SEC NEWS DIGEST Issue 2002-139 July 19, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. Closed meetings will be held on Monday, July 22, 2002, at 2:30 p.m. and Tuesday, July 23, 2002, at 2:30 p.m., and an open meeting will be held on Wednesday, July 24, 2002, at 2:30 p.m. CLOSED MEETING - MONDAY, JULY 22, 2002 - 2:30 P.M. The subject matter of the closed meeting scheduled for Monday, July 22, 2002, will be: Formal orders of investigation; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. CLOSED MEETING - TUESDAY, JULY 23, 2002 - 2:30 P.M. The subject matter of the closed meeting scheduled for Tuesday, July 23, 2002, will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Amici participation; and Opinion. OPEN MEETING - WEDNESDAY, JULY 24, 2002 - 2:30 P.M. The subject matter of the open meeting scheduled for Wednesday, July 24, 2002, will be: 1. The Commission will consider whether to adopt rules governing customer margin for security futures. The rules would be adopted jointly with the Commodity Futures Trading Commission pursuant to Section 7(c)(2) of the Securities Exchange Act of 1934 (Exchange Act), which, among other things, requires that the customer margin requirements for security futures be consistent with the margin requirements for comparable option contracts traded on any exchange registered pursuant to Section 6(a) of the Exchange Act and provide for initial and maintenance margin levels that are not lower than the lowest level of margin, exclusive of premium, required for comparable exchange-traded options. 2. The Commission will consider whether to propose a new rule that would require analysts to provide certifications regarding research reports and to provide disclosures regarding their compensation related to those reports. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. INVESTMENT COMPANY ACT RELEASES AXP PARTNERS SERIES, INC., ET AL. An order has been issued on an application filed by AXP Partners Series, Inc., et al., exempting applicants from Sections 10(f), 12(d)(3), 17(a) and 17(e) of the Investment Company Act and Rule 17e-1 under the Act. The order permits certain registered open-end management investment companies advised by several investment advisers to engage in principal and brokerage transactions with a broker-dealer affiliated with one of the investment advisers and to purchase securities in certain underwritings. The transactions would be between the broker-dealer and a portion of the investment company's portfolio not advised by the adviser affiliated with the broker-dealer. The order also permits these investment companies not to aggregate certain purchases from an underwriting syndicate in which an affiliated person of one of the investment advisers is a principal underwriter. Further, the order permits a portion of an investment company's portfolio to purchase