SEC NEWS DIGEST Issue 2006-144 July 27, 2006 ENFORCEMENT PROCEEDINGS DELINQUENT FILER'S STOCK REGISTRATION REVOKED The registration of the stock of America's Sports Voice, Inc. (n/k/a Milagro Holdings, Inc.) (MLGH) has been revoked. MLGH had failed to file any annual or quarterly reports with the Commission for more than five years. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Initial Decision No. 314; File No. 3-12329) IN THE MATTER OF GREGORY DEARLOVE An Administrative Law Judge has issued an Initial Decision in the matter of Gregory M. Dearlove, CPA. Dearlove was the engagement partner in charge of the audit by Deloitte & Touche LLP (Deloitte) of the financial statements of Adelphia Communications Corporations (Adelphia) for the year ended Dec. 31, 2000. Dearlove signed an unqualified report stating that Deloitte had conducted its audit in accordance with Generally Accepted Auditing Standards (GAAS), that Adelphia had prepared its financial statements in conformity with Generally Accepted Accounting Principles (GAAP), and that the financial statements fairly presented Adelphia's financial condition. The Initial Decision determines that Adelphia's 2000 financial statements were materially false and misleading and failed to comply with GAAP in several respects. It also determines that Dearlove violated GAAS in directing and supervising the audit and in signing the report on behalf of Deloitte. The Initial Decision concludes that Dearlove engaged in improper professional conduct within the meaning of Rule 102(e) of the Rules of Practice of the Securities and Exchange Commission (Commission). It also concludes that Adelphia violated the reporting and record keeping provisions of the Securities Exchange Act of 1934 (Exchange Act), and that Dearlove was a cause of Adelphia's violations. The Initial Decision dismisses a charge that Dearlove caused Adelphia to violate Section 13(b)(2)(B) of the Exchange Act. The Initial Decision denies Dearlove the privilege of appearing and practicing before the Commission. It declines to issue a cease-and- desist order or to require disgorgement of Dearlove's salary. (Initial Decision No. 315; File No. 3-12064) COMMISSION CHARGES ROBERT HETZER WITH LATE TRADING On July 26, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (Order) against Robert P. Hetzer, of Hollywood Beach, Florida. From April 2000 until November 2002, Hetzer was the senior vice president in charge of mutual fund trading at Fiserv Securities, Inc. (FSI), a registered broker-dealer. Without admitting or denying the Commission's findings, Hetzer consented to the sanctions and the cease-and-desist order imposed by the Order. Late trading refers to the practice of placing orders to buy or redeem mutual fund shares after the time as of which a mutual fund has calculated its net asset value (NAV), usually as of the close of trading at 4:00 p.m. Eastern Time (ET), but receiving the price based on the prior NAV already determined as of that day. The Commission's Order finds that, between January 2001 and October 2002, Hetzer engaged in late trading of mutual funds for his own benefit in two personal accounts he opened while employed at FSI. During that time, he entered 855 mutual fund trades in his personal accounts between 4:00 p.m. and 5:30 p.m. ET, and improperly received the current day's NAV. Hetzer accomplished this by deliberately misusing FSI's computerized trade-processing system, which was intended to permit trade entry after 4:00 p.m. ET, and receive that day's NAV, only in limited circumstances involving errors, other technical problems and legitimate delays in processing orders. As a result of his illegal trading, Hetzer enriched himself and caused harm to mutual fund shareholders. In addition, the Order finds that Hetzer caused FSI to violate its dealer agreements with mutual funds by entering his trades after 4:00 p.m. ET. FSI's dealer agreements contained provisions obligating FSI to comply with all of the terms of the funds' prospectuses, including provisions regarding the time for submitting trades. The Commission ordered Hetzer to cease and desist from committing or causing any violations and any future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; and ordered him to cease and desist from causing any violations and any future violations of Rule 22c-1(a) under the Investment Company Act. The Order also requires Hetzer to pay disgorgement and prejudgment interest in the amount of $528,020, and to pay a civil penalty in the amount of $100,000. The Order also bars Hetzer from association with any broker or dealer, and prohibits him from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter, with the right to reapply for association after three years. (Rels. 34-54219; IC-27428; File No. 3- 12382) COMMISSION SETTLES CHARGES AGAINST LANDIS ASSOCIATES, LLC, MICHAEL HERSHEY AND ROBERT LEAR The Commission announced that it has settled its previously filed civil action against Landis Associates, LLC (Landis), formerly a registered investment adviser located in Kennett Square, PA; its principal, Michael L. Hershey (Hershey), formerly of Kennett Square, PA; and Robert D. Lear, who resides in Warrington, PA and is the former Chief Financial Officer of Tremont Medical, Inc. (Tremont Medical), a medical technology company, located in Aston, PA. The remaining defendant, Tremont Medical, is no longer doing business and, by all indications, is defunct; therefore, the Commission has dismissed the civil action as to this defendant. Without admitting or denying the allegations in the complaint, Landis, Hershey, and Lear have consented to the entry of Final Judgment against them permanently enjoining each from further violations of Section 17(a) of the Securities Act of 1933; Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; Sections 204, 206(1), and 206(2) of the Investment Advisers Act of 1940, and Rules 204-2(a)(3) and (7) thereunder. In addition, Landis has agreed to pay a civil penalty of $150,000, plus $1 disgorgement; Hershey has agreed to pay a civil penalty of $100,000, plus $1 disgorgement; and Lear has agreed to pay a civil penalty of $45,000, plus $1 disgorgement, all of which funds will be paid directly to the victim of the charged conduct. The Final Judgments against Landis, Hershey and Lear, as well as the dismissal of Tremont Medical, were entered on July 19, 2006. The Commission also announced the issuance of an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions against Hershey, based on the entry of the permanent injunction. Hershey has consented to the sanctions imposed without admitting or denying the findings contained therein, except those findings specifically identified in the Order. The Commission's Order bars Hershey from association with any investment adviser. Landis, formerly a registered investment adviser, during the pendency of the court proceedings and settlement negotiations, had voluntarily withdrawn its investment adviser registration. The Commission's complaint, filed June 22, 2004, in the United States District Court for the Eastern District of Pennsylvania, alleged that Hershey, individually and through Landis Associates, misused client funds and breached his fiduciary duty to a wealthy client (the Defrauded Client) by investing in Tremont Medical, a privately held "start up" company, of which Hershey was a director