE 8.01 04/17/07 CELSION CORP MD 1.01,8.01,9.01 04/17/07 CELSION CORP MD 8.01,9.01 04/18/07 CHAMPION ENTERPRISES INC MI 2.02,9.01 04/17/07 CHEMOKINE THERAPEUTICS CORP DE 2.02 04/16/07 AMEND CHEMUNG FINANCIAL CORP NY 2.02,9.01 04/18/07 China Architectural Engineering, Inc. DE 1.01,2.03,3.02,9.01 04/12/07 CHINACAST EDUCATION CORP DE 8.01,9.01 04/17/07 CHINESEWORLDNET COM INC E9 4.01,9.01 04/17/07 CIMAREX ENERGY CO DE 7.01,9.01 04/17/07 CIT GROUP INC DE 2.02,8.01,9.01 04/17/07 CITY NATIONAL CORP DE 2.02,7.01,9.01 03/31/07 CLST Holdings, Inc. DE 2.01,9.01 04/12/07 CNB FINANCIAL CORP/PA PA 8.01 04/17/07 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 04/18/07 COLONIAL BANCGROUP INC DE 7.01,9.01 04/18/07 COMM 2006-C8 Mortgage Trust DE 8.01,9.01 12/13/06 AMEND COMMERCE BANCORP INC /NJ/ NJ 2.02,9.01 01/16/07 COMMERCE BANCORP INC /NJ/ NJ 2.02,9.01 04/18/07 AMEND COMMERCIAL METALS CO DE 5.02,8.01,9.01 04/17/07 COMMONWEALTH BANKSHARES INC VA 2.02,9.01 04/18/07 COMMUNITY BANKS INC /PA/ PA 2.02,9.01 04/18/07 COMMUNITY CAPITAL CORP /SC/ SC 2.02 04/18/07 COMMUNITY VALLEY BANCORP CA 2.02,9.01 04/18/07 Comverge, Inc. DE 3.03,5.03,7.01,9.01 04/18/07 CONSOLIDATED TOMOKA LAND CO FL 9.01 04/17/07 CONSUMER PORTFOLIO SERVICES INC CA 2.02,9.01 04/17/06 COOPERATIVE BANKSHARES INC NC 2.02,9.01 04/18/07 Cord Blood America, Inc. FL 8.01,9.01 04/18/07 CORDIA CORP NV 8.01 04/18/07 COREL CORP A6 9.01 04/18/07 COURIER CORP MA 2.02,9.01 04/18/07 CRDENTIA CORP DE 1.01,3.02,9.01 04/12/07 CREDIT ACCEPTANCE CORPORATION MI 1.01,2.03,9.01 04/12/07 CRM Holdings, Ltd. 8.01,9.01 04/18/07 CROSSTEX ENERGY INC DE 7.01,9.01 04/16/07 CROSSTEX ENERGY LP DE 7.01,9.01 04/16/07 CROWN HOLDINGS INC PA 2.02,9.01 04/17/07 CSK AUTO CORP DE 5.02,9.01 04/16/07 CTT INTERNATIONAL DISTRIBUTORS INC. DE 1.01,5.02,9.01 04/16/07 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 04/18/07 CYBERLUX CORP NV 8.01 04/18/07 CYTRX CORP DE 1.01,3.02,8.01,9.01 04/17/07 D&E COMMUNICATIONS INC PA 5.02,9.01 04/18/07 Darwin Professional Underwriters Inc DE 3.01 04/18/07 DATAMEG CORP DE 4.02 04/12/07 DAVI SKIN, INC. NV 8.01 01/03/07 AMEND DDI CORP CA 5.02,9.01 04/13/07 DECORIZE INC DE 3.01,7.01,9.01 04/18/07 Domtar CORP DE 4.01,9.01 04/04/07 AMEND DOWNEY FINANCIAL CORP DE 2.02,9.01 03/31/07 DREW INDUSTRIES INC DE 8.01,9.01 04/17/07 DUNE ENERGY INC DE 1.01,2.03,5.02,8.01,9.01 04/12/07 DYNTEK INC DE 1.01,2.03,3.02,9.01 04/13/07 E ENERGY ADAMS LLC 5.02,7.01,9.01 04/18/07 E TRADE FINANCIAL CORP DE 2.02,9.01 04/18/07 Eagle Bulk Shipping Inc. 5.02,8.01,9.01 04/18/07 EAST PENN FINANCIAL CORP 2.02,9.01 04/18/07 EBAY INC DE 2.02,9.01 04/18/07 ECHELON CORP DE 5.02,9.01 