SEC NEWS DIGEST Issue 2002-174 September 9, 2002 COMMISSION ANNOUNCEMENTS SUPER MONTAGE START DATE SET The Commission has received certifications from one or more market participants indicating their intent to use the National Association of Securities Dealer's Alternative Display Facility as their primary order collection and display facility for a significant portion of their business in Nasdaq securities. Therefore, in accordance with the Commission's Aug. 29, 2002, order with respect to implementation of Nasdaq's SuperMontage facility (Securities Exchange Act Release No. 46429), the Nasdaq's SuperMontage facility is authorized to begin operation on or after Oct. 11, 2002, to allow further time for the market participants to adapt and test their systems to participate through the ADF. As noted in the August order, the Commission separately continues to review Nasdaq's pending application to register as a national securities exchange, and the implementation of SuperMontage does not suggest what, if any, future actions the Commission may take with regard to that application. To consider a number of market structure issues, the Commission intends to hold comprehensive hearings this fall. (Press Rel. 2002-134) ENFORCEMENT PROCEEDINGS IN THE MATTER OF R&RX GROUP, INC., FORMERLY KNOWN AS NEOTERIC GROUP, INC. On September 6, the Commission issued an Order Instituting Public Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) against R&RX Group, Inc., formerly known as Neoteric Group, Inc. R&RX Group is a public shell company with nominal assets whose common stock is quoted on the OTC Bulletin Board. It has no business plan other than seeking a reverse- merger partner. In the Order, the Division of Enforcement (Division) alleges that R&RX Group's quarterly reports on Form 10-QSB for the periods ending October 31, 2001, January 31, 2002, and April 30, 2002, and its annual report on Form 10-KSB for the period ending July 31, 2001, were materially false and misleading because they omitted to state that R&RX Group's president, secretary, and director, Marlen V. Johnson, is subject to a permanent officer-and-director bar. According to the Order, Johnson signed each of the reports as an officer and director of R&RX Group. The Order alleges that on August 7, 1996, the federal district court for the Northern District of Texas entered a final judgment against Johnson, which permanently barred him from acting as an officer or director of any issuer that has a class of securities registered pursuant to Section 12 or that is required to file reports pursuant to Section 15(d) of the Exchange Act (SEC v. Jeffrey C. Hays, Marlen V. Johnson and James . Nilsson, Case No. 3:95-CV-0250-G, N.D. TX, Dallas Division). The Order alleges that R&RX Group is a Nevada corporation headquartered in Las Vegas, Nevada, whose common stock is registered with the Commission pursuant to Section 12(g) of the Exchange Act. As a result of the foregoing, the Division alleges that R&RX Group failed to comply with Sections 10(b) and 13(a) of the Exchange Act and Rules 10b-5, 12b-20, 13a-1, and 13a-13 thereunder. A hearing