SEC NEWS DIGEST Issue 2002-239 December 12, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. OPEN MEETING - WEDNESDAY, DECEMBER 18, 2002 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, Dec. 18 will be: 1. The Commission will consider whether to adopt exemptions for most standardized options from provisions of the Securities Act of 1933 and from the registration requirements of the Securities Exchange Act of 1934. The exemptions would ensure comparable regulatory treatment of standardized options and security futures products. 2. The Commission will consider proposing new rules and rule amendments to implement (a) the mandated electronic filing of reports required to be filed by officers, directors and principal security holders under Section 16(a) of the Securities Exchange Act of 1934; and (b) website posting of such reports by issuers, both of which are required by Section 16(a)(4) of the Exchange Act, as amended by Section 403 of the Sarbanes-Oxley Act of 2002. CLOSED MEETING - THURSDAY, DECEMBER 19, 2002 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, Dec. 19 will be: Formal orders of investigation; Institution and settlement of administrative proceedings of an enforcement nature; and Institution and settlement of injunctive actions; and Opinion. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS PROPOSED AMENDMENTS TO RULE 10B-18'S "SAFE HARBOR" AND NEW DISCLOSURE PROVISIONS REGARDING ISSUER REPURCHASES OF EQUITY SECURITIES On Nov. 26, 2002, the Securities and Exchange Commission proposed amendments to Rule 10b-18 under the Securities Exchange Act of 1934, which provides a "safe harbor" from charges of manipulation when an issuer purchases its common stock within the limitations specified in the rule. The proposed amendments would simplify and update the safe harbor provisions to reflect market developments since the Rule's adoption. The principal proposed changes include: * easing the timing limitation to allow issuers of "actively traded" securities to stay in the market up to 10 minutes before the scheduled close of trading, instead of the current 30-minute limitation. * expanding the safe harbor for issuer repurchases when the market is severely distressed, by allowing an issuer to purchase up to 100% of its security's average daily trading volume during the trading session immediately following a "market-wide trading suspension." * eliminating the "block exception" from the volume limitation. To qualify for the safe harbor under the proposed amendments, issuers would have to include their block purchases in applying the rule's 25% average daily trading volume limitation. Issuers, however, would be able to include their block purchases in calculating a security's average daily trading volume. To enhance the transparency of issuer repurchases, the Commission also proposed that Regulations S-K and S-B under the Exchange Act, related Exchange Act forms, including Form 20-F, and proposed Form N-CSR (for closed end funds) be amended to require periodic disclosure of all issuer repurchases, including those made in reliance on Rule 10b-18. Under the proposal, issuers would be required to disclose, among other things, the total number of shares repurchased during the past quarter, the average price paid per share, the identity of any broker-dealers used to effect the purchases, the number of shares purchased as part of a publicly announced repurchase plan or program, and the number of shares available for purchase under the plan or program. The Commission invites public comment on the proposed amendments, including the applicability of the safe harbor during after-hours trading sessions, what effects, if any, decimal pricing has had on the rule's operation, and the applicability of the safe harbor conditions with respect to electronic communication networks (ECNs) and alternative trading systems (ATSs). For further information, contact James Brigagliano, Assistant Director, Joan Collopy, Special Counsel, or Elizabeth Sandoe, Special Counsel, Office of Risk Management and Control, Division of Market Regulation, at (202) 942-0772, or, with respect to the proposed disclosure amendments, David Lee, Special Counsel, Office of Chief Counsel, Division