SEC NEWS DIGEST Issue 2002-184 September 23, 2002 ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDING IN THE MATTER OF JOSEPH ORLANDO AND VICTOR SAMAHA An Administrative Law Judge has issued an order entering default in an Administrative Proceeding in the matter of Joseph Orlando and Victor Samaha. The Order Instituting alleged the Respondents had been criminally convicted of securities fraud and conspiracy to commit securities fraud. The order finds the allegations in the Order Instituting Proceedings to be true and directs that Joseph Orlando and Victor Samaha be barred from association with any broker or dealer. (Rel. 34-46516; File No. 3-10865) DONALD LUKENS BARRED FROM ASSOCIATION WITH A BROKER DEALER OR WITH AN INVESTMENT ADVISER On September 20, the Commission instituted and simultaneously settled administrative proceedings against Donald D. Lukens, an unregistered securities broker and investment adviser formerly based in Oxnard, California. Lukens, without admitting or denying the Commission's findings, consented to an Order that bars him from association with a broker dealer or with an investment adviser, pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, respectively. This administrative action follows a permanent injunction entered against Lukens on September 11, 2002, by the United States District Court for the Central District of California. (Rel. 34-46526; IA-2060; File No. 3-10894) RELIEF DEFENDANT IN COMMISSION CASE ORDERED TO PAY PROCEEDS FROM HOUSE SALE INTO REGISTRY OF COURT The Commission announced that on September 4 a Rhode Island federal judge issued an order requiring Rosemary Grogan-Lemcke (Grogan-Lemcke) to pay into the registry of court the proceeds from the sale of a house she owned with her husband, Alfred M. Lemcke (Lemcke). Lemcke is a defendant in a civil fraud case the Commission filed in November 2001 alleging that Lemcke, an unregistered investment adviser, defrauded his clients of approximately $1 million. The court entered a temporary restraining order and asset freeze against Lemcke on November 16, 2001, and subsequently entered a preliminary injunction against Lemcke and continued the asset freeze on December 6. On April 15, 2002, the Court entered an order modifying the asset freeze to allow the sale of the Lemcke home, which was jointly owned by Lemcke and Grogan-Lemcke, on the condition that the proceeds from the sale be deposited with the registry of court. According to a motion filed by the Commission on August 20, 2002, although the house was sold on June 14, 2002, Grogan-Lemcke has refused to comply with the court's order and the sale proceeds - totalling $245,560 - are being held by her attorney. The Commission named Grogan-Lemcke as a relief defendant in the civil action and also sought a ruling from the court holding Grogan-Lemcke in contempt unless she deposits the proceeds with the court. The court's September 4 order requires Grogan-Lemcke to deposit the proceeds from the sale with the registry of court. According to the order, if Grogan-Lemcke fails to comply with this requirement, the court will issue a show cause