before an administrative law judge will be scheduled to determine whether the allegations contained in the Order are true, to provide R&RX Group an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and for the protection of investors. (Rel. 34-46470; File No. 3-10886) ORDER SETTING DISGORGEMENT, PREJUDGMENT INTEREST AND CIVIL PENALTY ISSUED AGAINST HARRAL DUNBAR, JR. FOR SECURITIES FRAUD CONDUCTED ON INTERNET AND REGISTRATION VIOLATIONS The Commission announced today that on August 28, 2002, Judge Frank J. Polozola of the United States District Court for the Middle District of Louisiana issued an order setting disgorgement, prejudgment interest and a civil penalty against Harral Dunbar, Jr., in his individual capacity and d/b/a Ghost International, an Internet Website operation. In an earlier order, the Court permanently enjoined Dunbar from antifraud and registration violations of the federal securities laws and found that Dunbar, of Baton Rouge, Louisiana, owned the Ghost International Website and used it to solicit investors in investment contracts by promises of inordinate amounts of guaranteed returns and promises of no-risk investing, and further found that investors have received little or no return despite several months of promises by Dunbar that returns would be paid. In its recent order, the Court ordered Dunbar to pay disgorgement in the amount of $9,600, along with prejudgment interest thereon, and ordered Dunbar to pay a "third tier" statutory civil penalty in the amount of $120,000. The Commission's complaint alleged that between mid-2001 and March 2002, Dunbar obtained funds from investors by touting Ghost International's "private contribution and investment program" which allegedly paid, for example, $100,000 on a $200 investment over a few weeks. Dunbar made various promises of returns, including ones up to 1000 percent. Dunbar made various representations to fraudulently induce investors including that his company dealt in "high yield investments" and that funds were to be placed in offshore bank accounts, which would pay promised returns for five months of a supposed seven-month program. The complaint also alleged that Dunbar lulled investors by making promises that payments would be made shortly. However, when the time elapsed, the promised payments were not forthcoming. The complaint charged Dunbar with, and the Court, by earlier order, permanently enjoined Dunbar from, violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Court's August 28, 2002 order directed that Dunbar pay disgorgement, prejudgment interest, and civil penalties into the registry of the Court within thirty days from the entry of the Order. [SEC v. Harral Dunbar, Jr., Individually and d/b/a Ghost International, Civil Action Number 02-233-B-M1, M.D. La.] (LR-17715) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Pacific Exchange (SR-PCX-2002-33) to revise the process for designating arbitrators for member-to-member disputes. (Rel. 34-46461) The Commission approved a proposed rule change (SR-CBOE-2002-32) and Amendment No. 1 to the proposed rule change submitted by the Chicago Board