SEC NEWS DIGEST Issue 2006-143 July 26, 2006 COMMISSION ANNOUNCEMENTS SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN SEVENTEEN DELINQUENT ISSUERS FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS The Commission announced the temporary suspension of trading of the securities of the following issuers, commencing at 9:30 a.m. EDT on July 26, 2006, and terminating at 11:59 p.m. EDT on Aug. 8, 2006: * Andover Apparel Group, Inc. (ATOQ) * Applied Computer Technology, Inc. (n/k/a Amigula, Inc.) (AMJL) * Country World Casinos, Inc. (CWRC) * Digital Transmission Systems, Inc. (DTSX) * EWRX Internet Systems, Inc. (n/k/a iMusic International, Inc.) (IMSC) * Go Online Networks Corp. (GONT) * Integrated Communication Networks, Inc. (ICNW) * Keystone Energy Services, Inc. (KESE) * Microbest, Inc. (MBST) * Midway Airlines Corp. (MDWYQ) * Mobilemedia Corp. * Neometrix Technology Group, Inc. (NMTX) * Photran Corp. (PHTA) * Scottsdale Technologies, Inc. (SDNI) * Sienna Broadcasting Corp. (n/k/a Contemporary Solutions, Inc.) (CPSL) * Triton Network Systems, Inc. (TNSIZ) * Western Pacific Airlines, Inc. (WPACQ) The Commission temporarily suspended trading in the securities of these seventeen issuers due to a lack of current and accurate information about the companies because they have not filed certain periodic reports with the Commission. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions brokers, dealers, shareholders and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by this company. Brokers and dealers should be alert to the fact that, pursuant to Exchange Act Rule 15c2-11, at the termination of the trading suspensions, no quotation may be entered relating to the securities of the subject company unless and until the broker or dealer has strictly complied with all of the provisions of the rule. If any broker or dealer is uncertain as to what is required by the rule, it should refrain from entering quotations relating to the securities of this company that has been subject to a trading suspension until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. Any broker or dealer with questions regarding the rule should contact the staff of the Securities and Exchange Commission in Washington, DC at (202) 551-5720. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information which may relate to this matter, they should immediately communicate it to the Delinquent Filings Branch of the Division of Enforcement at (202) 551- 5466, or by e-mail at DelinquentFilings@sec.gov. (Rel. 34-54211) SEC VOTES TO ADOPT CHANGES TO DISCLOSURE REQUIREMENTS CONCERNING EXECUTIVE COMPENSATION AND RELATED MATTERS The Commission today voted to adopt changes to the rules requiring disclosure of executive and director compensation, related person transactions, director independence and other corporate governance matters, and security ownership of officers and directors. These changes would affect disclosure in proxy statements, annual reports and registration statements, as well as the current reporting of compensation arrangements. The rules would require that most of this disclosure be provided in plain English. "With more than 20,000 comments, and counting, it is now official that no issue in the 72 years of the Commission's history has generated such interest," said SEC Chairman Christopher Cox. "The better information that both shareholders and boards of directors will get as a result of these new rules will help them make better decisions about the appropriate amount to pay the men and women entrusted with running their companies. Shareholders need intelligible disclosure that can be understood by a lay reader without benefit of specialized expertise or the need for an advanced degree. It's our job to see that they get it." "Investors have made it clear that disclosure about executive compensation and related matters is very important to them. The rule changes and guidance the Commission today voted to approve will significantly improve the quality and usefulness of the information that investors receive about executive compensation," said John W. White, Director of the SEC's Division of Corporation Finance. "Investors will now be provided with one number for total annual compensation for each named executive officer. The clarity and comparability of this one number will be complemented by the principles-based narrative disclosures in our new Compensation Discussion and Analysis section and by the requirement that these disclosures be made in plain English. By taking up these critical issues and addressing them in record time, the Commission has once again shown its responsiveness to the continually evolving needs of American investors". 1. Executive and Director Compensation The amendments will refine the currently required tabular disclosure and combine it with improved narrative disclosure to elicit clearer and more complete disclosure of compensation of the principal executive officer, principal financial officer, the three other highest paid executive officers and the directors. Compensation Discussion and Analysis New company disclosure in the form of a Compensation Discussion and Analysis will address the objectives and implementation of executive compensation programs - focusing on the most important factors underlying each company's compensation policies and decisions. * The Compensation Discussion and Analysis will be filed and will thus be a part of the disclosure subject to certification by a company's principal executive officer and principal financial officer. * A new furnished Compensation Committee Report will require a statement of whether the compensation committee has reviewed and discussed the Compensation Discussion and Analysis with management and, based on this review and discussion, recommended that it be included in the company's annual report on Form 10-K and proxy statement. * The Performance Graph will be retained, but no longer coupled with executive compensation disclosure. The requirement for the Performance Graph will be moved to the disclosure rule covering the market price of common equity and related matters, and the Performance Graph will be required in annual reports to security holders that accompany or precede proxy statements relating to annual meetings at which directors are to be elected. Tabular and Narrative Disclosure Following the Compensation Discussion and Analysis section, executive compensation disclosure will be organized into three broad categories: compensation over the last three years; holdings of outstanding equity-related interests received as compensation that are the source of future gains; and retirement plans, deferred compensation and other post-employment payments and benefits. * The Summary Compensation Table (see attachment) will be the principal disclosure vehicle for executive compensation, showing compensation for each named executive officer over the last three years. The Summary Compensation Table will be accompanied by narrative disclosure and a Grants of Plan-Based Awards Table that will help explain the compensation information presented in the table. The Summary Compensation Table will include, in addition to columns for salary and bonus: * A dollar value for all equity-based awards, shown in separate columns for stock and stock options, measured at grant date fair value, computed pursuant to Financial Accounting Standards Board's Statement of Financial Accounting Standards No. 123 (revised 2004), Share-Based Payment ("FAS 123R"), to provide a more complete picture of compensation and facilitate