SEC NEWS DIGEST Issue 2002-117 June 18, 2002 ENFORCEMENT PROCEEDINGS FIFTH THIRD SECURITIES TO PAY $1 MILLION PENALTY FOR VIOLATING MSRB RULE G-37 The Commission announced today that it has ordered Fifth Third Securities Inc. to pay a $1 million civil penalty for violating rules governing political contributions and the municipal securities business. Fifth Third Securities is an Ohio-based broker-dealer and municipal securities dealer wholly owned by Fifth Third Bancorp. In its order, the Commission found that two executives of banks affiliated with Fifth Third Securities solicited municipal securities business from certain issuers of municipal securities on behalf of Fifth Third Securities between 1998 and 2000. These solicitations made the two bank executives "municipal finance professionals" under Rule G-37 of the Municipal Securities Rulemaking Board. Between 1997 and 2001, the two bank executives made 13 personal contributions and directed one contribution from Fifth Third Bank's Political Action Committee to candidates or incumbents for elective offices responsible for, or having the authority to appoint persons responsible for, the awarding of municipal securities business by certain units of state and local government in Ohio. Within two years after each of these contributions, Fifth Third Securities engaged in a municipal securities transaction with the municipal securities issuer associated with the recipient of the contributions. Fifth Third Securities thereby violated MSRB Rule G- 37(b) and Section 15B(c)(1) of the Securities Exchange Act of 1934. MSRB Rule G-37 is a prophylactic rule governing political contributions and municipal securities business. It is intended to ensure that the high standards and integrity of the municipal securities industry are maintained and to remove any appearance that decisions by municipalities in awarding municipal securities business were influenced by political contributions. Section 15B(c)(1) of the Exchange Act prohibits brokers, dealers, or municipal securities dealers from engaging in certain municipal securities transactions in violation of any rule of the MSRB. Fifth Third Securities consented to the entry of the Commission's order without admitting or denying the Commission's findings. The firm also agreed to retain an independent consultant to review, and make recommendations regarding, the firm's supervisory and compliance policies and procedures related to the types of conduct described in the order. Finally, Fifth Third Securities requested from the Commission an exemption from any prohibition on engaging in future municipal securities business that could result from certain political contributions made by one of the two bank executives. The Commission considered this request solely in the context of the Commission's settlement of administrative proceedings against the firm. The Commission then granted the request. Unless made in connection with an offer to settle a Commission enforcement action, all requests for exemption from the prohibition on engaging in municipal securities business under MSRB Rule G-37 should continue to be directed to the registered securities association of which the broker, dealer or municipal securities dealer is a member, as set forth in MSRB Rule G- 37(i). The Commission's investigation is continuing. (Rels. 34-46087; 34- 46088; File No. 3-10804) COMMISSION SANCTIONS