of Corporation Finance, at (202) 942-2900, or, John Faust, Attorney Adviser, Office of Disclosure Regulation, Division of Investment Management, at (202) 942-0721, at the Securities Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549. (Rels. 33-8160; 34-46980; IC-25845; File No. S7-50-02). ENFORCEMENT PROCEEDINGS CEASE-AND-DESIST ORDER ENTERED AGAINST RODONA GARST The Commission issued a cease-and-desist order against Rodona Garst (Garst), a resident of Clarksville, Tennessee. The Commission found that Garst violated the antifraud and antitouting provisions of the federal securities laws by disseminating a large number of fraudulent unsolicited "spam" e-mail messages touting four issuers. In the Order, the Commission found that Garst was retained by Mark E. Rice (Rice), who has since been sued by the Commission and enjoined by a U.S. District Court. Further, the Commission found that the spams contained false and misleading statements concerning the product, revenue sources and business relationships of one of the touted issuers, as well as Rice's stock-picking track record and the trading intentions of the persons responsible for the e- mail messages. According to the Order, Garst knew, or was reckless in not knowing, that these statements were false. Finally, the Commission found that the spams did not disclose cash compensation paid to Garst by Rice, who was acting as a statutory underwriter. Garst was ordered to cease and desist from committing or causing any violation and any future violations of Section 17(b) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and to pay disgorgement of $13,543, plus reasonable interest. Garst consented to the entry of the Order without admitting or denying its findings. (Rels. 33- 8161; 34-46987; File No. 3-10843) FINAL JUDGMENT ENTERED AGAINST ANTHONY BURGES AND BURGES ASSET MANAGEMENT, INC. The Commission announced today that on Dec. 2 the Honorable Victor Marrero, United States District Judge, entered a final judgment against defendants Anthony Burges and Burges Asset Management, Inc. (Burges Asset) ordering, among other things, that defendants pay approximately $265,000 in disgorgement and $60,000 in civil penalties. The judgement was entered by default, the defendants having failed to respond to the Commission's complaint. The Commission's complaint, filed on Feb. 19, 2002, in U.S. District Court for the Southern District of New York, alleged that Burges and Burges Asset sold interests in two limited partnerships, Burges Capital Partners, L.P. and Burges Investment Partners, L.P. (Burges Funds). Specifically, the complaint alleged that from at least March 2001 until at least June 2001, Burges raised money for the Burges Funds by means of material misrepresentations and omissions about the use of proceeds and their past performance. Burges represented that the Burges Funds would invest and trade in foreign currency, such as Euro and Yen. He also induced investors to invest in the Burges Funds by telling them that he had been very successful investing in foreign currency in the past. Contrary to these representations, Burges never invested the assets of the Burges Funds in foreign currency but rather misappropriated investor funds. In its application for default judgment, the Commission noted that it had identified at least fifty investors from whom Burges fraudulently obtained a total of $266,126 and had obtained evidence showing that Burges spent investors' money on hotels, meals, clothes, and other personal amenities, among other things. The final judgment permanently enjoins Burges and Burges Asset from, directly or indirectly, violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b- 5 thereunder. In addition, the judgment orders Burges and Burges Asset, jointly and severally, to disgorge a total of $284,322.50, representing their ill-gotten gains of $266,126, plus interest, and orders them to pay a civil penalty of $60,000. For further information, see LR-17367 (Feb. 20, 2002). [SEC v. Anthony Burges and Burges Asset Management, Inc., Civil Action No. 02 Civ. 1284, SDNY, VM] (LR-17890) INVESTMENT COMPANY ACT RELEASES ALLSTATE LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by Allstate Life Insurance Company (Allstate), et al., amending an existing order of exemption pursuant to Section 6(c) of the Investment Company Act to the extent necessary to permit the recapture, under specified circumstances, of credits applied to contributions made under (a) certain deferred variable annuity contracts and certificates, including certain certificate data pages and endorsements, that Allstate will issue in the future through Separate Account A (Amended Contracts), and (b) under contracts and certificates, including certain certificate data pages and endorsements, that any life insurance company applicant may issue in the future through any separate account that are substantially similar in all material respects to the Amended Contracts. (Rel. IC-25844 - Dec. 6) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2002-67) amending its margin rules under CBOE Rule 12.3 to incorporate security futures. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34-46971) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-113) related to the implementation of a fingerprinting program for Nasdaq employees and independent contractors. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34-46974) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto submitted by the National Association of Securities Dealers (SR-NASD-2002-165), through its subsidiary The Nasdaq Stock Market, Inc., to establish retroactive fees for its software products (Nasdaq Trading Applications). (Rel. 34-46972) The Commission granted accelerated approval to a proposed rule change filed by the American Stock Exchange (SR-Amex-2002-95) relating to member notifications required in connection with offerings and distributions of Amex-listed securities. (Rel. 34-46983) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2002-164) filed by the National Association of Securities Dealers, through its subsidiary The Nasdaq Stock Market, Inc., to establish fees for its software products (Nasdaq Trading Applications) has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34- 46973) A proposed rule change filed by the Chicago Mercantile Exchange (SR-CME- 2002-02) relating to listing standards for security futures products, has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34-46975) The International Securities Exchange filed a proposed rule change (SR- ISE-2002-26) concerning changes to its schedule of payment for order flow and marketing fees. The proposed rule change became effective immediately upon filing pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. . Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34- 46976) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-160) to remove inoperative rule language relating to fees for the Nasdaq Workstation I Service. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34- 46977) A proposed rule change (SR-PCX-2002-70) filed by the Pacific Exchange relating to its fee schedule for services provided on the Archipelago Exchange has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34- 46982) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2001-59) and Amendment No. 1 and granted accelerated approval to Amendment Nos. 2 and 3 thereto submitted by the Chicago Board Options Exchange amending its disciplinary rules. Publication of the proposal is expected in the Federal Register during the week of Dec. 16. (Rel. 34-46981) DELISTINGS GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the Common Stock, no par value, of Mendocino Brewing Company, Inc., effective at the opening of business on Dec. 12, 2002. (Rel. 34-46984) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective at the opening of business on Dec. 12, 2002. (Rel. 34-46985) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective at the opening of business on Dec. 12, 2002. (Rel. 34-46986) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MODERNGROOVE ENTERTAINMENT INC, 2435 N CENTRAL EXPRESSWAY, STE 1200, RICHARDSON, TX, 75080, 2147127336 - 2,000,000 ($40,000.00) Equity, (File 333-101766 - Dec. 11) (BR. 05) S-8 CLARCOR INC, 2323 SIXTH ST, PO BOX 7007, ROCKFORD, IL, 61125, 8159628867 - 0 ($31,970,000.00) Equity, (File 333-101767 - Dec. 11) (BR. 05) S-8 EXUS NETWORKS INC, 67 BROMPTON ROAD, LONDON, UNITED