SEC NEWS DIGEST Issue 2006-193 October 5, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN PRETORY USA, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The U.S. Securities and Exchange Commission announced the temporary suspension of trading of the securities of the following issuer, commencing at 9:30 a.m. EDT on Oct. 5, 2006, and terminating at 11:59 p.m. EDT on Oct. 18, 2006: Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.) (SRSP) The Commission temporarily suspended trading in the securities of SRSP due to a lack of current and accurate information about the company because it has not filed periodic reports with the Commission since it filed an amended report on Feb. 18, 2000. This order was entered pursuant to Exchange Act Section 12(k). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by this company. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject company unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of this company that has been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, D.C. at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-54573) ENFORCEMENT PROCEEDINGS COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST THREE DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS In conjunction with the trading suspension, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registration of each class of the securities of three companies for failure to make required periodic filings with the Commission: New Yorker Marketing Corp. Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.) (SRSP) U.S. Digital Communications, Inc. (USDI) In this Order, the Division of Enforcement (Division) alleges that the three issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Securities Exchange Act of 1934 (Exchange Act) Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked or suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. (Rel. 34-54574; File No. 3-12451) IN THE MATTER OF BILOGIC, INC. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in the matter of Bilogic, Inc. The Order Instituting Proceedings alleged that seven Respondents, namely, Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc., failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order resolves the proceeding as to six Respondents: Bilogic, Corpas Investments, DT Solutions, Global A, Paving Stone, and Webcatalyst. It finds the allegations in the OIP to be true and revokes the registrations of each class of registered securities of these six Respondents pursuant to Section 12(j) of the Securities Exchange Act of 1934. The proceeding remains pending as to the seventh Respondent, Wastech, Inc. (Rel. 34-54567; File No. 3-12390) FORMER PRINCIPAL OF CORAL SPRINGS, FLORIDA BROKER-DEALER WHICH RAISED MILLIONS FROM INVESTORS IN A FRAUDULENT SECURITIES OFFERING SENTENCED TO 37 MONTHS IN PRISON AND ORDERED TO PAY $2.3 MILLION IN RESTITUTION The Commission announced today that on Sept. 25, 2006, John P. Abresch was sentenced by the Honorable K. Michael Moore, U.S. District Court Judge for the Southern District of Florida, to a federal prison sentence of 37 months and ordered to pay criminal restitution in the amount of $2.3 million. Both Abresch and Eric B. Walsh, former principals of Discovery Capital, Inc., a Coral Springs broker-dealer formerly registered with the Commission, were convicted after pleading guilty to violations of the federal securities laws in connection with their role in a "boiler room" operation that fraudulently induced investors in the U.S. and Europe to invest millions. In connection