PERFORMANCE ANALYTICS, INC. AND LESLIE GOLEMBO On June 17, the Commission simultaneously instituted and settled administrative proceedings against Performance Analytics, Inc. and its former officer, Leslie I. Golembo, concerning their material misrepresentations and omissions to one of their clients, a union pension fund. Performance and Golembo, without admitting or denying the Commission's findings, consented to an Order of the Commission that, among other things, censured Performance, ordered Performance to pay a $75,000 penalty, and ordered Golembo to pay a penalty of $50,000. The Order further barred Golembo from association with any investment adviser, with a right to reapply after three years, and barred him from association with any broker or dealer, with a right to reapply after one year. Both Performance and Golembo also were barred from various associations with registered investment companies. According to the Commission's Order, in or about 1994, a registered representative of East West Institutional Services, Inc., a broker- dealer, entered into an illegal kickback agreement with two trustees of a union pension fund. The two trustees caused the pension fund to hire investment advisers who were willing to direct brokerage trades to East West, and East West then paid kickbacks of commissions to the two trustees. In 1995, the pension fund hired Performance as a consultant to provide advice concerning the retention of new investment advisers. In fact, Performance, through Golembo, obtained the consultant position by agreeing to recommend to the pension fund only those investment advisers that were willing to direct brokerage to East West. Also in 1995, Golembo, on behalf of Performance, recommended to the pension fund at least one investment adviser, Duff & Phelps Investment Management Co., Inc., that he knew or was reckless in not knowing was willing to direct brokerage to East West. In 1996, Performance entered into a separate soft-dollar arrangement with Duff, whereby it received $100,000 annually in brokerage commission business directed by Duff for the benefit of Performance, in exchange for a continuing recommendation of Duff to the pension fund. The Commission's Order finds that Performance and Golembo violated the federal securities laws when they failed to disclose to the pension fund their arrangement to recommend only those advisers that agreed to direct brokerage to East West. They further failed to disclose to the pension fund their arrangement to continue to recommend Duff's advisory services to the pension fund in exchange for Duff's direction of $100,000 per year in brokerage commission business for the benefit of Performance. The Order requires Performance and Golembo to cease and desist from future violations of the antifraud provisions of the Investment Advisers Act of 1940 [Sections 206(1) and 206(2)]. The Commission previously instituted related administrative proceedings concerning Duff and two of its former officers [In re Duff & Phelps Investment Management Co., Inc., Advisers Act Rel. No. 1984 (September 28, 2001)(settled); In re Wayne C. Stevens, Advisers Act Rel. No. 1983 (September 28, 2001)(settled); In re Chris Woessner, Advisers Act Rel. No. 1985 (September 28, 2001)(contested)]. East West and its registered representative, Christopher P. Roach, were respondents in another administrative proceeding