reporting total compensation; * A column reporting the amount of compensation under non- equity incentive plans; * A column reporting the annual change in the actuarial present value of accumulated pension benefits and above- market or preferential earnings on nonqualified deferred compensation, so that these amounts can be deducted from total compensation for purposes of determining the named executive officers; * A column showing the aggregate amount of all other compensation not reported in the other columns of the table, including perquisites. Perquisites will be included in the table unless the aggregate amount is less than $10,000, and interpretive guidance will be provided for determining what is a perquisite; and * A column reporting total compensation. As proposed, the accompanying narrative would have required disclosure for up to three employees who were not executive officers during the last completed fiscal year, but whose total compensation was greater than that of any of the named executive officers. This provision will be revised and reproposed for public comment. The new proposal would require that the accompanying narrative disclosure include the total compensation (excluding the same items that would be deducted from total compensation for purposes of determining named executive officers) and job positions of each of a company's three most highly compensated employees, whether or not they were executive officers during the last completed fiscal year, whose compensation for the last completed fiscal year was greater than that of any of the named executive officers included in the tables, except that employees having no responsibility for significant policy decisions within the company, a significant subsidiary, or a principal business unit, division or function would be excluded when determining which employees are among the most highly compensated. Under the revised proposal, this provision would only apply to large accelerated filers. * Disclosure regarding outstanding equity interests will include: * The Outstanding Equity Awards at Fiscal-Year End Table, which will show outstanding awards representing potential amounts that may be received in the future, including such information as the amount of securities underlying exercisable and unexercisable options, the exercise prices and the expiration dates for each outstanding option (rather than on an aggregate basis); and * The Option Exercises and Stock Vested Table, which will show amounts realized on equity compensation during the last fiscal year. * Retirement plan and post-employment disclosure will include: * The Pension Benefits Table, which will require disclosure of the actuarial present value of each named executive officer's accumulated benefit under each pension plan, computed using the same assumptions (except for the normal retirement age) and measurement period as used for financial reporting purposes under generally accepted accounting principles; * The Nonqualified Deferred Compensation Table, which will require disclosure with respect to nonqualified deferred compensation plans of executive contributions, company contributions, withdrawals, all earnings for the year (not just the above-market or preferential portion) and the year- end balance; and * A narrative description of any arrangement that provides for payments or benefits at, following, or in connection with any termination of a named executive officer, a change in responsibilities, or a change in control of the company, including quantification of these potential payments and benefits assuming that the triggering event took place on the last business day of the company's last fiscal year and the price per share was the closing market price on that date. Disclosure Regarding Option Grants The Commission will provide in the Release additional guidance regarding disclosure of company programs, plans and practices relating to the granting of options, including in particular the timing of option grants in coordination with the release of material nonpublic information and the selection of exercise prices that differ from the underlying stock's price on the grant date. * Required disclosure will include clear tabular presentations of option grants including: * The grant date fair value; * The FAS 123R grant date; * The closing market price on the grant date if it is greater than the exercise price of the award; and * The date the compensation committee or full board of directors took action to grant the award if that date is different than the grant date. Further, if the exercise price of an option grant is not the grant date closing market price per share, the rules will require a description of the methodology for determining the exercise price. * The Compensation Discussion and Analysis section will also require enhanced narrative disclosure about option grants to executives. Companies will be called upon to analyze and discuss, as appropriate, material information such as the reasons a company selects particular grant dates for awards or the methods a company uses to select the terms of awards, such as the exercise prices of stock options. * With regard to the timing of stock options in particular, companies will be called upon in the guidance to answer questions such as: * Does a company have any program, plan or practice to time option grants to its executives in coordination with the release of material non-public information? * How does any program, plan or practice to time option grants to executives fit in the context of the company's program, plan or practice, if any, with regard to option grants to employees more generally? * What was the role of the compensation committee in approving and administering such a program, plan or practice? How did the board or compensation committee take such information into account when determining whether and in what amount to make those grants? Did the compensation committee delegate any aspect of the actual administration of a program, plan or practice to any other persons? * What was the role of executive officers in the company's program, plan or practice of option timing? * Does the company set the grant date of its stock option grants to new executives in coordination with the release of material non-public information? * Does a company plan to time, or has it timed, its release of material nonpublic information for the purpose of affecting the value of executive compensation? Disclosure will also be required where a company has not previously disclosed a program, plan or practice of timing option grants to executives, but has adopted such a program, plan or practice or has made one or more decisions since the beginning of the past fiscal year to time option grants. * Similar disclosure standards will apply if a company has a program, plan or practice of awarding options and setting the exercise price based on the stock's price on a date other than the actual grant date or if the company determines the exercise price of option grants by using formulas based on average prices (or lowest prices) of the company's stock in a period preceding, surrounding or following the grant date. Director Compensation Director compensation for the last fiscal year will be required in a Director Compensation Table (along with related narrative), which will be similar in format to the Summary Compensation Table described above. 