order to hold her in contempt. The Commission's action against Lemcke is still pending. For further information, see Litigation Releases 17237 (November 16, 2001) and 17515 (May 14, 2002). [SEC v. Alfred M. Lemcke, et al., Civil Action No. 01-547, RRL, D. R.I.] (LR-17738) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2002-03), which became effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act, that amends the fee schedule in connection with remote competing specialists. Publication of the proposal is expected in the Federal Register during the week of September 23. (Rel. 34-46513) PROPOSED RULE CHANGE The Pacific Exchange filed a proposed rule change (SR-PCX-2002-53) relating to new order types called "Midpoint Cross Order" and "Midpoint Directed Fill" and to a new interpretation under PCXE Rule 7.6(a). Publication of the proposal is expected in the Federal Register during the week of September 23. (Rel. 34-46515) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until October 11, 2002, to comment on the application of Environmental Safeguards, Inc. to withdraw its Common Stock, par value $.001, from listing and registration, on the American Stock Exchange. (Rel. 34-46522) A notice has been issued giving interested persons until October 11, 2002, to comment on the application of KBK Capital Corporation to withdraw its Common Stock, par value $.01, from listing and registration, on the Pacific Exchange. (Rel. 34-46523) A notice has been issued giving interested persons until October 11, 2002, to comment on the application of KBK Capital Corporation to withdraw its Common Stock, par value $.01, from listing and registration, on the American Stock Exchange. (Rel. 34-46524) A notice has been issued giving interested persons until October 11, 2002, to comment on the application of KBK Capital Trust I to withdraw its 9.50% Trust Preferred Securities from listing and registration on the American Stock Exchange. (Rel. 34-46525) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 DETROIT EDISON CO, 2000 SECOND AVE - 2112 WCB, DETROIT, MI, 48226, 3132358000 - 0 ($750,000,000.00) Non-Convertible Debt, (File 333-100000 - Sep. 20) (BR. 02) S-8 HORIZON MEDICAL PRODUCTS INC, ONE HORIZON WAY, PO BOX 627, MANCHESTER, GA, 31816, 7068463126 - 0 ($5,880,000.00) Equity, (File 333-99863 - Sep. 20) (BR. 01) S-8 SIERRA HEALTH SERVICES INC, 7022427000 - 1,300,000 ($23,712,000.00) Equity, (File 333-99865 - Sep. 20) (BR. 01) SB-2 GOLF TWO INC, 1537 W ORANGEWOOD AVE, ORANGE, CA, 92868, 7146331400 - 2,418,336 ($241,833.00) Equity, (File 333-99867 - Sep. 20) (BR. ) S-3 HILB ROGAL & HAMILTON CO /VA/, THE HILB, ROGAL AND HAMILTON BUILDING, 4951 LAKE BROOK DRIVE, SUITE 500, GLEN ALLEN, VA, 23060, 8047476500 - 1,957,300 ($87,168,356.00) Equity, (File 333-99869 - Sep. 20) (BR. 01) S-3 PHOENIX COMPANIES INC/DE, ONE AMERICAN ROW, PO BOX 5056, HARTFORD, CT, 061025056, 8604035000 - 0 ($143,750,000.00) Other, (File 333-99871 - Sep. 20) (BR. 01) S-3 HILB ROGAL & HAMILTON CO /VA/, THE HILB, ROGAL AND HAMILTON BUILDING, 4951 LAKE BROOK DRIVE, SUITE 500, GLEN ALLEN, VA, 23060, 8047476500 - 0 ($143,750,000.00) Equity, (File 