SEC NEWS DIGEST Issue 2002-250 December 30, 2002 ENFORCEMENT PROCEEDINGS COMMISSION SANCTIONS TRANSFER AGENT GEMISYS CORPORATION AND STEPHEN FINN On Dec. 27, the Commission ordered Denver area transfer agent, Gemisys Corporation, to cease and desist from committing or causing, and its chief executive officer, Stephen A. Finn, a California resident, to cease and desist from causing any violations or future violations of Sections 17(a)(3) and 17A(d)(1) of the Exchange Act and Rules 17Ac2-1; 17Ac2-2; 17Ad-6; 17Ad-7; 17Ad-10; 17Ad-12; 17Ad-13; 17Ad-15; 17Ad-16; 17f-1; and 17f-2 thereunder, including (i) timely reporting of lost securities to the Securities Information Center; (ii) maintaining proper records of routine items processed for transfer and used to calculate turnaround time; and (iii) maintaining proper control books for each issuer and keeping each issue in balance. The Division alleged that Finn willfully aided and abetted and caused Gemisys' violations of the transfer agent rules by failing to implement procedures to prevent the repeated violations. Without admitting or denying the allegations, respondents consented to entry of the cease-and- desist order, which also censured both respondents, required Gemisys and Finn to pay $15,000 and $10,000 respectively in civil penalties, and suspended Finn from association with any transfer agent for six months. Gemisys also agreed to hire an accountant to perform four semi-annual reviews of its procedures, and a compliance officer to oversee its transfer agent activities. (Rel. 34-47102; File No. 3-10777) COMMISSION CHARGES MAXXON, INC., ITS PRESIDENT, AND TWO OTHER MAXXON EMPLOYEES WITH ANTIFRAUD VIOLATIONS AND SEEKS MORE THAN $1.5 MILLION IN ILL- GOTTEN GAINS AND A PERMANENT OFFICER AND DIRECTOR BAR AGAINST MAXXON'S PRESIDENT The Commission today filed a civil action in the United States District Court for the Northern District of Oklahoma against Maxxon, Inc., a Tulsa-based company, and against Maxxon's President and Chief Executive Officer, Gifford M. Mabie, Jr., and two other employees, alleging that they made materially false or misleading statements about the company and its sole product, a purported "safety syringe," and obtained more than $1.5 million in ill-gotten gains from stock they sold at fraudulently inflated prices. The complaint alleges that from at least 1997 through 1999, Maxxon and Mabie made materially false or misleading statements regarding the syringe in a variety of media, and that during this period, Mabie sold more than 1 million Maxxon shares at fraudulently inflated prices and made profits of at least $1,541,817.59. The complaint alleges further that from Feb. 20, 2002, through July 15, 2002, Maxxon, Mabie, and two other company employees, Thomas R. Coughlin, Jr., Maxxon's Medical Advisor, and Rhonda R.Vincent, Maxxon's Financial Reporting Manager, made additional materially false or misleading statements concerning the status of Maxxon's 510(k) application with the Food and Drug Administration (FDA), in which Maxxon sought to have the FDA approve a new version of its syringe, and that during this period, Mabie, Coughlin, and Vincent each sold Maxxon shares at fraudulently inflated prices. According to the complaint, during this period Mabie made profits of at least $60,356; Coughlin made profits of at least $50,290; and Vincent made profits of at least $29,526.93. The complaint charges the defendants with violating Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rule 