SEC NEWS DIGEST Issue 2002-214 November 5, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS ADDITIONAL CLOSED MEETING - TUESDAY, NOVEMBER 5, 2002 - 4:00 P.M. The subject matter of the closed meeting to be held on Tuesday, Nov. 5, will be an investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS SEC FILES EMERGENCY ACTION AGAINST ONGOING AFFINITY FRAUD The Commission announced today that it filed an emergency civil action in the U.S. District Court in Philadelphia alleging an ongoing nationwide affinity fraud primarily targeting African-American churches. Judge John P. Fullam granted the Commission's request for emergency relief, including a temporary restraining order and asset freezes against the defendants and relief defendants, and scheduled a Nov. 18 hearing on the Commission's motion for a preliminary injunction. The SEC complaint named Abraham L. Kennard, of Wildwood, Ga., and two companies controlled by Kennard, Network International Investment Corporation (NIIC) and Church Kingdom Investments Ltd., as defendants. The complaint also named attorney R. Scott Cunningham, of Dalton, Ga.; his law firm R. Scott Cunningham P.C.; Carl Grigsby, NIIC's Director of Security Services, and Grigsby & Grigsby LLC, as relief defendants. "This fraud was designed to exploit the religious faith and ethnic pride of African Americans throughout the country," said Merri Jo Gillette, district trial counsel in the SEC's Philadelphia District Office. "Abraham Kennard played upon the trust of his victims in order to induce them to participate in his so-called investment program. He took their money, promising huge financial returns to the churches when, in fact, he knew that he would be unable to pay as promised." The Commission's complaint alleges that, from at least January 2001 through the present, NIIC and Kennard have engaged in a deliberate scheme to defraud investors by making false and misleading statements in connection with the unregistered offer and sale of investment contracts related to NIIC's so-called "Church Funding Project." The complaint also alleges that NIIC and Kennard fraudulently raised at least $3 million from more than 1,000 churches nationwide, and that Kennard used Church Kingdom as a vehicle to conduct his fraudulent activities. The complaint further alleges that, through various promotional means-including NIIC's Web site, Kennard's presentations at group meetings and religious conferences, telephone solicitations, mailings and a commissioned sales force-Kennard solicits churches to become members of NIIC by falsely promising huge financial returns. According to the complaint, for each investment of $3,000, Kennard promises to pay a return of $500,000. The complaint alleges that Kennard tells investors that NIIC will fund the promised returns from a pool of money that NIIC receives for this purpose from four sources: profit-making corporations; federal government grants; other Christian institutions; and profits from a series of world-wide Christian-based resorts to be built and run by NIIC's sister corporation, Church Kingdom. However, the complaint alleges that NIIC does not have any commitments from profit-making corporations or other institutions to fund this project, and Church Kingdom has built