333-99873 - Sep. 20) (BR. 01) S-8 XYNERGY CORP, 269 SO. BEVERLY DRIVE SUITE 938, BEVERLY HILLS, CA, 90212, 310-274-0086 - 6,000,000 ($7,980.00) Equity, (File 333-99875 - Sep. 20) (BR. 02) S-8 GRANITE CITY FOOD & BREWERY LTD, 5831 CEDAR LAKE ROAD, ST LOUIS PARK, MN, 55416, 6125252070 - 0 ($1,071,000.00) Equity, (File 333-99877 - Sep. 20) (BR. 05) S-3 PREFERRED VOICE INC, 6500 GREENVILLE AVENUE, STE 570, DALLAS, TX, 75206, 2142659580 - 0 ($2,309,572.00) Equity, (File 333-99879 - Sep. 20) (BR. 37) S-8 TRIANGLE PHARMACEUTICALS INC, 4611 UNIVERSITY DRIVE, DURHAM, NC, 27707, 9194935980 - 0 ($10,560,000.00) Equity, (File 333-99885 - Sep. 20) (BR. 01) SB-2 DATAMEG CORP, 1653 HAIGHT AVENUE, BRONX, NY, 10461-1503, 2126825844 - 41,372,727 ($1,291,181.81) Equity, (File 333-99887 - Sep. 20) (BR. 05) S-8 WOODLAND HATCHERY INC, 1491 E 450 S, SPRINGVILLE, UT, 84663, 8013677197 - 75,000 ($18,750.00) Equity, (File 333-99889 - Sep. 20) (BR. 09) S-8 BARRY R G CORP /OH/, 13405 YARMOUTH RD NW, PICKERINGTON, OH, 43147, 6148646400 - 0 ($1,133,216.65) Equity, (File 333-99891 - Sep. 20) (BR. 02) S-8 INTUITIVE SURGICAL INC, 1340 W MIDDLEFIELD ROAD, MOUNTAIN VIEW, CA, 94043, 6502377000 - 2,278,239 ($18,066,435.27) Equity, (File 333-99893 - Sep. 20) (BR. 36) S-8 DSP GROUP INC /DE/, 3120 SCOTT BLVD, SANTA CLARA, CA, 95054, 4089864300 - 200,000 ($3,258,000.00) Equity, (File 333-99897 - Sep. 20) (BR. 37) S-8 DEB SHOPS INC, 9401 BLUE GRASS RD, PHILADELPHIA, PA, 19144, 2156766000 - 2,000,000 ($54,620,000.00) Equity, (File 333-99899 - Sep. 20) (BR. 02) S-8 AMERICAN FIRE RETARDANT CORP, 9337 BOND AVENUE, 806-479-0449, EL CAJON, CA, 92012, 619-390-68 - 7,000,000 ($350,000.00) Equity, (File 333-99903 - Sep. 20) (BR. 02) S-8 ASTA FUNDING INC, 210 SYLVAN AVE, ENGLEWOOD CLIFFS, NJ, 07632, 2015675648 - 500,000 ($4,922,500.00) Equity, (File 333-99911 - Sep. 20) (BR. 07) S-8 CRYOCON INC, 2250 NORTH 1500 WEST, OGDEN, UT, 84404, 8013952796 - 500,000 ($75,000.00) Equity, (File 333-99921 - Sep. 20) (BR. 06) S-4 ZIFF DAVIS HOLDINGS INC, 28 EAST 28TH ST, NEW YORK, NY, 10016, 0 ($118,860,000.00) Other, (File 333-99939 - Sep. 20) (BR. ) S-3 ERIE INDEMNITY CO, 100 ERIE INSURANCE PL, ERIE, PA, 16530, 8148702000 - 0 ($198,237,000.00) Equity, (File 333-99943 - Sep. 20) (BR. 01) S-8 ACRES GAMING INC, 7115 AMIGO STREET SUITE 150, LAS VEGAS, NV, 89119, 7022637588 - 1,435,000 ($8,466,500.00) Equity, (File 333-99945 - Sep. 20) (BR. 03) S-8 GEN PROBE INC, 10210 GENETIC CENTER DR., SAN DIEGO, CA, 92121, 8584108000 - 2,413,973 ($63,605,787.00) Equity, (File 333-99947 - Sep. 20) (BR. 01) S-3 SOVRAN SELF STORAGE INC, 5166 MAIN ST, WILLIAMSVILLE, NY, 14221, 7166331850 - 0 ($530,833.00) Equity, (File 333-99949 - Sep. 20) (BR. 08) S-3 LANDAMERICA FINANCIAL GROUP INC, 101 GATEWAY CTR PKWAY, GATEWAY ONE, RICHMOND, VA, 23235, 8042678000 - 250,000 ($8,635,000.00) Equity, (File 333-99951 - Sep. 20) (BR. 01) S-2 ODYSSEY MARINE EXPLORATION INC, PO BOX 320057, TAMPA, FL, 33679, 8132820855 - 3,650,000 ($4,307,000.00) Equity, (File 333-99953 - Sep. 20) (BR. 08) S-3 DTE ENERGY CO, 2000 2ND AVENUE, ROOM 2412, DETRIOT, MI, 48226-1279, 3132354000 - 