10b- 5. The complaint charges Mabie with violating Section 5 of the Securities Act of 1933 (Securities Act) and charges Maxxon, Mabie, and Vincent with violating Section 17(a) of the Securities Act. The complaint charges Maxxon with violating Section 13(a) of the Exchange Act and Exchange Act Rules 13a-1, 13a-13, and 12b-20, and charges Mabie and Vincent with aiding and abetting Maxxon's violations. The Commission seeks permanent injunctions against all the defendants, and disgorgement, prejudgment interest, and civil money penalties against all the individual defendants. The Commission also seeks against Mabie a statutory and equitable permanent bar from acting as an officer or director of any public company, a permanent bar from participating in an offering of penny stock, and an accounting by Mabie of all stock sales and trading profits that he received from the sale of Maxxon stock during the time of the alleged fraud. [SEC v. Maxxon, Inc., Gifford M. Mabie, Jr., Thomas R. Coughlin, Jr. and Rhonda R. Vincent, Civil Action No. 02-CV-975 H(J) USDC, N.D. Okla.] (LR-17911) INVESTMENT COMPANY ACT RELEASES KEMPER INVESTORS LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by Kemper Investors Life Insurance Company, et al., pursuant to Section 26(c) of the Investment Company Act permitting the substitution of securities issued by the Scudder Variable Series II's Scudder Growth Portfolio and Scudder Blue Chip Portfolio for securities issued by the Janus Aspen Series' Janus Growth Portfolio and Janus Growth and Income Portfolio. (Rel. IC- 25873 - Dec. 23) INTEGRITY LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by Integrity Life Insurance Company, et al., pursuant to Section 26(c) of the Investment Company Act permitting the substitution of shares of certain portfolios of variable insurance product funds for shares of portfolios of certain other variable insurance products funds. (Rel. IC-25874 - Dec. 23) RELIASTAR LIFE INSURANCE COMPANY OF NEW YORK, ET AL. A notice has been issued giving interested persons until Jan. 20, 2003, to request a hearing on an Application filed by ReliaStar Life Insurance Company of New York, Separate Account NY-B of ReliaStar Life Insurance Company of New York, and Directed Services, Inc. Applicants seek an order pursuant to Section 6(c) of the Investment Company Act exempting them from Sections 2(a)(32) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to the extent necessary to permit the recapture of certain credits applied to premium payments made in consideration of certain deferred variable annuity contracts that ReliaStar Life Insurance Company of New York plans to issue. (Rel. IC-25875 - Dec. 23) NICHOLAS-APPLEGATE CAPITAL MANAGEMENT AND NICHOLAS-APPLEGATE INSTITUTIONAL FUNDS A notice has been issued giving interested persons until Jan. 17, 2003, to request a hearing on an application filed by Nicholas-Applegate Capital Management (NACM) and Nicholas-Applegate Institutional Funds for an order under Sections 6(c) and 17(b) of the Investment Company Act for exemptions from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 thereunder to permit certain joint transactions. The order would permit certain registered open-end management investment companies or series thereof that are advised by NACM or any registered investment adviser controlling, controlled by, or under common control with NACM to invest in a company organized in the Republic of