securities issued by a broker-dealer, which is an affiliated person of an investment adviser to another portion, subject to the limits in Rule 12d3-1 under the Act. (Rel. IC-25663 - July 16) AXP MARKET ADVANTAGE SERIES, INC., ET AL. An order has been issued on an application filed by AXP Market Advantage Series, Inc., et al., exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order permits the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25664 - July 16) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission has approved a proposed rule change submitted by the Chicago Stock Exchange (SR-CHX-2002-14) to delete the provisions of its rules that govern or make reference to the trading of options on the Exchange. Publication of the proposal is expected in the Federal Register during the week of July 22. (Rel. 34-46219) WITHDRAWAL GRANTED An order has been issued granting the application of Computer Sciences Corporation to withdraw its Common Stock, $1.00 par value, and Attached Preferred Stock Purchase Rights from listing and registration on the Pacific Stock Exchange, effective at the opening of business on July 18. (Rel. 34-46223) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective July 19, 2002. (Rel. 34-46229) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 USANA HEALTH SCIENCES INC, 3838 WEST PARKWAY BLVD., SALT LAKE CITY, UT, 84120-6336, 8019547100 - 3,500,000 ($22,750,000.00) Equity, (File 333-96645 - Jul. 18) (BR. 01) S-3 INTERLAND INC /MN/, 303 PEACHTREE CENTER AVENUE, SUITE 500, ATLANTA, GA, 30303, 404-720-8301 - 58,465,546 ($180,073,881.68) Equity, (File 333-96647 - Jul. 18) (BR. 03) S-8 PREMIERWEST BANCORP, 1455 E. MCANDREWS RD, MEDFORD, OR, 97504, 5416186000 - 840,000 ($5,779,200.00) Equity, (File 333-96649 - Jul. 18) (BR. 07) S-8 FORCE 10 TRADING INC, 11781 SOUTH LONE PEAK PARKWAY, TECHNOLOGY CENTER 22, SUITE 230, DRAPER, UT, 84020, 8016193500 - 4,316,666 ($1,388,666.50) Equity, (File 333-96651 - Jul. 18) (BR. 09) SB-2 U S GOLD CORP, 2201 KIPLING ST, STE 100, LAKEWOOD, CO, 80215-1545, 3032381438 - 2,785,715 ($1,281,428.90) Equity, (File 333-96653 - Jul. 18) (BR. 04) S-8 BRANDAID MARKETING CORP, 1715 STICKNEY POINT ROAD, SUITE A-12, SARASOTA, FL, 34231, 9419536168 - 0 ($1,850,887.50) Equity, (File 333-96655 - Jul. 18) (BR. 36) S-2 METROPOLITAN MORTGAGE & SECURITIES CO INC, 601 W. 1ST AVENUE, DEPT 115000, SPOKANE, WA, 99201-5015, 5098383111 - 0 ($50,000,000.00) Equity, (File 333-96657 - Jul. 18) (BR. 07) SB-2 CYCOMM INTERNATIONAL INC, 1420 SPRINGHILL RD, STE 420, MCLEAN, VA, 22102, 7039039548 - 29,120,000 ($1,164,800.00) Debt Convertible into Equity, 18,309,218 ($1,830,921.80) Equity, (File 333-96659 - Jul. 18) (BR. 03) S-8 A21 INC, 301 CONGRESS SUITE 1550, AUSTIN, TX, 78701, 5124785717 - 2,776,764 ($2,110,341.00) Equity, (File 333-96661 - Jul. 18) (BR. 09) S-8 ZIXIT CORP, ONE GALLERIA