and shareholder. Hershey continued to make these investments long after it was clear that the Defrauded Client's account was Tremont's only source of capital and that these investments were worthless. The complaint charged that Hershey, acting through Landis, and with the assistance and participation of Lear, concealed the true nature of these transactions. The resulting decline in value of the Defrauded Client's account, the complaint alleged, was further concealed when Hershey, through Landis, sent the Defrauded Client false monthly advisory statements. As a result, the Commission alleged, the Defrauded Client's managed account was overvalued by more than $30 million. The complaint alleged that, by the time that the Defrauded Client's account with Landis and Hershey was closed in June 2001, the account had lost nearly 70% of its value and the Defrauded Client had lost all of the money that Hershey invested in Tremont. [SEC v. Michael L. Hershey, et al., Civil Action No. 04-CV-2742-JPF (E.D. Pa.)] (LR-19774) SEC IDENTIFIES THREE ADDITIONAL EUROPEANS WHO PARTICIPATED IN INSIDER TRADING RING On July 26, the Commission sought leave to file a fourth amended complaint charging three additional defendants in SEC v. Sonja Anticevic, et al. The complaint identifies six individuals who engaged in insider trading through an Austrian bank, Direktanlage.at AG (Direktanlage). The individuals were previously charged as "Certain Unknown Persons Trading In Reebok International Ltd. Securities In Account 34401046 At Direktanlage.at AG." According to the complaint, the individuals who traded through Direktanlage were: (i) Bruno Verinac (Verinac); (ii) Antun Dilber (Dilber); (iii) Anto Krsic (Krsic); (iv) Perica Lopandic (Lopandic); (v) Ilija Borac (Borac); and (vi) Zoran Sormaz (Sormaz) (collectively, Direktanlage Traders). Verinac, age 37, a Croatian national, residing in Germany, Dilber, age 67, a Croatian national, residing in Croatia, and Krsic, age 62, a Croatian national, residing in Croatia, are named as defendants for the first time. Lopandic, Borac, and Sormaz were previously charged for their trading through other European accounts. The complaint also identifies additional insider trading by the Direktanlage Traders based on newly-obtained information, bringing the total illicit gains netted by the insider trading ring to over $6.8 million. In total, the Direktanlage Traders netted over $445,000 of these illicit gains in trades placed in 17 different securities through Direktanlage based on material, non-public information stolen by a former investment banker employed at Merrill Lynch & Co., Inc. (Merrill Lynch) and two former employees at a printing plant where BusinessWeek magazine is printed. This complaint follows four prior complaints filed by the Commission that charged insider trading resulting in at least $6.7 million of illicit gains from three schemes orchestrated by defendants Eugune Plotkin (Plotkin) and David Pajcin (Pajcin). In the first scheme, Stanislav Shpigelman (Shpigelman), a mergers and acquisitions analyst at Merrill Lynch, provided Plotkin and Pajcin with information about pending mergers and acquisitions deals on which Merrill Lynch was working, prior to the time such information became public in exchange for a share of the profits made from trades based on this information. In the second scheme, Plotkin and Pajcin recruited two individuals, first Nickolaus Shuster, and later Juan C. Renteria, Jr., to obtain employment at a printing plant which prints BusinessWeek magazine for the sole purpose of stealing advance copies of the magazine before it was distributed to the public. Plotkin and Pajcin then traded on the basis of a market moving column in the magazine and tipped others to trade in exchange for a percentage of their trading profits. In the third scheme, Plotkin and Pajcin set up a scheme with Jason C. Smith (Smith) - who was serving on a federal grand jury in the District of New Jersey convened to investigate potential accounting fraud involving Bristol-Myers Squibb Co. (Bristol Myers) - in which Smith leaked information about the grand jury proceedings to Pajcin and Plotkin in order to enable them to trade on this non-public information. In total, Plotkin and Pajcin traded in - or tipped others, including the Direktanlage Traders - in at least 27 stocks within one year based on inside information obtained through these schemes. With the June 26, 2006, filing, the Commission has now charged a total of 17 individual defendants, located in the United States and Europe, as participants in the insider trading ring. Descriptions of the other defendants are available in the Commission's news digests dated April 11, 2006, http://www.sec.gov/news/digest/2006/dig041106.txt, and May 11, 2006, http://www.sec.gov/news/digest/2006/dig051106.txt. The Commission alleges that, as a result of trading in various securities on the basis of material, non-public information obtained pursuant to the grand jury and other schemes, the defendants engaged in illegal insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and that defendants Smith, Pajcin, Plotkin, Sonja Anticevic, Henry Siegel, and Mikhail Plotkin also violated Section 17(a) of the Securities Act of 1933 by virtue of their insider trading in Bristol-Myers. In addition, the Commission alleges that defendants Plotkin, Pajcin, and Shpigelman violated Section 14(e) of the Exchange Act and Rule 14e-3 thereunder by trading in the stock of a company while in possession of material, non-public information related to a cash tender offer for such company's stock. Among other things, the complaint seeks permanent injunctive relief, the disgorgement of all illegal profits plus prejudgment interest, the imposition of civil monetary penalties, and orders requiring the defendants to repatriate to the United States proceeds of the fraud in accounts outside the United States. The Commission acknowledges the assistance of the Austrian Financial Market Authority in helping to identify the individual defendants. For information about earlier developments in this matter, please see Litigation Release No. 19696 (May 11, 2006), 19650 (April 11, 2006), No. 19340 (Aug. 19, 2005) and No. 19327 (Aug. 5, 2005). [SEC v. Sonja Anticevic et al., 05 Civ. 6991 (KMW) (S.D.N.Y.)] (LR-19775) SEC FILES CIVIL FRAUD ACTION AGAINST MARK P. ABIDE, FORMER WORLDCOM DIRECTOR OF PROPERTY ACCOUNTING; ABIDE CONSENTS TO FRAUD INJUNCTION AND AGREES TO PAY DISGORGEMENT, PREJUDGMENT INTEREST AND CIVIL MONEY PENALTIES SEC SETTLES ACTIONS AGAINST FORMER WORLDCOM CHIEF FINANCIAL OFFICER SCOTT SULLIVAN AND FORMER WORLDCOM ACCOUNTANTS DAVID MYERS, BUFORD YATES, JR., BETTY VINSON AND TROY NORMAND WITH RESPECT TO MONETARY RELIEF The Commission announced on July 27 that it filed a civil fraud action against Mark P. Abide, the former Director of Property Accounting for WorldCom, Inc., for his role in the WorldCom fraud and for illegally selling WorldCom stock based on information he possessed about the fraud and the company's true financial condition. Abide has agreed to settle the matter by consenting, without admitting or denying the allegations in the Commission's complaint, to the entry of a final judgment enjoining him from violating the anti-fraud and other provisions of the federal securities laws, requiring him to pay $57,947 in disgorgement, prejudgment