with the fraudulent Discovery Capital offering, Abresch was convicted of wire fraud (18 U.S.C. § 1343) and securities fraud (15 U.S.C. §§ 78j(b)). In March 2002, the Commission brought an emergency action against Walsh and Abresch, charging them with violations of the antifraud and registration violations of the federal securities laws in connection with Discovery Capital's fraudulent securities offering. In that action, the U.S. District Court for the Southern District of Florida issued a temporary restraining order and an asset freeze to halt the on-going offering of securities by Discovery Capital. The District Court also appointed a receiver, Michael I. Goldberg, over Discovery Capital. The Commission's complaint alleged that from at least June 2001 through the filing of the action, Discovery Capital raised approximately $2.7 million through the use of a network of primarily unlicensed sales agents using high pressure sales tactics and making misrepresentations about, among other things, Discovery Capital's growth, its affiliations with well-known brokerage firms and other institutions, and the safety of the investments. In October 2002, by consent, the District Court permanently enjoined Abresch from violations of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act), and Rule 10b-5 thereunder, and enjoined Discovery Capital from further violations of Section 17(a) of the Securities Act, Sections 10(b), 15(c) and 17(a) of the Exchange Act, and Rules 10b-5, 15c1-2, 15c3-1, 17a-3, 17a-4, 17a-5, and 17a-11 thereunder. In October 2002, the Court further ordered Abresch to disgorge over $500,000, but waived payment of all but $195,000 and did not impose a civil money penalty based on Abresch's sworn financial statement and other information submitted to the Commission. Subsequently, in April 2003, the Commission barred Abresch from association with a broker or dealer, and in March 2003, the Commission revoked the registration of Discovery Capital. For further information, see Litigation Release Nos. 17420 (March 19, 2002), 17813 (Oct. 29, 2002), 17812 (Oct. 29, 2002), 17914 (Jan. 7, 2003), 19610 (March 16, 2006), and 19804 (Aug.16, 2006). [U.S. v. Eric Walsh, John Abresch, et al., USDC, SDFL, Crim. No. 1:06cr20071-002- Moore] (LR-19859) INVESTMENT COMPANY ACT RELEASES IDS LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act to IDS Life Insurance Company (IDS Life) and certain other affiliated Insurance Companies (Affiliated Insurance Companies) (collectively, Insurance Companies), Ameriprise Financial Services Inc., IDS Life Variable Account 10 (IDS Life Account), and certain other separate accounts of the Affiliated Insurance Companies (collectively, the Accounts) (collectively, Applicants) granting exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to the extent necessary to permit the recapture of certain credits applied to contributions made under: (i) certain additional new or enhanced deferred variable annuity contracts that the Insurance Companies propose to issue through the Accounts (2006 Contracts), and (ii) certain additional, amended contracts that the Insurance Companies may in the future issue through the Accounts or any future accounts that are substantially similar in all material respects to the 2006 Contracts described in the application. Applicants also request that the order being sought extend to Affiliated Broker-Dealers, as defined in the prior application and to any successors in interest to Applicants. (Rel. IC-27510 - October 4) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Commission issued notice of immediate effectiveness of a proposed rule change (SR-ISE-2006-54) filed by the International Securities Exchange relating to ISE Stock Exchange fees. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54561) The Commission issued notice immediate effectiveness of a proposed rule change (SR-NASD-2006-111) filed by the National Association of Securities Dealers to amend the citation to Section 19 of the Securities Exchange Act in NASD Rule 9559. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54562) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 URANIUM ENERGY CORP, AUSTIN CENTER, 701 BRAZOS, SUITE 500 PMB#, AUSTIN, TX, 78701, 512-721-1022 - 5,091,000 ($10,813,725.00) Equity, (File 333-137781 - Oct. 4) (BR. 04C) S-8 Chelsea Therapeutics International, Ltd., 13950 BALLANTYNE CORPORATE PLACE, UNIT 325, CHARLOTTE, NC, 28277, 704-341-1516 - 0 ($9,442,650.00) Equity, (File 333-137782 - Oct. 4) (BR. 01) S-1 United States Oil Fund, LP, 1320 HARBOR BAY PARKWAY, SUITE 145, ALMADEDA, CA, 94502, (800) 394-5064 - 0 ($1,661,400,000.00) Equity, (File 333-137784 - Oct. 4) (BR. 08A) S-1 DAYTON SUPERIOR CORP, 7777 WASHINGTON VILLAGE DRIVE, SUITE 130, DAYTON, OH, 45459, 9374287172 - 0 ($150,000,000.00) Equity, (File 333-137785 - Oct. 4) (BR. 06A) S-3 GAINSCO INC, 3333 LEE PARKWAY, SUITE 1200, DALLAS, TX, 75219, 972-629-4410 - 0 ($18,140,000.00) Equity, (File 333-137788 - Oct. 4) (BR. 01C) SB-2 EFFECTIVE PROFITABLE SOFTWARE, INC., 1 INNWOOD CIRCLE, SUITE 103, LITTLE ROCK, AR, 72211, (501) 223-3310 - 1,450,000 ($145,000.00) Equity, (File 333-137789 - Oct. 4) (BR. 09A) S-1 ADVANSTAR COMMUNICATIONS INC, 7500 OLD OAK BLVD, CLEVELAND, OH, 44130-3369, 4402438100 - 0 ($1.00) Non-Convertible Debt, (File 333-137792 - Oct. 4) (BR. 08A) S-8 FACEPRINT GLOBAL SOLUTIONS INC, 1111 W HERNDON, STE 115, FRESNO, CA, 96815, 5594361000 - 5,000,000 ($132,500.00) Equity, (File 333-137795 - Oct. 4) (BR. 03B) S-8 FACEPRINT GLOBAL SOLUTIONS INC, 1111 W HERNDON, STE 115, FRESNO, CA, 96815, 5594361000 - 5,000,000 ($132,500.00) Equity, (File 333-137796 - Oct. 4) (BR. 03B) F-1 China Fortune Acquisition Corp., JINMAO TOWER, 88 CENTURY BLVD., SUITE 4403, PUDONG, SHANGHAI, F4, 200121, 86-21-5049-1188 - 19,700,001 ($143,625,100.00) Equity, (File 333-137797 - Oct. 4) (BR. 09) S-1 ADVANSTAR COMMUNICATIONS INC, 7500 OLD OAK BLVD, CLEVELAND, OH, 44130-3369, 4402438100 - 0 ($1.00) Non-Convertible Debt, (File 333-137798 - Oct. 4) (BR. 08A) SB-2 MARKET DATA CONSULTANTS, INC., ROOM 1901-02, 19TH FLOOR, LUCKY BUILDING, 39 WELLINGTON STREET, K3, 00000, 852 2802 8663 - 200,000 ($100,000.00) Equity, (File 333-137799 - Oct. 4) (BR. 09) F-1 Home Inns & Hotels Management Inc., NO. 400 TIAN YAO QIAO ROAD, SHANGHAI, F4, 200030, (8621) 6468-1818 - 0 ($80,000,000.00) ADRs/ADSs, (File 333-137800 - Oct. 4) (BR. 08) S-8 AMERICAN BANCORP OF NEW JERSEY INC, 365 BROAD STREET, BLOOMFIELD, NJ, 07003-2798, 973 748-3600 - 1,081,117 ($12,908,536.98) Equity, (File 333-137801 - Oct. 4) (BR. 07) S-1 PHL VARIABLE INSURANCE CO /CT/, C/O PHOENIX LIFE INSURANCE COMPANY, ONE AMERICAN ROW, HARTFORD, CT, 06116, 8604035788 - 0 ($16,000,000.00) Other, (File 333-137802 - Oct. 4) (BR. 28) S-3ASR DIODES INC /DEL/, 3050 E HILLCREST DR, WESTLAKE VILLAGE, CA, 91362, 8054464800 - 0 ($0.00) Debt Convertible into Equity, (File 333-137803 - Oct. 4) (BR. 10A) S-8 LAUREATE EDUCATION, INC., 4108436100 - 0 ($217,691,450.00) Equity, (File 333-137804 - Oct. 4) (BR. 11B) S-8 ARCADIA RESOURCES, INC, 26777 CENTRAL PARK BLVD., SUITE 200, SOUTHFIELD, MI, 48076, 248-352-7530 - 0 ($16,000,000.00) Equity, (File 333-137805 - Oct. 4) (BR. 11C) S-3ASR US AIRWAYS GROUP INC, 2345 CRYSTAL DR, ARLINGTON, VA, 22227, 7038727000 - 0 ($0.00) Equity, (File 333-137806 - Oct. 4) (BR. 05C) S-8 VisualMED Clinical Solutions Corp., 1035 LAURIER STREET WEST, MONTREAL, A8, H2V 2L1, (514) 274-1115 - 2,000,000 ($3,420,000.00) Equity, (File 333-137807 - Oct. 4) (BR. 03C) S-8 L-1 IDENTITY SOLUTIONS, INC., 177 BROAD STREET, STAMFORD, CT, 06901, 203-504-1100 - 0 ($5,804,005.60) Equity, (File 333-137808 - Oct. 4) (BR. 03A) S-8 INYX INC, 825 THIRD AVENUE, 40TH FLOOR, NEW YORK, NY, 10022, 212-838-1111 - 6,000,000 ($14,880,000.00) Equity, (File 333-137809 - Oct. 4) (BR. 01A) SB-2 Battle Mountain Gold Exploration Corp., SIXTH FLOOR, SUITE 9, ONE EAST LIBERTY STREET, RENO, NV, 89504, 7756866081 - 28,273,706 ($14,702,327.12) Equity, 4,480,000 ($2,329,600.00) Non-Convertible Debt, (File 333-137810 - Oct. 4) (BR. 04B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3D SYSTEMS CORP DE 8.01 10/04/06 ABLE ENERGY INC DE 3.01,9.01 10/03/06 ABOVENET INC DE 1.01,2.01,9.01 09/29/06 ACE LTD D0 1.01 10/03/06 ACROSS AMERICA REAL ESTATE CORP CO 1.01,2.03,3.02,5.02,9.01 10/03/06 ADSOUTH PARTNERS, INC. NV 5.02 09/29/06 ADVANCED MICRO DEVICES INC DE 1.01,9.01 09/28/06 AEROSONIC CORP /DE/ DE 7.01,9.01 10/04/06 AFFILIATED COMPUTER SERVICES INC DE 2.04,7.01,9.01 09/29/06 AGCO CORP /DE DE 5.02,9.01 10/04/06 AIRNET COMMUNICATIONS CORP DE 8.01 10/02/06 Alexza Pharmaceuticals Inc. DE 1.01 08/25/06 ALLOY INC DE 3.02,9.01 09/29/06 AMB PROPERTY CORP MD 1.01,5.03,9.01 09/28/06 AMB PROPERTY LP DE 1.01,9.01 09/28/06 AMBIENT CORP /NY DE 5.02,9.01 09/28/06 AMEREN CORP MO 8.01,9.01 10/02/06 AMERICA FIRST APARTMENT INVESTORS INC MD 1.01,2.01,2.03,8.01,9.01 09/28/06 AMERICAN AIRLINES INC DE 8.01 10/04/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,9.01 10/04/06 AMERICAN BAR ASSOCIATION MEMBERS STAT MA 1.01,3.03,9.01 10/04/06 AMERICAN TONERSERV CORP. DE 1.01 09/29/06 Ameriquest Mortgage Securities Trust DE 8.01,9.01 09/07/06 AMKOR TECHNOLOGY INC DE 7.01,9.01 10/03/06 AMR CORP DE 8.01 10/04/06 APPLE COMPUTER INC CA 5.02,8.01,9.01 09/30/06 ARBIOS SYSTEMS INC DE 1.01 09/28/06 Ardent Acquisition CORP DE 1.01,2.03,7.01,9.01 10/02/06 ARROW INTERNATIONAL INC PA 2.02,9.01 10/04/06 ASCENDIA BRANDS, INC. DE 1.01,9.01 10/02/06 ATLANTIC AMERICAN CORP GA 3.02,5.03,8.01,9.01 10/04/06 AZZ INC TX 5.02,9.01 09/29/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,2.02,9.01 10/03/06 BAXTER INTERNATIONAL INC DE 1.01,5.03,9.01 10/03/06 BEARD CO /OK OK 7.01,9.01 10/03/06 BELL MICROPRODUCTS INC CA 1.01,2.01,2.03,3.02,9.01 10/02/06 BIOLASE TECHNOLOGY INC DE 1.01,2.03,9.01 09/28/06 BioMETRX DE 1.01,3.02,9.01 09/30/06 BJS WHOLESALE CLUB INC DE 5.02 07/12/06 AMEND BOSTON LIFE SCIENCES INC /DE DE 1.01,9.01 09/29/06 BOYD GAMING CORP NV 1.01 09/29/06 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01,2.03,3.02,9.01 09/28/06 BRANDYWINE REALTY TRUST MD 1.01,2.03,3.02,9.01 09/28/06 BSD MEDICAL CORP DE 7.01,9.01 10/04/06 BSQUARE CORP /WA WA 1.01,1.02,9.01 09/28/06 BUILDING MATERIALS CORP OF AMERICA DE 1.01 09/28/06 BUSINESS OBJECTS S.A. 5.03,8.01,9.01 09/29/06 CADENCE FINANCIAL CORP MS 5.02 10/03/06 CADIZ INC DE 1.01,5.02,8.01,9.01 09/29/06 Calibre Energy, Inc. NV 1.01,9.01 10/03/06 CAMDEN NATIONAL CORP ME 7.01,9.01 10/02/06 CAMPBELL SOUP CO NJ 1.01 09/28/06 CAPITALSOURCE INC DE 1.01,2.03,9.01 09/28/06 CARDINAL HEALTH INC OH 1.01,2.03,9.01 09/28/06 CARDTRONICS INC DE 7.01,9.01 10/04/06 CARMIKE CINEMAS INC DE 1.01,9.01 09/28/06 CARSUNLIMITED COM INC NV 8.01 09/29/06 CATALYTICA