TOWER, 13355 NOEL RD STE 1555, DALLAS, TX, 75240-6604, 9727027055 - 0 ($1,813,500.00) Equity, (File 333-96663 - Jul. 18) (BR. 03) S-8 VITALWORKS INC, 239 ETHAN ALLEN HIGHWAY, RIDGEFIELD, CT, 06877, 2038941300 - 0 ($3,095,000.00) Equity, (File 333-96665 - Jul. 18) (BR. 03) S-3 ALPHA HOSPITALITY CORP, 29-76 NORTHERN BOULEVARD, 2ND FLOOR, LONG ISLAND CITY, NY, 11101, 718-685-3014 - 3,866,687 ($23,934,793.00) Equity, (File 333-96667 - Jul. 18) (BR. 05) S-8 KOSAN BIOSCIENCES INC, 3832 BAY CENTER PLACE, HAYWARD, CA, 94545, 5107328400 - 0 ($7,160,625.00) Equity, (File 333-96669 - Jul. 18) (BR. 01) S-3 INFINITY INC, 211 W 14TH ST, STE 260, CHANUTE, KS, 66720, 3164316200 - 17,688,924 ($17,688,924.00) Debt Convertible into Equity, 2,701,074 ($3,091,500.00) Equity, (File 333-96671 - Jul. 18) (BR. 04) S-8 PEPCO HOLDINGS INC, SUITE 1300, 701 NINTH STREET, NW, WASHINGTON, DC, 20068, 45,000 ($815,850.00) Equity, (File 333-96673 - Jul. 18) (BR. 02) S-8 PEPCO HOLDINGS INC, SUITE 1300, 701 NINTH STREET, NW, WASHINGTON, DC, 20068, 13,300,000 ($245,193,000.00) Equity, (File 333-96675 - Jul. 18) (BR. 02) S-4 WESTERN SIERRA BANCORP, 3350 COUNTRY CLUB DRIVE, SUITE 202, CAMERON PARK, CA, 95682, 5306775600 - 0 ($14,397,150.00) Equity, (File 333-96681 - Jul. 18) (BR. 07) S-8 NEW FOCUS INC, 5215 HELLYER AVENUE STE 100, SAN JOSE, CA, 951381001, 4089808088 - 0 ($879,000.00) Equity, (File 333-96683 - Jul. 18) (BR. 36) S-3 SAFEWAY INC, 5918 STONERIDGE MALL RD, PLEASANTON, CA, 94588, 9254673000 - 0 ($2,000,000,000.00) Other, (File 333-96685 - Jul. 18) (BR. 02) S-8 PEPCO HOLDINGS INC, SUITE 1300, 701 NINTH STREET, NW, WASHINGTON, DC, 20068, 3,000,000 ($54,390,000.00) Equity, (File 333-96687 - Jul. 18) (BR. 02) S-8 SUNRISE TELECOM INC, 22 GREAT OAKS BLVD, STE 203, SAN JOSE, CA, 95119, 4083638000 - 0 ($3,045,000.00) Equity, (File 333-96689 - Jul. 18) (BR. 37) S-8 INFINITY INC, 211 W 14TH ST, STE 260, CHANUTE, KS, 66720, 3164316200 - 320,000 ($1,600,000.00) Equity, (File 333-96691 - Jul. 18) (BR. 04) S-8 FIRST VIRTUAL COMMUNICATIONS INC, 3393 OCTAVIUS DR STE 102, SANTA CLARA, CA, 95054, 4085677200 - 0 ($428,000.00) Equity, (File 333-96693 - Jul. 18) (BR. 03) S-8 GENEMAX CORP, 1135 TERMINAL WAY, SUITE 209, RENO, NV, 89502-2168, 7753323325 - 1,000,000 ($500,000.00) Equity, (File 333-96695 - Jul. 18) (BR. 08) S-8 ST JUDE MEDICAL INC, ONE LILLEHEI PLAZA, ST PAUL, MN, 55117, 6514832000 - 12,000,000 ($380,520,000.00) Equity, (File 333-96697 - Jul. 18) (BR. 36) S-8 NABORS INDUSTRIES LTD, C/O NABORS INDUSTRIES INC, 515 WEST GREENS ROAD, HOUSTON, TX, 77067, 2818740035 - 0 ($26,541,971.50) Equity, (File 333-96699 - Jul. 18) (BR. 04) S-8 MATRITECH INC/DE/, 330 NEVADA ST, NEWTON, MA, 02160, 6176616660 - 0 ($7,624,100.00) Equity, (File 333-96701 - Jul. 18) (BR. 01) SB-2 EAST KANSAS AGRI ENERGY LLC, 5152422473 - 0 ($21,600,000.00) Other, (File 333-96703 - Jul. 