concerning related conduct [In re Christopher P. Roach and East West Institutional Services, Inc., Advisers Act Rel. No. 2016 (February 28, 2002)(order entered by default)]. (Rels. 34- 46081; IA-2036; Rel. IC-25615; File No. 3-10802) JAMES SPRATT III PERMANENTLY ENJOINED FROM VIOLATING THE ANTIFRAUD, ANTITOUTING AND REGISTRATION PROVISIONS OF THE FEDERAL SECURITIES LAWS AND BARRED FROM PARTICIPATING IN AN OFFERING OF PENNY STOCK The Commission announced today that, on December 31, 2001, the United States District Court for the Middle District of Florida entered a final judgment against James W. Spratt III (Spratt). Without admitting or denying the Commission's allegations, Spratt consented to the entry of a judgment which permanently enjoins him from violating Sections 5(a), 5(c), 17(a) and 17(b) of the Securities Act of 1933 (Securities Act), Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934 (Exchange Act), and Exchange Act Rule 10b-5. The judgment also requires Spratt to pay disgorgement and prejudgment interest in the amount of $629,000, and a civil penalty of $125,000. The Commission also announced that on June 17 it instituted and settled administrative proceedings against Spratt, pursuant to Section 15(b)(6) of the Exchange Act. Under the Commission Order, Spratt, without admitting or denying the Commission's findings, will be barred from participating in any offering of penny stock. The Commission alleged that Spratt, while a principal associate of Corporate Relations Group, Inc. (CRG), a public relations firm and co- defendant in the civil injunctive action, violated the antifraud, antitouting and registration provisions of the securities laws by participating in a fraudulent scheme in which CRG acquired control of large blocks of securities from small companies at a steep discount, touted the securities to the public, and then sold the securities, which were neither registered with the Commission nor exempt from registration. The securities of several of these companies constituted penny stocks within the meaning of Section 3(a)(51) of the Exchange Act and Rule 3a51-1 thereunder. The Commission's civil action against CRG and other defendants is proceeding in the Middle District of Florida. For further information see Litigation Release 16294 (September 27, 1999). [SEC v. Corporate Relations Group, Inc., et al., Civil Action No. 6:99-cv-1222-Orl-28A (M.D. Fla., Orlando)] (LR-17571); Administrative Proceeding In the Matter of James W. Spratt III - Rel. 34-46083; File No. 3-10803) THE SEC FILES SETTLED CIVIL ACTION AGAINST TERRANCE MICHAEL O'DONOHUE AND O'DONOHUE FUND MANAGEMENT, INC. The Commission announced today that it has filed a settled civil action against Terrance Michael O'Donohue and O'Donohue Fund Management, Inc. in the U.S. District Court for the Northern District of Georgia. The Commission's complaint alleges that, from June 1995 until November 2000, O'Donohue raised almost $3 million for three limited partnerships from 53 investors. The complaint alleges that O'Donohue, who was a Georgia resident, or O'Donohue Fund Management, a Georgia corporation controlled by O'Donohue, were the general partners and made the investment decisions for the partnerships. According to the Commission's complaint, O'Donohue diverted over $2 million of investor funds, falsely stated to investors that their funds were invested, sent out false account