ENERGY SYSTEMS INC DE 1.01,8.01,9.01 09/29/06 CDEX INC NV 1.01,9.01 09/28/06 CDRV Investors, Inc. DE 7.01,9.01 10/04/06 Cellu Tissue Holdings, Inc. DE 7.01,9.01 09/27/06 CENTURY CASINOS INC /CO/ DE 1.01,7.01,9.01 10/04/06 CENVEO, INC CO 7.01,9.01 10/03/06 CH2M HILL COMPANIES LTD OR 1.01,2.03 09/29/06 Chaparral Energy, Inc. DE 1.01,3.02 09/29/06 CHARLOTTE RUSSE HOLDING INC 1.02 09/29/06 CHEMOKINE THERAPEUTICS CORP DE 8.01,9.01 10/03/06 Chemtura CORP DE 1.01,9.01 10/04/06 Chemtura CORP DE 1.01,9.01 10/04/06 AMEND CHILDRENS INTERNET INC NV 4.01,8.01,9.01 10/04/06 CHORDIANT SOFTWARE INC DE 1.01 09/28/06 CIGNA CORP DE 2.03 09/28/06 CIMETRIX INC NV 1.01,5.02,9.01 09/30/06 CITADEL SECURITY SOFTWARE INC DE 8.01,9.01 10/03/06 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 10/01/06 CITIGROUP FAIRFIELD FUTURES FUND LP I 3.02 10/01/06 CITIGROUP INC DE 8.01,9.01 10/04/06 CLEARCOMM L P DE 5.02,8.01 09/28/06 CLOROX CO /DE/ DE 1.01 10/03/06 Cogdell Spencer Inc. MD 3.02 09/28/06 COLONY RIH HOLDINGS INC DE 1.01,9.01 09/29/06 COMMUNITY BANCSHARES INC /DE/ DE 8.01,9.01 10/04/06 Consolidated Communications Holdings, DE 7.01,9.01 10/04/06 COOPER TIRE & RUBBER CO DE 1.01,9.01 09/29/06 Cornerstone Core Properties REIT, Inc MD 8.01 09/30/06 COUSINS PROPERTIES INC GA 2.01,9.01 09/28/06 CPAC INC NY 1.01,1.02,2.03,8.01,9.01 09/28/06 CRONOS GROUP 8.01,9.01 09/29/06 CuraTech Industries, Inc. UT 7.01,9.01 10/04/06 DaimlerChrysler Auto Trust 2006-C 8.01,9.01 10/02/06 DAVI SKIN, INC. NV 1.01,8.01 09/29/06 DAYTON SUPERIOR CORP OH 1.01,5.02 09/28/06 Deerfield Triarc Capital Corp MD 7.01,9.01 10/03/06 Dex Media, Inc./new DE 7.01,9.01 10/04/06 DHB INDUSTRIES INC DE 1.01,5.02,9.01 09/28/06 Digital Realty Trust, Inc. MD 8.01,9.01 09/28/06 DIODES INC /DEL/ DE 2.02,7.01,9.01 10/04/06 DISTRIBUTION MANAGEMENT SERVICES INC 1.01 09/27/06 DYNAMICS RESEARCH CORP MA 1.01,2.03,9.01 09/29/06 DYNAVAX TECHNOLOGIES CORP DE 1.01,8.01,9.01 10/03/06 EARTHSHELL CORP DE 1.01,2.04,3.02,9.01 09/29/06 EASTERN AMERICAN NATURAL GAS TRUST DE 8.01,9.01 10/02/06 EL PASO CORP/DE DE 7.01,9.01 10/04/06 ELDORADO ARTESIAN SPRINGS INC CO 1.01,9.01 08/31/06 ENCORE MEDICAL CORP DE 5.02,9.01 09/29/06 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 10/04/06 ENTRAVISION COMMUNICATIONS CORP DE 1.01,9.01 09/28/06 EPL Intermediate, Inc. DE 5.02 09/28/06 EPOCH HOLDING CORP DE 8.01,9.01 10/04/06 EQUITY INNS INC TN 1.01,9.01 10/03/06 ESSEX CORP VA 1.01,2.01,2.03,9.01 09/29/06 ETRIALS WORLDWIDE INC. 8.01,9.01 10/03/06 EUROWEB INTERNATIONAL CORP DE 1.01,9.01 10/03/06 EVOLVE ONE INC DE 1.01,9.01 10/01/06 EXCO RESOURCES INC TX 1.01,2.01,2.03,3.03,7.01,9.01 07/22/06 AMEND EZ English Online Inc. DE 5.02 10/04/06 Federal Services Acquisition CORP DE 1.01,9.01 09/30/06 FIRST ALBANY COMPANIES INC NY 1.01,5.02,9.01 09/28/06 FIRST BANCORP /PR/ PR 8.01,9.01 10/03/06 FIRST COMMUNITY CORP /SC/ SC 1.01,9.01 09/30/06 FIRST MARBLEHEAD CORP 1.01 09/28/06 FIRST MONTAUK FINANCIAL CORP NJ 1.01,5.02,8.01 09/29/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 10/03/06 FOREST OIL CORP NY 1.01 09/29/06 Fox Chase Bancorp Inc X1 1.01,3.02,8.01,9.01 09/29/06 FUTOMIC INDUSTRIES INC NJ 2.01,3.02,5.02,5.03,9.01 09/29/06 GATX CORP NY 1.01,2.06,9.01 09/28/06 GATX FINANCIAL CORP DE 1.01,2.06,9.01 09/28/06 GENAERA CORP DE 8.01,9.01 10/03/06 GENCORP INC OH 2.02,7.01,9.01 10/04/06 GENERAL DATACOMM INDUSTRIES INC DE 1.01,2.01,8.01 09/28/06 AMEND GENUINE PARTS CO GA 7.01,9.01 10/04/06 Geovax Labs, Inc. IL 1.01,2.01,3.02,5.01, 09/28/06 5.02,5.06,8.01,9.01 GLOBAL AXCESS CORP NV 8.01 09/29/06 Global Employment Holdings, Inc. 