2. Related Person Transactions, Director Independence and Other Corporate Governance Matters Related Person Transactions The amendments will streamline and modernize the related person transaction disclosure requirement, while also making it more principles-based. The changes to this disclosure requirement will include: * Increasing the dollar threshold for transactions required to be disclosed from $60,000 to $120,000; * Requiring disclosure of a company's policies and procedures for the review, approval or ratification of related person transactions; * Eliminating the distinction between indebtedness and other types of related person transactions, and eliminating requirements for disclosure of specific types of director relationships; and * Specifying exceptions for some categories of transactions that do not fall within the principle for disclosure under the related person transaction disclosure requirement. Director Independence and Other Corporate Governance Matters A new Item 407 of Regulations S-K and S-B will consolidate existing disclosure requirements regarding director independence and related corporate governance matters, in most cases without substantive change, and will also update disclosure requirements regarding director independence to reflect the Commission's current requirements and current listing standards. The disclosure under this requirement will include: * Disclosure of whether each director and director nominee is independent; * A description, by specific category or type, of any transactions, relationships or arrangements not disclosed as a related person transaction that were considered by the board of directors when determining if applicable independence standards were satisfied; * Disclosure of any audit, nominating and compensation committee members who are not independent; and * Disclosure about the compensation committee's processes and procedures for the consideration of executive and director compensation. 3. Security Ownership of Officers and Directors The amendments will require disclosure of the number of shares pledged by management, and the inclusion of directors' qualifying shares in the total amount of securities owned. 4. Form 8-K The rules will modify the disclosure requirements in Form 8-K to capture some employment arrangements and material amendments thereto only for named executive officers. The rules will also consolidate all Form 8-K disclosure regarding employment arrangements under a single item. 5. Plain English Disclosure in Proxy and Information Statements The rules will require companies to prepare most of this information using plain English principles in organization, language and design. 6. Registered Investment Companies and Business Development Companies The amendments will modify certain disclosure requirements for registered investment companies and business development companies. Specifically, the amendments will: * Apply the executive compensation disclosure requirements for operating companies in their entirety to business development companies; * Increase to $120,000 the current $60,000 threshold for disclosure of certain interests, transactions, and relationships of independent directors of registered investment companies, similar to the increase proposed for operating companies with respect to related party disclosure; and * Reorganize the proxy rules applicable to investment companies to reflect organizational changes proposed for operating companies. 7. Compliance Compliance with these provisions will be required as follows. * For Forms 8-K, compliance will be required for triggering events that occur 60 days or more after publication in the Federal Register; * For Forms 10-K and 10-KSB, compliance will be required for fiscal years ending on or after Dec. 15, 2006; * For proxy and information statements covering registrants other than registered investment companies, compliance will be required for any new proxy or information statements filed on or after Dec. 15, 2006, that are required to include Item 402 and 404 disclosure for fiscal years ending on or after Dec. 15, 2006; * For Securities Act registration statements covering registrants other than registered investment companies and Exchange Act registration statements (including pre-effective and post- effective amendments, as applicable), compliance will be required for registration statements that are filed with the Commission on or after Dec. 15, 2006, that are required to include Item 402 and 404 disclosure for fiscal years ending on or after Dec. 15, 2006; * For initial registration statements and post-effective amendments that are annual updates to effective registration statements that are filed on Forms N-1A, N-2 and N-3 (except those filed by business development companies), compliance will be required for registration statements and post-effective amendments that are filed with the Commission on or after Dec. 15, 2006; and * For proxy and information statements covering registered investment companies, compliance will be required for any new proxy or information statement filed on or after Dec. 15, 2006. (Press Rel. 2006-123) COMMISSION MEETINGS CLOSED MEETING - TUESDAY, AUGUST 1, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, Aug. 1, 2006, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; a Litigation matter; and an Adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST DARIN ROBERTS On July 25, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing (Order) against Darin W. Roberts (Roberts). The proceedings are based on the entry of a permanent injunction against Roberts on June 30, 2006, by the U.S. District Court for the Southern District of Indiana in the civil action entitled SEC v. Patrick Ballinger, et al., Civil Action Number 1:03- CV-1659, which enjoined Roberts, with his consent, from future violations of the registration and antifraud provisions of the federal securities laws. A public hearing before an administrative law judge for the purpose of taking evidence will be scheduled at a time and place to be determined. The Order directed that an administrative law judge shall issue an initial decision in the matter within 210 days from the date of service of the Order Instituting Administrative Proceedings. (Rel. 34-54209; File No. 3-12378) REVOCATION OF REGISTRATION OF SECURITIES OF MCSI, INC. On July 26, the Commission revoked the registration of the securities of MCSi, Inc. (MCSi), of Atlanta, Georgia, formerly of Dayton, Ohio, registered with the Commission pursuant to Section 12 of the Exchange Act, on July 26, 2006, pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Exchange Act). In its Order revoking the registration of securities of MCSi registered with the Commission pursuant to Section 12 of the Exchange Act, the Commission found the following: MCSi has failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder while its stock was registered with the Commission, in that it has not filed its annual report on Form 10-K for the year ended Dec. 31, 2002, and has not filed any periodic report for any reporting period since it filed its last quarterly report, for the quarter ended Sept. 30, 2002. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. Without admitting or denying the findings in the Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Exchange Act, MCSi consented to the entry of an order finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of MCSi securities registered with the Commission pursuant to Section 12 of the Exchange Act. (Rel. 34-54210; File No. 3-12285) COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SEVENTEEN DELINQUENT COMPANIES FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS In conjunction with these trading suspensions, the Commission today also instituted public administrative proceedings to determine whether to revoke or suspend for a period not exceeding twelve months the registrations of each class of the securities of seventeen companies for failure to make required periodic filings with the Commission: Andover Apparel Group, Inc. (ATOQ) Applied Computer Technology, Inc. (n/k/a Amigula, Inc.) (AMJL) Country World Casinos, Inc. (CWRC) Digital Transmission Systems, Inc. (DTSX) EWRX Internet Systems, Inc. (n/k/a iMusic International, Inc.) (IMSC) Go Online Networks Corp. (GONT) Integrated Communication Networks, Inc. (ICNW) Keystone Energy Services, Inc. (KESE) Microbest, Inc. (MBST) Midway Airlines Corp. (MDWYQ) Mobilemedia Corp. Neometrix Technology Group, Inc. (NMTX) Photran Corp. (PHTA) Scottsdale Technologies, Inc. (SDNI) Sienna Broadcasting Corp. (n/k/a Contemporary Solutions, Inc.) (CPSL) Triton Network Systems, Inc. (TNSIZ) Western Pacific Airlines, Inc. (WPACQ) In this Order, the Division of Enforcement (Division) alleges that the seventeen issuers are delinquent in their required periodic filings with the Commission. In this proceeding, instituted pursuant to Exchange Act Section 12(j), a hearing will be scheduled before an Administrative Law Judge. At the hearing, the judge will hear evidence from the Division and the respondents to determine whether the allegations of the Division contained in the Order, which the Division alleges constitute failures to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, are true. The judge in the proceeding will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. The Commission ordered that the Administrative Law Judge in this proceeding issue an initial decision not later than 120 days from the date of service of the order instituting proceedings. For further information see Order Instituting Administrative Proceedings, In the Matter of Andover Apparel Group, Inc., Applied Computer Technology, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., Mobilemedia Corp., and Photran Corp.; See also the Order Instituting Administrative Proceedings, In the Matter of Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.; See also the Order Instituting Administrative Proceedings, In the Matter of Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp., and Triton Network Systems, Inc.; See also the Order of Suspension of Trading, In the Matter of Andover Apparel Group, Inc., et al., File No. 500-1. (Rel. 34-54211) SEC OBTAINS JUDGMENT AGAINST MASSACHUSETTS HEDGE FUND ADVISER The Commission announced today that on June 30, 2006, it obtained a default judgment against hedge fund adviser Groundswell Partners LLC, located in Waltham, Massachusetts. The Court's order permanently enjoins Groundswell Partners from future violations of the federal securities laws. The Court also ordered Groundswell Partners to pay disgorgement and prejudgment interest totaling more than $21 million. On Nov. 4, 2005, the Commission obtained emergency relief, including an asset freeze, when it charged in a Complaint that Groundswell Partners and Mark R. Conway, one of its principals and its portfolio manager, defrauded investors by misleading them about the millions of dollars in losses and the trading strategy employed by the firm. In addition, the Complaint alleges that Conway altered documents to cover-up his misrepresentations. The Court's action on June 30, 2006, also included entering a default judgment against Groundswell Capital LP (Fund), which was the fund managed by Groundswell Partners and a relief defendant in the action. Both Groundswell Partners and the Fund failed to appear and respond to the Commission's allegations against them resulting in entry of the default judgments. For further information see LR-19460 and LR-19473. [SEC v. Mark R. Conway and Groundswell Partners LLC, Civil Action No. 05-12209-RWZ, USDC, D.Mass.] (LR-19773) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CHX-2006-04) and Amendment Nos. 1, 2 and 3 thereto by the Chicago Stock Exchange relating to the transfer of securities among co-specialists within a specialist firm. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54191) The Commission approved a proposed rule change (SR-NYSE-2006-01) filed by the New York Stock Exchange to require specialists to publish a 100 x 100 share market to suspend Direct+ for Exchange Rule 127 block cross transactions. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54195) The Commission approved a proposed rule change (SR-CHX-2005-01) and Amendment Nos. 1, 2, and 3 thereto submitted by the Chicago Stock Exchange relating to the Exchange's order priority rule and the mandatory use of order match functionalities. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54198) The Commission approved a proposed rule change (SR-NYSE-2005-38) and Amendment No. 1 thereto filed by the New York Stock Exchange. The Filing consists of proposed amendments to Rules 104 (Dealings by Specialists) and 123E (Specialist Combination Review Policy) that would change the Exchange's capital requirements for specialist organizations. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54205) The Commission approved a proposed rule change (SR-Amex-2005-096) and Amendment No. 1 thereto submitted by the American Stock Exchange relating to the relocation of registered options traders assigned options classes. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54206) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NYSEArca-2006-17) and Amendment No. 1 thereto submitted by NYSE Arca relating to the trading of Index-Linked Securities of Barclays Bank PLC linked to the performance of the Dow Jones - AIG Commodity Index Total Return pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54189) The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2006-27) and Amendment No. 1 thereto filed by the Chicago Board Options Exchange relating to strike price intervals for VIX options. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54192) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NSX-2006-10) filed by National Stock Exchange to adopt a new Chapter XVI of the NSX Rules relating to dues, fees, assessments, charges, and market data rebate programs has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54194) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 STERLING FINANCIAL CORP /WA/, 111 N WALL ST, SPOKANE, WA, 99201, 509-354-8165 - 0 ($634,954.32) Equity, (File 333-136000 - Jul. 25) (BR. 07A) S-3ASR STERLING FINANCIAL CORP /WA/, 111 N WALL ST, SPOKANE, WA, 99201, 509-354-8165 - 0 ($100,000,000.00) Equity, (File 333-136001 - Jul. 25) (BR. 07A) S-8 CHICOPEE BANCORP, INC., 70 CENTER STREET, CHICOPEE, MA, 01013, 413-594-6692 - 202,166 ($2,986,000.00) Equity, (File 333-136002 - Jul. 25) (BR. 07) S-3 COLLEGE LOAN LLC, 16855 W. BERNARDO DRIVE, SAN DIEGO, CA, 92127, 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-136003 - Jul. 25) (BR. 05D) S-8 US BIODEFENSE INC, 13674 E. VALLEY BLVD., NA, CITY OF INDUSTRY, CA, 91746, (626) 961-8039 - 10,000,000 ($500,000.00) Equity, (File 333-136004 - Jul. 25) (BR. 09B) SB-2 ENIGMA SOFTWARE GROUP, INC, 2 STAMFORD LANDING, SUITE 100, STAMFORD,, CT, 06902, (888) 360-0646 - 58,000,000 ($4,060,000.00) Equity, (File 333-136005 - Jul. 25) (BR. 09B) S-3 REPUBLIC AIRWAYS HOLDINGS INC, 8909 PURDUE ROAD, SUITE 300, INDIANAPOLIS, IN, 46268, 317-484-6000 - 0 ($33,570,000.00) Equity, (File 333-136006 - Jul. 25) (BR. 05B) S-3ASR GANNETT CO INC /DE/, 7950 JONES BRANCH DRIVE, MCLEAN, VA, 22107-0910, 