04/12/07 EDGEN MURRAY CORP 7.01,9.01 04/18/07 eGENE, INC. 1.01,8.01,9.01 04/12/07 EMPIRE ENERGY CORP UT 8.01,9.01 04/18/07 ENCOMPASS HOLDINGS, INC. NV 3.02,5.01 04/12/07 ENERGY PARTNERS LTD DE 1.01,7.01 04/18/07 ENVIRONMENTAL POWER CORP DE 8.01 04/12/07 EV Energy Partners, LP DE 8.01,9.01 01/31/07 AMEND EVERGREENBANCORP INC WA 8.01 04/13/07 eXegenics Inc DE 1.01 04/13/07 EXPONENT INC DE 2.02,7.01,9.01 04/18/07 Federal Home Loan Bank of Boston X1 7.01,9.01 04/18/07 Federal Home Loan Bank of Topeka 7.01,8.01,9.01 04/13/07 FEDERAL TRUST CORP FL 8.01,9.01 04/18/07 FIDELITY BANCORP INC PA 2.02,8.01,9.01 04/18/07 FIELDSTONE INVESTMENT CORP 2.03,9.01 04/12/07 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 8.01 04/18/07 FIRST BUSEY CORP /NV/ NV 2.02,9.01 04/17/07 FIRST CASH FINANCIAL SERVICES INC DE 2.02 04/18/07 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 03/31/07 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 03/31/07 FIRST INDIANA CORP IN 2.02,7.01,9.01 04/18/07 FIRST INDIANA CORP IN 8.01,9.01 04/18/07 FIRST METROPLEX CAPITAL INC 7.01 04/12/07 FIRST RELIANCE BANCSHARES INC SC 2.02,9.01 04/18/07 FLORIDA POWER & LIGHT CO FL 8.01,9.01 04/17/07 FNB FINANCIAL SERVICES CORP NC 1.01,9.01 04/13/07 FOREST OIL CORP NY 8.01,9.01 04/18/07 FOREST OIL CORP NY 7.01,9.01 04/17/07 FRANKLIN BANK CORP 1.01,7.01,9.01 04/12/07 Fresh Harvest Products, Inc. 1.02,9.01 04/12/07 FRONTIER FINANCIAL CORP /WA/ WA 9.01 04/17/07 FULTON FINANCIAL CORP PA 7.01,9.01 04/18/07 Gales Industries Inc DE 1.01,2.01,3.02,3.03,5.03,9.01 04/11/07 Gales Industries Inc DE 8.01,9.01 04/17/07 GALLERY OF HISTORY INC NV 1.01,9.01 04/16/07 GAYLORD ENTERTAINMENT CO /DE DE 1.01,9.01 04/13/07 GCO Education Loan Funding Trust-I DE 8.01,9.01 04/16/07 GENERAL MARITIME CORP/ 7.01 04/18/07 GENTA INC DE/ DE 8.01,9.01 04/18/07 GILEAD SCIENCES INC DE 2.02,9.01 04/18/07 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 2.02,7.01,9.01 04/17/07 GLOBAL ENTERTAINMENT CORP NV 2.02,9.01 04/16/07 GOLDEN GRAIN ENERGY 8.01 04/16/07 GRAMERCY CAPITAL CORP MD 5.03,8.01,9.01 04/13/07 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/31/07 GREENS WORLDWIDE INC AZ 8.01,9.01 04/18/07 Gregg Appliances Inc 8.01,9.01 04/17/07 Gregg Appliances Inc 1.01,9.01 04/12/07 Guideline, Inc. NY 2.02,9.01 04/18/07 HAYES LEMMERZ INTERNATIONAL INC DE 1.01,5.03,8.01,9.01 04/16/07 HEALTHAXIS INC PA 1.01,9.01 04/16/07 Hiland Holdings GP, LP DE 5.02 04/16/07 Hiland Partners, LP 5.02 04/16/07 HOME FEDERAL BANCORP INC 2.02,9.01 04/18/07 House of Taylor Jewelry, Inc. NV 9.01 03/12/07 HUNTINGTON BANCSHARES INC/MD MD 5.03,9.01 04/18/07 HYPERION SOLUTIONS CORP DE 