interest of $12,912 and an insider trading civil money penalty of $57,947. The settlement is subject to the approval of the Court. Abide also has agreed to be suspended from practicing before the Commission as an accountant with the right to request his reinstatement after five years. The Commission's action against Abide is its seventh civil action related to the WorldCom fraud. The complaint filed today alleges from the first quarter of 2001 through the first quarter of 2002, Abide made, and directed others to make, improper accounting entries into WorldCom's depreciable asset accounts in order to conceal improperly capitalized expenses. In January and February 2002, while the fraud was being carried out by Abide and others, Abide sold 6,728 shares of WorldCom stock (99% of the WorldCom stock he owned), avoiding losses of nearly $58,000. If the settlement is approved by the Court, Abide would be enjoined from future violations of the antifraud, reporting, books and records and internal controls provisions of the federal securities laws- Section 17(a) of the Securities Act of 1933 and Sections 10(b), 13(a), 13(b)(2) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, 13a-13, and 13b2-1 thereunder. The Commission also announced that it filed Consents and proposed Final Judgments As to Monetary Relief in the Commission's civil actions against former WorldCom Chief Financial Officer Scott Sullivan and former WorldCom accountants Buford Yates, Jr., Betty Vinson and Troy Normand. Sullivan consented to the entry of a final judgment holding him liable for $10 million in disgorgement, representing a retention bonus Sullivan received in 2000, and $3,591,889 in prejudgment interest. If approved by the Court, the proposed Final Judgment As to Monetary Relief, however, would waive payment of the disgorgement and prejudgment interest and would not impose a civil penalty based on Sullivan's demonstrated inability to pay. Previously, the Court issued judgments of permanent injunction against Sullivan, imposing the full injunctive relief sought by the Commission and prohibiting him from acting as an officer or director of any public company. (Litigation Release No. 18605.) Sullivan consented to the entry of the initial judgment as well, without admitting or denying any of the allegations of the Commission's complaint against him. In addition, in separate administrative proceedings, Sullivan agreed to be suspended from practicing before the Commission as an accountant. (In the Matter of Scott D. Sullivan, Rel. 33-8402, AAE Rel. 1977, File No. 3-11435.) Yates consented to the entry of a final judgment holding him liable for $263,809 in disgorgement, representing a retention bonus and other payments Yates received in 2000, and $94,757 in prejudgment interest. If approved by the Court, the proposed Final Judgment As to Monetary Relief, however, would waive payment of the disgorgement and prejudgment interest and would not impose a civil penalty based on Yates' demonstrated inability to pay. The proposed Final Judgments As to Monetary Relief against Betty Vinson and Troy Normand, if approved by the Court, would not find Vinson or Normand liable for disgorgement since neither defendant received ill-gotten gains from their participation in the fraud. In addition, the proposed Final Judgments would not impose civil money penalties against Vinson or Normand based on their demonstrated inability to pay. Previously, the Court issued judgments of permanent injunction against Yates, Vinson and Normand, imposing the full injunctive relief sought by the Commission and, with respect to Yates, prohibiting him from acting as an officer or director of any public company. (Litigation Release Nos. 17842 and 17883.) The three defendants consented to the entry of the initial judgments as well, without admitting or denying any of the allegations of the Commission's complaints against them. In addition, in separate administrative proceedings, Yates and Vinson agreed to be suspended from practicing before the Commission as accountants. (In the Matter of Buford Yates, Jr., Rel. 33-8156, AAE Rel. 1684, File No. 3-10964; and In the Matter of Betty Vinson, CPA, Rel. 33-8158, AAE Rel. 1686, File No. 3-10963.) On July 26, 2005, the U.S. District Court for the Southern District of New York issued a Final Judgment As to Monetary Relief in the Commission's civil action against David F. Myers, former controller of WorldCom, Inc., in which the Court found Myers liable for approximately $1 million in disgorgement, representing bonuses Myers received during the pendency of the fraud. The Court, however, waived payment of the disgorgement due to Myers's demonstrated inability to pay, and did not impose a civil penalty. Myers consented to the entry of the judgment against him. The Court issued a judgment of permanent injunction against Myers on November 14, 2002, imposing the full injunctive relief sought by the Commission and prohibiting Myers from acting as an officer or director of any public company. Myers consented to the entry of this initial judgment as well, without admitting or denying any of the allegations of the Commission's complaint. (Litigation Release No. 17842.) In addition, in a separate administrative proceeding filed in November 2002, Myers agreed to be suspended from practicing before the Commission as an accountant. (In the Matter of David F. Myers, Rel. 33-8157, AAE Rel. 1685, File No. 3-10965.) The Commission's complaints filed against Abide, Sullivan, Myers, Yates, Vinson, Normand and former WorldCom Chief Executive Officer, Bernard J. Ebbers (Litigation Release No. 19301), allege that the seven former WorldCom officers and accountants caused numerous fraudulent adjustments and entries in WorldCom's books and records, often in the hundreds of millions of dollars, in furtherance of a scheme to make the Company's publicly reported financial results appear to meet Wall Street's expectations. The Commission acknowledges the assistance and cooperation of the U.S. Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation. [SEC v. Mark P. Abide, Civil Action No. 06-CV-5660, USDC, SDNY] [SEC v. Scott D. Sullivan, Civil Action No. 04-CV-1706 (JSR), USDC, SDNY] [SEC v. Buford Yates, Jr., Civil Action No. 02-CV-7958 (JSR), USDC, SDNY] [SEC v. Betty Vinson and Troy M. Normand, Civil Action No. 02-CV-7958 (JSR), USDC, SDNY] [SEC v. David F. Myers, Civil Action No. 02-CV-7749 (JSR), USDC, SDNY] (LR- 19776; AAE Rel. No. 2467) SEC FILES SETTLED INSIDER TRADING CHARGES AGAINST FORMER POZEN INC. EMPLOYEE AND TIPPEE The Commission announced today that it filed a settled civil injunctive action in the United States District Court for the District of Columbia against Harish K. Pimplaskar, a former employee of Pozen Inc., a pharmaceutical development company, and Charan R. Behl, a friend and professional acquaintance of Pimplaskar, alleging that they engaged in insider trading in Pozen securities in violation of the antifraud provisions of the federal securities laws. Without admitting or denying the allegations in the Commission's complaint, Pimplaskar and Behl have agreed to settle this matter by consenting to the entry of final judgments against them which, if approved, would impose injunctive and monetary relief. The Commission's complaint alleges that on May 28, 2004, the Food and Drug Administration (FDA) informed