7038546000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-136007 - Jul. 25) (BR. 05A) S-8 EUGENE SCIENCE, 16-7 SMJUNG-DONG, OJUNG-GU, BUCHEON, KYONGGI-DO, M4, 00000, 82-32-676-6283 - 4,000,000 ($3,480,000.00) Equity, (File 333-136008 - Jul. 25) (BR. 09A) SB-2 AVP INC, 6100 CENTER DRIVE, SUITE 900, LOS ANGELES, CA, 90045, 310-426-8000 - 652,494 ($253,976.76) Equity, (File 333-136009 - Jul. 25) (BR. 05A) S-8 1 800 CONTACTS INC, 13751 S WADSWORTH PARK DR SUITE D-140, DRAPER, UT, 84020, 8015728225 - 0 ($5,318,250.00) Equity, (File 333-136010 - Jul. 25) (BR. 02A) SB-2 Armor Electric, Inc., 201 LOMAS SANTA FE, #420, SOLANA BEACH, CA, 92075, 858-720-0123 - 45,292,840 ($4,529,306.00) Equity, (File 333-136011 - Jul. 25) (BR. 09A) SB-2 Art Design, Inc., 3636 S JASON, ENGLEWOOD, CO, 80113, 303-781-7280 - 800,000 ($200,000.00) Equity, (File 333-136012 - Jul. 25) (BR. 05) S-8 GREENS WORLDWIDE INC, 346 WOODLAND CHURCH RD, HERTFORD, NC, 27944, 252-264-2064 - 5,000,000 ($3,350,000.00) Equity, (File 333-136013 - Jul. 25) (BR. 05B) S-3 GREENBRIER COMPANIES INC, ONE CENTERPOINTE DR, STE 200, LAKE OSWEGO, OR, 97035, 5036847000 - 100,000,000 ($100,000,000.00) Debt Convertible into Equity, (File 333-136014 - Jul. 25) (BR. 05A) S-8 Patriot Capital Funding, Inc., 61 WILTON ROAD, 2ND FLOOR, WESTPORT, CT, 06880, (203) 227-7778 - 0 ($26,018,944.00) Equity, (File 333-136015 - Jul. 25) (BR. 18) S-8 NIC INC, 12 CORPORATE WOODS 10975 BENSON STREET, SUITE 390, OVERLAND PARK, KS, 66210, 1,771,013 ($10,165,614.62) Equity, (File 333-136016 - Jul. 25) (BR. 08B) SB-2 Cobra Oil & Gas CO, 17790 E. PURDUE PLACE, AURORA, CO, 80013, (303) 618-2855 - 2,000,000 ($200,000.00) Equity, (File 333-136017 - Jul. 25) (BR. 09) S-4 AXONYX INC, 500 7TH AVENUE, 10TH FLOOR, NEW YORK, NY, 10018, 2126457704 - 0 ($76,963,844.00) Equity, (File 333-136018 - Jul. 25) (BR. 01C) S-1 BASIC ENERGY SERVICES INC, 400 W. ILLINOIS, SUITE 800, MIDLAND, TX, 79701, 4326205500 - 2,101,641 ($50,649,548.10) Equity, (File 333-136019 - Jul. 25) (BR. 04A) S-8 FACEPRINT GLOBAL SOLUTIONS INC, 1111 W HERNDON, STE 115, FRESNO, CA, 96815, 5594361000 - 3,000,000 ($240,000.00) Equity, (File 333-136020 - Jul. 25) (BR. 03B) S-3ASR GMAC LLC, MAIL CODE: 482-B08-B82, 200 RENAISSANCE CENTER, DETROIT, MI, 48265, 3136654353 - 0 ($51,661,000.00) Debt Convertible into Equity, (File 333-136021 - Jul. 25) (BR. 07C) SB-2 FALCON NATURAL GAS CORP, WESTCHASE CENTER, 2500 CITYWEST BLVD SUITE 300, HOUSTON, TX, 77019, 6048991533 - 101,500,000 ($30,450,000.00) Equity, (File 333-136022 - Jul. 25) (BR. 04C) S-3 ARENA PHARMACEUTICALS INC, 6166 NANCY RIDGE DR, SAN DIEGO, CA, 92121, 8584537200 - 0 ($7,775,750.72) Equity, (File 333-136023 - Jul. 25) (BR. 01C) S-3 SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 9739483000 - 1,500,000 ($80,400,000.00) Equity, (File 333-136024 - Jul. 25) (BR. 01C) S-8 SAVVIS, Inc., 1 SAVVIS PARKWAY, TOWN & COUNTRY, MO, 63017, 314-638-7000 - 0 ($128,503,225.00) Equity, (File 333-136026 - Jul. 25) (BR. 08C) SB-2 NEEMA INC., 230-2155 ALLISON ROAD, VANCOUVER, A1, V6T 1T2, 604-731-7789 - 3,800,000 ($190,000.00) Equity, (File 333-136027 - Jul. 25) (BR. ) S-3 SAVVIS, Inc., 1 SAVVIS PARKWAY, TOWN & COUNTRY, MO, 63017, 314-638-7000 - 0 ($300,000,000.00) Equity, (File 333-136028 - Jul. 25) (BR. 08C) S-4 CORPORATE PROPERTY ASSOCIATES 14 INC, 50 ROCKEFELLER PLAZA, NEW YORK, NY, 10020, 2124921100 - 0 ($1,454,074,624.00) Equity, (File 333-136031 - Jul. 25) (BR. 08A) S-3 FAR EAST ENERGY CORP, 400 N. SAM HOUSTON PARKWAY E., SUITE 205, HOUSTON, TX, 77060, 7135861900 - 6,622,222 ($9,535,999.68) Equity, (File 333-136032 - Jul. 25) (BR. 04C) SB-2 PRECISION OPTICS CORPORATION INC, 22 EAST BROADWAY, GARDNER, MA, 01440-3338, 9786301800 - 0 ($2,788,500.00) Equity, (File 333-136033 - Jul. 25) (BR. 10C) SB-2 IVI COMMUNICATIONS INC, 5959 W. CENTURY BLVD, #573, LOS ANGELES, CA, 90045, 3108021744 - 22,250,000 ($1,112,500.00) Equity, (File 333-136034 - Jul. 25) (BR. 11C) S-1 Catalyst Pharmaceutical Partners, Inc., 220 MIRACLE MILE, SUITE 234, CORAL GABLES, FL, 33134, (305) 529-2522 - 0 ($40,250,000.00) Equity, (File 333-136039 - Jul. 25) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1-900 Jackpot, Inc. 5.02 07/30/04 1ST CONSTITUTION BANCORP NJ 2.02,9.01 07/25/06 3M CO DE 2.02,9.01 07/25/06 A21 INC TX 1.01,3.02 07/20/06 ABLEAUCTIONS COM INC FL 1.01,9.01 07/18/06 ACACIA RESEARCH CORP DE 7.01,9.01 07/25/06 ACTEL CORP CA 2.02,9.01 07/25/06 ADA-ES INC CO 5.02,9.01 07/10/06 ADELPHIA COMMUNICATIONS CORP DE 7.01 07/25/06 ADVANCE TECHNOLOGIES INC NV 8.01 07/25/06 Advanced BioEnergy, LLC DE 1.01 07/19/06 ADVENTRX PHARMACEUTICALS INC DE 3.02,8.01 07/21/06 AFLAC INC GA 2.02,9.01 07/25/06 AGERE SYSTEMS INC DE 2.02,8.01,9.01 07/24/06 AGILYSYS INC OH 2.02,7.01,9.01 07/25/06 AIRSPAN NETWORKS INC WA 1.01,9.01 06/08/06 AK STEEL HOLDING CORP DE 2.02,9.01 07/25/06 AK STEEL HOLDING CORP DE 7.01,9.01 07/25/06 ALASKA AIR GROUP INC DE 2.02,8.01,9.01 07/25/06 ALBEMARLE CORP VA 2.02,9.01 07/24/06 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 06/30/06 ALLIED CAPITAL CORP MD 1.01,2.03 07/25/06 ALLIED CAPITAL CORP MD 2.02,9.01 07/21/06 Allied Security Holdings LLC DE 1.01,2.01,2.03,9.01 07/20/06 ALPHATRADE COM NV 4.01,9.01 07/19/06 ALTEON INC /DE DE 1.01,2.01,3.02,5.02,9.01 07/19/06 Alternative Loan Trust 2006-24CB DE 9.01 06/29/06 ALTRIA GROUP, INC. VA 2.02,9.01 07/25/06 Altus Pharmaceuticals Inc. DE 8.01,9.01 07/24/06 AMAZON COM INC DE 2.02,9.01 07/25/06 AMERICAN BANK INC PA 2.02,9.01 07/19/06 AMERICAN COMMERCIAL LINES INC. DE 2.02,7.01,9.01 07/25/06 American Home Mortgage Assets Trust 2 DE 9.01 05/25/06 AMERICAN MOLD GUARD INC 2.02,9.01 07/25/06 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 07/25/06 AMERIPRISE FINANCIAL INC DE 2.02,9.01 07/25/06 AMERISOURCEBERGEN CORP DE 8.01,9.01 07/25/06 AMERUS GROUP CO/IA IA 8.01,9.01 07/25/06 AMICAS, Inc. DE 1.01,9.01 07/21/06 AML COMMUNICATIONS INC DE 5.02 07/25/06 AMSURG CORP TN 2.02,7.01,9.01 07/25/06 ANAREN INC NY 1.01,9.01 07/25/06 ANIKA THERAPEUTICS INC MA 2.02,9.01 07/24/06 APPLIED INNOVATION INC DE 2.02,9.01 07/25/06 APPLIED MICRO CIRCUITS CORP DE 5.02 07/25/06 ARADYME CORP DE 8.01,9.01 07/25/06 ARBOR REALTY TRUST INC MD 8.01,9.01 07/25/06 ARCH CAPITAL GROUP LTD. 8.01 07/24/06 ARCHSTONE SMITH TRUST MD 2.02,9.01 07/25/06 ARCHSTONE SMITH TRUST MD 2.02,9.01 07/25/06 AMEND ARENA PHARMACEUTICALS INC DE 2.02,8.01,9.01 07/25/06 ARIBA INC DE 2.02,9.01 07/25/06 ARROW ELECTRONICS INC NY 2.02,9.01 07/25/06 ARROW FINANCIAL CORP NY 2.02,9.01 07/25/06 ART TECHNOLOGY GROUP INC DE 2.02,9.01 07/25/06 ARTS WAY MANUFACTURING CO INC DE 4.01 07/25/06 Ascent Solar Technologies, Inc. DE 8.01,9.01 07/25/06 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 07/19/06 AT&T INC. DE 2.02,9.01 06/30/06 ATMEL CORP DE 8.01,9.01 07/25/06 AURA SYSTEMS INC DE 5.02 07/19/06 AVAYA INC DE 2.02,9.01 07/24/06 AVERY DENNISON CORPORATION DE 2.02,9.01 07/25/06 AXIAL VECTOR ENGINE CORP NV 8.01,9.01 07/21/06 AXM PHARMA INC 4.01,9.01 07/25/06 AMEND BAKBONE SOFTWARE INC 1.01,9.01 07/19/06 BAKER MICHAEL CORP PA 5.02,9.01 07/20/06 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 07/21/06 BAYLAKE CORP WI 2.02 07/21/06 BE AEROSPACE INC DE 8.01 07/21/06 BEARINGPOINT INC DE 1.01,8.01,9.01 07/19/06 BECTON DICKINSON & CO NJ 5.02,8.01,9.01 07/25/06 BIOVEST INTERNATIONAL INC DE 7.01,9.01 07/25/06 BIRDS EYE FOODS INC DE 2.05,2.06,9.01 07/20/06 BJ SERVICES CO DE 2.02 07/25/06 BKF CAPITAL GROUP INC DE 1.01,8.01,9.01 07/24/06 BMW VEHICLE OWNER TRUST 2003-A 9.01 07/25/06 BMW Vehicle Owner Trust 2004-A 9.01 07/25/06 BMW Vehicle Owner Trust 2005-A 9.01 07/25/06 BNCCORP INC DE 2.02,9.01 06/30/06 