no resorts. As a result of this offering, NIIC has outstanding commitments to investors of at least $500 million. The complaint also alleges that Kennard deposited investor funds into the escrow account of R. Scott Cunningham. According to Cunningham, the escrow account contained as much as $2 million of investor funds earlier this year but only $160,000 of those funds remain in the account. In addition, some funds raised by Kennard were wired directly from an investor to Grigsby & Grigsby LLC. The complaint charges the defendants with violations of antifraud provisions and registration requirements of the federal securities laws and seeks the return of the defendants ill-gotten gains for distribution among defrauded investors. Investors or others with inquiries concerning this matter should call (215) 597-0655. For more information about affinity fraud, read the Commission's online brochure, Affinity Fraud: How To Avoid Investment Scams That Target Groups, www.sec.gov/investor/pubs/affinity.htm. [SEC v. Network International Investment Corporation, et al., Civil Action No. 02-8294, E.D. Pa.] (LR-17827) HOLDING COMPANY ACT RELEASES FIRSTENERGY CORP., ET AL. A notice has been issued giving interested persons until November 26, 2002 to request a hearing on a proposal by FirstEnergy Corp., a registered public-utility holding company, and GPU Diversified Holdings LLC, its wholly owned direct nonutility subsidiary, to acquire indirectly and directly, respectively, securities of Ballard Power Systems Inc., a nonassociated nonutility company. (Rel. 35-27591) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2002-156), relating to the Primex Auction System, has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Nov. 4. (Rel. 34-46756) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-BSE-2002-14) filed by the Boston Stock Exchange relating to trade through liability for certain exchange traded funds. (Rel. 34-46759) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CHX-2002-31) filed by the Chicago Stock Exchange relating to trade through liability for certain exchange traded funds. (Rel. 34-46760) The Commission approved a proposed rule change (SR-Phlx-2002-49) filed by the Philadelphia Stock Exchange relating to trade through liability for certain exchange traded funds. (Rel. 34-46761) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ARRAY BIOPHARMA INC, 1885 33RD ST, BOULDER, CO, 80301, 3033816600 - 0 ($25,389,000.00) Equity, (File 333-100955 - Nov. 4) (BR. 01) S-4 WAUMANDEE BANCSHARES LTD, P.O. BOX 959, COUNTRY ROAD U, WAUMANDEE, WI, 54622-0959, 6086263131 - 10,800 ($5,551,200.00) Other, (File 333-100956 - Nov. 4) (BR. 07) F-6 NASPERS LTD, NASPERS CENTRE PO BOX 2271, CAPETOWN 8000, SOUTH AFRICA, T3, 00000, 270214062121 - 20,000,000 ($1,000,000.00) ADRs/ADSs, (File 333-100970 - Nov. 4) (BR. ) S-8 PETRO CANADA, 150 6TH AVE S W, CALGARY ALBERTA CANA, A0, T2P 3Y7, 4032968000 - 0 ($2,000,000.00) Equity, (File 333-100973 - Nov. 4) (BR. 04) S-8 TANNING TECHNOLOGY CORP, 4600 SOUTH ULSTER STREET, SUITE 380, DENVER, CO, 80237, 3032209944 - 0 ($58,761,587.00) Equity, (File 333-100974 - Nov. 4) (BR. 03) S-3 STAR GAS PARTNERS LP, 2187 ATLANTIC ST, STAMFORD, CT, 06902, 2033287300 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-100976 - Nov. 4) (BR. 02) S-8 MATRIA HEALTHCARE INC, 1850 PARKWAY PL, 12TH FL, MARIETTA, GA, 30067, 7704234500 - 375,000 ($3,288,750.00) Equity, (File 333-100977 - Nov. 4) (BR. 01) S-8 INTEGRATED DEVICE TECHNOLOGY INC, 2975 STENDER WAY, SANTA CLARA, CA, 95054, 4087276116 - 0 ($33,444,000.00) Equity, (File 333-100978 - Nov. 4) (BR. 36) SB-2 LAPIS TECHNOLOGIES INC, 733,000 ($109,950.00) Equity, (File 333-100979 - Nov. 4) (BR. ) S-3 PATRIOT NATIONAL BANCORP INC, 900 BEDFORD ST, STAMFORD, CT, 06901, 2033247500 - 193,000 ($1,650,150.00) Equity, (File 333-100981 - Nov. 4) (BR. 07) S-8 LAW ENFORCEMENT ASSOCIATES CORP, 100 HUNTER PLACE, YOUNGSVILLE, NC, 27596, 919 554 4045 - 1,150,000 ($586,500.00) Equity, (File 333-100982 - Nov. 4) (BR. 37) S-3 LEVEL 8 SYSTEMS INC, 8000 REGENCY PARKWAY, CARY, NC, 27511, 2122441234 - 0 ($2,692,570.00) Equity, (File 333-100983 - Nov. 4) (BR. 03) N-2 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III, 1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105, 2127393502 - 10 ($250,000.00) Equity, (File 333-100990 - Nov. 4) (BR. 22) N-2 PIMCO MUNICIPAL INCOME FUND III, 1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105, 2127393502 - 10 ($250,000.00) Equity, (File 333-100991 - Nov. 4) (BR. 22) N-2 PIMCO NEW YORK MUNICIPAL INCOME FUND III, 1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105, 2127393502 - 10 ($250,000.00) Equity, (File 333-100992 - Nov. 4) (BR. 22) S-3 ODETICS INC, 1515 S MANCHESTER AVE, ANAHEIM, CA, 92802, 7147745000 - 0 ($138,656.00) Equity, (File 333-100994 - Nov. 4) (BR. 37) S-8 ICO INC, 5333 WESTHEIMER ROAD, SUITE 600, HOUSTON, TX, 77056, 7133514100 - 225,000 ($299,250.00) Equity, (File 333-100995 - Nov. 4) (BR. 04) S-4 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 4,533,333 ($30,561,897.00) Equity, (File 333-100996 - Nov. 4) (BR. 07) S-8 BROADENGATE SYSTEMS INC, FLAT A, UNITED PLAZA, 5022 BINHE MAIN ST, FUTIAN DISTRICT SHENZHEN, PEOPLES REP OF CHINA, F5, 00000, 011867552551130 - 0 ($300,000.00) Equity, (File 333-101000 - Nov. 4) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------------- ADVANTAGE MARKETING SYSTEMS INC/OK OK X X 11/01/02 AES CORPORATION DE X 11/04/02 AIR PRODUCTS & CHEMICALS INC /DE/ DE X 11/01/02 ALLIANCE BANCORP OF NEW ENGLAND INC DE X X 11/04/02 AMERICAN SPORTS HISTORY INC NV X 10/28/02 ANZA CAPITAL INC NV X 10/07/02 AON CORP DE X X 11/04/02 ARMSTRONG WORLD INDUSTRIES INC PA X X 11/04/02 ASSET BACKED CERTIFICATES SERIES 2002 DE X 10/25/02 ASSET BACKED CERTIFICATES SERIES 2002 DE X 10/25/02 AT&T CORP NY X X 11/04/02 ATWOOD OCEANICS INC TX X X 11/04/02 AVIDYN INC DE X X X 11/02/02 AVOCA INC LA X 11/04/02 BA MORTGAGE SECURITIES INC MORT PS TH DE X 10/25/02 BA MORTGAGE SECURITIES INC PASS THR C DE X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BAMS MORTGAGE PASS THROUGH CERTIFICAT NC X 10/25/02 BANK OF AMERICA 1999-10 NC X 10/25/02 BANK OF AMERICA 1999-11 NC X 10/25/02 BANK OF AMERICA 1999-11 NC X 10/25/02 BANK OF AMERICA 1999-3 NC X 10/25/02 BANK OF AMERICA 1999-4 DE X 10/25/02 BANK OF AMERICA 1999-5 NC X 10/25/02 BANK OF AMERICA MOR SEC INC MOR PASS DE X 10/25/02 BANK OF AMERICA MOR SEC INC MOR PASS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS DE X 10/25/02 BANK OF AMERICA MORT SEC INC MORT PAS NC X 10/25/02 BANK