statements indicating that investors' funds were earning returns, and otherwise engaged in a variety of conduct which operated as a fraud and deceit on investors. The complaint also alleges that O'Donohue and O'Donohue Fund Management sold unregistered securities. O'Donohue was convicted of three counts of mail fraud involving this same conduct. He was sentenced in the United States District Court for the Northern District of Georgia to serve 48 months in prison, followed by three years of supervised release, and was ordered to pay restitution of $2,468,912.41. O'Donohue and O'Donohue Fund Management consented, without admitting or denying the allegations in the complaint, to the entry of a final judgment that permanently enjoins them from violating Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Commission did not seek disgorgement or civil penalties because of the criminal sanctions already imposed. The Commission wishes to thank the United States Attorney's Office for the Northern District of Georgia and the Georgia Secretary of State, Securities Division, for their assistance in this matter. [SEC v. Terrance Michael O'Donohue and O'Donohue Fund Management, Inc., Civil Action No. 1:02 CV 1663 (N.D. Ga.)] (LR-17572) INVESTMENT COMPANY ACT RELEASES ONE GROUP MUTUAL FUNDS, ET AL. A notice has been issued giving interested persons until July 9, 2002, to request a hearing on an application filed by One Group Mutual Funds, et al. for an order to permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility. (Rel. IC-25613 - June 14) MERRIMAC MASTER PORTFOLIO, ET AL. A notice has been issued giving interested persons until July 12, 2002, to request a hearing on an application filed by Merrimac Master Portfolio, et al. for an order under Section 6(c) of the Investment Company Act for an exemption from Section 15(a) of the Act and Rule 18f- 2 under the Act. The order would permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25614 - June 17) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2002-45) filed by the American Stock Exchange relating to the discontinuation of the Exchange's program of revenue sharing with Exchange specialists has become immediately effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 17. (Rel. 34-46078) A proposed rule change (SR-PCX-2002-29) filed by the Pacific Exchange relating to a one-year extension of the Auto-Ex Book function pilot program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 17. (Rel. 34-46082) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 APARTMENT INVESTMENT & MANAGEMENT CO, COLORADO CENTER TOWER TWO, 2000 S COLORADO BLVD STE 2-1000, DENVER, CO, 80222-4348, 3037578101 - 0 ($361,864.00) Equity, (File 333-90588 - Jun. 17) (BR. 08) S-4 APARTMENT INVESTMENT & MANAGEMENT CO, COLORADO CENTER TOWER TWO, 2000 S COLORADO BLVD STE 2-1000, DENVER, CO, 80222-4348, 3037578101 - 0 ($840,006.00) Equity, (File 333-90590 - Jun. 17) (BR. 08) S-8 REDWOOD TRUST INC, 591 REDWOOD HWY, STE 3100, MILL VALLEY, CA, 94941, 4153897373 - 20,000,000 ($20,000,000.00) Equity, (File 333-90592 - Jun. 17) (BR. 08) S-3 STEEL DYNAMICS INC, 7030 POINTE INVERNESS WAY, SUITE 310, FORT WAYNE, IN, 46804, 2194593553 - 0 ($175,000,000.00) Equity, (File 333-90594 - Jun. 17) (BR. 06) S-1 CP&P INC, 133 PEACHTREE STREET NE, ATLANTA, GA, 30303, 4046524000 - 0 ($1,000,000,000.00) Equity, (File 333-90596 - Jun. 17) (BR. ) S-8 