18) (BR. ) S-3 DERMA SCIENCES INC, 214 CARNEGIE CENTER, SUITE 100, PRINCETON, NJ, 08540, 6095144744 - 1,300,000 ($455,000.00) Equity, (File 333-96707 - Jul. 18) (BR. 01) SB-2 STEM GENETICS INC, 3809 SOUTH WEST TEMPLE ST, STE 1-D, SALT LAKE CITY, UT, 84115, 8012810001 - 1,500,000 ($10,500,000.00) Equity, (File 333-96709 - Jul. 18) (BR. ) S-8 FILENET CORP, 3565 HARBOR BLVD, COSTA MESA, CA, 92626, 7149663400 - 1,400,000 ($18,869,475.00) Equity, (File 333-96711 - Jul. 18) (BR. 03) S-8 FILENET CORP, 3565 HARBOR BLVD, COSTA MESA, CA, 92626, 7149663400 - 1,100,000 ($14,476,000.00) Equity, (File 333-96713 - Jul. 18) (BR. 03) S-3 STARWOOD HOTEL & RESORTS WORLDWIDE INC, 1111 WESTCHESTER AVENUE, WHITE PLAINS, NY, 10604, 9146408100 - 0 ($9,666,788.00) Equity, (File 333-96715 - Jul. 18) (BR. 08) S-2 CACHE INC, 1460 BROADWAY, NEW YORK, NY, 10036, 2128404242 - 0 ($49,233,800.00) Equity, (File 333-96717 - Jul. 18) (BR. 02) S-4 CORRECTIONS CORP OF AMERICA, 10 BURTON HILLS BLVD, N/A, NASHVILLE, TN, 37215, 6152633000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-96721 - Jul. 18) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 3 DIMENSIONAL PHARMACEUTICALS INC DE X 06/27/02 AMEND ABFS MORTGAGE LOAN TRUST 2002-2 MTG P X X 07/15/02 ACCREDITED HOME LENDERS INC DE X X 07/17/00 ADAMS RESOURCES & ENERGY INC DE X X 07/18/02 ADELPHIA BUSINESS SOLUTIONS INC DE X X 06/14/02 AMEND ADVANCED SWITCHING COMMUNICATIONS INC DE X 06/28/02 AGERE SYSTEMS INC DE X X 07/17/02 AIRPLANES LTD DE X 07/18/02 AIRPLANES LTD DE X 07/18/02 ALLIANCE DATA SYSTEMS CORP DE X X 07/17/02 ALTAIR NANOTECHNOLOGIES INC A6 X X 07/17/02 AMEDISYS INC DE X X 07/18/02 AMR CORP DE X 07/17/02 APCO ARGENTINA INC/NEW X X 07/03/02 AMEND ARAHOVA COMMUNICATIONS INC DE X X 06/09/02 AMEND BEAZER HOMES USA INC DE X X 07/16/02 BELLACASA PRODUCTIONS INC NV X 07/17/02 BENCHMARK ELECTRONICS INC TX X X 07/18/02 BLUEPOINT LINUX SOFTWARE CORP IN X 07/12/02 BOSTON PACIFIC MEDICAL INC MA X X X 06/30/02 BOYD GAMING CORP NV X X 07/17/02 BRIAZZ INC WA X 06/18/02 BUCA INC /MN MN X 07/16/02 CADENCE DESIGN SYSTEMS INC DE X X 07/17/02 CARESCIENCE INC PA X X 07/16/02 CBRL GROUP INC TN X X 07/18/02 CENDANT CORP DE X X 07/17/02 CERIDIAN CORP /DE/ DE X X 07/18/02 CHASE FUNDING INC NY X X 07/18/02 CITIGROUP INC DE X 07/17/02 CITIZENS FINANCIAL SERVICES INC PA X 06/30/02 COMPUTER NETWORK TECHNOLOGY CORP MN X X 07/10/02 CONECTIV DE X 07/18/02 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE X 07/12/02 CREDIT SUISSE FIRST BOSTON USA INC DE X 07/17/02 CROSS MEDIA MARKETING CORP DE X 07/12/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 05/29/02 CYGNUS INC /DE/ DE X X 07/18/02 DANA CORP VA X 07/17/02 DELTA AIR LINES INC /DE/ DE X X 07/18/02 DELTAGEN INC DE X X 07/18/02 DIAL CORP /NEW/ DE X 07/18/02 DIAMOND OFFSHORE DRILLING INC DE X X 07/18/02 DIGEX INC/DE DE X 07/15/02 DIVINE INC DE X X 07/16/02 