1.01,9.01 09/29/06 GLOBAL GREEN SOLUTIONS INC. WA 7.01,9.01 10/03/06 GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.03,3.01,8.01 09/28/06 GOLDEN OVAL EGGS LLC DE 5.02 10/03/06 GREAT LAKES DREDGE & DOCK CORP DE 1.01,9.01 10/04/06 GREAT WESTERN LAND RECREATION INC NV 1.01,9.01 09/29/06 HAPC, Inc. DE 1.01,7.01,9.01 09/29/06 Harborview 2006-9 DE 8.01,9.01 10/04/06 Harborview 2006-9 DE 8.01,9.01 10/04/06 HARRELL HOSPITALITY GROUP INC DE 1.01,2.01 09/30/06 HARTFORD LIFE INC DE 3.03,9.01 10/03/06 HEALTHSOUTH CORP DE 7.01,9.01 10/03/06 HealthSpring, Inc. DE 7.01,9.01 10/03/06 HELIX BIOMEDIX INC DE 1.01,5.02,9.01 09/28/06 HEMOSENSE INC DE 1.01 09/28/06 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 5.02,9.01 10/02/06 AMEND HERITAGE FINANCIAL CORP /WA/ WA 1.01,9.01 10/01/06 HERITAGE PROPERTY INVESTMENT TRUST IN MD 8.01,9.01 10/03/06 HERSHA HOSPITALITY TRUST MD 2.01,9.01 09/29/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,2.01,7.01,8.01,9.01 09/27/06 HOLLY CORP DE 8.01,9.01 10/04/06 HOOKER FURNITURE CORP VA 2.02,9.01 10/04/06 HOOPER HOLMES INC NY 1.01,9.01 07/27/06 HUMAN GENOME SCIENCES INC DE 8.01,9.01 10/04/06 HUMANA INC DE 8.01 08/24/06 HYDRIL CO DE 2.02,9.01 10/04/06 I FLOW CORP /DE/ DE 1.01,7.01,9.01 09/29/06 IDT CORP DE 2.01,7.01,9.01 09/29/06 IGI INC DE 1.01,2.03,9.01 10/04/06 IHOP CORP DE 1.01,9.01 09/29/06 IJJ CORP DE 7.01,8.01 10/04/06 IKANOS COMMUNICATIONS CA 2.02,9.01 10/04/06 IMAGE TECHNOLOGY LABORATORIES INC DE 1.01,3.02,8.01 09/15/06 IMAGENETIX INC /NV/ NV 8.01 09/27/06 IMCLONE SYSTEMS INC DE 5.03,8.01,9.01 10/03/06 IMMUCOR INC GA 2.02,9.01 10/04/06 IMMUNOGEN INC MA 8.01,9.01 10/02/06 IMPERIAL PETROLEUM INC NV 4.01,9.01 09/29/06 Indigo-Energy, Inc. NV 1.01,3.02,8.01,9.01 06/23/06 INFORMEDIX HOLDINGS INC NV 1.01,5.02,9.01 09/27/06 INFOSPACE INC DE 5.02,9.01 10/03/06 INGERSOLL RAND CO LTD 1.01 10/04/06 INPHONIC INC 1.01,9.01 09/28/06 INTEGRATED DEVICE TECHNOLOGY INC DE 7.01 10/02/06 Integrated Healthcare Holdings Inc NV 5.02 09/23/06 INTEGRATED SECURITY SYSTEMS INC DE 5.02,9.01 09/29/06 INTER PARFUMS INC DE 1.01 10/04/06 INTEREP NATIONAL RADIO SALES INC NY 1.01,5.02 09/28/06 Intermec, Inc. DE 2.02,9.01 10/04/06 INTERNATIONAL GAME TECHNOLOGY NV 1.01,9.01 09/29/06 INVISION CAPITAL INC NV 3.02 09/28/06 INX Inc DE 7.01,9.01 10/03/06 INYX INC NV 1.01,7.01,9.01 09/28/06 ISRAEL GROWTH PARTNERS ACQUISITION CO DE 8.01 10/04/06 Ithaka Acquisition Corp DE 1.01,5.01,7.01,9.01 10/03/06 Ithaka Acquisition Corp DE 1.01,5.01,7.01,9.01 10/03/06 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 09/29/06 KLA TENCOR CORP DE 2.02,4.02,5.04,8.01,9.01 09/27/06 AMEND KOHLS CORPORATION WI 8.01,9.01 10/04/06 LA-Z-BOY INC MI 5.02,7.01,9.01 09/29/06 LABORATORY CORP OF AMERICA HOLDINGS DE 8.01 10/04/06 LAKES ENTERTAINMENT INC MN 8.01,9.01 10/02/06 Lawson Software, Inc. MN 1.01,2.02,5.02,9.01 09/28/06 Lazy Days R.V. Center, Inc. 5.02 10/03/06 Lazy Days R.V. Center, Inc. 8.01 10/03/06 LGL GROUP INC IN 1.01,9.01 10/03/06 LIN TV CORP DE 5.02,9.01 09/29/06 Lincoln Park Bancorp 5.02,9.01 09/28/06 LL&E ROYALTY TRUST TX 8.01,9.01 10/02/06 LMI AEROSPACE INC MO 1.01,8.01,9.01 09/28/06 LYONDELL CHEMICAL CO DE 1.01,2.03,9.01 09/29/06 MACROCHEM CORP DE 8.01 10/03/06 MADISON GAS & ELECTRIC CO WI 1.01 09/29/06 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 10/01/06 MANGAPETS, INC. DE 5.02 10/04/06 MARINER ENERGY INC DE 8.01 10/03/06 MARKWEST ENERGY PARTNERS L P 7.01,9.01 10/04/06 MASSEY ENERGY CO DE 7.01,9.01 10/02/06 MATHSTAR INC MN 8.01,9.01 10/04/06 MATRIX SERVICE CO DE 1.01,8.01,9.01 10/03/06 MAXXAM INC DE 8.01 