Options Exchange pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to the time and manner in which the Allocation Committee may reallocate a security. (Rel. 34-46463) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 FTS APPAREL INC, ONE OXFORD VALLEY, SUITE 810, LANGHORNE, PA, 19047, 215-741-5883 - 11,000,000 ($1,540,000.00) Equity, (File 333-99215 - Sep. 6) (BR. 09) S-4 JLG INDUSTRIES INC, 1 JLG DR, MCCONNELLSBURG, PA, 17233, 7174855161 - 0 ($175,000,000.00) Non-Convertible Debt, (File 333-99217 - Sep. 6) (BR. 36) S-3 ALLERGAN INC, 2525 DUPONT DRIVE, IRVINE, CA, 92612, 7142464500 - 0 ($350,000,000.00) Non-Convertible Debt, (File 333-99219 - Sep. 6) (BR. 01) S-8 CYPRESS SEMICONDUCTOR CORP /DE/, 3901 N FIRST ST, SAN JOSE, CA, 95134-1599, 4089432600 - 200 ($22,684,829.21) Other, (File 333-99221 - Sep. 6) (BR. 36) S-3 MARATHON OIL CORP, P O BOX 3128, HOUSTON, TX, 77253-3128, 7136296600 - 0 ($2,735,719,300.00) Other, (File 333-99223 - Sep. 6) (BR. 04) S-1 PORTFOLIO RECOVERY ASSOCIATES INC, 120 CORPORATE BLVD STE 100, NORFOLK, VA, 23502, 7575199300X3003 - 0 ($57,500,000.00) Equity, (File 333-99225 - Sep. 6) (BR. ) S-8 SCIOS INC, 820 W MAUDE AVE, SUNNYVALE, CA, 94086, 4086168200 - 0 ($46,620,000.00) Equity, (File 333-99227 - Sep. 6) (BR. 01) S-8 TWIN DISC INC, 1328 RACINE ST, RACINE, WI, 53403, 4146384000 - 100,000 ($1,380,000.00) Equity, (File 333-99229 - Sep. 6) (BR. 36) S-8 TASTY FRIES INC, 650 SENTRY PKWY STE ONE, BLUE BELL, PA, 19422, 6109412109 - 700,000 ($77,000.00) Equity, (File 333-99231 - Sep. 6) (BR. 04) S-8 MFIC CORP, 30 OSSIPEE RD, P O BOX 9101, NEWTON, MA, 02464-9101, 6179695452 - 0 ($402,500.00) Equity, (File 333-99233 - Sep. 6) (BR. 36) S-8 TRANSPORT CORPORATION OF AMERICA INC, 1715 YANKEE DOODLE ROAD, EAGAN, MN, 55121, 651-686-2500 - 128,501 ($672,060.23) Equity, (File 333-99235 - Sep. 6) (BR. 05) S-8 RADVIEW SOFTWARE LTD, 2 HABARZEL ST, TEL AVIV ISRAEL, L3, 6172381111 - 0 ($465,750.00) Equity, (File 333-99237 - Sep. 6) (BR. 03) S-8 VIAD CORP, 1850 N CENTRAL AVE, SUITE 0807, PHOENIX, AZ, 85077, 6022074000 - 4,000,000 ($85,720,000.00) Equity, (File 333-99239 - Sep. 6) (BR. 08) S-8 EXPONENT INC, 149 COMMONWEALTH DR, MENLO PARK, CA, 94025, 4156886954 - 0 ($8,476,280.00) Equity, (File 333-99243 - Sep. 6) (BR. 08) S-8 ADVANCED MARKETING SERVICES INC, 5880 OBERLIN DR STE 400, SAN DIEGO, CA, 92121, 8584572500 - 400,000 ($5,440,000.00) Equity, (File 333-99245 - Sep. 6) (BR. 02) S-8 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($5,993,014.27) Equity, (File 333-99247 - Sep. 6) (BR. 36) S-3 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($16,068,451.64) Equity, (File 333-99249 - Sep. 6) (BR. 36) S-8 STANCORP FINANCIAL GROUP INC, 1100 S W SIXTH AVENUE, PORTLAND, OR, 97204, 5033217000 - 0 ($78,227,500.00) Equity, (File 333-99251 - Sep. 6) (BR. 01) S-8 ARCTIC CAT INC, 600 BROOKS AVE SOUTH, P O BOX 810, THIEF RIVER FALLS, MN, 56701, 2186818558 - 1,340,000 ($19,450,100.00) Equity, (File 333-99253 - Sep. 6) (BR. 05) S-8 UNITED STATES STEEL CORP, 600 GRANT ST, ROOM 1500, PITTSBURGH, PA, 15219-2800, 415 433 2967 - 0 ($70,565,000.00) Equity, (File 333-99257 - Sep. 