DWC INSTALLATIONS X X 07/03/02 DYNAMIC MATERIALS CORP DE X X 07/18/02 ELITE LOGISTICS INC ID X X 07/18/02 EMC INSURANCE GROUP INC IA X 06/30/02 EMCEE BROADCAST PRODUCTS INC DE X 07/11/02 EXCHANGE BANCSHARES INC OH X X 07/18/02 FAIRCHILD CORP DE X X 07/18/02 FIRST BUSEY CORP /NV/ NV X X 07/17/02 FIRST OAK BROOK BANCSHARES INC DE X X 07/18/02 FIRST UNION NATIONAL BANK COM MORT PA NC X 07/01/02 FLEETWOOD ENTERPRISES INC/DE/ DE X X 07/12/02 FORD MOTOR CREDIT CO DE X X 07/17/02 FRONTIERVISION HOLDINGS LP DE X X 06/09/02 AMEND FRONTIERVISION OPERATING PARTNERS LP DE X X 06/09/02 AMEND GENEMAX CORP NV X X 07/18/02 GEORGIA PACIFIC CORP GA X X 07/18/02 GIGA INFORMATION GROUP INC DE X 07/12/02 GLOBAL CROSSING LTD X X 07/17/02 GREKA ENERGY CORP CO X X 07/01/02 HEADWATERS INC DE X X 07/15/02 HUTTON INVESTORS FUTURES FUND L P II DE X 07/17/02 INSYNQ INC DE X 06/30/02 INTERNATIONAL PAPER CO /NEW/ NY X X 07/18/02 IPARTY CORP DE X 07/18/02 ISG RESOURCES INC UT X X 07/15/02 JAKKS PACIFIC INC DE X X 07/18/02 LATINOCARE MANAGEMENT CORP NV X 07/02/01 LIGHTPATH TECHNOLOGIES INC DE X X 07/17/02 LIQUID AUDIO INC DE X X 07/14/02 LONG BEACH ACCEPTANCE CORP X X 07/16/02 MAF BANCORP INC DE X X 07/18/02 MAIN STREET BANKS INC /NEW/ GA X X 07/18/02 MAJESTIC COMPANIES LTD NV X X X 07/18/02 MANITOWOC CO INC WI X 07/18/02 MATTEL INC /DE/ DE X X 07/18/02 MAVERICK TUBE CORPORATION DE X X 07/18/02 METASOURCE GROUP INC NV X 07/12/02 METLIFE INC DE X 07/17/02 MFB CORP IN X 06/30/02 MICROCHIP TECHNOLOGY INC DE X X 07/17/02 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA X X 07/18/02 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 07/15/02 MONEY STORE INVESTMENT CORP NJ X X 07/15/02 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 07/15/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/17/02 MSDW STRUCTURED SATURNS SERIES 2001 3 DE X 07/01/02 MSDW STRUCTURED SATURNS SERIES 2001-7 DE X 07/01/02 NABORS INDUSTRIES LTD X X 07/18/02 NATIONAL CITY CORP DE X 07/18/02 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY X 07/17/02 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY X 07/17/02 AMEND NATIONAL REAL ESTATE LTD PARTNERSHIP WI X 06/18/02 NATIONAL REAL ESTATE LTD PARTNERSHIP WI X 06/28/02 NEW YORK COMMUNITY BANCORP INC DE X X 07/17/02 NN INC DE X X 07/18/02 NORTH AMERICAN TECHNOLOGIES GROUP INC DE X 07/17/02 NORTHERN STATES POWER CO MN X X 07/16/02 NORTHLAND CABLE TELEVISION INC WA X X 07/10/02 OLYMPUS COMMUNICATIONS LP DE X X 06/09/02 AMEND PATH 1 NETWORK TECHNOLOGIES INC X X 07/12/02 PAXSON COMMUNICATIONS CORP DE X 07/18/02 PEOPLES HOLDING CO MS X X 07/18/02 PEPCO HOLDINGS INC DE X 07/18/02 PERFICIENT INC DE X X 06/26/02 PETSMART INC DE X X 06/25/02 AMEND PHOTRONICS INC CT X X 07/15/02 PIONEER DRILLING CO TX X X 07/03/02 PIPELINE DATA INC X 06/30/02 PIPELINE DATA INC X X X X 03/31/02 AMEND PNC FINANCIAL SERVICES GROUP INC PA