5.01,5.02,8.01,9.01 04/13/07 ICU MEDICAL INC/DE DE 2.02 04/18/07 ILLINOIS TOOL WORKS INC DE 2.02,9.01 03/31/07 IMPERIAL PETROLEUM INC NV 2.01,9.01 04/13/07 IMS HEALTH INC DE 2.02,9.01 04/18/07 INFINITY CAPITAL GROUP, INC. NV 1.01,1.02,9.01 04/02/07 INHIBITEX, INC. 5.02 04/12/07 INNOVATIVE FOOD HOLDINGS INC CO 5.02 11/20/06 Innovive Pharmaceuticals, Inc. DE 8.01,9.01 04/18/07 INSWEB CORP DE 2.02,5.02,7.01,8.01,9.01 04/16/07 INTEGRA BANK CORP IN 7.01,9.01 04/18/07 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 04/18/07 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 04/17/07 International Gold Resources, Inc. 5.02 04/13/07 INTERNATIONAL ISOTOPES INC TX 8.01,9.01 04/18/07 INTERNET CAPITAL GROUP INC DE 5.02,9.01 04/13/07 INTERSIL CORP/DE DE 2.02,7.01,9.01 04/18/07 INTERVEST BANCSHARES CORP DE 2.02,9.01 04/18/07 IRONCLAD PERFORMANCE WEAR CORP 5.02,9.01 04/16/07 Isilon Systems, Inc. DE 5.02 04/17/07 iVoice Technology, Inc. NJ 1.01,2.03,3.02,9.01 04/16/07 J C PENNEY CO INC DE 7.01,9.01 04/18/07 J C PENNEY CO INC DE 7.01,9.01 04/18/07 J C PENNEY CO INC DE 8.01,9.01 04/18/07 J P MORGAN CHASE & CO DE 2.02,9.01 04/18/07 Jazz Technologies, Inc. DE 4.01,5.02,9.01 04/13/07 JETBLUE AIRWAYS CORP DE 5.02 04/16/07 JMAR TECHNOLOGIES INC DE 1.01,3.02,5.02 04/13/07 JMG Exploration, Inc. NV 7.01 04/17/07 JOHNSON & JOHNSON NJ 2.02,7.01,9.01 04/18/07 JONES APPAREL GROUP INC PA 5.02,9.01 04/17/07 KAMAN CORP CT 5.02,9.01 04/18/07 KANSAS CITY SOUTHERN DE 8.01,9.01 04/13/07 KEANE, INC. MA 1.01,9.01 04/12/07 KEMET CORP DE 2.01,9.01 04/18/07 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 04/18/07 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 04/18/07 KRAFT FOODS INC VA 2.02 04/18/07 LABOR READY INC WA 2.02,8.01,9.01 04/18/07 LASALLE HOTEL PROPERTIES MD 2.02,9.01 01/18/07 LAYNE CHRISTENSEN CO DE 8.01,9.01 04/17/07 LCA VISION INC DE 4.02,7.01,9.01 04/12/07 LCNB CORP OH 2.02,8.01,9.01 04/18/07 LEGACY RESERVES L P 7.01,9.01 04/17/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 04/16/07 LEHMAN BROTHERS HOLDINGS INC DE 5.02 04/12/07 LIBERTY STAR URANIUM & METALS CORP. NV 5.03,7.01,9.01 04/06/07 LIFE PARTNERS HOLDINGS INC TX 2.02,9.01 04/17/07 LINCOLN GOLD CORP NV 1.01,3.02,9.01 04/12/07 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 04/01/07 Linens Holding Co. DE 4.01,9.01 04/12/07 LODGIAN INC DE 8.01 04/12/07 LOUISVILLE GAS & ELECTRIC CO /KY/ KY 2.03,8.01,9.01 04/18/07 LSB BANCSHARES INC /NC/ NC 2.02,8.01,9.01 04/17/07 LYONDELL CHEMICAL CO DE 8.01,9.01 04/18/07 MBI Financial, Inc. NV 3.02 04/17/07 MEADOWBROOK INSURANCE GROUP INC MI 1.01,3.02,9.01 04/16/07 MED-EMERG INTERNATIONAL INC 