SEC NEWS DIGEST Issue 2002-110 June 7, 2002 COMMISSION ANNOUNCEMENTS STATEMENT BY HARVEY L. PITT ON THE DRAFT REPORT OF THE NYSE'S CORPORATE ACCOUNTABILITY AND LISTING STANDARDS COMMITTEE On June 6, Chairman Harvey L. Pitt issued the following statement on the Draft Report issued by the New York Stock Exchange's Corporate Accountability and Listing Standards Committee: "The Commission strongly commends the NYSE Board's creative and far- reaching proposals to improve the level and quality of corporate governance in America. This was precisely the kind of effort we hoped would result when we asked the exchanges to rethink their listing agreements last February. This is a significant step in addressing major concerns raised by the investing public in light of recent events. It is more important than ever that decisive action be taken to restore investor confidence to the financial markets, and I commend the leadership shown by the NYSE. "The steps proposed by the NYSE represent an important first step, but improvement of corporate governance is a work in progress, and we look forward to continuing to work with the NYSE and all other interested parties toward that end." (Press Rel. 2002-85) CORRECTION The calendar of public appearances of senior SEC officials, published in the June 3rd issue of the Digest, included an inaccurate number for Andrew Saxlehner, the contact person for the Allan Beller speech scheduled for June 13 at the SEC Institute. The correct number is (305) 529-1550. ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOSEPHTHAL & CO., INC. On June 6, the Commission instituted and simultaneously settled public administrative proceedings against Josephthal and Co., Inc. (Josephthal), a broker-dealer registered with the Commission. The Commission's order found that Josephthal failed reasonably to supervise a registered representative in its Addison, Texas branch office. From approximately June 2000 through March 23, 2001, this registered representative misappropriated at least $1.3 million from his customers by wire transferring funds from their accounts. Josephthal failed reasonably to supervise this registered representative when it failed to adequately implement effective wire transfer procedures. Although in October 1998, Josephthal distributed a Branch Office Manager's Guide to Supervision to each branch office manager, each page of the guide was stamped draft (Draft Guide). Moreover, Josephthal failed to establish a system to monitor whether the branch office manager was implementing the wire transfer procedures required by the Draft Guide. The Draft Guide required that all wire transfer requests be in writing and that the branch office manager approve and confirm each request by contacting the customer. However, the registered representative bypassed the branch office manager, who never confirmed or approved any of the wire transfers prior to their execution. The firm has made compensatory payments to the registered representative's customers and has filed Form BDW. Without admitting or denying the Commission's findings, Josephthal