Pozen that it was denying the company's New Drug Application for approval of MT 100, a new migraine medication. The complaint further alleges that, upon hearing the news, Pimplaskar immediately sold his existing holdings of Pozen shares on the basis of this material, nonpublic information. The complaint also alleges that later that afternoon, Pimplaskar tipped his friend Behl. Behl, the complaint alleges, immediately proceeded to sell out his pre-existing long position in Pozen stock -- and then started short- selling the stock -- on the basis of this material, non-public information. The complaint alleges that the per share price of Pozen shares fell 37% on June 1, 2004, after the company announced the FDA's decision. The complaint further alleges that Pimplaskar avoided losses of $1,392.00 by selling Pozen stock in advance of the public release of the news, and that Behl avoided losses of $35,088.08 on his long sales and realized illicit profits of $56,753.66 on his short sales, in advance of the public release of the news. Based on the facts alleged, the Commission charged Pimplaskar and Behl with violating Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Without admitting or denying the allegations of the complaint, both defendants have agreed to settle the Commission's charges by consenting to the entry of final judgments that, if approved, would permanently enjoin both of them from further violations of the federal securities laws. In addition, the final judgment against Pimplaskar would require him to pay $1,552.69 in disgorgement and prejudgment interest, and a civil penalty of $33,447.31. The amount of Pimplaskar's civil penalty is based, in part, on his sworn representations in his Statement of Financial Condition. The final judgment against Behl would require him to pay $102,443.46 in disgorgement and prejudgment interest, and a civil penalty of $91,841.74. [SEC v. Harish K. Pimplaskar and Charan R. Behl, C.A. No. 1:06CV01327 (D.D.C.) (RMU)] (LR-19777) SEC OBTAINS EMERGENCY ASSET FREEZE AGAINST PURCHASERS OF CALL OPTIONS FOR PETCO STOCK PRIOR TO ACQUISITION ANNOUNCEMENT The Commission announced today that on July 18 the U.S. District Court for the Southern District of California entered a temporary restraining order freezing assets of certain as-yet unknown purchasers of call options for the common stock of Petco Animal Supplies, Inc., and prohibiting the unknown purchasers from obtaining the options or the proceeds from the sale of the options. Petco, based in San Diego, Calif., operates over 800 retail stores around the country that sell pet food, supplies, and services. The Commission's complaint, filed in federal court in San Diego, alleges that the unknown purchasers engaged in illegal insider trading in Petco call options shortly before the public announcement that Petco would be acquired by two private equity firms for $1.8 billion. In addition to freezing approximately $862,000 in assets, the court issued orders that provide for expedited discovery and prohibit the defendants from destroying evidence. On Friday, July 14, 2006, before the opening of the market, Petco announced that it had entered into an agreement to be acquired by a company owned by two private equity funds. Under the acquisition agreement, the buyer agreed to pay shareholders $29 per share in cash. The $29 per share price represents a 49% premium above the $19.45 price at which Petco stock closed the previous day. The total value of the transaction, including assumed debt, is approximately $1.8 billion. In its complaint, the Commission alleges that in late June and early July 2006, while in possession of material, nonpublic information about this acquisition agreement, one or more unknown purchasers, using financial institutions in Switzerland and England, purchased over 1,400 call option contracts for Petco stock. The options generally were "out of the money," representing a bet that the price of Petco stock would rise substantially, and were set to expire within weeks of the purchase date, representing a bet that the price rise would happen soon. The complaint further alleges that the unknown purchasers' illicit profit from these call options after Petco's July 14, 2006 announcement was a total of approximately $862,000 -- $482,325 for the purchaser buying through the Swiss account and $379,640 for the purchaser buying through the English account. The Commission alleges that the purchasers in this case engaged in insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission is seeking permanent injunctions, disgorgement of ill-gotten gains with prejudgment interest thereon, and the imposition of civil penalties. [SEC v. One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc., Case No. 06CV1446 DMS (LSP) (S.D. Cal.)] (LR-19778) ADDITIONS AND CORRECTIONS The following are additional release numbers related to a summary in yesterday's Digest entitled COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SEVENTEEN DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS: (Rel. 34-54212; File Nos. 3-12379, 3-12380 and 3-12381) INVESTMENT COMPANY ACT RELEASES HART LIFE INSURANCE COMPANY SEPARATE ACCOUNT TWO An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Hart Life Insurance Company Separate Account Two has ceased to be an investment company. (Rel. IC-27425 - July 26) HART LIFE INSURANCE COMPANY SEPARATE ACCOUNT ONE An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Hart Life Insurance Company Separate Account One has ceased to be an investment company. (Rel. IC-27426 - July 26) RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT II An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that ReliaStar Life Insurance Company of New York Variable Annuity Separate Account II has ceased to be an investment company. (Rel. IC-27427 - July 26) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2006-089) filed by the National Association of Securities Dealers to amend NASD Rule 5100 to allow members to use, for a transitional period only, the Nasdaq Exchange best (inside) bid rather than the national best (inside) bid for purposes of application of the rule, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54203) A proposed rule change (SR-NASD-2006-082) filed by the National Association of Securities Dealers relating to revisions to the Series 22 Examination Program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54214) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-ISE-2006-38) submitted by the International Securities Exchange to extend the Linkage Fee Pilot Program. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54204) The Commission granted accelerated approval of a proposed rule change (SR-CHX-2006-22) and Amendment Nos. 1 and 2 thereto by the Chicago Stock Exchange to amend the CHX Holdings, Inc. Certificate of Incorporation. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54213) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 DAVE & BUSTERS INC, 2481 MANANA DRIVE, DALLAS, TX, 75220, 2143579588 - 0 ($175,000,000.00) Debt, (File 333-136040 - Jul. 26) (BR. 05A) S-4 FIRST COMMUNITY BANCORP /CA/, 8587563023 - 4,612,820 ($249,029,498.00) Equity, (File 333-136041 - Jul. 26) (BR. 07C) S-8 AMERICHIP INTERNATIONAL INC, PLYMOUTH TRADE CENTER, 9282 GENERAL DRIVE, SUITE 100, PLYMOUTH, MI, 48170-4607, 734-207-0334 - 40,000,000 ($2,400,000.00) Equity, (File 333-136042 - Jul. 26) (BR. 10A) S-1 Fidelity National Title Group, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-8100 - 188,920,722 ($3,478,030,492.00) Equity, (File 333-136043 - Jul. 26) (BR. 01) S-3 GS MORTGAGE SECURITIES CORP II, 85 BROAD ST, NEW YORK, NY, 10004, 2129021000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-136045 - Jul. 26) (BR. 05D) S-3ASR MOTIENT CORP, 300 KNIGHTSBRIDGE, PKY., LINCOLNSHIRE, IL, 60069, 8474784200 - 55,053,054 ($729,452,966.00) Equity, (File 333-136046 - Jul. 26) (BR. 11C) S-1 Granahan McCourt Acquisition CORP, PO BOX AQ, PRINCETON, NJ, 08542, 609-333-1200 - 0 ($265,234,475.00) Equity, (File 333-136048 - Jul. 26) (BR. 09) SB-2 Cartan Holdings Inc., 6260 FIELD PLACE, BURNABY, A1, V5E 3W1, 800-343-5092 - 0 ($44,000.00) Equity, (File 333-136049 - Jul. 26) (BR. 09) S-3D YADKIN VALLEY FINANCIAL CORP, 209 NORTH BRIDGE STREET, P. O. BOX 888, ELKIN, NC, 28621, (336) 526-6300 - 0 ($3,637,500.00) Equity, (File 333-136050 - Jul. 26) (BR. 07) S-8 LJ INTERNATIONAL INC, UNIT #12 12/F BLOCK A FOCAL INDUSTRIAL, CENTER 21 MAN LOK ST, HUNG HOM KOWLOON HON, K3, 00000, 0 ($15,920,000.00) Equity, (File 333-136051 - Jul. 26) (BR. 02B) S-3 CENTENNIAL COMMUNICATIONS CORP /DE, 3349 ROUTE 138, BLDG. A, WALL, NJ, 07719, 7325562200 - 51,317,620 ($269,930,680.00) Unallocated (Universal) Shelf, (File 333-136052 - Jul. 26) (BR. 11B) S-8 COMERICA INC /NEW/, 500 WOODWARD AVENUE MC 3391, COMERICA TOWER AVE1ST FL, DETROIT, MI, 48226-3509, 313 222-9743 - 0 ($1.00) Other, (File 333-136053 - Jul. 26) (BR. 07A) SB-2 PHOENIX INTERESTS INC, ONE RIVERPOINTE PLAZA, JEFFERSONVILLE, IN, 47130, 5025844434 - 1,325,000,000 ($1,192,500.00) Equity, (File 333-136054 - Jul. 26) (BR. 09) S-3 IPIX CORP, 1009 COMMERCE PARK DR, SUITE 400, OAK RIDGE, TN, 37830, 8654823000 - 13,000,000 ($7,280,000.00) Equity, (File 333-136055 - Jul. 26) (BR. 08B) S-3ASR AMERICAN GENERAL FINANCE CORP, 601 NW SECOND ST, EVANSVILLE, IN, 47708, 8124248031 - 0 ($0.00) Debt, (File 333-136056 - Jul. 26) (BR. 07B) S-8 REALOGY CORP, ONE CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 973-407-2000 - 0 ($1,130,525,000.00) Other, (File 333-136057 - Jul. 26) (BR. 08B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 1.01 07/24/06 ABLE ENERGY INC DE 9.01 01/04/06 AMEND ABX AIR INC 1.01,7.01,9.01 07/19/06 ACE LTD D0 2.02,9.01 07/25/06 ACE MARKETING & PROMOTIONS INC NY 3.02 07/20/06 ACTIVE POWER INC DE 2.02,9.01 07/26/06 ADVANCED ENERGY INDUSTRIES INC DE 1.01,2.02,7.01,9.01 07/25/06 AFFILIATED MANAGERS GROUP INC DE 2.02,8.01,9.01 07/25/06 AFS Funding Trust 1.01,9.01 07/20/06 AFTERMARKET TECHNOLOGY CORP DE 2.02,7.01,9.01 07/25/06 AFV SOLUTIONS, INC. NV 1.01,4.01,5.03,8.01,9.01 06/30/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 07/26/06 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 07/26/06 ALDILA INC DE 2.02,7.01,9.01 07/26/06 ALIGN TECHNOLOGY INC DE 2.02,9.01 07/26/06 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 07/26/06 ALLOS THERAPEUTICS INC DE 8.01,9.01 07/26/06 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 07/26/06 ALTIGEN COMMUNICATIONS INC 2.02,9.01 07/26/06 AMB FINANCIAL CORP DE 2.02,9.01 07/26/06 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 07/26/06 AMBAC FINANCIAL GROUP INC DE 8.01,9.01 07/25/06 AMBASSADORS INTERNATIONAL INC DE 1.01,2.01,9.01 07/21/06 AMERICAN COMMERCIAL LINES INC. DE 5.02,9.01 07/26/06 AMERICAN HOME MORTGAGE INVESTMENT COR MD 2.02,9.01 07/26/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 1.01,2.01,2.03,9.01 07/20/06 American Petroleum Group Inc NV 8.01 07/25/06 AMERIGAS PARTNERS LP DE 2.02,9.01 07/26/06 AMERISTAR CASINOS INC NV 2.02,9.01 07/26/06 AMKOR TECHNOLOGY INC DE 2.02 07/26/06 ANHEUSER-BUSCH COMPANIES, INC. DE 2.02,9.01 07/26/06 ANSYS INC DE 1.01,9.01 07/25/06 APPLEBEES INTERNATIONAL INC DE 2.02,7.01,9.01 07/26/06 APPLICA INC FL 1.01,9.01 07/23/06 ARCTIC CAT INC MN 2.02,9.01 07/26/06 ASHLAND INC. KY 2.02,9.01 07/26/06 ASHLAND INC. KY 7.01 07/26/06 ASPECT MEDICAL SYSTEMS INC DE 2.02,9.01 07/26/06 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 07/26/06 Aspreva Pharmaceuticals CORP A1 2.02,9.01 07/26/06 ASSOCIATED BANC-CORP WI 8.01 06/30/06 ATMI INC DE 2.02,9.01 07/26/06 AUTOLIV INC DE 2.02,7.01,9.01 06/30/06 AVALON PHARMACEUTICALS INC 1.01,9.01 07/26/06 AVX CORP DE 2.02,9.01 06/30/06 AXSYS TECHNOLOGIES INC DE 2.02,9.01 07/26/06 BAIRNCO CORP /DE/ DE 2.02,9.01 07/01/06 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 07/25/06 BANCORPSOUTH INC MS 2.02,9.01 07/20/06 BANCSHARES OF FLORIDA INC FL 2.02,8.01,9.01 07/25/06 BANCSHARES OF FLORIDA INC FL 2.02,8.01,9.01 07/25/06 BANK OF HAWAII CORP DE 2.02,9.01 07/24/06 BANK OF NEW YORK CO INC NY 5.02,9.01 07/26/06 BANKUNITED TRUST 2005-1, MORTGAGE PAS DE 9.01 09/26/05 BANTA CORP WI 2.02,9.01 07/25/06 BARR PHARMACEUTICALS INC DE 1.01,1.02,2.03,9.01 07/21/06 BCB BANCORP INC 2.02,9.01 07/26/06 BCSB BANKCORP INC 1.01,5.02,9.01 07/24/06 BE AEROSPACE INC DE 2.02,8.01 07/26/06 Bear Stearns Asset Backed Securities DE 9.01 07/26/06 BECKMAN COULTER INC DE 5.02 07/21/06 BELL MICROPRODUCTS INC CA 2.02,9.01 07/26/06 BERKLEY W R CORP DE 2.02,9.01 07/25/06 BERKSHIRE HILLS BANCORP INC 7.01 07/26/06 BERLINER COMMUNICATIONS INC DE 5.02 07/20/06 BEVERLY HILLS BANCORP INC DE 1.01 07/21/06 BIOGEN IDEC INC DE 2.02,9.01 07/26/06 BIOSITE INC DE 1.01,2.02,9.01 07/25/06 BISYS GROUP INC DE 2.02,9.01 07/25/06 BLACK & DECKER CORP MD 2.02,7.01,9.01 07/26/06 BOEING CAPITAL CORP DE 2.02,8.01,9.01 07/26/06 BOEING CO DE 2.02,9.01 07/26/06 BOYD GAMING CORP NV 8.01,9.01 07/26/06 BRIDGE STREET FINANCIAL INC NY 2.02,9.01 07/26/06 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.02,9.01 07/26/06 BROOKS AUTOMATION INC DE 3.01 07/25/06 Brownsville CO NV 5.03,8.01,9.01 07/26/06 BUSINESS OBJECTS S.A. 1.01,2.02,5.03,8.01,9.01 07/20/06 BWC FINANCIAL CORP CA 8.01 07/25/06 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 07/26/06 CALLAWAY GOLF CO /CA DE 2.02,9.01 07/26/06 CALLAWAY GOLF CO /CA DE 1.01,5.02,8.01,9.01 07/20/06 CALLIDUS SOFTWARE INC 1.01,9.01 07/26/06 CAPITAL BANCORP INC TN 2.02,9.01 07/26/06 Capital One Auto Finance Trust 2006-B DE 8.01,9.01 07/24/06 CAPITOL FEDERAL FINANCIAL 7.01,9.01 07/26/06 CARACO PHARMACEUTICAL LABORATORIES LT MI 2.02,9.01 07/24/06 CARPENTER TECHNOLOGY CORP DE 2.02,9.01 07/26/06 CARTERS INC DE 2.02,9.01 07/25/06 CASTSM STEP-UP TRUST III DE 8.01,9.01 07/15/06 CCA INDUSTRIES INC DE 8.01 07/26/06 CENTENE CORP 7.01,9.01 07/25/06 CENTILLIUM COMMUNICATIONS INC DE 1.01,9.01 07/20/06 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 07/25/06 CENTURY BANCORP INC MA 5.02,9.01 07/11/06 CENTURY CASINOS INC /CO/ DE 1.01,2.03,9.01 07/26/06 CEPHALON INC DE 2.02,9.01 07/26/06 CHATTEM INC TN 1.01,8.01,9.01 07/26/06 CHEESECAKE FACTORY INCORPORATED DE 2.02 07/25/06 AMEND CHEMED CORP DE 2.02,9.01 07/25/06 CHILDRENS PLACE RETAIL STORES INC 5.02,9.01 07/26/06 CHINA SKY ONE MEDICAL, INC. NV 4.01,5.06,8.01,9.01 07/21/06 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,7.01,9.01 07/25/06 CHOICEPOINT INC GA 8.01,9.01 07/25/06 CIBER INC DE 2.02,9.01 07/26/06 CIRRUS LOGIC INC DE 2.02,9.01 07/26/06 CKRUSH, INC. DE 8.01,9.01 07/20/06 CLAIBORNE LIZ INC DE 2.02,9.01 07/26/06 CNX Gas CORP DE 2.02,9.01 07/26/06 COACTIVE MARKETING GROUP INC DE 4.01,9.01 07/20/06 COASTAL FINANCIAL CORP /DE DE 2.02,9.01 07/26/06 COHEN & STEERS INC 2.02,9.01 07/26/06 COHERENT INC DE 2.02,9.01 07/26/06 COLLAGENEX