BOYD GAMING CORP NV 2.02,9.01 07/25/06 BREMER FINANCIAL CORP MN 2.02,9.01 07/25/06 Brookdale Senior Living Inc. DE 2.01,3.02,5.02,8.01,9.01 07/25/06 BROOKLINE BANCORP INC DE 2.02 07/20/06 BUCKEYE PARTNERS L P DE 2.02,9.01 07/24/06 BUFFALO WILD WINGS INC MN 2.02,9.01 07/25/06 BUFFETS HOLDINGS, INC. DE 1.01,9.01 07/24/06 BUILDING MATERIALS HOLDING CORP DE 2.02,9.01 07/25/06 BULLION RIVER GOLD CORP 3.02 07/10/06 AMEND BURLINGTON NORTHERN SANTA FE CORP DE 2.02,9.01 07/25/06 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 07/25/06 CA, INC. DE 1.01,9.01 07/24/06 Calamos Asset Management, Inc. /DE/ 2.02,9.01 07/25/06 CALGON CARBON CORPORATION DE 2.02 07/24/06 CALLIDUS SOFTWARE INC 2.02,9.01 07/25/06 CAMDEN NATIONAL CORP ME 2.02,9.01 07/25/06 CARLISLE COMPANIES INC DE 2.02,9.01 07/25/06 CARRIER ACCESS CORP DE 2.02,9.01 07/25/06 CASCADE FINANCIAL CORP DE 2.02,9.01 07/25/06 CASCADE MICROTECH INC 2.02,9.01 07/25/06 CASS INFORMATION SYSTEMS INC MO 2.02,8.01,9.01 07/20/06 CEC ENTERTAINMENT INC KS 2.02 07/02/06 CELEBRATE EXPRESS, INC. 2.02,9.01 07/25/06 CELEBRATE EXPRESS, INC. 1.01,3.03,5.03,7.01,9.01 07/24/06 CENDANT CORP DE 7.01,8.01 07/25/06 CENTENE CORP 2.02,9.01 07/25/06 Centennial Bank Holdings, Inc. DE 1.01,2.02,7.01,9.01 07/24/06 Center for Wound Healing, Inc. 5.02 07/20/06 CENTEX CORP NV 2.02,7.01,9.01 07/25/06 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 07/21/06 CH ENERGY GROUP INC NY 2.02,7.01,9.01 07/25/06 CHAMPION ENTERPRISES INC MI 2.02,9.01 07/24/06 Chemtura CORP DE 5.02 07/25/06 CHEVIOT FINANCIAL CORP 2.02,9.01 07/21/06 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 2.02 07/25/06 CHINA AGRO SCIENCES CORP. FL 1.01,3.02,9.01 07/24/06 Chino Commercial Bancorp CA 2.02,9.01 07/24/06 CHUBB CORP NJ 2.02,9.01 07/25/06 CIMAREX ENERGY CO DE 7.01,9.01 07/25/06 CIT GROUP INC DE 8.01,9.01 07/24/06 CITIZENS FIRST CORP KY 2.02,7.01,9.01 07/20/06 CITY HOLDING CO WV 2.02,9.01 06/30/06 CMS ENERGY CORP MI 1.01,9.01 07/24/06 CNL INCOME PROPERTIES INC MD 8.01 07/25/06 Cobalis Corp NV 8.01,9.01 07/25/06 COLGATE PALMOLIVE CO DE 2.02,9.01 07/25/06 Colonial Bankshares Inc X1 1.01,9.01 07/20/06 COLUMBUS MCKINNON CORP NY 2.02,9.01 07/25/06 COMMERCEFIRST BANCORP INC MD 5.02 07/20/06 COMMERCIAL CAPITAL BANCORP INC NV 2.02,8.01,9.01 07/25/06 COMMERCIAL METALS CO DE 5.02,9.01 07/24/06 COMMONWEALTH BANKSHARES INC VA 2.02,8.01,9.01 07/25/06 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 07/25/06 COMPUTER TASK GROUP INC NY 2.02,9.01 07/25/06 COMPUTER TASK GROUP INC NY 2.02,9.01 07/25/06 AMEND COMPUWARE CORP MI 2.02,9.01 07/20/06 Con-way Inc. DE 8.01 07/25/06 CONNETICS CORP DE 2.02,3.01,7.01,9.01 07/25/06 CONOR MEDSYSTEMS INC 8.01 07/24/06 COOPERATIVE BANKSHARES INC NC 2.02,9.01 07/25/06 CORN PRODUCTS INTERNATIONAL INC DE 2.02,7.01 07/25/06 CORNING INC /NY NY 2.02,7.01,9.01 06/30/06 CORPORATE PROPERTY ASSOCIATES 12 INC MD 8.01,9.01 07/24/06 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 07/25/06 COVENANT TRANSPORT INC NV 2.02,9.01 07/24/06 CRESCENT FINANCIAL CORP NC 8.01,9.01 07/20/06 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 07/25/06 CULP INC NC 1.01 07/20/06 CVB FINANCIAL CORP CA 2.02 07/20/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/29/06 CYMER INC NV 2.02,9.01 07/25/06 DATAWATCH CORP DE 2.02,9.01 07/25/06 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 07/25/06 DELTA MUTUAL INC 3.02 07/13/06 DEVRY INC DE 1.01,5.02,9.01 07/24/06 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 07/25/06 DIEBOLD INC OH 2.02,9.01 07/25/06 DIGITAL INSIGHT CORP DE 2.02,9.01 07/25/06 DIME COMMUNITY BANCSHARES INC DE 2.02,9.01 07/25/06 DIMECO INC PA 2.02 07/25/06 DISCOVER CARD MASTER TRUST I DE 1.01,8.01,9.01 07/21/06 DOLLAR GENERAL CORP TN 5.02,7.01,9.01 07/24/06 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 07/25/06 DOVER CORP DE 2.02,9.01 07/25/06 DPL INC OH 7.01,9.01 07/20/06 DREW INDUSTRIES INC DE 8.01,9.01 07/24/06 DUPONT E I DE NEMOURS & CO DE 2.02 07/25/06 Eagle Bulk Shipping Inc. 8.01 07/18/06 Eagle Test Systems, Inc. IL 2.02,9.01 07/25/06 EARTH BIOFUELS INC DE 3.02,9.01 07/24/06 EAUTOCLAIMS, INC NV 8.01 07/24/06 EBANK FINANCIAL SERVICES INC GA 1.01,9.01 07/21/06 ECOLAB INC DE 2.02,9.01 07/25/06 EDENTIFY, INC. NV 4.02 07/19/06 AMEND EDGE PETROLEUM CORP DE 2.02,9.01 07/25/06 ELECTRO SCIENTIFIC INDUSTRIES INC OR 1.01,5.02,9.01 07/19/06 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 07/19/06 EMAGIN CORP DE 1.01,2.03,3.02,9.01 07/21/06 EMBARCADERO TECHNOLOGIES INC 2.02,9.01 07/25/06 Embarq CORP DE 1.01,5.03,9.01 07/19/06 EMBREX INC /NC/ NC 2.02,9.01 07/17/06 EMDEON CORP DE 1.01,7.01,9.01 07/19/06 ENCORE WIRE CORP /DE/ DE 2.02,7.01,9.01 07/25/06 ENCYSIVE PHARMACEUTICALS INC DE 8.01 07/24/06 ENDWAVE CORP DE 2.02,9.01 07/25/06 ENERGIZER HOLDINGS INC MO 2.02 07/25/06 ENOVA SYSTEMS INC CA 8.01 07/25/06 ENSCO INTERNATIONAL INC DE 8.01,9.01 07/25/06 Enterprise GP Holdings L.P. DE 2.02,9.01 07/24/06 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 07/24/06 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 07/24/06 EPIQ SYSTEMS INC MO 2.02,9.01 07/25/06 EQUIFAX INC GA 1.01 07/24/06 EQUITY TECHNOLOGIES & RESOURCES INC DE 1.01,9.01 07/24/06 EURONET WORLDWIDE INC DE 2.02,9.01 07/25/06 EVERGREEN SOLAR INC DE 2.02,9.01 07/25/06 EXAR CORP DE 5.02,5.03,9.01 07/19/06 EXCELLIGENCE LEARNING CORP DE 1.01,9.01 07/19/06 EXCO RESOURCES INC TX 1.01,7.01,9.01 07/22/06 FACTORY CARD & PARTY OUTLET CORP DE 8.01,9.01 07/25/06 FARMERS CAPITAL BANK CORP KY 8.01,9.01 07/24/06 FARO TECHNOLOGIES INC FL 5.02,7.01,9.01 07/25/06 Federal Home Loan Bank of Atlanta X1 2.03 07/19/06 Federal Home Loan Bank of Boston X1 2.03 07/19/06 Federal Home Loan Bank of Chicago X1 2.03 07/20/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/19/06 Federal Home Loan Bank of Dallas 2.03 07/19/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/19/06 Federal Home Loan Bank of New York X1 2.03,9.01 07/20/06 Federal Home Loan Bank of San Francis X1 2.03 07/19/06 Federal Home Loan Bank of Seattle 2.03 07/24/06 Federal Home Loan Bank of Topeka 2.03 07/19/06 FERRO CORP OH 2.04 07/21/06 FIRST ACCEPTANCE CORP /DE/ DE 7.01,9.01 07/25/06 FIRST ADVANTAGE CORP DE 2.02,9.01 07/25/06 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 07/25/06 FIRST CHESTER COUNTY CORP PA 2.02 06/30/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 2.02,9.01 07/25/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 8.01 07/25/06 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 07/25/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 07/25/06 FIRST HORIZON PHARMACEUTICAL CORP DE 3.01,9.01 07/19/06 FIRST INDIANA CORP IN 5.03,8.01,9.01 07/19/06 FIRST INDIANA CORP IN 8.01,9.01 07/20/06 FIRST IPSWICH BANCORP /MA MA 1.01,1.02,8.01,9.01 05/26/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 07/21/06 FIRST NIAGARA FINANCIAL GROUP INC DE 8.01,9.01 07/21/06 FIRST NILES FINANCIAL INC DE 2.02,9.01 07/21/06 FIRST SECURITY GROUP INC/TN TN 2.02,9.01 06/30/06 FIRST STATE BANCORPORATION NM 2.02,9.01 07/24/06 FIRSTBANK CORP MI 8.01,9.01 07/25/06 FIRSTCITY FINANCIAL CORP DE 8.01 07/25/06 FISERV INC WI 2.02,9.01 07/25/06 FLEXTRONICS INTERNATIONAL LTD. U0 2.02,9.01 07/25/06 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 07/25/06 FMS FINANCIAL CORP NJ 2.02,9.01 07/24/06 FNB United Corp. NC 2.02,9.01 07/24/06 FOG CUTTER CAPITAL GROUP INC MD 1.01,9.01 07/21/06 FORCE PROTECTION INC NV 1.01,3.02,9.01 07/24/06 FORD MOTOR CO DE 8.01 07/21/06 FORD MOTOR CREDIT CO DE 8.01 07/21/06 FORWARD AIR CORP TN 2.02,9.01 07/24/06 FOUNDRY NETWORKS INC DE 2.02,9.01 07/25/06 FPIC INSURANCE GROUP INC FL 5.03,8.01,9.01 