1,250,000,000 ($1,250,000,000.00) Other, (File 333-99955 - Sep. 20) (BR. 02) S-8 CYBERTEL COMMUNICATIONS CORP, 4275 EXECUTIVE SQUARE, SUITE 510, LA JOLLA, CA, 92037, 8006455557 - 15,000,000 ($450,000.00) Equity, (File 333-99957 - Sep. 20) (BR. 37) S-8 TOREADOR RESOURCES CORP, 4809 COLE AVENUE SUITE 108, DALLAS, TX, 75205, 2145593933 - 0 ($3,410,880.00) Equity, (File 333-99959 - Sep. 20) (BR. 04) S-8 ABSS CORP, 24 LAKESIDE AVENUE, POMPTON LAKES, NJ, 07442, 9738397200 - 836,364 ($602,182.07) Other, (File 333-99961 - Sep. 20) (BR. 02) S-8 ICAD INC, 6405 CONGRESS AVENUE, BOCA RATON, FL, 33487, 561-994-0881 - 3,390,000 ($7,054,590.00) Equity, (File 333-99973 - Sep. 20) (BR. 03) S-8 CYMER INC, 16750 VIA DEL CAMPO COURT, SAN DIEGO, CA, 92127, 6194517300 - 0 ($53,175,000.00) Equity, (File 333-99975 - Sep. 20) (BR. 36) S-3 UNIT CORP, 1000 KENSINGTON TOWER, 7130 SO LEWIS STE 1000, TULSA, OK, 74136, 9184937700 - 7,220,000 ($126,133,400.00) Equity, (File 333-99979 - Sep. 20) (BR. 04) S-4 PREMCOR REFINING GROUP INC, 8182 MARYLAND AVE, C/O MILTON BURMASTER, ST LOUIS, MO, 63105-3721, 3148549696 - 0 ($250,665,000.00) Non-Convertible Debt, (File 333-99981 - Sep. 20) (BR. 04) S-8 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV, 89106, 7023823385 - 0 ($340,000.00) Equity, (File 333-99983 - Sep. 20) (BR. 09) N-2 NEUBERGER BERMAN REAL ESTATE INCOME FUND INC, 605 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY, 10158, 4,600,000 ($69,000,000.00) Equity, (File 333-99985 - Sep. 20) (BR. 16) S-8 STATE STREET CORP, 225 FRANKLIN ST, BOSTON, MA, 02110, 6177863000 - 15,000,000 ($601,950,000.00) Equity, (File 333-99989 - Sep. 20) (BR. 07) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A I RECEIVABLES TRANSFER CORP X 09/16/02 ABN AMRO MORTGAGE CORP DE X X 09/20/02 ADVANCEPCS DE X X 09/17/02 ADVANTA BUSINESS RECIEVABLES CORP X 09/20/02 ALBANY MOLECULAR RESEARCH INC DE X X 09/18/02 ALLETE INC MN X X 09/19/02 ALLIED PRODUCTS CORP /DE/ DE X X 08/01/02 ALLIED WASTE INDUSTRIES INC DE X 09/20/02 AMERICAN BIOGENETIC SCIENCES INC DE X X X 09/17/02 AMERIQUEST MORT SEC INC ASSET BCKD PS DE X 09/10/02 AMEND ANADARKO PETROLEUM CORP DE X X 09/20/02 ANADARKO PETROLEUM CORP DE X X 09/20/02 AMEND ANZ CAPEL COURT LTD C3 X 09/20/02 APPIANT TECHNOLOGIES INC DE X 09/19/02 ARISTOTLE CORP DE X 09/20/02 ASSET BACKED FUNDING CORP ASSET BK FU DE X X 08/26/02 ASSOCIATES CREDIT CARD MASTER NOTE TR X 08/31/02 AT&T UNIVERSAL CARD MASTER TRUST DE X 08/31/02 AVICI SYSTEMS INC DE X X 09/20/02 BCOM3 GROUP INC DE X 09/20/02 BCSB BANKCORP INC X X 07/24/02 AMEND BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 09/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 09/01/02 BETHLEHEM STEEL CORP /DE/ DE X 09/20/02 BIO TECHNOLOGY GENERAL CORP DE X X X 09/20/02 BOUNDLESS VISION INC NV X 09/03/02 AMEND BROADWING INC OH X 09/20/02 CALPINE CORP DE X X 09/19/20 CAPITOL FEDERAL FINANCIAL X X 09/16/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 09/20/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 09/20/02 CARNIVAL CORP DE X X 08/31/02 CATALYST INTERNATIONAL INC DE X X 09/17/02 CDC COMMERCIAL MORTGAGE TRUST 2002-FX X 