agreed to a censure and to pay a civil money penalty of $75,000. The Commission's investigation continues as to individual persons associated with Josephthal. (Rel. 34-46039; File No. 3-10793) FORMER OFFICERS OF FIRST MERCHANTS ACCEPTANCE CORP. FOUND LIABLE FOR FRAUD AND OTHER FEDERAL SECURITIES LAWS VIOLATIONS The Commission announced today that on May 30, 2002, Judge John A. Nordberg of the United States District Court for the Northern District of Illinois granted summary judgment against two former officers of First Merchants Acceptance Corporation on six counts of the Commission's complaint against them. Judge Nordberg found, among other things, that First Merchants' Chief Executive Officer, Mitchell C. Kahn, and one of the company's Vice Presidents, Paul Van Eyl, violated the antifraud provisions of the federal securities laws by misrepresenting First Merchants' loan account data in First Merchants' financial statements. In addition, Judge Nordberg found that Kahn's and Van Eyl's conduct violated several reporting provisions of the federal securities laws. [SEC v. Mitchell C. Kahn et al., Civil Action No. 99 C- 6343 (Northern District of Illinois)] (LR-17547) INVESTMENT COMPANY ACT RELEASES LORD ABBETT SERIES FUND, INC., ET AL. A notice has been issued giving interested persons until July 1, 2002, to request a hearing on an application filed by Lord Abbett Series Fund, Inc. (Fund) and Lord, Abbett & Co (Adviser, and collectively, Applicants). Applicants seek an order under Section 6(c) of the Investment Company Act granting relief from Sections 9(a), 13(a), 15(a) and 15(b) of the Act and Rules 6e-2(b)(15) and 6e-3(T)(b)(15) thereunder to permit shares of any current or future series of the Fund and shares of any other investment company that is designed to fund variable insurance products, and for which the Adviser or any of its affiliates, may serve now or in the future, as investment adviser, administrator, manager, principal underwriter or sponsor, to be sold to and held by (a) separate accounts funding variable annuity and variable life insurance contracts issued by both affiliated and unaffiliated life insurance companies; (b) qualified pension and retirement plans outside of the separate account context; and (c) the Adviser or any of its affiliates. (Rel. IC-25604 - June 4) AMERITAS VARIABLE LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until June 28 to request a hearing on an application filed by Ameritas Variable Life Insurance Company (Ameritas), First Ameritas Life Insurance Corp. of New York (First Ameritas), Ameritas Variable Life Insurance Company Separate Account VA-2 (Ameritas Separate Account), First Ameritas Variable Annuity Separate Account (First Ameritas Separate Account), and Ameritas Investment Corp. (collectively, Applicants). Applicants seek an order to permit the recapture, under specified circumstances, of certain credits applied to purchase payments made under certain variable annuity contracts issued by the Ameritas Separate Account and the First Ameritas Separate Account (the Contracts), as well