6) (BR. 06) S-8 INFORETECH WIRELESS TECHNOLOGY INC, 5500 152ND STREET, SUITE 214, VANCOUVER BRITISH CO, A6, V3S-8E7, 6045767442 - 24,900,000 ($1,518,900.00) Equity, (File 333-99259 - Sep. 6) (BR. 37) S-8 CARLISLE COMPANIES INC, 15800 JOHN J DELANEY DRIVE, SUITE 350, CHARLOTTE, NC, 28277, 7047521100 - 0 ($8,659,000.00) Equity, (File 333-99261 - Sep. 6) (BR. 06) S-4 COOPER INDUSTRIES INC, 600 TRAVIS STE 5800, CHASE TOWER, HOUSTON, TX, 77002, 7132098400 - 300,000,000 ($300,000,000.00) Non-Convertible Debt, (File 333-99263 - Sep. 6) (BR. 36) S-3 NABORS INDUSTRIES LTD, C/O NABORS INDUSTRIES INC, 515 WEST GREENS ROAD, HOUSTON, TX, 77067, 2818740035 - 1,000,000 ($31,430,000.00) Equity, (File 333-99267 - Sep. 6) (BR. 04) S-3 YARDVILLE NATIONAL BANCORP, 3111 QUAKERBRIDGE RD, MERCERVILLE, NJ, 08619, 6095855100 - 1,725,000 ($33,051,000.00) Equity, (File 333-99269 - Sep. 6) (BR. 07) S-8 MICRON TECHNOLOGY INC, 8000 S FEDERAL WAY, PO BOX 6, BOISE, ID, 83716-9632, 2083684000 - 0 ($168,500,000.00) Equity, (File 333-99271 - Sep. 6) (BR. 36) S-3 UNITED STATES STEEL CORP, 600 GRANT ST, ROOM 1500, PITTSBURGH, PA, 15219-2800, 415 433 2967 - 0 ($600,000,000.00) Unallocated (Universal) Shelf, (File 333-99273 - Sep. 6) (BR. 06) S-4 LIBERTY MEDIA CORP /DE/, 9197 SOUTH PEORIA STREET, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($310,000,000.00) Other, (File 333-99277 - Sep. 6) (BR. 37) S-3 GIBRALTAR STEEL CORP, 3556 LAKE SHORE ROAD, P O BOX 2028, BUFFALO, NY, 14219-0228, 7168266500 - 0 ($654,406.20) Equity, (File 333-99279 - Sep. 6) (BR. 06) N-2 UBS PW OPPORTUNITY FUND LLC, 1285 AVE OF THE AMERICAS, NEW YORK, NY, 10019, 2125255000 - 100,000 ($1,000,000.00) Equity, (File 333-99281 - Sep. 6) (BR. ) S-3 NETRATINGS INC, 890 HILLVIEW CT, STE 300, MILPITAS, CA, 95035, 4089570699 - 0 ($1,180,366.38) Equity, (File 333-99283 - Sep. 6) (BR. 08) SB-2 FEMALE HEALTH CO, 919 N MICHIGAN AVE, STE 2208, CHICAGO, IL, 60611, 3122802201 - 1,970,000 ($3,723,300.00) Equity, (File 333-99285 - Sep. 6) (BR. 06) S-4 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 20,000,000 ($741,500,000.00) Equity, (File 333-99287 - Sep. 6) (BR. 07) S-4 CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-99289 - Sep. 6) (BR. 04) S-8 SUMMIT FINANCIAL GROUP INC, 223 NORTH MAIN STREET, MOOREFIELD, WV, 26836, 3045382353 - 240,000 ($4,999,200.00) Equity, (File 333-99291 - Sep. 6) (BR. 07) S-1 TSI TELECOMMUNICATION HOLDINGS LLC, 201 N FRANKLIN STREET, SUITE 700, TAMPA, FL, 33602, 8132733000 - 0 ($30,000,000.00) Non-Convertible Debt, (File 333-99293 - Sep. 6) (BR. 37) S-3 HELEN OF TROY LTD, CLARENDON HOUSE, CHURCH STREET, HAMILTON BERMUDA, D0, -, 915-225-8000 - 0 ($9,312,000.00) Equity, (File 333-99295 - Sep. 6) (BR. 02) S-3 WFS RECEIVABLES CORP, 444 EAST WARM SPRING ROAD, #116, LAS VEGAS, NV, 89119, 7022278100 - 0 ($600,000,000.00) Other, (File 333-99297 - Sep. 6) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAMES CAPITAL CORP AAMES MORTGAGE TRU CA X 08/26/02 AAMES FINANCIAL CORP/DE DE X 09/06/02 ADMIRALTY BANCORP INC DE X X 08/29/02 AES CORPORATION DE X 09/06/02 AMERICAN MILLENNIUM CORP INC NM X 09/05/02 AMERICREDIT FINANCIAL