2.02,9.01 04/17/07 MEDALLION FINANCIAL CORP DE 1.01,2.03,9.01 03/22/07 MEDICINES CO /DE DE 2.02,9.01 04/18/07 MEDTRONIC INC MN 8.01 04/18/07 MELLON FINANCIAL CORP PA 2.02,9.01 04/17/07 Mercantile Bancorp, Inc. DE 1.01,9.01 04/17/07 MERCURY COMPUTER SYSTEMS INC MA 1.01 04/12/07 MERRILL LYNCH DEPOSITOR INC PUBLIC ST DE 8.01,9.01 04/16/07 MGI PHARMA INC MN 2.02,9.01 04/18/07 MGM MIRAGE DE 7.01,8.01,9.01 04/12/07 MIDDLESEX WATER CO NJ 8.01 04/18/07 MIRANT CORP DE 1.01,9.01 04/17/07 MOBILEPRO CORP DE 8.01 04/17/07 MOBILITY ELECTRONICS INC DE 1.01,5.02,7.01,9.01 04/13/07 MONEYGRAM INTERNATIONAL INC 2.02 04/18/07 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 04/03/07 MOSAIC CO 2.02,9.01 04/10/07 MOTIENT CORP DE 1.01 04/12/07 MOTOROLA INC DE 2.02,9.01 04/18/07 MOVIE GALLERY INC DE 5.03,9.01 04/12/07 MPC CORP CO 1.01,1.02,5.02,8.01,9.01 04/13/07 MRV COMMUNICATIONS INC DE 8.01 04/17/07 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 04/17/07 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 04/18/07 NATIONAL SEMICONDUCTOR CORP DE 5.03,9.01 04/17/07 NEENAH FOUNDRY CO WI 8.01 04/18/07 NETFABRIC HOLDINGS, INC DE 8.01,9.01 04/18/07 NETFLIX INC DE 2.02,8.01,9.01 04/18/07 NEW CENTURY BANCORP INC NC 2.02,9.01 02/08/07 AMEND NNN Apartment REIT, Inc. MD 5.02,7.01,9.01 04/12/07 NOBEL LEARNING COMMUNITIES INC DE 5.02,9.01 04/12/07 NORTHWEST BANCORPORATION INC WA 8.01 04/18/07 Novastar Mortgage Funding Trust, Seri DE 1.01,9.01 02/28/07 AMEND NOVELLUS SYSTEMS INC CA 2.02,9.01 04/18/07 O REILLY AUTOMOTIVE INC MO 7.01 03/31/07 OCEAN BIO CHEM INC FL 1.01 04/17/07 OHIO VALLEY BANC CORP OH 2.02,9.01 03/31/07 OMI CORP/M I 8.01,9.01 04/17/07 ON ASSIGNMENT INC DE 9.01 01/31/07 AMEND ONEOK Partners LP DE 8.01,9.01 04/18/07 OptimumBank Holdings, Inc. FL 2.02,9.01 04/18/07 OSI PHARMACEUTICALS INC DE 8.01 04/18/07 Osteologix, Inc. DE 7.01,9.01 04/18/07 OSTEOTECH INC DE 5.02 03/29/07 OTTER TAIL CORP MN 1.01,2.03,9.01 04/13/07 Owens Corning DE 5.02,9.01 04/18/07 PACKAGING CORP OF AMERICA 2.02,9.01 04/17/07 PARLUX FRAGRANCES INC DE 3.01,9.01 04/17/07 PARTNERRE LTD 5.02,9.01 04/18/07 PARTNERS TRUST FINANCIAL GROUP INC 2.02 03/31/07 PDL BIOPHARMA, INC. DE 8.01,9.01 04/13/07 PEDIATRIC PROSTHETICS INC 1.01,9.01 04/17/07 PENGE CORP NV 1.01,2.03,3.02 02/28/07 PENN NATIONAL GAMING INC PA 2.01,9.01 04/16/07 PEOPLES SIDNEY FINANCIAL CORP DE 2.02,8.01,9.01 04/18/07 PERMA FIX ENVIRONMENTAL SERVICES INC DE 8.01 04/12/07 PHARMACYCLICS INC DE 8.01,9.01 04/18/07 Phinder Technologies Inc FL 1.01,2.01,9.01 04/13/07 PHOTONIC PRODUCTS GROUP INC NJ 8.01 04/16/07 PIPER JAFFRAY COMPANIES 2.02,9.01 04/18/07 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 