KINGD, SW3 1DB, 44-20-7445 - 10,500,000 ($105,000.00) Equity, (File 333-101769 - Dec. 11) (BR. 37) S-8 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 700,000 ($8,561,000.00) Equity, (File 333-101770 - Dec. 11) (BR. 04) F-1 GUARDIAN BIOTECHNOLOGIES INC, 7,200,000 ($720,000.00) Equity, (File 333-101771 - Dec. 11) (BR. ) SB-2 MEDICAL CAPITAL MANAGEMENT INC, 5190 NEIL ROAD, RENO, NV, 89502, 7149353100 - 0 ($40,000,000.00) Non-Convertible Debt, (File 333-101772 - Dec. 11) (BR. 07) S-8 INTERNETSTUDIOS COM INC, 1351 4TH ST, SUITE 227, SANTA MONICA, CA, 90401, 6046892944 - 5,720,000 ($6,978,400.00) Equity, (File 333-101774 - Dec. 11) (BR. 08) S-8 AMARIN CORP PLC\UK, GEMINI HOUSE BARTHOLOMEWS WALK, CAMBRIDGESHIRE BUSINESS PARK, ELY CAMBRIDGESHIRE C, X0, 00000, 0 ($10,540,000.00) Equity, (File 333-101775 - Dec. 11) (BR. 01) S-4 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 0 ($429,830,692.00) Equity, (File 333-101776 - Dec. 11) (BR. 08) S-8 ROCKWELL AUTOMATION INC, 777 EAST WISCONSIN AVENUE SUITE 1400, MILWAUKEE, WI, 53202, 414-212-5299 - 500,000 ($9,995,000.00) Equity, (File 333-101780 - Dec. 11) (BR. 36) S-8 LARSCOM INC, 1845 MCCANDLESS DR, MILPITAS, CA, 95035, 4089414000 - 0 ($1,215,000.00) Equity, (File 333-101781 - Dec. 11) (BR. 37) S-3 INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 0 ($16,084,715.12) Equity, (File 333-101782 - Dec. 11) (BR. 08) N-2 NUVEEN SYMPHONY MARKET NEUTRAL FUND, 1,000 ($25,000.00) Equity, (File 333-101783 - Dec. 11) (BR. ) S-8 XML GLOBAL TECHNOLOGIES INC, 1818 CORNWALL SUITE 9, VANCOUVER, BRITISH COLUMBIA, CANADA, A1, V6B2W9, 8002011848 - 613,100 ($98,096.00) Equity, (File 333-101784 - Dec. 11) (BR. 09) S-8 AMERICAN MANAGEMENT SYSTEMS INC, 4050 LEGATO RD, FAIRFAX, VA, 22033, 7032678000 - 0 ($16,912,500.00) Equity, (File 333-101785 - Dec. 11) (BR. 03) S-8 YI WAN GROUP INC, 2 E CAMINO REAL STE 202, BOCA RATON, FL, 33432, 561 416 8956 - 250,000 ($250,000.00) Equity, (File 333-101786 - Dec. 11) (BR. 08) F-10 BALLARD POWER SYSTEMS INC, 9000 GLENLYON PARKWAY, BURNABY, BRITISH COLUMBIA V5J, A1, 2128948940 - 0 ($100,254,000.00) Equity, (File 333-101787 - Dec. 11) (BR. 36) S-4 TRANSCONTINENTAL GAS PIPE LINE CORP, 2800 POST OAK BLVD, PO BOX 1396, HOUSTON, TX, 77251, 7132152000 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-101788 - Dec. 11) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ABAXIS INC CA X 12/11/02 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 08/25/02 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 09/25/02 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 10/25/02 ABFC ASSET BACKED CERTIFICATES SERIES DE X X 11/25/02 ACCREDITED HOME LENDERS ACCREDITED MO DE X X 11/25/02 ADVOCAT INC DE X 12/10/02 AIRTRAN HOLDINGS INC NV X X 12/10/02 AK STEEL HOLDING CORP DE X X 12/10/02 ALPHA HOSPITALITY CORP DE X X 12/11/02 AMERICAN EAGLE OUTFITTERS INC DE X X 12/10/02 AMERIGROUP CORP X X 12/11/02 AMERIKING INC DE X 12/04/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 12/16/02 ASA INTERNATIONAL LTD DE X 12/01/02 AVISTA CORP WA X X 12/09/02 BALLY TOTAL FITNESS HOLDING CORP DE X X 12/10/02 BANK OF AMERICA CORP /DE/ DE X X 12/11/02 BINDVIEW DEVELOPMENT CORP TX X X 12/09/02 BOSTON PROPERTIES INC DE X X 12/10/02 BOWNE & CO INC DE X X 09/30/02 AMEND BROADWING INC OH X 12/11/02 CABOT CORP DE X X 12/10/02 CENDANT CORP DE X X 12/11/02 CENTRAL GARDEN & PET COMPANY DE X X 12/10/02 CIMAREX ENERGY CO DE X 12/06/02 CIT GROUP INC DE X X 11/05/02 CLARITI TELECOMMUNICATIONS INTERNATIO DE X X 12/31/02 COMBINED PROFESSIONAL SERVICES INC NV X X X X 10/11/02 AMEND CORAM HEALTHCARE CORP DE X 12/09/02 CORGENIX MEDICAL CORP/CO NV X 12/11/02 COVINGHAM CAPITAL CORP DE X 12/31/02 CSFB MORTGAGE BACKED PASS THR CERTS S DE X 12/11/02 CWABS INC DE X X 12/10/02 CYGNUS INC /DE/ DE X X 12/11/02 DDI CORP CA X X 12/10/02 DELHAIZE AMERICA INC NC X X 12/10/02 DETWILER MITCHELL & CO DE X 12/06/02 DEVON ENERGY CORP/DE DE X 12/10/02 E LOAN INC DE X X 12/09/02 E LOAN INC DE X X 12/09/02 EACCELERATION CORP DE X X 12/04/02 ECLIC INC/NV NV X X 06/30/02 ELDER BEERMAN STORES CORP OH X 12/11/02 ENRON CORP/OR/ OR X X 12/11/02 ENTERPRISE PRODUCTS PARTNERS L P DE X X 12/10/02 EOG RESOURCES INC DE X X X 12/11/02 EON COMMUNICATIONS CORP DE X X 11/27/02 EOS