SERVICES INC DE X X 09/05/02 AMERIQUEST MORT SEC INC ASS BK PAS T DE X 08/26/02 AMERIQUEST MORTGAGE SECURITIES INC AS DE X 08/26/02 AMERIRESOURCE TECHNOLOGIES INC DE X X 08/26/02 APPLEBEES INTERNATIONAL INC DE X 09/05/02 APPLIED MATERIALS INC /DE DE X X 09/06/02 AVIX TECHNOLOGIES INC NV X X 07/24/02 AVVAA WORLD HEALTH CARE PRODUCTS INC NV X 06/28/02 AMEND BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 09/06/02 BBJ ENVIRONMENTAL TECHNOLOGIES INC NV X 08/30/02 AMEND BELLACASA PRODUCTIONS INC NV X X 08/22/02 BEST BUY CO INC MN X X 09/05/02 BRIAZZ INC WA X 09/06/02 BUSINESS OBJECTS SA X X 08/23/02 CARBIDE GRAPHITE GROUP INC /DE/ DE X X 08/30/02 CATAPULT COMMUNICATIONS CORP CA X X 09/06/02 CDC MORTGAGE CAPITAL TRUST 2002 HE1 X 08/26/02 CENTERPOINT ENERGY HOUSTON ELECTRIC L TX X X 08/31/02 AMEND CHADMOORE WIRELESS GROUP INC CO X 08/16/02 AMEND CHADMOORE WIRELESS GROUP INC CO X 05/15/02 AMEND CHALONE WINE GROUP LTD CA X X 08/23/02 CITIZENS FIRST FINANCIAL CORP DE X 09/06/02 COLLATERALIZED ASSET-BACKED BONDS SER DE X 08/26/02 COMDIAL CORP DE X 08/27/02 CONSECO FINANCE CORP DE X 07/09/02 CRIIMI MAE FINANCIAL CORP MD X 09/03/02 CRYOLIFE INC FL X X 09/05/02 CTB INTERNATIONAL CORP DE X X 09/03/02 CURATIVE HEALTH SERVICES INC MN X 09/06/02 DIAMOND CABLE COMMUNICATIONS LTD X X 09/06/02 DOE RUN RESOURCES CORP NY X X 09/05/02 DOLLAR GENERAL CORP TN X 09/05/02 DYNEGY HOLDINGS INC DE X X 09/02/02 DYNEGY INC /IL/ IL X X 09/02/02 ELIZABETH ARDEN INC FL X X 09/04/02 EPIQ SYSTEMS INC MO X 09/06/02 EXELON CORP PA X 09/03/02 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 09/03/02 FASTCOMM COMMUNICATIONS CORP VA X X 08/27/02 FIRST INDIANA CORP IN X X 09/04/02 FREEREALTIME COM INC DE X X 08/23/02 GAINSCO INC TX X X 09/04/02 GAYLORD ENTERTAINMENT CO /DE DE X X 08/27/02 GEOWORKS /CA/ DE X X 08/29/02 GOLDEN TELECOM INC DE X X 09/05/02 GREEN MOUNTAIN COFFEE INC DE X 08/30/02 GREIF BROTHERS CORP DE X X 09/06/02 GROUP 1 AUTOMOTIVE INC DE X X 09/05/02 GS MORTGAGE SECURITIES CORP DE X X 09/04/02 HARTFORD FINANCIAL SERVICES GROUP INC DE X 09/06/02 HOUSING PROGRAMS LTD CA X X 08/29/02 HUMANA INC DE X 09/04/02 HUMANA INC DE X 09/04/02 HYPERION SOLUTIONS CORP DE X X 08/29/02 HYSEQ INC NV X 08/28/02 IEC ELECTRONICS CORP DE X 08/23/02 IMH ASSETS CORP DE X 08/26/02 IMH ASSETS CORP DE X 08/26/02 IMPAC SECURED ASSETS CORP CA X 08/26/02 IMPAC SECURED ASSETS CORP CA X 08/26/02 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 08/26/02 INAMED CORP DE X 08/30/02 INDY MAC ABS INC HOME EQUITY MOR LN A DE X 08/26/02 INDYMAC MBS INC X 08/26/02 INDYMAC MBS INC RES AS SEC TR 2002-A3 X 08/26/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 08/26/02 INDYMAC MBS RESIDENTIAL ASSET SECURIT X 08/26/02 INKTOMI CORP DE X X 09/06/02 INTERNATIONAL STAR INC NV X 09/06/02 J C PENNEY CO INC DE X 09/06/02 JONES LANG LASALLE INC MD X X 09/06/02 KANSAS CITY POWER & LIGHT CO MO X X 09/05/02 KEYSTONE PROPERTY TRUST MD X X 09/04/02 KPMG CONSULTING INC DE X X X 08/19/02 KROLL INC DE X 09/06/02 KROLL INC DE X X X 09/05/02 AMEND LASERLOCK TECHNOLOGIES INC NV X 12/31/01 AMEND LEAP WIRELESS INTERNATIONAL INC DE X 09/06/02 LECSTAR