09/01/02 CENTEX CORP NV X X 09/17/02 CENTRAL EUROPEAN MEDIA ENTERPRISES LT X 09/20/02 CERTEGY INC GA X X 09/20/02 CHAMPION ENTERPRISES INC MI X X 08/09/02 CHASE FUNDING INC NY X X 09/20/02 CHESAPEAKE ENERGY CORP OK X X 09/20/02 CITIBANK SOUTH DAKOTA N A DE X 08/27/02 CITIBANK SOUTH DAKOTA N A DE X 08/27/02 COMDIAL CORP DE X 09/09/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 09/01/02 COMPREHENSIVE CARE CORP DE X X 09/18/02 COOPER INDUSTRIES LTD X X 09/20/02 COX COMMUNICATIONS INC /DE/ DE X X X 07/10/02 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 09/01/02 CREDIT SUISSE FIRST BOSTON USA INC DE X 09/19/02 CREDITRISKMONITOR COM INC NV X 09/13/02 CYGNUS INC /DE/ DE X X 09/17/02 DENDRITE INTERNATIONAL INC NJ X X 08/19/02 DETROIT EDISON CO MI X 09/17/02 DTE ENERGY CO MI X 09/17/02 ELEVON INC DE X 09/06/02 ENDOCARDIAL SOLUTIONS INC DE X 09/19/02 ERESOURCE CAPITAL GROUP INC DE X 09/20/02 EXELON CORP PA X 09/19/02 FGI GROUP INC DE X X 09/09/02 FIRST NATIONAL LINCOLN CORP /ME/ ME X 09/19/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 09/01/02 FIRST UNION NATIONAL BANK COM MORT PA NC X 09/01/02 FIRSTFED FINANCIAL CORP DE X 08/31/02 FLEXXTECH CORP NV X X 09/20/02 FMC CORP DE X X 09/20/02 FORD MOTOR CO DE X X 09/20/02 FORD MOTOR CREDIT CO DE X X 09/20/02 FULTON FINANCIAL CORP PA X X 09/20/02 GE CAPITAL COMMERCIAL MORT CORP MORT DE X 09/01/02 GENERAL DATACOMM INDUSTRIES INC DE X X 07/31/02 GENEVA STEEL HOLDINGS CORP X X 09/13/02 GMAC COMMERCIAL MORTGAGE SECURITIES I DE X 09/01/02 GOODYEAR TIRE & RUBBER CO /OH/ OH X 09/19/02 GRAND CENTRAL FINANCIAL CORP DE X X 09/20/02 GRANITE CITY FOOD & BREWERY LTD MN X X 09/12/02 GS MORTGAGE SECURITIES CORP DE X X 09/19/02 GS MORTGAGE SECURITIES CORP DE X X 09/17/02 GSE SYSTEMS INC DE X 09/20/02 HA LO INDUSTRIES INC IL X X X 09/20/02 HCC INDUSTRIES INC /DE/ DE X 09/18/02 HELMERICH & PAYNE INC DE X 09/20/02 HIENERGY TECHNOLOGIES INC WA X X 09/19/02 HUNAPU INC NV X X 09/06/02 IEC ELECTRONICS CORP DE X 09/13/02 IMAGISTICS INTERNATIONAL INC DE X 09/20/02 IMMUNOGEN INC MA X X 09/19/02 INNOFONE COM INC NV X X 08/12/02 AMEND INTERNET AMERICA INC TX X X 09/20/02 INVESTORS FINANCIAL SERVICES CORP DE X 09/20/02 KIDSTOYSPLUS COM INC NV X 09/16/02 KLEENAIR SYSTEMS INC NV X 09/30/02 L & L FINANCIAL HOLDINGS INC NV X 09/19/02 L & L FINANCIAL HOLDINGS INC NV X 09/19/02 LCA VISION INC DE X X 09/19/02 LIPID SCIENCES INC/ AZ X X 09/20/02 LITHIA MOTORS INC OR X 09/19/02 M&T BANK CORP NY X X 09/19/02 MAGELLAN PETROLEUM CORP /DE/ DE X 09/20/02 MANAGEMENT OF ENVIRONMENTAL SOLUTIONS DE X 06/01/01 MANUFACTURED HOUSING CONT SEN/SUB PAS TN X 08/25/02 MARKLAND TECHNOLOGIES INC FL X 05/11/02 MEADOWBROOK INSURANCE GROUP INC MI X X 09/17/02 MERRILL LYNCH MORT INV INC COM MRT PA DE X 09/01/02 METHODE ELECTRONICS INC DE X X 09/20/02 METLIFE INC DE X 09/19/02 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 09/16/02 MONEY STORE INVESTMENT CORP NJ X X 09/16/02 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 09/16/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X 09/01/02 MOTORCAR PARTS & ACCESSORIES INC NY X 09/19/02 MSDW STRUCTURED SATURNS SERIES 2001-8 