PHARMACEUTICALS INC DE 8.01 07/20/06 COLLINS & AIKMAN CORP DE 1.01,9.01 07/24/06 COLLINS & AIKMAN CORP DE 8.01 07/20/06 COLUMBIA BANCORP \OR\ OR 2.02,9.01 07/26/06 COLUMBIA SPORTSWEAR CO OR 8.01,9.01 07/20/06 Commercial Vehicle Group, Inc. DE 2.02,7.01,9.01 07/26/06 COMMODORE APPLIED TECHNOLOGIES INC DE 5.02 07/21/06 COMMONWEALTH BIOTECHNOLOGIES INC VA 8.01,9.01 07/26/06 COMMSCOPE INC DE 2.02,9.01 07/26/06 Community Bancorp NV 8.01,9.01 07/20/06 COMMUNITY BANKSHARES INC /SC/ SC 2.02,9.01 07/21/06 COMMUNITY FIRST INC TN 2.02,7.01,9.01 07/26/06 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 07/26/06 COMMUNITY SHORES BANK CORP MI 2.02,9.01 07/21/06 COMPUDYNE CORP NV 8.01 07/20/06 CONCUR TECHNOLOGIES INC WA 2.02,9.01 07/26/06 CONMED CORP NY 2.02,9.01 07/25/06 CONOCOPHILLIPS DE 2.02,9.01 07/26/06 CORNING INC /NY NY 7.01,9.01 07/26/06 CORPORATE BOND BACKED CERT TRUST SERI 8.01,9.01 07/17/06 CORPORATE EXECUTIVE BOARD CO DE 1.01,9.01 07/25/06 CORPORATE OFFICE PROPERTIES TRUST MD 1.01,9.01 07/20/06 CORTS TRUST II FOR FORD NOTES DE 8.01,9.01 07/16/06 CORVU CORP MN 1.01 07/20/06 COVAD COMMUNICATIONS GROUP INC DE 2.02,9.01 07/26/06 CRA INTERNATIONAL, INC. MA 1.01,8.01,9.01 07/25/06 CREDO PETROLEUM CORP CO 8.01,9.01 07/25/06 CROSS A T CO RI 2.02 07/01/06 CROSSTEX ENERGY INC DE 5.02,7.01,9.01 07/21/06 CULLEN FROST BANKERS INC TX 2.02,9.01 06/26/06 CYBEROPTICS CORP MN 2.02,7.01,9.01 07/26/06 CYBERSOURCE CORP DE 2.02,9.01 07/26/06 CYGNUS OIL & GAS CORP DE 4.01,9.01 07/20/06 DADE BEHRING HOLDINGS INC DE 2.02,9.01 07/25/06 DAYSTAR TECHNOLOGIES INC DE 5.02,9.01 07/24/06 DEAN WITTER PORTFOLIO STRATEGY FUND L NY 5.03,9.01 07/20/06 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 07/25/06 DIAMOND OFFSHORE DRILLING INC DE 2.02,9.01 07/26/06 DIGITAS INC DE 5.02,9.01 07/25/06 DIME COMMUNITY BANCSHARES INC DE 5.02 07/25/06 DIVERSIFIED FINANCIAL RESOURCES CORP DE 4.01,9.01 07/03/06 DONOBI INC NV 1.01,2.01,3.02,4.01,5.01,5.03 07/24/06 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 07/26/06 DOVER MOTORSPORTS INC DE 7.01,9.01 07/26/06 DOW JONES & CO INC DE 1.01,2.03,9.01 07/26/06 DSL NET INC DE 1.01 07/19/06 DXP ENTERPRISES INC TX 1.01,2.01,9.01 06/30/06 DYAX CORP DE 2.02,9.01 07/26/06 E COM VENTURES INC FL 5.02 07/24/06 E DIGITAL CORP DE 8.01,9.01 07/24/06 EAST PENN FINANCIAL CORP 2.02,9.01 07/26/06 EASTERN CO CT 2.02,7.01,9.01 07/26/06 ECHELON CORP DE 2.02,9.01 07/24/06 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 07/26/06 EMBREX INC /NC/ NC 1.01,9.01 07/20/06 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 07/26/06 ENERGEN CORP AL 5.02,9.01 07/26/06 ENERGEN CORP AL 2.02,9.01 07/26/06 EnerSys DE 1.01,7.01,9.01 07/20/06 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 07/26/06 EPIX Pharmaceuticals, Inc. 1.01,5.02,9.01 07/25/06 ESCALADE INC IN 1.01,8.01,9.01 07/24/06 ESS TECHNOLOGY INC CA 2.02,9.01 07/26/06 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 8.01,9.01 07/25/06 EXPRESS SCRIPTS INC DE 2.02,9.01 06/30/06 EZCORP INC DE 2.02,9.01 07/25/06 FAIR ISAAC CORP DE 2.02,2.05,9.01 07/25/06 Federal Home Loan Bank of Cincinnati X1 2.02,9.01 07/26/06 Federal Home Loan Bank of San Francis X1 2.02,9.01 07/25/06 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 2.02,9.01 07/25/06 Fidelity National Information Service 2.02,9.01 07/25/06 Fidelity National Title Group, Inc. 2.02,9.01 07/25/06 FILENET CORP DE 2.02,9.01 07/26/06 FINDEX COM INC NV 2.03,9.01 07/20/06 FIRST AMERICAN CORP CA 2.02,9.01 07/26/06 FIRST CHARTER CORP /NC/ NC 5.02,9.01 07/26/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01 07/26/06 FIRST FEDERAL BANKSHARES INC DE 5.02 07/20/06 FIRST FEDERAL BANKSHARES INC DE 5.02,9.01 07/20/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 07/26/06 FIRST HORIZON PHARMACEUTICAL CORP DE 2.02,9.01 07/26/06 FIRST INDUSTRIAL REALTY TRUST INC MD 2.02,9.01 07/25/06 FIRST MIDWEST BANCORP INC DE 2.02,9.01 07/26/06 FIRST NATIONAL FUNDING LLC NE 8.01,9.01 07/17/06 FIRST NATIONAL LINCOLN CORP /ME/ ME 9.01 06/30/06 FIRST OTTAWA BANCSHARES INC DE 2.02,9.01 07/25/06 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,7.01,9.01 07/25/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 07/26/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 07/26/06 FMC TECHNOLOGIES INC DE 2.02,9.01 07/25/06 FNB BANCORP/CA/ 1.01,9.01 07/21/06 FNB FINANCIAL SERVICES CORP NC 2.02,8.01,9.01 07/20/06 FORCE PROTECTION INC NV 1.01,2.03,9.01 07/21/06 FORRESTER RESEARCH INC DE 2.02,9.01 07/26/06 Foundation Coal Holdings, Inc. DE 2.02,7.01,9.01 07/26/06 FRANKLIN BANK CORP 2.02,9.01 07/25/06 FREEPORT MCMORAN COPPER & GOLD INC DE 1.01,2.03,9.01 07/25/06 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 1.01,8.01,9.01 07/20/06 Friendlyway CORP NV 1.01,2.03,3.02,9.01 07/19/06 GARDNER DENVER INC DE 2.02,9.01 07/26/06 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,8.01,9.01 06/30/06 GATX CORP NY 1.01 07/21/06 GENERAL MOTORS CORP DE 2.02,9.01 07/26/06 GENIUS PRODUCTS INC NV 1.01,2.01,5.02,9.01 07/20/06 GENTA INC DE/ DE 8.01,9.01 07/26/06 GLENBOROUGH REALTY TRUST INC MD 2.02,9.01 07/26/06 GMAC LLC DE 2.02,8.01 07/26/06 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 1.01,2.03,9.01 07/19/06 GREAT PEE DEE BANCORP INC DE 2.02,9.01 07/20/06 GREATBATCH, INC. DE 2.02,9.01 07/26/06 GREEN MOUNTAIN POWER CORP VT 1.01,9.01 07/25/06 GSI COMMERCE INC DE 2.02,9.01 07/26/06 GTECH HOLDINGS CORP DE 8.01 07/26/06 GULF ISLAND FABRICATION INC LA 2.02,9.01 07/26/06 GULF ISLAND FABRICATION INC LA 8.01,9.01 07/26/06 HAMPTON ROADS BANKSHARES INC VA 1.01,5.03,8.01,9.01 07/25/06 HANDHELD ENTERTAINMENT, INC. DE 5.02 07/24/06 HAPC, Inc. DE 1.01 07/24/06 HARLEYSVILLE NATIONAL CORP PA 7.01,9.01 07/26/06 HARRINGTON WEST FINANCIAL GROUP INC/C 2.02,9.01 07/25/06 HARRIS CORP /DE/ DE 2.02,9.01 07/26/06 Hartford Life Global Funding Trust 20 DE 9.01 07/26/06 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 07/25/06 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 07/26/06 HEARST ARGYLE TELEVISION INC DE 1.01 06/20/06 HESS CORP DE 2.02,7.01,9.01 07/26/06 Hill International, Inc. DE 1.01,9.01 07/20/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,8.01 07/20/06 HOMASSIST CORP NV 4.01,9.01 06/23/06 AMEND HSBC Automotive Trust (USA) 2006-2 NV 8.01,9.01 07/26/06 HUDSON VALLEY HOLDING CORP NY 2.02,5.02,8.01,9.01 07/25/06 HYDRIL CO DE 2.02,9.01 07/25/06 IBASIS INC DE 2.02,9.01 07/26/06 IBIS TECHNOLOGY CORP MA 2.02,9.01 07/26/06 IDACORP INC ID 1.01,8.01 07/26/06 IEC ELECTRONICS CORP DE 2.02,9.01 07/26/06 IHOP CORP DE 2.02,9.01 07/26/06 IMMUCOR INC GA 2.02,9.01 07/26/06 INERGY HOLDINGS, L.P. 8.01,9.01 07/25/06 INERGY L P DE 8.01,9.01 07/25/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 07/26/06 INFORTE CORP DE 2.02,9.01 07/26/06 INFOSONICS CORP 2.02,9.01 07/26/06 INFRASOURCE SERVICES INC DE 2.02,9.01 07/26/06 INSWEB CORP DE 2.02,9.01 07/26/06 INTEGRATED DEVICE TECHNOLOGY INC DE 7.01,9.01 07/25/06 INTER TEL INC AZ 2.02,9.01 07/26/06 INTERCONTINENTALEXCHANGE INC 2.02,9.01 07/26/06 INTERMOUNTAIN COMMUNITY BANCORP ID 2.02,5.03,9.01 07/20/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 9.01 06/30/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01 07/26/06 INTUITIVE SURGICAL INC DE 2.02,9.01 07/26/06 INVENTURE GROUP, INC. DE 5.02,9.01 07/25/06 IPC HOLDINGS LTD 2.02,9.01 07/25/06 IPIX CORP DE 3.02,4.01,5.02,9.01 07/20/06 ISRAEL GROWTH PARTNERS ACQUISITION CO DE 8.01 07/26/06 ITERIS, INC. DE 