Mauritius that will invest in Indian securities. (Rel. IC-25876 - Dec. 23) HOLDING COMPANY ACT RELEASES FIRSTENERGY CORP., ET AL. A supplemental order has been issued authorizing a proposal by FirstEnergy Corp. (FirstEnergy), a registered holding company, Ohio Edison Company and the Toledo Edison Company, both utility subsidiaries of FirstEnergy, and FirstEnergy Facilities Services Group, LLC (FE Facilities), a nonutility subsidiary of FirstEnergy (collectively, Declarants). The supplemental order extends, from Dec. 31, 2002, to June 30, 2003, the interim period for an exemption from at-cost provisions for maintenance and repair services provided by FE Facilities to the other Declarants. (Rel. 35-27628) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2002- 84) and Amendment No. 1 thereto, under Rule 19b-4 of the Securities Exchange Act of 1934, regarding rules implementing the Options Intermarket Linkage Plan. Publication of the proposal was expected in the Federal Register during the week of Dec. 23. (Rel. 34-47066) The New York Stock Exchange filed a proposed rule change (SR-NYSE-2002- 55) and Amendment No. 1 thereto pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the dissemination of liquidity quotations. Publication of the proposal is expected in the Federal Register during the week of Dec. 30. (Rel. 34-47091) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Philadelphia Stock Exchange relating to relating to the Options Floor Brokerage Assessment (SR-Phlx-2002-81) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 30. (Rel. 34- 47086) A proposed rule change filed by the Philadelphia Stock Exchange relating to charges on options overlying an Index (SR-Phlx-2002-80) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 30. (Rel. 34-47087) A proposed rule change (SR-PCX-2002-78) filed by the Pacific Exchange relating to a six-month extension of the Automatic Execution System Incentive pilot program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 30. (Rel. 34- 47088) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2002-75) and Amendment No. 1 thereto, to reinstate its payment for order flow program. The proposal has become effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 30. (Rel. 34-47090) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Jan. 21, 2003, to comment on the application of HSBC Bank plc, to withdraw from listing and registration its $500m 7.625% Subordinated Notes (due June 15, 2006) and $300m 6.95% Subordinated Notes (due March 15, 2011) from the New York Stock Exchange. (Rel. 34-47094) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listings and registration the Common Stock, $.0l par value, of the Cold Metal Products, Inc. effective at the opening of business on Dec. 30. (Rel. 34-47095) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the (New) Common Stock, $.50 par value, of Oakwood Homes Corporation, effective at the opening of business on Dec. 30. (Rel. 34-47096) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of National Equipment Services, Inc., effective at the opening of business on Dec. 30. (Rel. 34-47097) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.40 par value, of Acceptance Insurance Companies, Inc., and the 9.00% Preferred Securities of AICI Capital Trust, effective at the opening of business on Dec. 30. (Rel. 34-47098) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, no par value, of China Enterprises Limited, effective at the opening