07/21/06 Franklin Auto Trust 2005-1 DE 8.01,9.01 07/20/06 Fremont Home Loan Trust 2006-1 DE 1.01,9.01 04/28/06 Fremont Home Loan Trust 2006-2 DE 1.01,9.01 05/16/06 Fremont Home Loan Trust 2006-2 DE 1.01,9.01 05/16/06 FULTON FINANCIAL CORP PA 5.02 07/21/06 GALAXY NUTRITIONAL FOODS INC DE 1.01,2.03,3.02,9.01 07/20/06 GALLAGHER ARTHUR J & CO DE 2.02,9.01 07/25/06 GEN PROBE INC DE 8.01,9.01 07/19/06 GENERAL CABLE CORP /DE/ DE 2.02,9.01 07/25/06 GEOGLOBAL RESOURCES INC DE 7.01,9.01 07/21/06 GETTY IMAGES INC DE 2.02,9.01 07/25/06 Global Employment Holdings, Inc. 1.01,2.01,3.02,4.01,5.01, 03/31/06 AMEND 5.02,5.03,5.06,9.01 GLOBAL EPOINT INC NV 1.01,3.01,7.01,9.01 07/19/06 GLOBAL MEDIA GROUP HOLDINGS INC DE 3.02 07/17/06 GlobalOptions Group, Inc. NV 9.01 05/12/06 AMEND GlobalOptions Group, Inc. NV 9.01 05/12/06 AMEND Grande Communications Holdings, Inc. DE 5.02 06/20/06 AMEND GRANITE CONSTRUCTION INC DE 5.02 07/20/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/21/06 GRANT PRIDECO INC DE 2.02,9.01 07/25/06 GREAT SOUTHERN BANCORP INC MD 2.02,9.01 07/20/06 GREENFIELD ONLINE INC DE 1.01,1.02,8.01 07/25/06 Greenwich Capital Commercial Funding 8.01,9.01 06/27/06 GSI GROUP INC A3 2.02,9.01 07/25/06 GTECH HOLDINGS CORP DE 8.01 07/25/06 GUARANTY FEDERAL BANCSHARES INC DE 8.01,9.01 07/25/06 HALF ROBERT INTERNATIONAL INC /DE/ DE 2.02,8.01,9.01 07/25/06 HALLIBURTON CO DE 2.02 07/20/06 HANDLEMAN CO /MI/ MI 5.02 07/25/06 HANMI FINANCIAL CORP DE 2.02,9.01 07/25/06 HARKEN ENERGY CORP DE 1.01,9.01 07/25/06 HCA INC/TN DE 1.01,2.02,7.01,9.01 07/24/06 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 07/25/06 HEALTHSTREAM INC TN 1.01,2.02,2.03,7.01,9.01 07/21/06 HERITAGE OAKS BANCORP CA 8.01,9.01 07/24/06 HESKA CORP DE 2.02,9.01 07/25/06 HEWLETT PACKARD CO DE 1.01,7.01,9.01 07/25/06 HEXCEL CORP /DE/ DE 2.02,7.01,8.01,9.01 07/24/06 HOLOGIC INC DE 2.02,9.01 07/25/06 HOME BANCSHARES INC 3.03 07/25/06 Home Equity Loan Trust 2006-HSA4 8.01,9.01 07/25/06 HOME FEDERAL BANCORP IN 2.02,9.01 07/25/06 HORIZON HEALTH CORP /DE/ DE 5.02,9.01 07/21/06 HouseValues, Inc. WA 2.02,5.02,8.01,9.01 07/24/06 HyperSpace Communications, Inc. CO 1.01,9.01 07/24/06 iCarbon CORP NV 3.02,5.03,8.01,9.01 07/21/06 ILX RESORTS INC AZ 1.01 07/25/06 IMMUNE RESPONSE CORP DE 3.02 07/19/06 INCO LTD 3.03 07/24/06 INFOCUS CORP OR 2.02,9.01 07/25/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 07/25/06 INFOTECH USA INC DE 2.05,8.01 07/21/06 INFOUSA INC DE 1.01,8.01,9.01 07/21/06 INGRAM MICRO INC DE 1.01,2.02,9.01 07/21/06 INNOVA HOLDINGS NV 1.01,1.02,2.03,3.02,9.01 07/21/06 INNOVATIVE SOFTWARE TECHNOLOGIES INC CA 5.02 07/25/06 INOVIO BIOMEDICAL CORP 8.01,9.01 07/25/06 INTEGRA BANK CORP IN 2.02,9.01 07/24/06 INTEGRAMED AMERICA INC DE 7.01,9.01 07/25/06 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,9.01 07/25/06 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 07/25/06 INTERACTIVE INTELLIGENCE INC IN 2.02 07/25/06 INTERFACE INC GA 2.02,7.01,9.01 07/25/06 INTERLINK ELECTRONICS INC DE 2.02,9.01 07/24/06 INTERVOICE INC TX 1.01,7.01 07/19/06 INTRAWARE INC DE 8.01 07/24/06 IPARTY CORP DE 2.02,9.01 07/25/06 IPSCO INC 2.02,9.01 07/25/06 Israel Technology Acquisition Corp. DE 8.01,9.01 07/25/06 AMEND ITC Holdings Corp. MI 5.02,8.01 07/20/06 J C PENNEY CO INC DE 1.01,5.03,9.01 07/21/06 J P MORGAN CHASE & CO DE 9.01 07/21/06 JAVELIN PHARMACEUTICALS, INC DE 5.03,9.01 07/21/06 JETBLUE AIRWAYS CORP DE 2.02,9.01 07/25/06 JETBLUE AIRWAYS CORP DE 7.01,9.01 07/25/06 JLG INDUSTRIES INC PA 1.01 07/19/06 KELLY SERVICES INC DE 2.02,9.01 07/25/06 KEMET CORP DE 5.02 07/25/06 KENTUCKY UTILITIES CO KY 2.03,9.01 07/20/06 KILROY REALTY CORP MD 2.02,9.01 07/24/06 KIMCO REALTY CORP MD 2.02,9.01 07/25/06 KITTY HAWK INC DE 1.01,2.03,9.01 07/19/06 KNOLL INC DE 2.02,7.01,8.01,9.01 07/24/06 KNOT INC DE 1.01 07/20/06 KOMODO INC NV 4.01,9.01 07/19/06 KOSAN BIOSCIENCES INC CA 1.01,3.02,9.01 07/19/06 KRONOS INTERNATIONAL INC DE 7.01,9.01 07/24/06 KRONOS WORLDWIDE INC 7.01,9.01 07/24/06 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02 07/25/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 07/25/06 LAND O LAKES INC 2.02,9.01 07/25/06 LANDEC CORP \CA\ CA 2.02,9.01 07/24/06 LANDMARK BANCORP INC DE 2.02,8.01,9.01 07/25/06 LANTRONIX INC DE 2.02,9.01 07/25/06 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 07/25/06 LBO CAPITAL CORP CO 8.01 07/25/06 LCA VISION INC DE 2.02,9.01 07/25/06 LCC INTERNATIONAL INC DE 8.01 07/24/06 LEADIS TECHNOLOGY INC DE 2.02,9.01 07/25/06 LEGG MASON INC MD 2.02,9.01 06/30/06 LEHMAN ABS CORP BCKD TR CERTS ROY CAR DE 8.01 07/24/06 LENNAR CORP /NEW/ DE 2.03,9.01 07/21/06 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,9.01 07/25/06 LIBERTY PROPERTY TRUST MD 2.02,9.01 07/24/06 LIGHTBRIDGE INC DE 2.02,9.01 07/25/06 LINCARE HOLDINGS INC DE 2.02,9.01 07/24/06 LINCOLN BANCORP /IN/ IN 2.02,9.01 07/19/06 Linn Energy, LLC DE 1.01,9.01 07/19/06 LOCKHEED MARTIN CORP MD 2.02,9.01 07/25/06 LOGICVISION INC DE 2.02,9.01 07/25/06 Logistical Support, Inc UT 1.01,2.03,9.01 07/20/06 LTV CORP DE 8.01,9.01 07/25/06 MACERICH CO MD 1.01,9.01 07/20/06 MACK CALI REALTY CORP MD 2.01,8.01,9.01 05/09/06 AMEND MACROCHEM CORP DE 1.01 07/25/06 MAIN STREET TRUST INC IL 2.02,9.01 07/25/06 MANCHESTER INC 1.01,5.02,8.01,9.01 07/20/06 MANHATTAN ASSOCIATES INC GA 2.02,9.01 07/25/06 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 07/25/06 AMEND MASTR Adjustable Rate Mortgages Trust 8.01,9.01 07/25/06 AMEND MASTR Asset Backed Securities Trust 2 DE 1.01,9.01 09/30/04 MATRIXX INITIATIVES INC DE 5.03,9.01 07/19/06 MAVERICK MINERALS CORP NV 4.01 07/25/06 MCDONALDS CORP DE 2.02,8.01,9.01 07/25/06 MCG CAPITAL CORP DE 1.02,2.04 07/20/06 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 07/25/06 MedaSorb Technologies, Inc. 5.03 07/20/06 Medical Exchange Inc. NV 1.01,9.01 07/19/06 MEDICINES CO /DE DE 2.02,9.01 07/25/06 MELLON FINANCIAL CORP PA 2.02,9.01 07/19/06 MERCANTILE BANKSHARES CORP MD 2.02,9.01 07/25/06 MERCURY INTERACTIVE CORP DE 1.01,9.01 07/25/06 MERRILL LYNCH & CO INC DE 5.03 07/24/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 07/25/06 METABASIS THERAPEUTICS INC 1.01,9.01 07/19/06 METRO ONE TELECOMMUNICATIONS INC OR 3.01,9.01 07/19/06 MIDSOUTH BANCORP INC LA 2.02,8.01,9.01 07/24/06 Millennium India Acquisition CO Inc. DE 8.01,9.01 07/25/06 MILLER HERMAN INC MI 1.01 07/24/06 MOMENTA PHARMACEUTICALS INC DE 1.01,3.02 07/25/06 MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 07/19/06 Monarch Financial Holdings, Inc. VA 2.02,7.01 07/20/06 Monogram Biosciences, Inc. DE 2.02,9.01 07/25/06 Morningstar, Inc. IL 8.01,9.01 07/25/06 MTC TECHNOLOGIES INC DE 2.02,9.01 07/25/06 MUELLER INDUSTRIES INC DE 2.02,9.01 07/25/06 MURPHY OIL CORP /DE DE 2.02,9.01 07/25/06 NABORS INDUSTRIES LTD D0 2.02,9.01 07/24/06 NATIONAL LAMPOON INC CA 5.02 07/24/06 NATIONAL SECURITY GROUP INC DE 8.01 07/25/06 NaturalNano , Inc. NV 7.01,9.01 07/25/06 NB&T FINANCIAL GROUP INC OH 1.01,8.01,9.01 07/25/06 NBT BANCORP INC DE 2.02,9.01 07/24/06 NCO GROUP INC PA 1.01,7.01,9.01 07/21/06 NEOGEN CORP MI 2.02,9.01 07/25/06 NETBANK INC GA 7.01,9.01 07/25/06 NETOPIA INC DE 2.02,9.01 07/25/06 NEW HORIZONS WORLDWIDE INC DE 1.01,2.03,3.02,3.03, 07/19/06 5.02,5.03,9.01 NEWALLIANCE BANCSHARES INC 2.02,9.01 07/25/06 NEWPARK RESOURCES INC DE 2.04 07/20/06 Nissan Auto Receivables 2006-C Owner 8.01,9.01 07/24/06 NITCHES INC CA 2.02,9.01 07/25/06 NORWOOD FINANCIAL CORP PA 2.02,9.01 07/25/06 NOVA OIL INC NV 1.01 07/10/06 NOVAMED INC DE 2.01,9.01 07/19/06 Novelis Inc. A6 8.01,9.01 07/25/06 OCEANIC EXPLORATION CO DE 8.01 07/21/06 ODYSSEY RE HOLDINGS CORP DE 1.01,1.02,5.02 