as other variable annuity contracts that Ameritas or First Ameritas may issue in the future through existing or future separate accounts that are substantially similar in all material respects to the Contracts (Future Contracts). Applicants also request that the order being sought extend to any other National Association of Securities Dealers, Inc. member broker-dealer controlling or controlled by, or under common control with, Ameritas/First Ameritas whether existing or created in the future, that serves as distributor or principal underwriter for the Contracts or Future Contracts. (Rel. IC-25605 - June 5) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the Pacific Exchange relating to the firm quote size for disseminated market quotes for customer orders entered on the exchange (SR-PCX-2002-30). Publication of the proposal is expected in the Federal Register during the week of June 10. (Rel. 34-46029) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities, effective June 7, 2002. (Rel. 34-46038) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 FRONTIER OIL CORP /NEW/, 10000 MEMORIAL DRIVE, SUITE 600, HOUSTON, TX, 77024, 7136889600 - 1,600,000 ($24,720,000.00) Equity, (File 333-89876 - Jun. 6) (BR. 04) S-3 FIDELITY FEDERAL BANCORP, 700 S GREEN RIVER ROAD, SUITE 2000, EVANSVILLE, IN, 47715, 8124692100 - 0 ($1,875,000.00) Equity, (File 333-89878 - Jun. 6) (BR. 07) S-8 DSL NET INC, 545 LONG WHARF DR, NEW HAVEN, CT, 06511, 2037721000 - 16,000,000 ($10,000,000.00) Equity, (File 333-89886 - Jun. 6) (BR. 37) S-3 EXPLORATION CO OF DELAWARE INC, 500 N LOOP 1604 EAST, SUITE 250, SAN ANTONIO, TX, 78232, 2104965300 - 0 ($17,522,665.67) Equity, (File 333-89888 - Jun. 6) (BR. 04) S-8 OVERSTOCK COM INC, 6322 SOUTH 3000 EAST, STE 100, SALT LAKE CITY, UT, 84121, 8019473100 - 0 ($15,610,822.43) Equity, (File 333-89890 - Jun. 6) (BR. 08) S-8 ASIAINFO HOLDINGS INC, 4TH FLOOR LIGONG SCIENCE & TECHNOLOGY CE, 11 BACHINGJAO RD HONDIAN DISTRICK, BEUJING CHINA, F4, 100091, 0118610684 - 2,835,800 ($34,171,662.00) Other, (File 333-89892 - Jun. 6) (BR. 08) S-3 SPINNAKER EXPLORATION CO, 1200 SMITH STREET SUITE 800, HOUSTON, TX, 77002, 7137591770 - 0 ($500,000,000.00) Other, (File 333-89894 - Jun. 6) (BR. 04) S-8 INTERPUBLIC GROUP OF COMPANIES INC, 1271 AVENUE OF THE AMERICAS, 44TH FLOOR, NEW YORK, NY, 10020, 212-399-8000 - 0 ($408,000,000.00) Equity, (File 333-89896 - Jun. 6) (BR. 02) S-1 CONTANGO OIL & GAS CO, 3700 BUFFALO SPEEDWAY SUITE 960, HOUSTON, TX, 77098, 7139601901 - 0 ($23,000,000.00) Equity, (File 333-89900 - Jun. 6) (BR. 04) S-8 ECONNECT, 2500 VIA CABRILLO MARINA SUITE 112, SAN PEDRO, CA, 90731, 3105414393 - 0 ($16,000.00) Equity, (File 333-89902 - Jun. 6) (BR. 08) S-8 INSILICON CORP, 411 EAST PLUMCRIA DRIVE, SAN JOSE, CA, 95134, 0 ($764,350.85) Equity, (File 333-89926 - Jun. 6) (BR. 36) SB-2 AIR PACKAGING TECHNOLOGIES INC, 25620 RYE CANYON ROAD, VALENCIA, CA, 91355, 6612942222 - 5,430,758 ($2,443,841.00) Equity, (File 333-89928 - Jun. 6) (BR. 06) S-8 ENDOCARDIAL SOLUTIONS INC, 1350 ENERGY LANE, STE 110, ST PAUL, MN, 55108, 6126447890 - 0 ($6,885,000.00) Equity, (File 333-89930 - Jun. 6) (BR. 36) S-3 PEPCO HOLDINGS INC, SUITE 1300, 701 NINTH STREET, NW, WASHINGTON, DC, 20068, 5,000,000 ($104,650,000.00) Equity, (File 333-89938 - Jun. 6) (BR. 02) S-8 KNOWLEDGE NETWORKS INC, 24843 DEL PRADO, SUITE 318, DANA POINT, CA, 92629, 9492489561 - 2,000,000 ($50,000.00) Debt Convertible into Equity, (File 333-89940 - Jun. 6) (BR. 03) S-8 ESS TECHNOLOGY INC, 48401 FREMONT BLVD, FREMONT, CA, 94538, 5104921088 - 0 ($62,280,000.00) Equity, (File 333-89942 - Jun. 6) (BR. 36) S-3 FLEXTRONICS INTERNATIONAL LTD, 11 UBI ROAD 1, #07 01 02 MEIBAN INDUSTRIAL BLDG, SINGAPORE, U0, 408723, 0654495255 - 0 ($1,000,000,000.00) Other, (File 333-89944 - Jun. 6) (BR. 36) S-8 BENTLEY COMMUNICATIONS CORP/DE, STE 1, 1903 11TH ST, SANTA MONICA, CA, 90404, 3103420760 - 6,000,000 ($180,000.00) Equity, (File 333-89946 - Jun. 6) (BR. 09) S-8 YAHOO INC, 3420 CENTRAL EXPRESSWAY, SUITE 201, SANTA CLARA, CA, 95051, 4087313300 - 0 ($581,825,000.00) Equity, (File 333-89948 - Jun. 6) (BR. 03) S-3 NN INC, 2000 WATERS EDGE DR, JOHNSON CITY, TN, 37604, 4237439151 - 7,475,000 ($78,487,500.00) Equity, (File 333-89950 - Jun. 6) (BR. 06) SB-2 KENSINGTON BANKSHARES INC, 13246 N DALE MABRY, TAMPA, FL, 33624, 8139616200 - 540,000 ($4,050,000.00) Equity, (File 333-89952 - Jun. 6) (BR. ) SB-2 ALTERNET SYSTEMS INC, 2200-1055 WEST HASTINGS ST V6E 2E9, VANCOUVER, A1, 00000, 6047334408 - 0 ($2,717,400.00) Equity, (File 333-89954 - Jun. 6) (BR. 09) S-8 TRANSPORT CORPORATION OF AMERICA INC, 1715 YANKEE DOODLE ROAD, EAGAN, MN, 55121, 651-686-2500 - 325,000 ($2,275,000.00) Equity, (File 333-89956 - Jun. 6) (BR. 05) S-1 ADAM INC, 1600 RIVEREDGE PARKWAY, STE 800, ATLANTA, GA, 30328, 7709800888 - 0 ($4,548,600.00) Equity, (File 333-89958 - Jun. 6) (BR. 03) S-8 CHINA PREMIUM FOOD CORP, 11300 US HIGHWAY 1 SUITE 202, NORTH PALM BEACH, FL, 33408, 5616251411 - 1,710,000 ($564,300.00) Equity, (File 333-89960 - Jun. 6) (BR. 09) S-8 GYMBOREE CORP, 700 AIRPORT BLVD STE 200, BURLINGAME, CA, 94010, 4155790600 - 0 ($22,050,000.00) Equity, (File 333-89962 - Jun. 6) (BR. 02) S-8 SL GREEN REALTY CORP, 420 LEXINGTON AVENUE, ATTN: STEVEN KAHN, NEW YORK, NY, 10170, 2125942700 - 2,750,000 ($98,780,000.00) Equity, (File 333-89964 - Jun. 6) (BR. 08) S-8 ITRON INC /WA/, 2818 N SULLIVAN RD, SPOKANE, WA, 99216, 5099249900 - 0 ($14,435,200.00) Equity, (File 333-89966 - Jun. 6) (BR. 37) S-3 AMEREN CORP, 1901 CHOUTEAU AVE, MC 1370, ST LOUIS, MO, 63166-6149, 431723446 - 0 ($1,390,000,000.00) Other, (File 333-89970 - Jun. 6) (BR. 02) S-1 COMMUNITY FINANCIAL HOLDING CO INC, 0 ($10,000,005.00) Equity, (File 333-89972 - Jun. 6) (BR. ) S-3 P COM INC, 3175 S WINCHESTER BLVD, CAMPBELL, CA, 95008, 4088663666 - 0 ($544,186.11) Equity, (File 333-89974 - Jun. 6) (BR. 37) S-4 K HOVNANIAN ENTERPRISES INC, 10 HIGHWAY 35, P O BOX 500, RED BANK, NJ, 07701, 7327477800 - 0 ($249,161,000.00) Non-Convertible Debt, (File 333-89976 - Jun. 6) (BR. 06) S-3 VALERO L P, JAY D BROWNING, ONE VALERO PLACE, SAN ANTONIO, TX, 78212, 210 370 2000 - 0 ($500,000,000.00) Other, (File 333-89978 - Jun. 6) (BR. 04) S-8 