04/18/07 PLUM CREEK TIMBER CO INC DE 5.02,9.01 04/16/07 PLUMAS BANCORP CA 8.01,9.01 04/18/07 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 04/18/07 PNC FINANCIAL SERVICES GROUP INC PA 2.02,9.01 04/18/07 PNM RESOURCES INC NM 7.01 04/18/07 POINT 360 CA 1.01,3.03,9.01 04/16/07 POWER 3 MEDICAL PRODUCTS INC NY 8.01,9.01 04/17/07 POWERCOLD CORP NV 8.01,9.01 03/30/07 POWERCOLD CORP NV 4.01,8.01,9.01 04/11/07 PREMIERWEST BANCORP OR 2.02,9.01 04/18/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/13/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/13/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 04/13/07 PRINTRONIX INC DE 8.01,9.01 04/17/07 Propex Inc. DE 5.02,9.01 04/17/07 Protalix BioTherapeutics, Inc. FL 8.01,9.01 04/18/07 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 04/18/07 RAIT Financial Trust MD 1.01,1.02,2.03,3.02,9.01 04/12/07 RANGE RESOURCES CORP DE 1.01,8.01,9.01 04/17/07 RENASANT CORP MS 2.02,8.01,9.01 04/17/07 RLI CORP IL 2.02,9.01 04/18/07 RLI CORP IL 2.02,9.01 04/18/07 AMEND ROYAL GOLD INC DE 1.01,8.01,9.01 04/17/07 RUSH ENTERPRISES INC \TX\ TX 2.02 04/17/07 Ruths Chris Steak House, Inc. DE 1.01,9.01 04/16/07 S Y BANCORP INC KY 2.02,9.01 04/18/07 SALIX PHARMACEUTICALS LTD 1.01,9.01 04/16/07 SANGAMO BIOSCIENCES INC DE 5.02 04/12/07 SCHOOL SPECIALTY INC WI 2.02,2.06,8.01,9.01 04/12/07 SCIENTIFIC ENERGY INC UT 5.02 04/16/07 SEA CONTAINERS LTD /NY/ 1.01,5.02,9.01 04/12/07 SEAGATE TECHNOLOGY E9 8.01,9.01 04/17/07 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 04/18/07 Seneca Gaming Corp XX 5.02,9.01 04/12/07 AMEND SEWARD SCIENCES, INC. DE 1.02 04/13/07 SHORE FINANCIAL CORP VA 7.01,9.01 03/31/07 SILVERADO GOLD MINES LTD A1 8.01,9.01 04/10/07 SLM CORP DE 1.01,8.01,9.01 04/15/07 SMITH A O CORP DE 2.02,9.01 04/18/07 SONIC INNOVATIONS INC DE 1.01,2.03,9.01 04/16/07 SOURCE INTERLINK COMPANIES INC DE 1.01,9.01 04/12/07 Spansion Inc. DE 2.02,9.01 04/18/07 STANDARD MANAGEMENT CORP IN 8.01 04/17/07 STAR ENERGY CORP NV 8.01 04/17/07 STATER BROS HOLDINGS INC DE 8.01,9.01 04/18/07 STEEL DYNAMICS INC IN 2.02,9.01 04/16/07 STOCKGROUP INFORMATION SYSTEMS INC CO 3.02,9.01 04/13/07 STRYKER CORP MI 2.02,9.01 04/18/07 SUN HEALTHCARE GROUP INC DE 1.01,2.03,9.01 04/12/07 SUPERCONDUCTOR TECHNOLOGIES INC DE 5.02 04/17/07 SUPERVALU INC DE 8.01,9.01 04/18/07 SURMODICS INC MN 2.02,9.01 04/18/07 SYNTEL INC MI 2.02,9.01 04/18/07 Syzygy Entertainment Ltd OH 4.01,9.01 04/18/07 T-3 ENERGY SERVICES INC TX 1.01,7.01,9.01 04/17/07 TAILWIND FINANCIAL INC. DE 8.01,9.01 04/18/07 TALLY HO VENTURES INC DE 1.01,3.02,9.01 04/10/07 TALLY HO VENTURES INC DE 