X X 07/18/02 PNC MORT ACCEPT CORP COMMERC MORT PAS MO X X 07/10/02 PNC MORT SEC CORP COM MORT PASS THR C MO X X 07/15/02 PNC MORTGAGE ACCEPTANCE CORP MO X X 07/12/02 PNM RESOURCES NM X 07/18/02 PRIME GROUP REALTY TRUST MD X 07/16/02 PRINTVILLAGE INC NY X X 06/01/02 PRINTVILLAGE INC NY X X 06/01/02 PROGRESS FINANCIAL CORP DE X 07/18/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 07/01/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 07/01/02 PUBLIC SERVICE ELECTRIC & GAS CO NJ X X 07/17/02 PUGET SOUND ENERGY INC WA X 07/18/02 RADIANT SYSTEMS INC GA X 07/18/02 RARE MEDIUM GROUP INC DE X X 07/17/02 RBX CORP DE X X 07/18/02 RECLAIMATION CONSULTING & APPLICATION CO X X 06/03/02 REDBACK NETWORKS INC DE X X 07/10/02 REDWOOD EMPIRE BANCORP CA X 06/30/02 REEL STAFF INC X 07/18/02 REGIONS FINANCIAL CORP DE X X 07/18/02 RENT WAY INC PA X 07/18/02 RIDGEWOOD ELECTRIC POWER TRUST IV DE X 09/30/02 RIDGEWOOD ELECTRIC POWER TRUST V DE X 09/30/02 SALOMON SMITH BARNEY DIVERSIFIED 2000 X 07/17/02 SALOMON SMITH BARNEY DIVERSIFIED 2000 X 07/17/02 AMEND SALOMON SMITH BARNEY GLOBAL DIVERSIFI X 07/17/02 SALOMON SMITH BARNEY HOLDINGS INC DE X 06/30/02 SANDISK CORP DE X X 07/17/02 SCHLUMBERGER LTD /NY/ P8 X X 07/17/02 SCOTTS LIQUID GOLD INC CO X 07/16/02 SEARS ROEBUCK & CO NY X X 07/18/02 SECURITY ASSOCIATES INTERNATIONAL INC DE X 06/11/02 SHEARSON LEHMAN SELECT ADVISORS FUTUR DE X 07/17/02 SHEARSON MID WEST FUTURES FUND NY X 07/17/02 SIMMONS FIRST NATIONAL CORP AR X 06/30/02 SMITH BARNEY AAA ENERGY FUND LP /NY X 07/17/02 SMITH BARNEY DIVERSIFIED FUTURES FUND NY X 07/17/02 SMITH BARNEY DIVERSIFIED FUTURES FUND NY X 07/17/02 SMITH BARNEY MID WEST FUTURES FUND LP NY X 07/17/02 SMITH BARNEY PRINCIPAL PLUS FUTURES F NY X 07/17/02 SMITH BARNEY PRINCIPAL PLUS FUTURES F NY X 07/17/02 SMITH BARNEY WESTPORT FUTURES FUND LP X 07/17/02 SPECTRALINK CORP CO X 07/17/02 STAMPEDE WORLDWIDE INC FL X 07/18/02 STAMPEDE WORLDWIDE INC FL X 07/18/02 AMEND STERLING BANCSHARES INC TX X X 07/18/02 STRUCTURED PRODUCTS CORP DE X 07/01/02 STRUCTURED PRODUCTS CORP DE X 07/01/02 SUITE 101 COM INC DE X 07/17/02 SUNTERRA CORP MD X X 07/12/02 TENASKA GEORGIA PARTNERS LP DE X 07/17/02 TETRA TECH INC DE X X 07/17/02 TOWER AUTOMOTIVE INC DE X X 07/18/02 TRAVELERS PROPERTY CASUALTY CORP CT X 07/17/02 UAL CORP /DE/ DE X X 07/18/02 UBIQUITEL INC DE X X 07/17/02 UNION PACIFIC CORP UT X X 07/18/02 UNION PACIFIC RAILROAD CO/DE DE X X 07/18/02 UNION PLANTERS CORP TN X 07/18/02 UNUMPROVIDENT CORP DE X 07/18/02 URBANA CA INC NV X X X 04/12/02 USG CORP DE X X 07/17/02 VALCOM INC /CA/ DE X X 06/30/02 AMEND VION PHARMACEUTICALS INC DE X X 07/17/02 WACHOVIA CORP NEW NC X X X 07/18/02 WASHINGTON MUTUAL INC WA X X 07/16/02 WHITNEY HOLDING CORP LA X X 07/18/02 WINE SYSTEMS DESIGN INC NV X X X X X 07/16/02 XL CAPITAL LTD X X 07/18/02 ZALE CORP DE X X 07/17/02 ZALE CORP DE X X 07/18/02