LA JOLLA PHARMACEUTICAL CO, 6455 NANCY RIDGE DR, SAN DIEGO, CA, 92121, 6194526600 - 2,100,000 ($11,193,000.00) Equity, (File 333-89980 - Jun. 6) (BR. 01) S-3 CSK AUTO CORP, 645 E MISSOURI AVENUE, PHOENIX, AZ, 85012, 6022659200 - 12,976,562 ($189,068,508.34) Equity, (File 333-89982 - Jun. 6) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 800AMERICA COM INC NV X X 06/03/02 ABIOMED INC DE X X 06/06/02 ACORN PRODUCTS INC DE X X 05/29/02 ACTIVISION INC /NY DE X X 06/06/02 ADELPHIA COMMUNICATIONS CORP DE X X X 05/15/02 AEROVOX INC DE X X 05/25/02 AHL SERVICES INC GA X X 05/31/02 ALASKA AIR GROUP INC DE X 06/05/02 AMERENENERGY GENERATING CO IL X X X 06/06/02 AMERICAN ARCHITECTURAL PRODUCTS CORP DE X X 05/06/02 AMERICREDIT CORP TX X X 06/05/02 APARTMENT INVESTMENT & MANAGEMENT CO MD X X 06/05/02 ARIZONA PUBLIC SERVICE CO AZ X 06/05/02 ASSET BACKED CERTIFICATES SERIES 2002 DE X 05/25/02 ASSET BACKED PASS THROUGH CERTIFICATE DE X 05/30/02 AUDIOVOX CORP DE X X 05/29/02 AVENUE A INC WA X 05/29/02 AMEND AVISTA CORP WA X X 05/21/02 BEAR STEARNS ALT A TR MORTGAGE PASS T NY X X 05/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 04/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 05/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 05/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 05/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 05/25/02 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 05/25/02 BEAR STEARNS ASSET BACKED SEC TR ASSE NY X X 05/25/02 BEAR STEARNS ASSET BACKED SECURITIES NY X X 05/25/02 BINGO COM INC FL X X X X 05/21/02 BIOMERICA INC DE X X 05/30/02 BIOSHIELD TECHNOLOGIES INC GA X X 05/16/02 CADMUS COMMUNICATIONS CORP/NEW VA X 05/10/02 CALPINE CORP DE X X 06/05/02 CARDIAC SCIENCE INC DE X X 05/29/02 CASTLEGUARD ENERGY INC FL X 06/05/02 CEPHALON INC DE X X 06/04/02 CHECKPOINT SYSTEMS INC PA X 05/24/02 CITIGROUP INC DE X 05/30/02 COAST HOTELS & CASINOS INC NV X 06/05/02 COAST RESORTS INC NV X 06/05/02 COASTAL BANCORP INC TX X 06/06/02 CORUS BANKSHARES INC MN X X 06/04/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 06/05/02 CRIIMI MAE INC MD X 06/05/02 CROWN AMERICAN REALTY TRUST MD X X 06/03/02 CYTRX CORP DE X 06/03/02 DAIMLER BENZ VEHICLE OWNER TRUST 1998 DE X X 05/20/02 DERMA SCIENCES INC PA X 02/28/02 AMEND DIGITAL ANGEL CORP DE X 05/23/02 AMEND DIGITAL BROADBAND NETWORKS INC CO X 06/05/02 DOE RUN RESOURCES CORP NY X 06/06/02 DRIL-QUIP INC DE X 05/15/02 DXP ENTERPRISES INC TX X X 06/06/02 EDUVERSE COM NV X 05/28/02 EEX CORP TX X X 05/29/02 EMAGIN CORP NV X X 06/05/02 FARMLAND INDUSTRIES INC KS X 06/05/02 FGIC SECURITIES PURCHASE INC DE X 06/05/02 FINANCIAL FEDERAL CORP NV X 06/06/02 FIRST FEDERAL BANCSHARES INC /DE DE X X 06/04/02 FIRST LITCHFIELD FINANCIAL CORP DE X 05/30/02 FIRST SECURITY GROUP INC/TN TN X X 03/13/02 AMEND FMC CORP DE X X 06/06/02 FRANKLIN COVEY CO UT X 06/06/02 GAP INC DE X X 06/06/02 GENESISINTERMEDIA INC DE X 05/29/02 GLOBAL INDUSTRIAL SERVICES INC NV X X 02/21/02 AMEND GLOBALSANTAFE CORP X X 06/06/02 GLYCOGENESYS INC NV X X 06/06/02 HEALTHCARE REALTY TRUST INC MD X X 06/06/02 