1.01,2.03 07/20/06 ITRON INC /WA/ WA 2.02,9.01 06/30/06 iWorld Projects & Systems, Inc. NV 8.01 07/26/06 JABIL CIRCUIT INC DE 2.05,2.06,5.03,9.01 07/20/06 JACKSON HEWITT TAX SERVICE INC DE 1.01,1.02,5.02 07/20/06 JACKSONVILLE BANCORP INC /FL/ FL 8.01 07/25/06 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 07/24/06 JONES APPAREL GROUP INC PA 2.02,9.01 07/26/06 JONES LANG LASALLE INC MD 2.02,9.01 07/25/06 JONES LANG LASALLE INC MD 7.01,9.01 07/26/06 K2 INC DE 2.02,9.01 07/26/06 KEMET CORP DE 2.02,9.01 07/26/06 KENNAMETAL INC PA 2.02,9.01 07/26/06 KEY TRONIC CORP WA 1.01,9.01 07/21/06 KIMBERLY CLARK CORP DE 2.02,9.01 07/26/06 KKR Financial Corp 8.01 07/26/06 KLA TENCOR CORP DE 8.01,9.01 07/21/06 KNAPE & VOGT MANUFACTURING CO MI 7.01 07/26/06 KNBT BANCORP INC PA 2.02,9.01 07/26/06 KNIGHT CAPITAL GROUP, INC. DE 5.02,9.01 07/24/06 KOMAG INC /DE/ DE 2.02,9.01 07/26/06 KOSAN BIOSCIENCES INC CA 1.01,5.02,9.01 07/20/06 KYPHON INC DE 1.01,5.02,9.01 07/20/06 KYPHON INC DE 2.02,9.01 07/26/06 LABOR READY INC WA 8.01,9.01 07/25/06 LADISH CO INC WI 2.02,9.01 07/25/06 LANDAMERICA FINANCIAL GROUP INC VA 2.02,8.01,9.01 06/30/06 LAUREL CAPITAL GROUP INC PA 1.01,9.01 07/20/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 07/26/06 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.01,2.02,9.01 07/20/06 LIBERTY BANCORP INC MO 8.01,9.01 07/21/06 LINEAR TECHNOLOGY CORP /CA/ DE 2.02 07/02/06 LITTELFUSE INC /DE DE 1.01,1.02 07/21/06 LITTLEFIELD CORP DE 4.02,9.01 07/21/06 LONE STAR STEAKHOUSE & SALOON INC DE 2.02,9.01 07/24/06 LONE STAR TECHNOLOGIES INC DE 2.01,9.01 07/25/06 LONG BEACH SECURITIES CORP DE 9.01 07/26/06 LoopNet, Inc. CA 2.02,9.01 07/26/06 LOUISIANA-PACIFIC CORP DE 2.02,9.01 07/26/06 LSI LOGIC CORP DE 2.02,8.01,9.01 07/26/06 LUMINEX CORP DE 2.02,9.01 07/26/06 LUNA INNOVATIONS INC 1.01,9.01 07/20/06 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 07/26/06 MAKEMUSIC, INC. MN 5.02 07/20/06 MARINE PRODUCTS CORP DE 2.02,9.01 07/26/06 MARINE PRODUCTS CORP DE 8.01,9.01 07/26/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 1.01,5.02,9.01 07/24/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 07/26/06 MASTERCARD INC DE 1.01,9.01 07/20/06 MATTEL INC /DE/ DE 1.01,7.01,9.01 07/25/06 MATTSON TECHNOLOGY INC DE 2.02,9.01 07/26/06 MAXXAM INC DE 8.01 07/26/06 MCKENZIE BAY INTERNATIONAL LTD 1.01,1.02,8.01 07/26/06 MCKENZIE BAY INTERNATIONAL LTD 1.01,1.02,8.01 07/26/06 AMEND MEADE INSTRUMENTS CORP DE 2.02,9.01 07/24/06 MedAire, Inc. NV 8.01,9.01 07/26/06 MEMC ELECTRONIC MATERIALS INC DE 2.02,9.01 07/26/06 MEREDITH CORP IA 2.02,9.01 07/26/06 MEREDITH CORP IA 2.02,9.01 07/26/06 MESA OFFSHORE TRUST TX 8.01,9.01 07/26/06 METALICO INC 2.02,9.01 07/26/06 MGI PHARMA INC MN 2.02,9.01 07/19/06 MICREL INC CA 8.01 07/26/06 MICROMET, INC. DE 1.01,3.02,5.02,5.03,8.01,9.01 07/20/06 MIDWEST BANC HOLDINGS INC DE 2.02,7.01,9.01 07/25/06 MILLENNIUM CELL INC DE 5.03 07/26/06 MILLIPORE CORP /MA MA 2.02,9.01 07/26/06 MIPS TECHNOLOGIES INC DE 2.02,9.01 06/30/06 MONACO COACH CORP /DE/ DE 2.02,9.01 07/26/06 MONSTER WORLDWIDE INC DE 2.02,4.02,7.01,8.01,9.01 07/26/06 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 07/25/06 MOTHERS WORK INC DE 2.02,9.01 07/25/06 MPOWER HOLDING CORP DE 8.01,9.01 07/26/06 MTS SYSTEMS CORP MN 2.02,9.01 07/26/06 MYLAN LABORATORIES INC PA 1.01,1.02,2.03,9.01 07/24/06 MYLAN LABORATORIES INC PA 2.02,9.01 07/26/06 NABI BIOPHARMACEUTICALS DE 2.02,9.01 07/26/06 NASTECH PHARMACEUTICAL CO INC DE 9.01 10/17/05 AMEND NASTECH PHARMACEUTICAL CO INC DE 9.01 03/01/06 AMEND NAVIGANT CONSULTING INC DE 2.02,9.01 07/26/06 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 06/30/06 NAVISTAR FINANCIAL DEALER NOTE MASTER DE 8.01,9.01 06/30/06 NAVTEQ CORP DE 2.02,9.01 07/26/06 NESS TECHNOLOGIES INC 2.02,7.01,9.01 07/26/06 NETLOGIC MICROSYSTEMS INC 2.02,9.01 07/26/06 NETSCOUT SYSTEMS INC DE 2.02,8.01,9.01 07/26/06 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 07/26/06 NEUROCRINE BIOSCIENCES INC CA 2.05 07/26/06 NEW CENTURY EQUITY HOLDINGS CORP DE 8.01,9.01 07/25/06 NEW FRONTIER MEDIA INC CO 5.02 07/26/06 New Inverness Explorations, Inc. NV 8.01 07/15/06 NEW JERSEY RESOURCES CORP NJ 8.01,9.01 07/25/06 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 07/26/06 NEWMARKET CORP VA 2.02,9.01 07/26/06 NEWMONT MINING CORP /DE/ DE 5.03,9.01 07/25/06 NEWPORT CORP NV 2.02,9.01 07/26/06 NICOR INC IL 5.02,5.03 07/26/06 NightHawk Radiology Holdings Inc 2.02,9.01 07/26/06 Nissan Auto Receivables 2006-C Owner 1.01,9.01 07/25/06 NORFOLK SOUTHERN CORP VA 2.02,7.01 07/26/06 North American Insurance Leaders, Inc 8.01 07/20/06 NORTH FORK BANCORPORATION INC DE 5.04,9.01 07/26/06 NORTHEAST UTILITIES MA 1.01,9.01 07/24/06 NORTHWEST BANCORP INC PA 2.02,9.01 07/24/06 NORTHWEST PIPE CO OR 2.02,9.01 07/26/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 07/24/06 NOVATEL WIRELESS INC DE 2.02,9.01 07/26/06 NTL INC DE 1.01,9.01 07/25/06 OHIO CASUALTY CORP OH 2.02,9.01 06/30/06 OMI CORP/M I 2.01,9.01 07/26/06 ON SEMICONDUCTOR CORP DE 1.01,2.03,2.04,3.02,8.01,9.01 07/21/06 Optionable Inc 2.02,9.01 07/26/06 optionsXpress Holdings, Inc. DE 2.02,9.01 07/25/06 ORIENT EXPRESS HOTELS LTD 1.01,9.01 07/20/06 OXIGENE INC DE 2.02,9.01 07/26/06 OXIS INTERNATIONAL INC DE 1.01,2.03,9.01 07/20/06 PAB BANKSHARES INC GA 2.02 07/26/06 PAC-WEST TELECOMM INC 5.02,9.01 07/20/06 PALADIN REALTY INCOME PROPERTIES INC MD 9.01 06/05/06 AMEND PALM INC DE 1.01,5.02,5.03 07/20/06 PAMRAPO BANCORP INC DE 2.02,9.01 07/26/06 PANERA BREAD CO DE 2.02,9.01 07/25/06 PAR TECHNOLOGY CORP DE 2.02 06/26/06 PARAMETRIC TECHNOLOGY CORP MA 2.02,9.01 07/26/06 PAREXEL INTERNATIONAL CORP MA 5.02 07/20/06 PATRON SYSTEMS INC DE 1.01,8.01,9.01 07/20/06 PDL BIOPHARMA, INC. DE 1.01 07/20/06 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 07/26/06 PEPSIAMERICAS INC/IL/ DE 2.02,9.01 07/26/06 PERFICIENT INC DE 1.01,2.01,3.02,5.02,7.01,9.01 07/20/06 Petramerica Oil, Inc. CO 5.02 07/24/06 PHANTOM FIBER CORP DE 4.01,9.01 07/17/06 PHELPS DODGE CORP NY 2.02,8.01,9.01 07/26/06 PHELPS DODGE CORP NY 8.01,9.01 07/25/06 PHOTON DYNAMICS INC CA 2.02,9.01 07/26/06 PLACER SIERRA BANCSHARES CA 1.01,8.01 07/20/06 PLAINS EXPLORATION & PRODUCTION CO DE 7.01,9.01 07/26/06 PLATINUM UNDERWRITERS HOLDINGS LTD D0 1.01,2.02,5.02,9.01 07/25/06 PLEXUS CORP WI 2.02,2.05 07/26/06 PLUG POWER INC DE 5.02 07/19/06 PLUG POWER INC DE 5.02 07/20/06 AMEND POLYMEDICA CORP MA 2.02,9.01 07/25/06 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 07/26/06 PRA International DE 1.01,2.01,2.02,9.01 07/21/06 PRAXAIR INC DE 2.02,9.01 07/26/06 PREMIER ENTERTAINMENT BILOXI LLC DE 8.01 07/21/06 PREMIERE GLOBAL SERVICES, INC. GA 1.01,2.02,5.02,9.01 07/20/06 PRICE COMMUNICATIONS CORP NY 8.01,9.01 07/25/06 PRIMEDIA INC DE 5.02,9.01 07/25/06 PRINCIPAL FINANCIAL GROUP INC DE 1.01,7.01,9.01 07/25/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/21/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 07/21/06 PROCERA NETWORKS INC NV 7.01,9.01 07/21/06 PROSPECT ENERGY CORP MD 8.01,9.01 07/26/06 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 07/25/06 PROVIDENT FINANCIAL HOLDINGS INC DE 1.01 07/25/06 PSS WORLD MEDICAL INC FL 2.02,9.01 06/30/06 QEP CO INC DE 1.01,5.02 07/21/06 QUANTUM CORP /DE/ DE 2.02,8.01,9.01 07/26/06 QUICKLOGIC CORPORATION CA 2.02,8.01,9.01 07/26/06 RADIAN GROUP INC DE 2.02,9.01 07/26/06 RADIANT SYSTEMS INC GA 2.02,9.01 02/15/06 RADIANT SYSTEMS INC GA 2.02,9.01 