1.02,8.01,9.01 04/09/07 TALX CORP MO 8.01,9.01 04/17/07 TARGET CORP MN 1.01,1.02 04/12/07 TASKER PRODUCTS CORP NV 2.03,3.02 04/12/07 TECHE HOLDING CO LA 2.02,9.01 04/18/07 TEKOIL & GAS CORP DE 1.01,8.01,9.01 04/12/07 TESORO CORP /NEW/ DE 7.01,9.01 04/18/07 THERMA WAVE INC DE 7.01,9.01 04/17/07 Thorium Power, Ltd NV 5.02,9.01 04/12/07 TIDELANDS BANCSHARES INC 2.02,9.01 04/18/07 TLC VISION CORP A6 8.01,9.01 04/18/07 TORCHMARK CORP DE 2.02,9.01 04/18/07 TOWERSTREAM CORP DE 1.01,9.01 04/12/07 TRANSGENOMIC INC DE 5.02,9.01 04/09/07 TRIPOS INC UT 1.01,9.01 04/12/07 U S PHYSICAL THERAPY INC /NV NV 7.01,9.01 04/17/07 UGI CORP /PA/ PA 1.01 03/20/07 UGI UTILITIES INC PA 1.01,9.01 03/20/07 UNION PACIFIC CORP UT 1.01,2.03,9.01 04/13/07 UNITED COMMUNITY BANKS INC GA 5.02,8.01,9.01 04/16/07 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,8.01,9.01 04/18/07 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02 04/14/07 UNITIL CORP NH 8.01 04/16/07 UNIVERSAL COMPRESSION HOLDINGS INC DE 5.02,9.01 04/13/07 UNIVERSAL ENERGY CORP. 7.01,9.01 04/12/07 UNIVERSAL HEALTH SERVICES INC DE 1.01,2.03,9.01 04/13/07 UNIVERSAL HOSPITAL SERVICES INC MN 1.01,9.01 04/15/07 US BANCORP \DE\ DE 5.02,5.03,9.01 04/16/07 USA Mobility, Inc DE 1.01,9.01 04/13/07 USANA HEALTH SCIENCES INC UT 2.02,9.01 04/17/07 UTi WORLDWIDE INC 5.02 04/12/07 Valentec Systems, Inc DE 8.01,9.01 04/18/07 VALENTIS INC DE 1.01,8.01,9.01 04/10/07 VALSPAR CORP DE 1.01,2.03,9.01 04/12/07 VANTAGEMED CORP DE 5.01,5.02,8.01,9.01 04/18/07 VeriChip CORP DE 2.02,9.01 04/16/07 VERSO TECHNOLOGIES INC MN 8.01,9.01 04/18/07 VIASPACE Inc. NV 8.01,9.01 04/18/07 VICAL INC DE 1.02 04/10/07 VirtualScopics, Inc. DE 5.02,5.03,9.01 04/12/07 VITA FOOD PRODUCTS INC NV 2.02,9.01 04/17/07 VITA FOOD PRODUCTS INC NV 1.01,9.01 04/13/07 Vyta Corp NV 8.01,9.01 04/17/07 WACHOVIA CORP NEW NC 5.03,9.01 04/17/07 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 04/16/07 WCI COMMUNITIES INC 1.01,9.01 04/05/07 AMEND WERNER ENTERPRISES INC NE 2.02,9.01 04/16/07 WESBANCO INC WV 2.02,7.01,9.01 04/18/07 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 04/17/07 WESTAFF INC DE 5.03,9.01 04/12/07 WESTAFF INC DE 1.01,9.01 04/12/07 WESTAMERICA BANCORPORATION CA 2.02 04/17/07 Whitestone REIT TX 7.01,9.01 04/17/07 WHX CORP DE 2.01,8.01,9.01 04/13/07 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 04/18/07 WPT ENTERPRISES INC 5.02,9.01 04/13/07 WSFS FINANCIAL CORP DE 5.02 04/18/07 XETA TECHNOLOGIES INC OK 7.01,9.01 04/17/07 XILINX INC DE 5.02 04/16/07 AMEND YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 04/18/07 Z AXIS CORP CO 2.03,9.01 04/18/07 ZEROS & ONES INC NV 9.01 04/18/07