09/29/06 MAYFAIR MINING & MINERALS INC NV 1.01 10/02/06 McAfee, Inc. DE 5.02 09/29/06 MCDONALDS CORP DE 8.01 10/04/06 MCG CAPITAL CORP DE 8.01 10/03/06 MEDCATH CORP DE 1.02,8.01 10/02/06 MEDIACOM BROADBAND LLC DE 1.01 09/28/06 MELLON FINANCIAL CORP PA 8.01,9.01 10/02/06 MERCHANTS GROUP INC DE 1.01,9.01 09/28/06 MESA ROYALTY TRUST/TX TX 8.01,9.01 10/02/06 METALDYNE CORP DE 8.01 10/04/06 MGE ENERGY INC WI 1.01 09/29/06 MODERN TECHNOLOGY CORP NV 8.01,9.01 10/04/06 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 10/02/06 NANOGEN INC DE 1.01,2.01,7.01,9.01 09/29/06 NARROWSTEP INC DE 5.02 09/28/06 NATIONAL DENTEX CORP /MA/ MA 8.01,9.01 10/03/06 NCT GROUP INC DE 5.02 09/28/06 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 3.01 09/28/06 NEUROGEN CORP DE 8.01 10/04/06 NEW CENTURY FINANCIAL CORP MD 1.01,9.01 09/28/06 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 10/03/06 NII HOLDINGS INC DE 1.01,8.01,9.01 09/28/06 NOBLE CORP 7.01,9.01 10/04/06 Nomura Asset Acceptance Corporation, DE 1.01,6.02,9.01 10/02/06 NORD RESOURCES CORP DE 1.01,9.01 09/29/06 NOVASTAR FINANCIAL INC MD 2.03,9.01 09/28/06 NS GROUP INC KY 9.01 07/21/06 AMEND NYFIX INC DE 1.01,9.01 08/01/06 NYFIX INC DE 1.02,5.02 09/28/06 NYFIX INC DE 1.01 06/27/06 AMEND ODYSSEY HEALTHCARE INC DE 1.01,9.01 09/29/06 ONELINK CORP DE 2.04,5.02 09/19/06 OPEN TEXT CORP A6 2.01,8.01,9.01 10/02/06 OPENWAVE SYSTEMS INC DE 3.01,4.02,8.01,9.01 09/29/06 OPPENHEIMER HOLDINGS INC A6 8.01 10/04/06 ORIOLE INC NV 4.01,9.01 08/21/06 AMEND Our Glass, Inc. NV 4.01,9.01 08/21/06 AMEND OXFORD INDUSTRIES INC GA 2.02,9.01 10/04/06 OXFORD RESIDENTIAL PROPERTIES I LTD P MD 2.01 09/29/06 PAC-WEST TELECOMM INC 1.01 09/29/06 PANERA BREAD CO DE 2.02,9.01 10/04/06 PAPA JOHNS INTERNATIONAL INC DE 5.02,9.01 10/02/06 PAVILION BANCORP INC 5.03,9.01 09/21/06 Peninsula Gaming, LLC DE 1.01 09/27/06 PENNSYLVANIA COMMERCE BANCORP INC 1.01,2.03,9.01 10/04/06 PeopleSupport, Inc. DE 1.01,9.01 09/29/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 09/30/06 PEROT SYSTEMS CORP DE 1.01,9.01 09/28/06 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 10/04/06 PharmaNet Development Group Inc DE 5.02,9.01 10/02/06 PharmaNet Development Group Inc DE 1.01,7.01,9.01 09/29/06 PHOENIX FOOTWEAR GROUP INC DE 1.01,9.01 09/28/06 PIER 1 IMPORTS INC/DE DE 8.01,9.01 10/03/06 PINNACLE WEST CAPITAL CORP AZ 1.01,2.03 09/28/06 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 10/04/06 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,1.02,2.01,2.04, 09/28/06 7.01,8.01,9.01 Popular ABS Mortgage Pass-Through Tru DE 6.02 10/01/06 Popular ABS Mortgage Pass-Through Tru DE 6.02 10/01/06 Popular ABS Mortgage Pass-Through Tru DE 6.02 10/01/06 Popular ABS Mortgage Pass-Through Tru DE 6.02 10/01/06 POWER2SHIP INC NV 3.02 10/04/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 09/29/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 09/29/06 PROGRESS ENERGY INC NC 2.01,9.01 10/02/06 PROTEIN POLYMER TECHNOLOGIES INC DE 1.01 09/30/06 PYRAMID BREWERIES INC WA 1.02,8.01 09/28/06 QI SYSTEMS INC 2.03,3.02,9.01 10/04/06 QUEST DIAGNOSTICS INC DE 1.01,9.01 09/30/06 QUEST DIAGNOSTICS INC DE 8.01,9.01 10/03/06 QUIKSILVER INC DE 1.01,9.01 09/29/06 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 10/04/06 R H DONNELLEY CORP DE 7.01,9.01 10/04/06 R&G FINANCIAL CORP PR 8.01,9.01 09/29/06 Rackable Systems, Inc. DE 1.01,9.01 09/29/06 RALCORP HOLDINGS INC /MO MO 1.01,9.01 09/28/06 RALCORP HOLDINGS INC /MO MO 1.01,9.01 09/28/06 READERS DIGEST ASSOCIATION INC DE 1.01 09/28/06 Renaissance Home Equity Loan Trust 20 8.01,9.01 