OF AMERICA MORT SECS MORT PASS T DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 10/25/02 BANK OF AMERICA MORTGAGE SEC MORT PAS NC X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X 10/25/02 BIOVEST INTERNATIONAL INC MN X 11/01/02 BOSTONFED BANCORP INC DE X X 11/01/02 BRUNSWICK BANCORP NJ X 10/21/02 CAPITAL AUTO RECEIVABLES INC DE X X 11/04/02 CHASE FUNDING INC NY X X 11/04/02 CHL MORTGAGE PASS THROUGH TRUST SERIE DE X 10/25/02 CHL MORTGAGE PASS-THROUGH TRUST 2002- DE X 10/25/02 CHL MORTGAGE PSS THROUGH TRUST 2002-1 DE X 10/25/02 CHUBB CORP NJ X X 11/03/02 CITIBANK SOUTH DAKOTA N A DE X 11/04/02 CMS ENERGY CORP MI X X 11/04/02 CNA SURETY CORP DE X X 11/04/02 CNET NETWORKS INC DE X X 11/04/02 COACTIVE MARKETING GROUP INC DE X X 10/31/02 COAST BANCORP/CA X X 10/30/02 COGENTRIX ENERGY INC NC X 10/28/02 COGNIGEN NETWORKS INC CO X 10/15/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X X 10/18/02 COMMUNITY WEST BANCSHARES / CA X X X 10/31/02 COMPUTER MOTION INC DE X X 11/04/02 CONTINENTAL AIRLINES INC /DE/ DE X X 11/01/02 COUNTRYWIDE HOME LOANS MORT PASS THR DE X 10/25/02 COVEST BANCSHARES INC DE X X 11/01/02 CREDIT SUISSE FIRST BOSTON MOR AC COR DE X X 09/25/02 CWABS INC ASSET BACKED CERTIFICATES DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATES S DE X 10/25/02 CWABS INC ASSET BACKED CERTIFICATESS DE X 10/25/02 CWABS INC ASSET-BACKED CERTIFICATES S DE X 10/25/02 CWMBS CHL MORT PASS THRU CERTIFICATES DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH DE X 10/25/02 CWMBS INC ALTERNATIVE LOAN TRUST 2002 DE X 10/25/02 CWMBS INC ALTERNATIVE LOAN TRUST 2002 DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THR TRUST DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS THRU TRUS DE X 10/25/02 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE X 10/25/02 CWMBS INC MORT PASS THROUGH CERT SERI DE X 10/25/02 CWMBS INC MORT PASS THROUGH CERTIFICA DE X 10/25/02 CWMBS INC MORTGAGE PASS THR CERT SER DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 CWMBS INC MORTGAGE PASS THROUGH CERTI DE X 10/25/02 DEL GLOBAL TECHNOLOGIES CORP NY X X 10/30/02 DIGITAL ANGEL CORP DE X 10/30/02 AMEND EDGAR FILINGNET INC NV X 10/21/02 EMPS CORP NV X X 10/28/02 ENTERGY ARKANSAS INC AR X X 11/04/02 EQCC RECEIVABLES CORP DE X 10/25/02 EQCC RECEIVABLES CORP DE X 10/25/02 EQCC TRUST 2002-1 NY X 10/25/02 EQUIFAX INC GA X X 11/01/02 EXELON CORP PA X X 10/30/02 EXPRESSJET HOLDINGS INC DE X X 11/01/02 FANSTEEL INC DE X 09/30/02 FARMERS CAPITAL BANK CORP KY X 10/28/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T TX X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS THROUGH T NY X 10/25/02 FIRST HORIZON MORTGAGE PASS-THROUGH T DE X 10/25/02 FIRST NATIONAL FUNDING LLC NE X X 10/24/02 FIRST SECURITY GROUP INC/TN TN X X 11/04/02 GENAERA CORP DE X X 11/01/02 GENERAL MOTORS ACCEPTANCE CORP DE X 11/03/02 GENERAL MOTORS CORP DE X 11/04/02 GOODYS FAMILY CLOTHING INC /TN TN X X 11/01/02 GREENWICH CAPITAL ACCEPTANCE INC DE X X 11/04/02 GS MORTGAGE SECURITIES CORP DE X X 11/01/02 HA LO INDUSTRIES INC IL X X 11/04/02 HERITAGE PROPERTY INVESTMENT TRUST IN MD X X X 11/04/02 HORACE MANN EDUCATORS CORP /DE/ DE X X 11/04/02 HORACE MANN EDUCATORS CORP /DE/ DE X X 11/04/02 HOUSEHOLD AUTOMOBILE REVOLVING TRUST NV