STANDARD PACIFIC CORP /DE/, 15326 ALTON PARKWAY, IRVINE, CA, 92618, 9497891600 - 0 ($48,420,000.00) Equity, (File 333-90598 - Jun. 17) (BR. 06) S-1 WYNN RESORTS LTD, 3145 LAS VEGAS BLVD S., LAS VEGAS, NV, 89109, 7027334444 - 0 ($408,250,000.00) Equity, (File 333-90600 - Jun. 17) (BR. ) S-8 WHIRLPOOL CORP /DE/, WHIRLPOOL CNTR 2000 M 63, C/O CORPORATE SECRETARY, BENTON HARBOR, MI, 49022-2692, 6169235000 - 0 ($204,780,000.00) Equity, (File 333-90602 - Jun. 17) (BR. 02) SB-2 PALLADIUM COMMUNICATIONS INC, 416 W. MUHAMMED ALI BLVD, 416 W. MUHAMMED ALI BLVD., LOUISVILLE, KY, 40202, 502-585-6364 - 162,400,000 ($3,248,000.00) Equity, (File 333-90604 - Jun. 17) (BR. 09) S-3 SILVERSTAR HOLDINGS LTD, 6100 GLADES ROAD SUITE 305, BOCA RATON, FL, 33434, 5614790040 - 900,000 ($333,000.00) Equity, (File 333-90606 - Jun. 17) (BR. 04) S-8 CMGI INC, 100 BRICKSTONE SQUARE, STE B110, ANDOVER, MA, 01810, 9786843600 - 0 ($8,325,000.00) Equity, (File 333-90608 - Jun. 17) (BR. 02) S-8 EVERLERT INC, 1201 E WARNER AVE, SANTA ANA, CA, 92705, 7149660710 - 0 ($19,100.00) Equity, (File 333-90610 - Jun. 17) (BR. 36) S-8 COPART INC, 5500 E SECOND ST, BENICIA, CA, 94510, 7077485000 - 0 ($72,630,000.00) Equity, (File 333-90612 - Jun. 17) (BR. 02) SB-2 MCG DIVERSIFIED INC, 10,168,000 ($406,720.00) Equity, (File 333-90614 - Jun. 17) (BR. ) S-8 I INCUBATOR COM INC, 701 BRICKELL AVENUE SUITE 3120, SUITEN 204, MIAMI, FL, 33131, 3055390900 - 1,000,000 ($1,150,000.00) Equity, (File 333-90616 - Jun. 17) (BR. 09) SB-2 INFOTEC BUSINESS SYSTEMS INC, 444 COLUMBIA ST EAST, NEW WESTMINSTER, BRITISH COLUMBIA, CANADA V3L 3W9, A1, 00000, 6047771707 - 1,200,000 ($60,000.00) Equity, (File 333-90618 - Jun. 17) (BR. ) S-8 HOMEGOLD FINANCIAL INC, 3901 PELHAM ROAD, GREENVILLE, SC, 29615, 8642895400 - 900,000 ($324,000.00) Equity, (File 333-90624 - Jun. 17) (BR. 07) S-3 LUCENT TECHNOLOGIES INC, 600 MOUNTAIN AVE, MURRAY HILL, NJ, 07974, 9085828500 - 0 ($1,299,375,000.00) Debt Convertible into Equity, (File 333-90628 - Jun. 17) (BR. 37) S-8 CREATIVE HOST SERVICES INC, 6335 FERRIS SQUARE, STES G-H, SAN DIEGO, CA, 92126, 6195877300 - 465,000 ($614,950.00) Equity, (File 333-90630 - Jun. 17) (BR. 05) S-4 FOAMEX L P, 1000 COLUMBIA AVENUE, LINEWOOD, PA, 19061, 6108593000 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-90632 - Jun. 17) (BR. 06) S-8 MARKETCENTRAL NET CORP, 6401 SOUTH BOSTON STREET, SUITE Q205, ENGLEWOOD, C0, 80111, 7204899041 - 3,000,000 ($480,000.00) Equity, (File 333-90634 - Jun. 17) (BR. 09) S-3 ADVANTA CORP, P.O. BOX 844, WELSH & MCKEAN ROADS, SPRING HOUSE, PA, 19477, 2154445051 - 0 ($700,000,000.00) Non-Convertible Debt, (File 333-90642 - Jun. 17) (BR. 07) S-8 EDWARDS J D & CO, ONE TECHNLOGY WAY, DENVER, CO, 80237, 3034884000 - 0 ($292,695,008.56) Equity, (File 333-90644 - Jun. 17) (BR. 03) S-8 NORTHWEST AIRLINES CORP, 2700 LONE OAK PKWY, EAGAN, MN, 55121, 6127262111 - 0 ($81,300,000.00) Equity, (File 333-90646 - Jun. 17) (BR. 05) S-8 NORTHWEST AIRLINES CORP, 2700 LONE OAK PKWY, EAGAN, MN, 55121, 6127262111 - 0 ($67,750,000.00) Equity, (File 333-90648 - Jun. 17) (BR. 05) S-8 NORTHWEST AIRLINES CORP, 2700 LONE OAK PKWY, EAGAN, MN, 55121, 6127262111 - 0 ($6,775,000.00) Equity, (File 333-90650 - Jun. 17) (BR. 05) S-8 CAVALIER HOMES INC, 32 WILSON BLVD. 100, P O BOX 540, ADDISON, AL, 35540, 2567479800 - 0 ($200,430.00) Equity, (File 333-90652 - Jun. 17) (BR. 06) S-3 ABLE LABORATORIES INC, 200 