08/09/06 RENT A CENTER INC DE DE 1.01 09/29/06 ROCKWELL AUTOMATION INC DE 1.01,2.03,9.01 09/29/06 RPM INTERNATIONAL INC/DE/ DE 2.02,9.01 10/04/06 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 10/01/06 SANTA FE ENERGY TRUST TX 8.01 10/02/06 SBD International, Inc FL 4.01 07/24/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 1.02 09/28/06 SCOTIA PACIFIC CO LLC DE 8.01 09/29/06 SEA CONTAINERS LTD /NY/ 3.01,8.01,9.01 09/26/06 SEABRIGHT INSURANCE HOLDINGS INC 5.02 10/01/06 SERVICE CORPORATION INTERNATIONAL TX 1.01,2.03,8.01,9.01 10/03/06 AMEND SES SOLAR INC. 1.01,2.01,3.02,5.01, 09/27/06 5.02,5.06,9.01 SHAW GROUP INC LA 8.01,9.01 10/04/06 SHELLS SEAFOOD RESTAURANTS INC DE 1.01,9.01 09/28/06 Shire plc 8.01,9.01 09/28/06 Sibling Entertainment Group, Inc. NY 3.02,9.01 10/03/06 SIGA TECHNOLOGIES INC DE 1.01,1.02,9.01 09/29/06 SIMTROL INC DE 1.01,2.03 09/28/06 SINGING MACHINE CO INC DE 8.01,9.01 09/30/06 Sinoenergy CORP NV 5.03,9.01 07/26/06 SIPEX CORP DE 1.01,9.01 09/28/06 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 10/01/06 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 10/01/06 SOMERSET INTERNATIONAL GROUP,INC. DE 3.02,5.03,9.01 09/29/06 SONESTA INTERNATIONAL HOTELS CORP NY 1.01 10/04/06 SPHERION CORP DE 1.01,8.01,9.01 10/02/06 STANDARD MANAGEMENT CORP IN 1.01,2.03 09/28/06 STATMON TECHNOLOGIES CORP NV 8.01,9.01 09/26/06 STEIN MART INC FL 1.01,9.01 09/28/06 STEINWAY MUSICAL INSTRUMENTS INC DE 1.01,9.01 09/29/06 STELLENT INC MN 1.01,9.01 10/02/06 Sterling Mining CO ID 1.01,3.02,5.02 09/28/06 STONEMOR PARTNERS LP DE 1.01,2.01,2.03,3.02,9.01 09/28/06 StrikeForce Technologies Inc. NJ 4.01,9.01 10/04/06 SUPERCONDUCTOR TECHNOLOGIES INC DE 4.01,9.01 10/03/06 SUPERGEN INC DE 9.01 04/04/06 AMEND SUPERIOR BANCORP DE 5.01,8.01,9.01 10/01/06 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.01,9.01 09/28/06 Superior Well Services, INC DE 2.02,9.01 10/04/06 TARRAGON CORP NV 3.02,9.01 09/30/06 TD AMERITRADE HOLDING CORP DE 5.02 09/28/06 TEL OFFSHORE TRUST TX 8.01,9.01 10/02/06 TERADYNE INC MA 1.01,5.02,8.01,9.01 10/02/06 THERMOENERGY CORP AK 7.01,9.01 10/04/06 TORCHMARK CORP DE 8.01,9.01 09/29/06 TorreyPines Therapeutics, Inc. NV 1.01,8.01,9.01 09/28/06 TRIDENT MICROSYSTEMS INC DE 3.01,9.01 10/02/06 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 8.01,9.01 09/29/06 TRULITE INC DE 1.01,2.03,5.01,5.02,9.01 09/19/06 TWL CORP UT 5.03,9.01 09/29/06 TYLER TECHNOLOGIES INC DE 8.01 09/28/06 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 10/03/06 US AIRWAYS GROUP INC DE 2.02,9.01 10/04/06 UTG INC 1.01 10/04/06 VALASSIS COMMUNICATIONS INC DE 8.01,9.01 10/04/06 VERITAS DGC INC DE 2.02,8.01,9.01 10/04/06 VIASPACE Inc. NV 8.01,9.01 10/04/06 ViewPoint Financial Group X1 1.01,1.02,8.01,9.01 09/29/06 VISEON INC NV 8.01,9.01 09/29/06 VITA FOOD PRODUCTS INC NV 5.02,9.01 09/29/06 VIVA INTERNATIONAL INC DE 5.02,8.01,9.01 09/28/06 AMEND VOYAGER ONE INC NV 3.02 09/28/06 VOYAGER ONE INC NV 1.01,9.01 09/28/06 VWR International, Inc. 7.01,9.01 10/04/06 WALGREEN CO IL 5.02,9.01 10/01/06 WILLIAMS CONTROLS INC DE 8.01,9.01 10/04/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 1.01,8.01,9.01 05/30/06 WOLVERINE WORLD WIDE INC /DE/ MI 2.02,9.01 10/04/06 WORKSTREAM INC 1.01,9.01 09/28/06 WORLD ACCEPTANCE CORP SC 1.01,3.02,8.01,9.01 10/02/06 XATA CORP /MN/ MN 1.01,9.01 09/29/06 XETHANOL CORP CO 5.02,9.01 09/28/06 XM SATELLITE RADIO HOLDINGS INC DE 3.01,5.02,9.01 10/03/06 ZILA INC DE 1.01,1.02,2.01,2.04,9.01 08/13/06 AMEND ZIX CORP TX 2.02,9.01 10/04/06 Zumiez Inc 7.01,9.01 10/04/06 Zumiez Inc 1.01,9.01 10/02/06