of business on Dec. 30. (Rel. 34-47099) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Dot Hill Systems Corp., effective at the opening of business on Dec. 30. (Rel. 34-47100) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $1.00 par value, of Armstrong Holdings, Inc. and the, 7.45% Senior Quarterly Interest Bonds (due Oct. 15, 2038) and 9 3/4% Debentures (due April 15, 2008) of Armstrong World Industries, Inc., effective at the opening of business on Dec. 30. (Rel. 34-47101) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 RADIANT SYSTEMS INC, 1000 ALDERMAN DR, STE A, ALPHARETTA, GA, 30202, 7707723000 - 0 ($824,728.00) Equity, (File 333-102221 - Dec. 27) (BR. 03) S-8 KADANT INC, ONE ACTON PLACE, SUITE 202, ACTON, MA, 01720, (978) 776-2000 - 1,600,000 ($24,960,000.00) Equity, (File 333-102223 - Dec. 27) (BR. 36) S-8 KADANT INC, ONE ACTON PLACE, SUITE 202, ACTON, MA, 01720, (978) 776-2000 - 612,000 ($9,547,200.00) Equity, (File 333-102224 - Dec. 27) (BR. 36) S-3 GOLDEN STAR RESOURCES LTD, 10579 BRADFORD ROAD, STE 103, LITTLETON, CO, 80127, 3038309000 - 0 ($6,837,000.00) Equity, 0 ($75,000,000.00) Unallocated (Universal) Shelf, (File 333-102225 - Dec. 27) (BR. 04) S-8 NUWAY ENERGY INC, 3057561000 - 3,500,000 ($455,000.00) Equity, (File 333-102226 - Dec. 27) (BR. 02) S-8 PRECISION CASTPARTS CORP, 4650 SW MACADAM AVE, STE 440, PORTLAND, OR, 97201-4254, 5034174800 - 0 ($71,760,000.00) Equity, (File 333-102227 - Dec. 27) (BR. 06) S-3 ADEPT TECHNOLOGY INC, 150 ROSE ORCHARD WAY, SAN JOSE, CA, 95134, 4084320888 - 830,000 ($464,800.00) Equity, (File 333-102229 - Dec. 27) (BR. 36) S-8 ARTISOFT INC, 5 CAMBRIDGE CENTER, 3RD FLOOR, CAMBRIDGE, MA, 02142, 6173540600 - 500,000 ($170,000.00) Equity, (File 333-102230 - Dec. 27) (BR. 03) S-8 NEOMAGIC CORP, 3260 JAY STREET, 3260 JAY STREET, SANTA CLARA, CA, 95054, (408) 988- - 0 ($2,968,000.00) Equity, (File 333-102231 - Dec. 27) (BR. 36) S-8 LEXINGTON CORPORATE PROPERTIES TRUST, 355 LEXINGTON AVE, NEW YORK, NY, 10017, 2126927260 - 800,000 ($12,680,000.00) Equity, (File 333-102232 - Dec. 27) (BR. 08) S-8 ALABAMA NATIONAL BANCORPORATION, 1927 FIRST AVENUE NORTH, BIRMINGHAM, AL, 35209, 2055833600 - 0 ($1,090,250.00) Equity, (File 333-102234 - Dec. 27) (BR. 07) S-8 ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA, 18015, 5036416115 - 0 ($11,025,000.00) Equity, (File 333-102235 - Dec. 27) (BR. 36) S-8 COMMONWEALTH ENERGY CORP, 0 ($502,832.50) Equity, (File 333-102236 - Dec. 27) (BR. 02) SB-2 NUWAVE TECHNOLOGIES INC, ONE PASSAIC AVE, FAIRFIELD, NJ, 07004, 9738828810 - 60,000,000 ($1,200,000.00) Equity, (File 333-102237 - Dec. 27) (BR. 37) S-3 LEESPORT FINANCIAL CORP, 1240 BROADCASTING ROAD, WYOMISSING, PA, 19610, 6102080966 - 132,448 ($2,615,848.00) Equity, (File 333-102238 - Dec. 27) (BR. 07) S-8 WESTERN COPPER HOLDINGS LTD, 4,376,500 ($9,847,125.00) Equity, (File 333-102239 - Dec. 27) (BR. ) S-8 MICROSOFT CORP, ONE MICROSOFT WAY #BLDG 8, NORTH OFFICE 2211, REDMOND, WA, 98052, 4258828080 - 0 ($2,560,320,000.00) Equity, (File 333-102240 - Dec. 27) (BR. 03) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 30,000,000 ($900,000.00) Equity, (File 333-102241 - Dec. 27) (BR. 02) N-2 BLACKROCK HIGH YIELD OPPORTUNITY TRUST, 40 EAST 52ND STREET, NEW YORK, NY, 10022, 2127545300 - 100,000 ($1,500,000.00) Equity, (File 333-102242 - Dec. 27) (BR. ) S-8 FONEFRIEND INC, 2722 LOKER AVENUE WEST, CARLSBAD, CA, 92008, 7606072330 - 4,600,000 ($3,830.00) Equity, (File 333-102243 - Dec. 27) (BR. 