HIGHLAND AVENUE SUITE 301, NEEDHAM, MA, 02494, 7814494926 - 4,559,775 ($26,241,505.00) Equity, (File 333-90654 - Jun. 17) (BR. 01) S-8 CLEAR CHANNEL COMMUNICATIONS INC, 200 E BASSE RD, SAN ANTONIO, TX, 78209, 2108222828 - 0 ($613,664,324.50) Equity, (File 333-90656 - Jun. 17) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ACCUPOLL HOLDING CORP NV X X X 05/20/02 ACORN PRODUCTS INC DE X X 06/13/02 ADVANCED POWER TECHNOLOGY INC X X 05/31/02 ADVANCED REMOTE COMMUNICATION SOLUTIO CA X 05/31/02 ADVANTA BUSINESS SERVICES CORP DE X 06/12/02 ADVANTA BUSINESS SERVICES CORP DE X 06/12/02 ADVANTA EQUIPMENT LEASING RECEIVABLES NV X 06/12/02 AETHER SYSTEMS INC DE X X 06/12/02 AGWAY INC DE X 06/17/02 AIRCRAFT FINANCE TRUST DE X 06/17/02 ALLIED PRODUCTS CORP /DE/ DE X X 05/01/02 ALLOY STEEL INTERNATIONAL INC X 06/06/02 ALLOY STEEL INTERNATIONAL INC X 06/06/02 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE X X 06/17/02 AMERICAN EXPRESS MASTER TRUST DE X X 06/17/02 AMERICREDIT CORP TX X X 06/13/02 AMSCAN HOLDINGS INC DE X X 06/13/02 ANTHEM INC IN X 06/17/02 APAC CUSTOMER SERVICE INC IL X X 06/17/02 ATLAS MINERALS INC CO X 06/17/02 AUSPEX SYSTEMS INC DE X 06/11/02 BANC ONE CREDIT CARD MASTER TRUST NY X X 06/17/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 06/17/02 BEAR STEARNS DEPOSITOR INC SERIES 200 X 06/01/02 BEAR STEARNS DEPOSITOR INC SERIES 200 X 12/01/01 BEAR STEARNS DEPOSITOR INC TRUST CERT X 12/01/01 BEAR STEARNS DEPOSITOR INC TRUST CERT X 06/01/02 BEAR STEARNS DEPOSITOR INC TRUST CERT X 03/15/02 BEAR STEARNS DEPOSITOR INC TRUST CERT X 09/15/01 BEAR STEARNS DEPOSITOR INC TRUST CERT X 06/01/02 BEAR STEARNS DEPOSITOR INC TRUST CERT X 12/01/01 BEAR STEARNS DEPOSITOR INC TRUST CERT X 05/15/02 BIOCRYST PHARMACEUTICALS INC DE X X 06/14/02 BUSINESSWAY INTERNATIONAL CORP FL X 06/12/02 CACHE INC FL X 06/12/02 CANNON EXPRESS INC DE X 06/11/02 CASTLE ENERGY CORP DE X X 05/31/02 CBL & ASSOCIATES PROPERTIES INC DE X X 06/10/02 CC MASTER CREDIT CARD TRUST II MD X 06/17/02 CHATTEM INC TN X X 03/28/02 AMEND CHEVRON PHILLIPS CHEMICAL CO LLC DE X 05/21/02 CHORDIANT SOFTWARE INC DE X X 06/14/02 AMEND CHROMAVISION MEDICAL SYSTEMS INC DE X X 06/13/02 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 05/31/02 CLEVELAND CLIFFS INC OH X 06/14/02 COGENT COMMUNICATIONS GROUP INC X X 04/04/02 AMEND COLLINS INDUSTRIES INC MO X 06/14/02 COMMAND SECURITY CORP NY X 06/12/02 COMMERCIAL METALS CO DE X 06/13/02 CONSECO FINANCE SECURITIZATIONS CORP DE X X 06/14/02 CORPORATE BOND BACKED CERT TR SER 199 X X 06/17/01 CREATIVE COMPUTER APPLICATIONS INC CA X 06/14/02 CROSS MEDIA MARKETING CORP DE X 06/17/02 CSFB MORTGAGE BACKED PASS THR CERT SE DE X X 04/25/02 CSFB MORTGAGE BACKED PASS THR CERT SE DE X X 05/28/02 CURIS INC DE X X 06/14/02 DEERE & CO DE X 06/17/02 DEL MONTE FOODS CO DE X X 06/12/02 DEL MONTE FOODS CO DE X X 06/12/02 DISCOVER CARD MASTER TRUST I DE X 06/17/02 DOR BIOPHARMA INC DE X X 06/14/02 DREYERS GRAND ICE CREAM INC DE X 06/17/02 EEX CORP TX X X 05/28/02 EL PASO CORP/DE DE X X 06/17/02 ELCOR CORP DE X X 06/14/02 EMAGIN CORP NV X X 06/14/02 ENSCO INTERNATIONAL INC DE X 06/17/02 ENVIRONMENTAL ELEMENTS CORP DE X X 06/14/02 EQUITY ONE ABS INC MORTGAGE PASS THRU DE X X 06/14/02 EUROTECH LTD DC X X 06/13/02 FASTNET CORP PA X X 05/31/02 FIBERNET TELECOM GROUP INC\ DE X X 06/14/02 FINANCIAL ASSETS SEC CORP FIRST FRANK DE X X 06/17/02 FINGERHUT RECEIVABLES INC DE X 