DE X 09/01/02 MTS INC CA X X 09/20/02 NATHANS FAMOUS INC DE X 08/21/02 NATIONAL REAL ESTATE LTD PARTNERSHIP WI X 09/30/02 NOBLE INTERNATIONAL LTD DE X X 09/20/02 NORTH COUNTRY FINANCIAL CORP MI X X 08/28/02 AMEND NORTHWESTERN CORP DE X X 09/20/02 NUWAY ENERGY INC DE X 09/12/02 NX NETWORKS INC DE X X 04/30/02 OCEAN ENERGY INC /TX/ TX X X 09/17/02 OLD SECOND BANCORP INC DE X X 09/17/02 ONEOK INC /NEW/ OK X X 09/19/02 OTTER TAIL CORP MN X X 09/20/02 PANAMERICAN BANCORP DE X 09/13/02 PANERA BREAD CO DE X 09/20/02 PC CONNECTION INC DE X X 09/20/02 PERFORMANCE TECHNOLOGIES INC \DE\ DE X 09/30/02 PHARSIGHT CORP CA X X 09/11/02 PHOTON DYNAMICS INC CA X X 07/12/02 AMEND PHOTRONICS INC CT X X 09/19/02 PIONEER COMPANIES INC DE X X 09/17/02 PMA CAPITAL CORP PA X 09/19/02 PMA CAPITAL CORP PA X X 09/20/02 PRINCETON MINING CO ID X X 09/20/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 09/01/02 RAWLINGS SPORTING GOODS CO INC DE X X 09/19/02 REPUBLIC BANCORP INC MI X 09/20/02 RESEARCH INC /MN/ MN X X 09/13/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 09/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 09/20/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 09/20/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 09/20/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 09/20/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 09/20/02 RETURN ASSURED INC DE X 05/26/02 AMEND RHINO ECOSYSTEMS INC FL X X 09/12/02 ROADHOUSE GRILL INC FL X 09/20/02 ROGERS CORP MA X 09/20/02 SAFETY KLEEN CORP/ DE X X 09/10/02 SCOTIA PACIFIC CO LLC DE X 09/20/02 SECURITY ASSOCIATES INTERNATIONAL INC DE X 09/20/02 SEMCO ENERGY INC MI X 09/19/02 SENSE HOLDINGS INC FL X 05/11/02 SLC STUDENT LOAN RECEIVABLES I INC DE X X 08/31/02 SMARTFORCE PUBLIC LTD CO X X X 09/06/02 SORRENTO NETWORKS CORP NJ X 09/19/02 STAGE STORES INC NV X X 09/20/02 STEWARDSHIP FINANCIAL CORP NJ X 04/10/02 STRUCTURED ASSET SEC CORP COMM MORT P DE X 09/01/02 STRUCTURED ASSET SECURITIES CORP DE X 09/01/02 STRUCTURED ASSET SECURITIES CORP LB-U DE X 09/01/02 SUN POWER CORP X 09/18/02 SUSQUEHANNA BANCSHARES INC PA X X 09/18/02 TEREX CORP DE X X X 09/20/02 THEGLOBE COM INC DE X X 09/18/02 TRIMERIS INC DE X X 09/20/02 TVI CORP MD X X 08/27/02 AMEND UAL CORP /DE/ DE X X 09/20/02 ULTRATECH STEPPER INC DE X X 09/20/02 UNIGENE LABORATORIES INC DE X 09/19/02 UNILAB CORP /DE/ DE X X 09/20/02 UNIT CORP DE X 08/15/02 AMEND UNITEDHEALTH GROUP INC MN X X 09/20/02 UNIVERSAL COMPRESSION HOLDINGS INC DE X X 09/20/02 UNOCAL CORP DE X 09/18/02 USA INTERACTIVE DE X X 09/11/02 VANDERBILT MORT & FIN INC SENIOR SUB TN X 08/25/02 VANDERBILT MORTGAGE & FIN INC SEN SUB TN X 08/25/02 VENTAS INC DE X X 09/19/02 VENTURES NATIONAL INC UT X X 09/18/02 VICINITY CORP DE X X 09/19/02 VINA TECHNOLOGIES INC DE X X 09/20/02 VISTA GOLD CORP X 09/20/02 VOICEFLASH NETWORKS INC FL X 05/11/02 WACHOVIA ASSET SECURITIZATION INC NC X X 09/20/02 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC X 09/01/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 09/18/02 WESTPOINT STEVENS INC DE X X 09/20/02 WJ COMMUNICATIONS INC CA X X 09/19/02 ZIX CORP TX X X X 09/18/02