37) S-3 MICROVISION INC, 19910 NORTH CREEK PARKWAY, BOTHELL, WA, 98011-3008, 4254156847 - 0 ($25,000,000.00) Other, (File 333-102244 - Dec. 27) (BR. 36) S-4 EDUCATION FUNDING CAPITAL TRUST I, C/O FIFTH THIRD BANK, 38 FOUNTAIN SQU. PLZ. MD10AT60, CINCINNATI, OH, 45263, 5135343367 - 1,023,000,000 ($1,023,000,000.00) Asset-Backed Securities, (File 333-102245 - Dec. 27) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABN AMRO MORTGAGE CORP SERIES 1998-2 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-4 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-5 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-3 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-4 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-5 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-4 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-8 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-1 DE X 12/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-9 DE X X 12/11/02 ACCUIMAGE DIAGNOSTICS CORP NV X 09/30/03 ACTION PRODUCTS INTERNATIONAL INC FL X 12/26/02 ADEPT TECHNOLOGY INC DE X 12/04/02 AMERICABILIA COM INC FL X 12/23/02 AMERICAN BUSINESS FINANCIAL SERVICES DE X X 12/09/02 AMERICAN ECOLOGY CORP DE X X 12/27/02 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X X 12/23/02 AMERIQUEST MORTGAGE SEC INC ASST BACK DE X X 12/26/02 ARMITEC INC DE X 12/24/02 ASPENBIO INC CO X X 12/20/02 BALLY TOTAL FITNESS HOLDING CORP DE X X 12/27/02 BARON CAPITAL PROPERTIES LP DE X X 12/27/02 BARON CAPITAL TRUST DE X X 12/27/02 BEAR STEARNS ASSET BACKED FUND INC WH DE X 12/27/02 BRIGHAM EXPLORATION CO DE X 12/27/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 12/26/02 CALAVO GROWERS INC CA X 12/27/02 CENTEX HOME EQUITY LOAN TRUST 2002-C DE X X 12/25/02 CENTIV INC GA X X 12/10/02 CHEC FUNDING CENTEX HOME EQ LN ASST B DE X X 12/26/02 CISCO SYSTEMS INC CA X X 12/23/02 CLICKNSETTLE COM INC DE X 12/27/02 COGNIGEN NETWORKS INC CO X 12/17/02 COMMUNITY VALLEY BANCORP CA X X 12/27/02 COOPER COMPANIES INC DE X X 12/12/02 CORRECTIONS CORP OF AMERICA MD X X 10/25/02 COVAD COMMUNICATIONS GROUP INC DE X X 12/13/02 CREDIT SUISSE FIRST BOSTON MOR AC COR DE X X 12/26/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 12/26/02 CSFB MORTGAGE PASS THRU CERT SERIES 2 CO X X 12/25/02 CSFB MORTGAGED BACKED PASS THRU CERTI DE X X 12/26/02 CWMBS INC DE X X 12/27/02 DIASYS CORP DE X 12/27/02 AMEND DIGITAL BROADBAND NETWORKS INC CO X 12/27/02 DORCHESTER HUGOTON LTD TX X 12/27/02 DORCHESTER MINERALS LP DE X 12/27/02 DT INDUSTRIES INC DE X 12/27/02 AMEND DTVN HOLDINGS INC DE X X 12/27/02 EGAIN COMMUNICATIONS CORP DE X X 12/24/02 EOS INTERNATIONAL INC DE X X 12/27/02 EPLUS INC DE X X 12/27/02 EQUITY ONE ABS INC DE X 12/26/02 EQUITY ONE ABS INC EQUITY ONE MORTGAG DE X 12/26/02 EQUITY ONE ABS INC MORTGAGE PAS TH CE DE X 12/26/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 12/26/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X 12/26/02 ESG RE LTD X X 12/23/02 FC BANC CORP OH X X 11/26/02 FIRST HORIZON ASSET SECURITIES INC DE X X 12/27/02 FLORIDIAN VENTURES INC DE X X X X X 12/20/02 GSR MORTGAGE LOAN TRUST 2001-1 X X 12/26/02 GSR MORTGAGE LOAN TRUST 2001-1 X X 12/26/02 GSR MORTGAGE LOAN TRUST 2002-2 X X 12/25/02 GSR MORTGAGE LOAN TRUST 2002-3F X X 12/26/02 GSR MORTGAGE LOAN TRUST 2002-4 X X 12/26/02 HALSEY DRUG CO INC/NEW NY X X 12/20/02 HELPMATE ROBOTICS INC CT X X 12/12/02 HOM CORP GA X 12/26/02 HOOKER FURNITURE CORP VA X X 12/27/02 HORIZON