07/19/06 OLIN CORP VA 7.01,9.01 07/25/06 OLIN CORP VA 8.01,9.01 07/25/06 Omega Flex, Inc. PA 9.01 06/30/06 OMNICOM GROUP INC NY 2.02,7.01,9.01 07/25/06 ONEIDA FINANCIAL CORP DE 8.01,9.01 06/28/06 ONYX SOFTWARE CORP/WA WA 8.01,9.01 07/24/06 ONYX SOFTWARE CORP/WA WA 8.01 07/25/06 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 06/16/06 ORALABS HOLDING CORP CO 1.01,7.01,9.01 07/20/06 OSCIENT PHARMACEUTICALS CORP MA 1.01,8.01,9.01 07/21/06 OSULLIVAN INDUSTRIES HOLDINGS INC DE 4.01 07/25/06 AMEND OUTLOOK GROUP CORP WI 1.01 07/19/05 PACCAR INC DE 2.02,9.01 07/25/06 PACIFIC GAS & ELECTRIC CO CA 8.01 07/25/06 PALADIN REALTY INCOME PROPERTIES INC MD 8.01 07/25/06 PARTNERRE LTD 2.02 07/24/06 PATRICK INDUSTRIES INC IN 2.02,9.01 07/24/06 PEGASUS WIRELESS CORP NV 5.02 07/25/06 PENSON WORLDWIDE INC DE 2.02,9.01 07/24/06 AMEND PENTAIR INC MN 2.02,9.01 07/25/06 PEPSICO INC NC 2.03,9.01 07/21/06 PERFORMANCE HOME BUYERS LLC 1.01 07/24/06 PERVASIVE SOFTWARE INC DE 2.02,8.01,9.01 07/25/06 PETMED EXPRESS INC FL 2.02,9.01 07/24/06 PFF BANCORP INC DE 2.02,9.01 06/30/06 PG&E CORP CA 8.01 07/25/06 PHARMION CORP 2.02,9.01 07/25/06 PHELPS DODGE CORP NY 8.01,9.01 07/24/06 PHOTON DYNAMICS INC CA 1.01 05/24/06 AMEND PLAINS ALL AMERICAN PIPELINE LP DE 1.01,7.01,9.01 07/20/06 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 06/30/06 POGO PRODUCING CO DE 2.02,9.01 07/25/06 POSEIDIS INC FL 4.02 07/25/06 POWER ONE INC DE 2.02,9.01 07/25/06 PRG SCHULTZ INTERNATIONAL INC GA 3.03,5.03,9.01 07/19/06 PRICESMART INC DE 8.01,9.01 07/20/06 PRO-FAC COOPERATIVE INC 7.01,9.01 07/25/06 PROGRESS SOFTWARE CORP /MA MA 3.01,9.01 07/19/06 PROVIDENT FINANCIAL HOLDINGS INC DE 7.01,9.01 07/25/06 PUBLIC STORAGE INC /CA CA 8.01,9.01 07/24/06 QLOGIC CORP DE 2.02,9.01 07/25/06 QPC Lasers NV 7.01,9.01 07/24/06 QUALMARK CORP CO 2.02,9.01 07/25/06 QUANTUM CORP /DE/ DE 5.02,9.01 07/25/06 QUICKLOGIC CORPORATION CA 5.02 05/26/06 AMEND QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 07/25/06 RACINO ROYALE, INC. NV 8.01,9.01 07/20/06 RADIATION THERAPY SERVICES INC FL 1.01,5.02,9.01 07/22/06 RALI Series 2006-QO5 Trust DE 8.01,9.01 07/25/06 AMEND RALI Series 2006-QO5 Trust DE 8.01,9.01 07/25/06 AMEND RAYONIER INC NC 2.02,9.01 07/25/06 RAYONIER INC NC 5.02 07/21/06 AMEND RC2 CORP DE 2.02,9.01 07/25/06 REDBACK NETWORKS INC DE 2.02,9.01 07/25/06 RENT A CENTER INC DE DE 2.02,9.01 07/24/06 REPUBLIC AIRWAYS HOLDINGS INC DE 1.01,1.02,8.01,9.01 07/25/06 RF MICRO DEVICES INC NC 2.02 07/25/06 ROHM & HAAS CO DE 2.02,9.01 07/25/06 ROTONICS MANUFACTURING INC/DE DE 2.02,9.01 07/24/06 ROWAN COMPANIES INC DE 2.02,8.01,9.01 07/25/06 RYANS RESTAURANT GROUP INC SC 1.01 07/24/06 SALIX PHARMACEUTICALS LTD 8.01,9.01 07/25/06 SANGAMO BIOSCIENCES INC DE 2.02,9.01 07/25/06 SAVVIS, Inc. DE 8.01,9.01 07/25/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 07/25/06 SEA CONTAINERS LTD /NY/ 2.01,9.01 07/19/06 SEATTLE GENETICS INC /WA DE 2.02,9.01 07/25/06 SECURITY FEDERAL CORP SC 1.01,9.01 07/20/06 SELECT COMFORT CORP 2.02,9.01 07/25/06 SELECTIVE INSURANCE GROUP INC NJ 2.02,9.01 07/25/06 SELIGMAN QUALITY MUNICIPAL FUND INC MD 7.01,9.01 07/25/06 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 07/25/06 SENTEX SENSING TECHNOLOGY INC NJ 1.01,3.02,5.01,9.01 07/19/06 Shire plc 8.01,9.01 07/24/06 SHORE BANCSHARES INC MD 2.02,9.01 07/20/06 SHURGARD STORAGE CENTERS INC WA 8.01,9.01 07/23/06 SIERRA BANCORP CA 2.02,9.01 07/24/06 SIERRA HEALTH SERVICES INC NV 2.02,9.01 07/25/06 SIGA TECHNOLOGIES INC DE 3.01,9.01 07/19/06 SIGMATEL INC DE 2.02,7.01,9.01 07/25/06 SIGNATURE LEISURE INC CO 1.01,8.01,9.01 07/18/06 SINGING MACHINE CO INC DE 1.01,9.01 07/20/06 SIRF TECHNOLOGY HOLDINGS INC 2.02,9.01 07/25/06 SL GREEN REALTY CORP MD 2.02,7.01,9.01 07/24/06 SMITH INTERNATIONAL INC DE 2.02,9.01 07/25/06 SMUCKER J M CO OH 1.01,7.01,9.01 07/19/06 SNAP ON INC DE 2.02,9.01 07/25/06 SONIC FOUNDRY INC MD 2.02,9.01 07/25/06 Southeastern Bank Financial CORP GA 2.02,9.01 07/21/06 STATION CASINOS INC NV 2.02 07/25/06 STEEL TECHNOLOGIES INC KY 2.02,9.01 06/30/06 STERLING BANCSHARES INC TX 2.02,9.01 07/25/06 STERLING FINANCIAL CORP /PA/ PA 2.02,9.01 07/25/06 STEWART ENTERPRISES INC LA 5.04,9.01 07/21/06 STRATUS PROPERTIES INC DE 1.01,9.01 07/19/06 SUN BANCORP INC /NJ/ NJ 2.02,9.01 07/24/06 SUN MICROSYSTEMS, INC. DE 2.02,9.01 07/25/06 SUNTRUST ALTERNATIVE LOAN TRUST, SERI DE 8.01 07/25/06 AMEND SUNTRUST BANKS INC GA 8.01,9.01 07/25/06 SUPERTEX INC CA 2.02,9.01 07/01/06 SURREY BANCORP NC 7.01,9.01 07/25/06 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 07/25/06 SYNPLICITY INC CA 2.02,9.01 07/25/06 TB WOODS CORP DE 2.02,9.01 07/24/06 TECH OPS SEVCON INC DE 2.02 07/01/06 TEGAL CORP /DE/ DE 3.03,5.03,8.01,9.01 07/21/06 TELULAR CORP DE 2.01,9.01 05/08/06 THIRD WAVE TECHNOLOGIES INC /WI DE 2.02,9.01 07/25/06 THOMAS GROUP INC DE 2.02,9.01 07/20/06 TLC VISION CORP A6 8.01,9.01 07/24/06 TRANSACTION SYSTEMS ARCHITECTS INC DE 2.02,7.01,9.01 07/25/06 TRANSCEND SERVICES INC DE 2.02,9.01 07/25/06 TRANSMONTAIGNE INC DE 8.01,9.01 07/24/06 TransMontaigne Partners L.P. DE 8.01,9.01 07/21/06 TRI COUNTY FINANCIAL CORP /MD/ MD 5.02,5.03,9.01 07/21/06 TRI-CONTINENTAL CORP MD 7.01,9.01 07/25/06 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 07/25/06 TRIPATH IMAGING INC DE 1.01,9.01 07/19/06 Triple Crown Media, Inc. DE 4.01 07/25/06 TUESDAY MORNING CORP/DE DE 2.02,9.01 07/25/06 TUMBLEWEED COMMUNICATIONS CORP DE 2.02,9.01 07/25/06 TUPPERWARE BRANDS CORP DE 2.02,9.01 07/24/06 U S GOLD CORP CO 1.01,9.01 07/24/06 UMB FINANCIAL CORP MO 2.02,9.01 07/25/06 UNITED AUTO GROUP INC DE 2.02,7.01,9.01 07/25/06 UNITED BANCORP INC /OH/ OH 2.02,9.01 07/24/06 UNITED COMMUNITY BANKS INC GA 2.02,9.01 07/25/06 United Financial Bancorp Inc 8.01,9.01 07/20/06 United Financial Bancorp Inc 2.02,9.01 07/20/06 United Financial Bancorp Inc 1.01,9.01 07/20/06 UNITED STATES STEEL CORP DE 2.02,9.01 07/25/06 UNIVERSAL HEALTH REALTY INCOME TRUST MD 2.01,2.02,9.01 07/21/06 US GLOBAL NANOSPACE INC DE 8.01 07/20/06 VALERO GP HOLDINGS LLC DE 1.01,2.03,5.02,5.03,9.01 07/19/06 VALERO L P DE 1.01,9.01 07/19/06 Valley Commerce Bancorp CA 2.02,9.01 07/21/06 VARIAN INC DE 5.02 07/19/06 VERTICALNET INC PA 2.04 07/18/06 VIASPACE Inc. NV 8.01,9.01 07/24/06 VIRGINIA FINANCIAL GROUP INC VA 2.02,9.01 07/24/06 Vocus, Inc. DE 2.02,9.01 07/25/06 WACCAMAW BANKSHARES INC NC 8.01,9.01 07/25/06 WASTE SERVICES, INC. A6 1.01,2.02,9.01 06/30/06 WATERS CORP /DE/ DE 2.02,9.01 07/25/06 WAUSAU PAPER CORP. WI 2.02,9.01 07/25/06 WebMD Health Corp. DE 1.01,7.01,9.01 07/19/06 WEBSENSE INC DE 2.02,8.01,9.01 07/25/06 WEBSTER FINANCIAL CORP DE 2.02,9.01 07/25/06 WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01,9.01 07/20/06 WESTERN RESERVE BANCORP INC 2.02,9.01 07/25/06 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 2.02,2.05,9.01 07/19/06 WESTSTAR FINANCIAL SERVICES CORP NC 2.02,9.01 07/24/06 WEYERHAEUSER CO WA 2.02,9.01 07/25/06 WHIRLPOOL CORP /DE/ DE 2.02,9.01 07/25/06 Wilber CORP 2.02,9.01 07/21/06 WILSHIRE ENTERPRISES INC DE 5.02 07/20/06 WINDSWEPT ENVIRONMENTAL GROUP INC DE 1.01,9.01 07/21/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 5.02,9.01 12/09/05 Winthrop Realty Trust OH 8.01,9.01 07/23/06 WORLD ACCEPTANCE CORP SC 2.02,7.01,9.01 07/25/06 WORLDTRADESHOW COM INC 4.01,9.01 07/20/06 AMEND WRIGLEY WM JR CO DE 2.02,9.01 07/25/06 WVS FINANCIAL CORP PA 8.01,9.01 07/25/06 XEROX CORP NY 2.02,9.01 07/25/06 XTO ENERGY INC DE 2.02 07/25/06 YOUNG INNOVATIONS INC MO 2.02,9.01 07/24/06 YRC WORLDWIDE INC DE 1.01,8.01,9.01 07/19/06 ZAP CA 5.02 07/19/06 ZORAN CORP \DE\ DE 2.02,9.01 07/24/06 ZORAN CORP \DE\ DE 1.01 07/20/06