04/26/06 RALI Series 2006-QS8 Trust DE 8.01,9.01 07/25/06 RALI Series 2006-QS9 Trust DE 8.01,9.01 07/24/06 RAMBUS INC DE 7.01,9.01 07/21/06 RAPTOR PHARMACEUTICALS CORP. DE 8.01 07/10/06 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 07/26/06 RASC Series 2006-EMX6 Trust DE 8.01,9.01 07/26/06 RAYMOND JAMES FINANCIAL INC FL 2.02 07/26/06 Red Lion Hotels CORP WA 1.01,9.01 07/24/06 REGAN HOLDING CORP CA 1.01,2.03 07/20/06 REGENERX BIOPHARMACEUTICALS INC DE 5.03,8.01,9.01 07/26/06 RELIANT ENERGY INC DE 7.01,9.01 07/26/06 REPTRON ELECTRONICS INC FL 1.01,9.01 07/21/06 REPUBLIC SERVICES INC DE 8.01,9.01 07/26/06 REPUBLIC SERVICES INC DE 2.02 06/26/06 RESIDENTIAL CAPITAL CORP DE 2.02 07/26/06 RETAIL VENTURES INC OH 3.02 07/26/06 REYNOLDS & REYNOLDS CO OH 1.01,9.01 07/21/06 REYNOLDS AMERICAN INC 2.02,9.01 07/26/06 ROCKWELL AUTOMATION INC DE 2.02 07/26/06 ROCKWELL COLLINS INC DE 2.02,7.01 07/26/06 ROLLINS INC DE 2.02 07/26/06 ROLLINS INC DE 8.01 07/25/06 RPC INC DE 2.02,9.01 07/26/06 RPC INC DE 7.01,9.01 07/26/06 RPC INC DE 8.01,9.01 07/26/06 RUSH FINANCIAL TECHNOLOGIES INC TX 2.01,9.01 05/17/06 AMEND SAIA INC DE 7.01,9.01 07/21/06 SAIA INC DE 1.01,5.02,9.01 07/19/06 SANMINA-SCI CORP DE 2.02,9.01 07/26/06 SAXON CAPITAL INC MD 7.01,9.01 07/26/06 SBT Bancorp, Inc. CT 2.02,9.01 07/26/06 SCOTIA PACIFIC CO LLC DE 8.01 07/26/06 SEABRIGHT INSURANCE HOLDINGS INC 2.02,9.01 07/26/06 SEALED AIR CORP/DE DE 1.01,2.02,2.03,2.05,9.01 07/26/06 SEMITOOL INC MT 2.02,9.01 07/26/06 SERVICE BANCORP INC MA 2.02,9.01 07/26/06 SIGMA ALDRICH CORP DE 2.02,7.01,9.01 07/25/06 SIGMA DESIGNS INC CA 8.01,9.01 07/26/06 SIMTEK CORP CO 8.01 07/25/06 SIMULATIONS PLUS INC 8.01,9.01 07/20/06 AMEND SIPEX CORP DE 9.01 02/27/06 AMEND SIRENZA MICRODEVICES INC DE 2.02,7.01,9.01 07/26/06 SKECHERS USA INC DE 2.02,9.01 07/26/06 SKY PETROLEUM, INC. NV 7.01,9.01 07/26/06 SLM Student Loan Trust 2006-6 DE 1.01,2.01,9.01 07/20/06 SMITH MICRO SOFTWARE INC DE 2.02,9.01 07/26/06 SMITHTOWN BANCORP INC NY 8.01 07/24/06 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 07/26/06 SOCKET COMMUNICATIONS INC DE 2.02,9.01 06/30/06 Somaxon Pharmaceuticals, Inc. DE 7.01,9.01 07/26/06 SONIC INNOVATIONS INC DE 2.02,5.02,9.01 07/21/06 SONICWALL INC CA 2.02,9.01 07/26/06 SONOSITE INC 2.02,9.01 07/26/06 SOUTHEASTERN BANKING CORP GA 2.02,9.01 07/26/06 SOUTHERN COMMUNITY FINANCIAL CORP 2.02,8.01,9.01 07/26/06 SPARTAN STORES INC MI 2.02,9.01 07/26/06 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01,5.02,8.01,9.01 07/26/06 STAMPS.COM INC DE 2.02,9.01 07/25/06 STANLEY WORKS CT 2.02,9.01 07/25/06 STERLING BANCSHARES INC TX 1.01,7.01,9.01 07/25/06 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 07/25/06 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 07/25/06 STONERIDGE INC OH 1.01 07/23/06 STRATAGENE CORP DE 7.01,9.01 07/26/06 STRUCTURED PROD CORP CORTS TR II FOR DE 8.01,9.01 07/15/06 STRUCTURED PROD CORP CORTS TRUST III DE 8.01,9.01 07/15/06 STRUCTURED PRODUCTS CORP CORTS R TR F DE 8.01,9.01 07/15/06 STRUCTURED PRODUCTS CORP CORTS R TRUS DE 8.01,9.01 07/15/06 STRUCTURED PRODUCTS CORP TIERS PRI PR DE 8.01,9.01 07/15/06 STRUCTURED PRODUCTS CORP TRUST IV FOR DE 8.01,9.01 07/15/06 Sun American Bancorp DE 2.02,8.01,9.01 07/24/06 SUNSET FINANCIAL RESOURCES INC 1.01,1.02,5.02,8.01,9.01 07/20/06 SUPERIOR BANCORP DE 2.02,9.01 07/25/06 SUPERVALU INC DE 2.02,9.01 07/26/06 SUREWEST COMMUNICATIONS CA 8.01,9.01 07/26/06 SYMANTEC CORP DE 2.02,9.01 07/26/06 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 06/30/06 TASER INTERNATIONAL INC 7.01,9.01 07/26/06 TCF FINANCIAL CORP DE 2.02,7.01,9.01 07/26/06 TD BANKNORTH INC. DE 2.02,9.01 07/26/06 TEL INSTRUMENT ELECTRONICS CORP NJ 7.01 07/25/06 TEMPLE INLAND INC DE 2.02,9.01 07/25/06 TEMPLE INLAND INC DE 7.01,9.01 07/26/06 TENDERCARE INTERNATIONAL INC CO 8.01 07/26/06 Tennessee Commerce Bancorp, Inc. TN 2.02,7.01,9.01 07/26/06 TERABEAM, INC. DE 5.02 07/25/06 TEREX CORP DE 2.02,9.01 07/26/06 TGC INDUSTRIES INC TX 2.02,9.01 07/24/06 THERMA WAVE INC DE 2.02,9.01 07/26/06 THERMO ELECTRON CORP DE 2.02,9.01 07/26/06 THQ INC DE 1.01 07/20/06 TIMBERLAND BANCORP INC WA 2.02,9.01 07/25/06 TIMBERLAND CO DE 2.02,9.01 07/26/06 TIMKEN CO OH 2.02 07/26/06 Tix CORP DE 1.02,8.01,9.01 07/20/06 TOR MINERALS INTERNATIONAL INC DE 5.02 05/16/06 AMEND TRACTOR SUPPLY CO /DE/ DE 2.02,7.01,9.01 07/26/06 Traffic.com, Inc. DE 2.02,9.01 07/26/06 TRANSWITCH CORP /DE DE 2.02,9.01 07/26/06 TRI CITY BANKSHARES CORP WI 2.02,9.01 07/26/06 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 07/26/06 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 07/26/06 TTM TECHNOLOGIES INC WA 2.02,9.01 07/26/06 UGI CORP /PA/ PA 2.02,9.01 07/26/06 UGI UTILITIES INC PA 2.02,9.01 07/26/06 UIL HOLDINGS CORP CT 8.01,9.01 07/26/06 ULTIMATE SOFTWARE GROUP INC DE 2.02,9.01 07/25/06 Under Armour, Inc. MD 2.02,9.01 07/26/06 UNIFIRST CORP MA 8.01,9.01 07/25/06 UNIT CORP DE 2.02,9.01 07/26/06 UNITED BANKSHARES INC/WV WV 2.02,9.01 07/26/06 UNITED PARCEL SERVICE INC DE 2.02,9.01 07/25/06 UNITED TECHNOLOGIES CORP /DE/ DE 8.01,9.01 07/18/06 UNIVERSAL HEALTH SERVICES INC DE 1.01,9.01 07/25/06 USA TECHNOLOGIES INC PA 8.01 07/21/06 USA TECHNOLOGIES INC PA 8.01 07/24/06 USANA HEALTH SCIENCES INC UT 8.01,9.01 07/26/06 VALSPAR CORP DE 7.01,9.01 07/26/06 VARIAN INC DE 2.02,9.01 07/26/06 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 07/26/06 VCA ANTECH INC DE 2.02,8.01,9.01 07/26/06 VELOCITY EXPRESS CORP DE 8.01 07/25/06 VENTURE FINANCIAL GROUP INC WA 7.01,9.01 07/26/06 Verdant Technology CORP 1.01,9.01 06/16/06 VERTEX PHARMACEUTICALS INC / MA MA 2.02,9.01 07/26/06 VFINANCE INC DE 5.02,9.01 07/24/06 VIKING SYSTEMS INC NV 5.03,9.01 07/25/06 VISTA GOLD CORP 8.01,9.01 07/21/06 W&T OFFSHORE INC TX 1.01,9.01 07/20/06 WADDELL & REED FINANCIAL INC DE 2.02,9.01 07/25/06 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.03,9.01 07/26/06 WASTE CONNECTIONS INC/DE DE 2.02,7.01,9.01 07/26/06 WATCHGUARD TECHNOLOGIES INC DE 1.01,9.01 07/24/06 WAVE SYSTEMS CORP DE 8.01,9.01 07/25/06 WEBEX COMMUNICATIONS INC DE 2.02,9.01 06/30/06 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 07/26/06 WELLMAN INC DE 2.02,9.01 07/25/06 WELLPOINT INC IN 2.02,9.01 07/26/06 WEST SUBURBAN BANCORP INC IL 1.02 07/21/06 WESTERN POWER & EQUIPMENT CORP DE 1.01,9.01 07/21/06 WESTFIELD FINANCIAL INC MA 2.02,9.01 07/26/06 WHEELING PITTSBURGH CORP /DE/ DE 2.02,8.01,9.01 07/26/06 WHITING PETROLEUM CORP DE 2.02,9.01 07/25/06 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 1.01,2.02,9.01 07/26/06 WILLIS GROUP HOLDINGS LTD D0 5.02,9.01 07/21/06 WILMINGTON TRUST CORP DE 1.01,5.02 07/20/06 WITS BASIN PRECIOUS MINERALS INC MN 1.01,9.01 07/21/06 WITTER DEAN CORNERSTONE FUND II NY 5.03,9.01 07/20/06 WITTER DEAN CORNERSTONE FUND III NY 5.03,9.01 07/20/06 WITTER DEAN CORNERSTONE FUND IV NY 5.03,9.01 07/20/06 WITTER DEAN DIVERSIFIED FUTURES FUND DE 5.03,9.01 07/20/06 WITTER DEAN DIVERSIFIED FUTURES FUND DE 5.03,9.01 07/20/06 WITTER DEAN PRINCIPAL PLUS FUND L P NY 5.03,9.01 07/20/06 WOLVERINE TUBE INC DE 1.01 07/20/06 WOODWARD GOVERNOR CO DE 2.02,8.01,9.01 07/25/06 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 07/26/06 XENOMICS INC FL 3.02,9.01 07/20/06 XILINX INC DE 2.02,9.01 07/25/06 YANKEE CANDLE CO INC 2.02,9.01 07/26/06 YARDVILLE NATIONAL BANCORP NJ 8.01 07/26/06 ZALE CORP DE 5.02 07/24/06 ZEBRA TECHNOLOGIES CORP/DE DE 2.02,9.01 07/26/06 ZIMMER HOLDINGS INC DE 2.02,9.01 07/26/06