GROUP PROPERTIES INC MD X X 12/27/02 HOUSEHOLD AUTO RECEIVABLES CORP SERIE NV X 12/17/02 HOUSEHOLD AUTOMOBILE REVOLVING TRUST NV X 12/17/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 12/17/02 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 12/17/02 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 12/20/02 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 12/17/02 HOUSEHOLD CONSUMER LOAN TRUST 1996-2 DE X 12/14/02 HOUSEHOLD CONSUMER LOAN TRUST 1997-1 DE X 12/14/02 HOUSEHOLD CONSUMER LOAN TRUST 1997-2 DE X 12/14/02 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X 12/14/02 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 12/16/02 IGI INC DE X 12/20/02 INCOME GROWTH PARTNERS LTD X CA X X 12/27/02 AMEND INDYMAC MBS INC X X 01/27/02 INTEGRATED INFORMATION SYSTEMS INC DE X X 12/19/02 J CREW GROUP INC NY X X 12/23/02 KEYSTONE PROPERTY TRUST MD X X 12/13/02 LAMAR MEDIA CORP/DE DE X X 12/17/02 LIFECELL CORP DE X X 12/23/02 LINDSAY MANUFACTURING CO DE X X 12/23/02 LSB INDUSTRIES INC DE X X 12/31/02 MAINSOURCE FINANCIAL GROUP IN X X 12/23/02 MAXXIS GROUP INC GA X X 12/27/02 AMEND MEDICORE INC FL X X 12/24/02 MOLICHEM MEDICINES INC DE X X 12/27/02 MORGAN STANLEY ABS CAPITAL I INC TRUS DE X X 11/26/02 MUTUAL RISK MANAGEMENT LTD D0 X X 12/16/02 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 12/01/02 NATIONWIDE FINANCIAL SERVICES INC/ DE X 12/27/02 NEW PLAN EXCEL REALTY TRUST INC MD X X 12/12/02 NORTHROP GRUMMAN CORP /DE/ DE X X 12/20/02 OAKWOOD MORTGAGE INVESTORS INC NV X X 12/27/02 OAKWOOD MORTGAGE INVESTORS INC NV X X 12/27/02 OAKWOOD MORTGAGE INVESTORS INC NV X X 12/27/02 OAKWOOD MORTGAGE INVESTORS INC NV X X 12/27/02 OLD DOMINION ELECTRIC COOPERATIVE VA X X 12/12/02 PAINEWEBBER MORTGAGE ACCEPTANCE CORP DE X X 12/25/02 PERKINELMER INC MA X X 12/26/02 PRACTICEWORKS INC DE X X 12/23/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 12/27/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 12/27/02 RESONATE INC DE X X 12/23/02 ROUNDYS INC WI X 12/19/02 SAKS INC TN X 12/27/02 SALOMON BROTHERS MORTGAGE SECURITIES DE X 12/23/02 SALOMON BROTHERS MORTGAGE SECURITIES DE X 12/23/02 SCIOTO DOWNS INC OH X X 12/23/02 SEARCHHOUND COM INC NV X 12/27/02 SHELTER PROPERTIES III LTD PARTNERSHI CA X X 12/13/02 SMARTDISK CORP DE X X 12/24/02 SOLOMON MORTGAGE LN TR SER 2002-CB3 C DE X X 12/25/02 SOVEREIGN SPECIALTY CHEMICALS INC DE X X 12/20/02 SPECTRE INDUSTRIES INC NV X 12/11/02 STATE STREET CORP MA X X 12/19/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 12/27/02 STRUCTURED ASSET SECURITIES CORP DE X X 12/26/02 STRUCTURED ASSET SECURITIES CORP DE X 12/24/02 STRUCTURED ASSET SECURITIES CORP DE X 12/24/02 STRUCTURED ASSET SECURITIES CORP LB-U DE X 12/01/02 STRUCTURED ASSET SECURITIES CORP MORT DE X 12/01/02 THOMAS GROUP INC DE X 11/26/02 TRC COMPANIES INC /DE/ DE X X 10/21/02 TRI STATE OUTDOOR MEDIA GROUP INC KS X X 12/23/02 TRIARC COMPANIES INC DE X 12/27/02 TTM TECHNOLOGIES INC WA X X 12/26/02 UNIVERSAL BROADBAND COMMUNICATIONS IN NV X 12/23/02 VALESC INC DE X X 12/15/02 VANGUARD AIRLINES INC \DE\ DE X X 11/30/02 VITAL LIVING INC AZ X 11/20/02 AMEND VOICEFLASH NETWORKS INC FL X 12/09/02 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC X 12/01/02 WACKENHUT CORRECTIONS CORP FL X X 12/12/02 WADDELL & REED FINANCIAL INC DE X X X 12/16/02 WESTAR ENERGY INC /KS KS X X 12/16/02 WESTPORT RESOURCES CORP /NV/ NV X X 12/17/02 AMEND WORLDCOM INC GA X X X 12/19/02 WPB FINANCIERS LTD DE X X X X X 12/20/02