CORP TX X X 08/30/02 LONG BEACH SECURITIES CORP ASSET BACK DE X 08/26/02 LYONDELL CHEMICAL CO DE X X 08/22/02 MACKENZIE INVESTMENT MANAGEMENT INC DE X 09/06/02 MEDJET INC DE X 08/27/02 METLIFE INC DE X 09/06/02 METROBANCORP IN X X 09/04/02 MICREL INC CA X 05/16/02 MICRO THERAPEUTICS INC DE X X 09/03/02 MICROSOFT CORP WA X X 09/05/02 MICROSOFT CORP WA X 09/06/02 MONSANTO CO /NEW/ DE X X 09/06/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X 08/26/02 MULTILINK TECHNOLOGY CORP CA X X 09/06/02 NATIONAL RV HOLDINGS INC DE X 08/29/02 NATIONAL TAX CREDIT INVESTORS II CA X X 08/29/02 NATIONAL TAX CREDIT PARTNERS L P CA X X 08/29/02 NATUS MEDICAL INC DE X X 09/04/02 NEOTHERAPEUTICS INC DE X X 09/05/02 NEXTCARD INC DE X 08/21/02 NTL COMMUNICATIONS CORP DE X X 09/06/02 NTL DELAWARE INC DE X X 09/06/02 NTL INC/DE/ DE X X 09/06/02 NTL TRIANGLE LLC DE X X 09/06/02 OCCIDENTAL PETROLEUM CORP /DE/ DE X X 08/22/02 OCEAN RESOURCES INC DE X X X X X X 09/05/02 AMEND ON SEMICONDUCTOR CORP DE X X 09/05/02 OSI SUPPORT SERVICES INC WI X X 09/06/02 PACIFIC BIOMETRICS INC DE X X 08/28/02 PENNEY J C FUNDING CORP DE X 09/06/02 PETROL OIL & GAS INC NV X X X X X X 08/19/02 AMEND PFIZER INC DE X X 09/06/02 PROVANT INC DE X 09/05/02 PUBLIC STORAGE INC /CA CA X X 09/04/02 REAL ESTATE ASSOCIATES LTD II CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD III CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD IV CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD V CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD VI CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD VII CA X X 08/29/02 REAL ESTATE ASSOCIATES LTD/CA CA X X 08/29/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 09/06/02 RIVERWOOD HOLDING INC DE X X 09/06/02 SALTON INC DE X X 09/06/02 SAXON ASSET SECURITIES TRUST 2002-1 X 08/26/02 SCANNER TECHNOLOGIES CORP NM X X 08/19/02 AMEND SCHOOL SPECIALTY INC WI X X 09/03/02 SEABULK INTERNATIONAL INC DE X X 09/05/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 09/04/02 SECURITY FINANCIAL BANCORP INC DE X X 09/06/02 SEIBELS BRUCE GROUP INC SC X 09/04/02 SEQUOIA RESIDENTIAL FUNDING INC X X 08/28/02 SHEFFIELD PHARMACEUTICALS INC DE X X 09/06/02 SHELDAHL INC MN X X 08/30/02 SOFTWALL EQUIPMENT CORP UT X 09/09/02 SONICBLUE INC DE X X 09/05/02 SONOMAWEST HOLDINGS INC CA X X 09/06/02 SOUTH HERTFORDSHIRE UNITED KINGDOM FU CO X X 09/06/02 SPARTON CORP OH X X 09/05/02 SPECTRASOURCE CORP NV X X 08/30/02 SPECTRUM ORGANIC PRODUCTS INC CA X X 09/05/02 SPORTS RESORTS INTERNATIONAL INC MI X X 09/06/02 STARRETT L S CO MA X 09/05/02 SUNTERRA CORP MD X X 08/29/02 TEPPCO PARTNERS LP DE X X 04/19/02 THORNBURG MORTGAGE SEC TR 2002-1 MRT DE X 08/26/02 TOLL BROTHERS INC DE X X 09/06/02 TURER CORP NV X X 09/05/02 UNIGENE LABORATORIES INC DE X X 09/06/02 UNITED FINANCIAL MORTGAGE CORP IL X 09/05/02 UNIVERSAL BROADBAND COMMUNICATIONS IN NV X X 08/05/02 UNOCAL CORP DE X 09/04/02 VANDERBILT MORTGAGE & FINANCE INC TN X X 08/22/02 VOYAGER ENTERTAINMENT INTERNATIONAL I ND X 08/08/02 AMEND WEBLINK WIRELESS INC DE X X 08/23/02 WILLIAMS COMPANIES INC DE X 09/05/02 XSTREAM BEVERAGE GROUP INC NV X X 08/26/02