06/17/02 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 06/17/02 FIRST NBC CREDIT CARD MASTER TRUST X 06/17/02 FIRST USA BANK NATIONAL ASSOCIATION X X 06/17/02 FIRST USA BANK NATIONAL ASSOCIATION X X 06/17/02 FIRST USA BANK NATIONAL ASSOCIATION X X 06/10/02 FIRST USA BANK NATIONAL ASSOCIATION X X 06/17/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/01/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/30/02 FIRST USA BANK NATIONAL ASSOCIATION X X 05/22/02 FIRST USA BANK NATIONAL ASSOCIATION X 06/17/02 FLEET CREDIT CARD MASTER TRUST II NY X 06/17/02 FNANB CREDIT CARD MASTER TRUST X X 05/31/02 FRANKLIN CAPITAL CORP DE X X X 04/03/02 GARUDA CAPITAL CORP NV X 06/14/02 GEOWORKS /CA/ DE X X 05/29/02 GOODRICH CORP NY X X 05/31/02 GREATAMERICA LEASING RECEIVABLES 2002 DE X X 06/17/02 HERITAGE COMPANIES INC NV X 06/17/02 HOME EQ LOAN TRUST SER 2002 CIT1 ASST DE X X 06/17/02 HOME EQ LOAN TRUST SER 2002 CIT1 ASST DE X 06/17/02 HOME EQ LOAN TRUST SER 2002 CIT1 ASST DE X 06/17/02 HORIZON OFFSHORE INC DE X X 06/14/02 HUNTSMAN POLYMERS CORP DE X X 06/17/02 ICONET INC NV X 06/14/02 AMEND IXYS CORP /DE/ DE X X X 06/07/02 JCC HOLDING CO DE X X 06/07/02 JKC GROUP INC NY X 06/14/02 JLG INDUSTRIES INC PA X X 06/17/02 JPE INC MI X X 05/31/02 KAMAN CORP CT X 06/14/02 KANSAS CITY SOUTHERN DE X X 06/17/02 KROGER CO OH X X 06/17/02 LEASE INVESTMENT FLIGHT TRUST DE X 06/17/02 LEHMAN ABS CORP DE X X 06/07/02 LIBERTY MEDIA CORP /DE/ DE X X 06/13/02 LIFE SCIENCES RESEARCH INC MD X 06/11/02 LINENS N THINGS INC DE X X 06/17/02 LOUDCLOUD INC DE X 06/14/02 LUCENT TECHNOLOGIES INC DE X X 06/17/02 MACATAWA BANK CORP MI X 06/04/02 MACQUARIE SECURITISATION LTD DE X X 06/12/02 MACQUARIE SECURITISATION LTD DE X X 06/20/02 MARSHALL & ILSLEY CORP/WI/ WI X X 06/17/02 MARTIN INDUSTRIES INC /DE/ DE X X 06/14/02 MCDONALDS CORP DE X X 06/17/02 MERITAGE CORP MD X X 06/14/02 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 06/14/02 MIDLAND COGENERATION VENTURE LIMITED MI X X 06/14/02 MILLS CORP DE X X 05/31/02 MONARCH DENTAL CORP DE X X 06/10/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/12/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/17/02 MULTI COLOR CORP OH X X 05/31/02 NISSAN AUTO RECEIVABLES 2002 B OWNER DE X 05/15/02 NOCOPI TECHNOLOGIES INC/MD/ MD X X 06/17/02 NORTH SHORE CAPITAL III INC CO X 04/01/02 AMEND NORTHEAST UTILITIES SYSTEM MA X 06/17/02 OAKWOOD MORTGAGE INVESTORS INC NV X 06/14/02 ORASURE TECHNOLOGIES INC DE X X 06/17/02 OUTLOOK GROUP CORP WI X X 06/01/02 PLANET ZANETT INC X 06/17/02 PLANETRX COM DE X 05/31/02 PLIANT CORP UT X X 06/10/02 PMA CAPITAL CORP PA X 06/17/02 POST PROPERTIES INC GA X X 06/17/02 PR SPECIALISTS INC DE X X 06/17/02 PROVIDIAN FINANCIAL CORP DE X 05/31/02 QUEPASA COM INC NV X X 06/03/02 RACING CHAMPIONS CORP DE X X 06/11/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 06/06/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/17/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/17/02 ROCKWELL COLLINS INC DE X X 06/12/02 SAKS CREDIT CARD MASTER TRUST NV X X 06/17/02 SALOMON BROTHERS COMMERCIAL MORTGAGE DE X X 06/13/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 06/17/02 SOUTH FINANCIAL GROUP INC SC X 06/14/02 SPECTRAFAX CORP FL X X 06/17/02 SPORTING MAGIC INC DE X X 06/01/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X 05/25/02 STRUCTURED ASSET 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