X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-1 DE X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST 2001-3 X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 10/15/02 HOUSEHOLD AUTOMOTIVE TRUST SERIES 200 DE X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 10/17/02 HOUSEHOLD AUTOMOTIVE TRUST VI SERIES NV X 10/17/02 HOUSEHOLD HOME EQUITY LOAN TRUST 2002 X 10/21/02 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 10/15/02 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 10/21/02 HOUSEHOLD REVOLVING HOME EQUITY LOAN DE X 10/21/02 HSBC USA INC /MD/ MD X 11/04/02 I INCUBATOR COM INC FL X 10/11/02 AMEND I3 MOBILE INC DE X X 10/31/02 IDIAL NETWORKS INC NV X 11/01/02 II-VI INC PA X X 12/31/02 INDYMAC MBS INC X X 10/30/02 INDYMAC MBS INC RES AS SEC TR 2002-A3 X 09/25/02 INDYMAC MBS INC RES AS SEC TR 2002-A3 X 05/28/02 AMEND INDYMAC MBS INC RES AS SEC TR 2002-A3 X 06/25/02 AMEND INDYMAC MBS INC RES AS SEC TR 2002-A3 X 07/25/02 AMEND INDYMAC MBS INC RES AS SEC TR 2002-A3 X 08/26/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 09/25/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 04/25/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 05/28/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 07/25/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 09/25/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 05/28/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 06/25/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 07/25/02 AMEND INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 AMEND INDYMAC MBS RESIDENTIAL ASSET SECURIT X 09/25/02 INDYMAC MBS RESIDENTIAL ASSET SECURIT X 07/25/02 AMEND INDYMAC MBS RESIDENTIAL ASSET SECURIT X 08/26/02 AMEND INFONOW CORP / DE X 10/24/02 AMEND INFRACOR INC VA X X 10/28/02 INSTINET GROUP INC DE X X 11/01/02 INTERLIANT INC DE X X 10/30/02 INTERNATIONAL ABSORBENTS INC X X 10/02/18 INTERNATIONAL BUSINESS MACHINES CORP NY X X 11/04/02 INTERNET SECURITY SYSTEMS INC/GA DE X X 10/30/02 INTERSTATE HOTELS & RESORTS INC DE X X 11/04/02 JDS UNIPHASE CORP /CA/ DE X 12/30/02 JOHNSON CONTROLS INC WI X X 10/31/02 KOS PHARMACEUTICALS INC FL X X 10/23/02 LAM PHARMACEUTICAL CORP DE X 11/01/02 LEGENDS ENTERPRISES INC OR X X 09/16/02 AMEND LIFESTYLE INNOVATIONS INC ID X 10/31/02 MAGNA ENTERTAINMENT CORP DE X X 10/31/02 MAIL WELL INC CO X 11/04/02 MB FINANCIAL INC /MD MD X 11/04/02 MCLAREN PERFORMANCE TECHNOLOGIES INC DE X 10/29/02 MEREDITH CORP IA X 11/01/02 MICROSEMI CORP DE X X 08/20/02 MIDWEST BANC HOLDINGS INC DE X X 11/01/02 MILLS CORP DE X X 09/30/02 MONMOUTH COMMUNITY BANCORP NJ X 11/04/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/01/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 10/25/02 NAVISTAR FINANCIAL RETAIL RECEIVABLES DE X X 11/01/02 NCO GROUP INC PA X 08/19/02 AMEND NETRATINGS INC DE X X 11/04/02 NEW ENGLAND BANCSHARES INC X X 10/31/02 NEW YORK COMMUNITY BANCORP INC DE X X 11/04/02 NEXELL THERAPEUTICS INC DE X X 11/01/02 NISOURCE INC/DE DE X 11/03/02 NISOURCE INC/DE DE X 11/03/02 AMEND NOVELL INC DE X 11/04/02 PANAMERICAN BEVERAGES INC R1 X X 11/04/02 PARTNERRE LTD X X 11/04/02 PARTNERRE LTD X X 11/04/02 PETROQUEST ENERGY INC DE X X 11/04/02 PHARSIGHT CORP CA X X 11/04/02 POPULAR INC PR 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