INTERNATIONAL INC DE X X 12/11/02 EQUITY ONE INC MD X 12/31/01 ERIE INDEMNITY CO PA X X 12/11/02 FEDERAL AGRICULTURAL MORTGAGE CORP X 12/11/02 FIDELITY BANCORP INC PA X X 12/11/02 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 11/18/02 FORTUNE NATURAL RESOURCES CORP DE X X 10/11/02 GENERAL DATACOMM INDUSTRIES INC DE X X 09/30/02 GENTEK INC DE X X 12/10/02 GEORGIA GULF CORP /DE/ DE X X 12/10/02 GS MORTGAGE SECURITIES CORP DE X X 12/09/02 HARVEST NATURAL RESOURCES INC DE X X 12/10/02 HEALTH SYSTEMS SOLUTIONS INC ID X X 11/27/02 AMEND HEILIG MEYERS CO VA X 10/31/02 HERITAGE PROPANE PARTNERS L P DE X X 12/11/02 HEWLETT PACKARD CO DE X X 12/06/02 HORACE MANN EDUCATORS CORP /DE/ DE X X 12/10/02 HUB INTERNATIONAL LTD X 12/11/02 INTERMET CORP GA X X 12/11/02 INTRUST FINANCIAL CORP / KS X 12/11/02 ITSA LTD X 06/01/02 JACOBSON STORES INC MI X X 12/05/02 JAVO BEVERAGE CO INC DE X 12/10/02 KAISER GROUP HOLDINGS INC DE X X 12/11/02 KIMBERLY CLARK CORP DE X 12/11/02 KINDRED HEALTHCARE INC DE X X 12/11/02 KINETIC CONCEPTS INC /TX/ TX X 12/11/02 KOGER EQUITY INC FL X X 12/10/02 LEHMAN BROTHERS HOLDINGS INC DE X 12/11/02 LODGENET ENTERTAINMENT CORP DE X X 12/11/02 METALDYNE CORP DE X X 12/08/02 METAWAVE COMMUNICATIONS CORP DE X 12/10/02 METLIFE INC DE X 12/11/02 MICROSTRATEGY INC DE X 12/10/02 MIDWEST BANC HOLDINGS INC DE X X 12/05/02 MONARCH DENTAL CORP DE X X 12/10/02 MONEY STORE ASSET BACKED CERTIFICATES X X 11/15/02 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 11/15/02 MONEY STORE HOME IMPROVEMENT LOAN BAC X X 11/15/02 MONEY STORE RESIDENTIAL TRUST 1998-I NJ X X 11/15/02 MONEY STORE TRUST 1998 C X X 11/15/02 MORGAN STANLEY ABS CAP I INC MRT PSS DE X X 11/26/02 MOST HOME CORP NV X X 12/05/02 NAVISTAR INTERNATIONAL CORP DE X 12/10/02 NAVISTAR INTERNATIONAL CORP DE X 12/11/02 NAVISTAR INTERNATIONAL CORP DE X 12/11/02 NEXIQ TECHNOLOGIES INC NH X 11/14/02 NORTHROP GRUMMAN CORP /DE/ DE X X 12/11/02 NORTHWEST BIOTHERAPEUTICS INC DE X X 12/11/02 NOVASTAR MORTGAGE FUNDING CORP SERIES DE X X 11/25/02 NOVASTAR MORTGAGE FUNDING CORP TRUST DE X X 11/25/02 NOVASTAR MORTGAGE FUNDING TRUST SERIE DE X X 11/25/02 PAN PACIFIC RETAIL PROPERTIES INC MD X X 11/05/02 PANAMSAT CORP /NEW/ DE X X 12/10/02 PHONE1GLOBALWIDE INC DE X X 11/26/02 PNM RESOURCES NM X 12/11/02 PNM RESOURCES NM X 12/11/02 PRIME GROUP REALTY TRUST MD X 12/10/02 PROCTER & GAMBLE CO OH X 12/31/02 QUANTA SERVICES INC DE X X 12/06/02 RCM INTERESTS INC DE X X 11/22/02 RESEARCH INC /MN/ MN X X 11/27/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 11/25/02 RESIDENTIAL ASSET MORT PROD GMACM MOR X X 11/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 11/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 12/11/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 11/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 11/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 11/20/02 ROHN INDUSTRIES INC DE X 12/10/02 SCHLUMBERGER LTD /NV/ P8 X X X 12/10/02 SEARS ROEBUCK ACCEPTANCE CORP DE X X 12/06/02 SERVICE SYSTEMS INTERNATIONAL LTD NV X X 12/11/02 STANLEY FURNITURE CO INC/ DE X 12/11/02 STEWART & STEVENSON SERVICES INC TX X X 12/10/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 11/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 11/27/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X X 11/26/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 11/27/02 STUDENT ADVANTAGE INC DE X X 12/11/02 SUNTERRA CORP MD X 11/19/02 AMEND TECHTEAM GLOBAL INC DE X X 12/10/02 TEDA TRAVEL INC FL X 10/23/02 TMS MORTGAGE INC NJ X X 11/15/02 TMS MORTGAGE INC NJ X X 11/15/02 TRANSCONTINENTAL GAS PIPE LINE CORP DE X 11/15/02 ULTRAK INC DE X 12/11/02 UNION PLAZA HOTEL & CASINO INC NV X X 12/06/02 UNITED GUARDIAN INC DE X X 12/31/02 AMEND VIKING BROADCASTING CORP /NY UT X 03/11/02 AMEND VITALWORKS INC DE X X 12/11/02 AMEND WACHOVIA ASSET SECURITIZATION INC NC X X 11/25/02 WAMU MORTGAGE PASS THRU CERTIFICATES DE X 11/26/02 WAMU MORTGAGE PASS THRU CERTIFICATES DE X 11/26/02 WASHINGTON MUTUAL MORT SEC CORP WAMU DE X 11/25/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 12/05/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X X 12/09/02 WAYNE BANCORP INC /OH/ OH X X 12/09/02 WESTMORELAND COAL CO DE X X 12/11/02