HYBRID NETWORKS INC DE X 05/31/02 IMAGIS TECHNOLOGIES INC A1 X X 04/08/02 INSIGHTFUL CORP DE X X 06/05/02 INTEL CORP DE X 03/07/02 INTERNAP NETWORK SERVICES CORP DE X X 05/23/02 INTERNATIONAL BANCSHARES CORP TX X X 06/05/02 INTERNATIONAL RECTIFIER CORP /DE/ DE X 06/05/02 INVESTMENT TECHNOLOGY INC NV X 06/05/02 IPRINT TECHNOLOGIES INC DE X X 05/30/02 JORDAN INDUSTRIES INC IL X 06/04/02 JVWEB INC DE X X 03/22/02 AMEND KOGER EQUITY INC FL X X 06/05/02 LABOR READY INC WA X X X 06/06/02 LEE ENTERPRISES INC DE X 06/06/02 LEHMAN ABS CORP DE X X 03/01/02 LINCOLN NATIONAL CORP IN X X 06/03/02 LION INC/WA WA X X 05/06/02 LOCH HARRIS INC NV X X X 05/28/02 LODGIAN INC DE X X 06/06/02 LODGIAN INC DE X X 06/06/02 LORAL SPACE & COMMUNICATIONS LTD D0 X 05/31/02 MACK CALI REALTY CORP MD X 06/04/02 MANCHESTER TECHNOLOGIES INC NY X 06/05/02 MATRIX BANCORP INC CO X X 06/06/02 MEDICIS PHARMACEUTICAL CORP DE X X 06/04/02 MERRILL LYNCH MORTGAGE INV INC MOR PS NY X X 05/25/02 METRETEK TECHNOLOGIES INC DE X X 06/03/02 METROCALL INC DE X X 06/03/02 MID POWER SERVICE CORP DE X X 05/24/02 MID POWER SERVICE CORP DE X X 06/04/02 MINNESOTA CORN PROCESSORS LLC CO X X 06/06/02 MISSION RESOURCES CORP DE X 06/06/02 MOTHERS WORK INC DE X X 06/04/02 MPM TECHNOLOGIES INC WA X 06/06/02 MRO SOFTWARE INC MA X X 05/28/02 NEW CENTURY FINANCIAL CORP DE X X 05/17/02 NEXTEL PARTNERS INC DE X X 05/31/02 AMEND NOMADIC COLLABORATION INTERNATIONAL I NV X X 05/07/02 AMEND NUCENTRIX BROADBAND NETWORKS INC DE X 05/09/02 AMEND OPTIMAL ROBOTICS CORP X 05/17/02 PANERA BREAD CO DE X 06/06/02 PANERA BREAD CO DE X 06/06/02 PARKWAY PROPERTIES INC MD X X X 06/06/02 PEOPLESOFT INC DE X X 06/05/02 PEROT SYSTEMS CORP DE X X 06/06/02 PFSB BANCORP INC MO X X 06/04/02 PINNACLE WEST CAPITAL CORP AZ X 06/05/02 PREMIER AXIUM ASP INC NV X 06/04/02 PROVIDENT FINANCIAL GROUP INC OH X X 06/06/02 PUGET SOUND ENERGY INC WA X 06/06/02 PULTE HOMES INC/MI/ MI X X 05/16/02 PULTE HOMES INC/MI/ MI X X 05/15/02 PYRAMID BREWERIES INC WA X 05/30/02 AMEND QUALITY DISTRIBUTION INC FL X X 05/30/02 REGENCY GROUP LTD INC NV X X 06/05/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 06/06/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 06/06/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/06/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 06/06/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/06/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 06/04/02 REVCARE INC NV X X 06/03/02 RIVIERA HOLDINGS CORP NV X X 06/06/02 ROCHESTER GAS & ELECTRIC CORP NY X X 06/06/02 ROCKY MOUNTAIN ENERGY CORP NV X X X X 05/29/02 SANDERS MORRIS HARRIS GROUP INC TX X X 06/06/02 SATX INC NV X X X X 06/05/02 AMEND SCHUFF INTERNATIONAL INC DE X X 06/03/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 06/06/02 SEIBELS BRUCE GROUP INC SC X X 05/30/02 AMEND SPORTSLINE COM INC DE X X 05/31/02 STAR GAS PARTNERS LP DE X 06/06/02 STEINER LEISURE LTD C5 X 05/31/02 STOCKWALK GROUP INC /MN/ MN X X X 06/06/02 STOCKWALK GROUP INC /MN/ MN X 06/06/02 STRUCTURED ASSET MORT INV MORT PASS T NY X X 05/25/02 STRUCTURED ASSET SEC CORP MORT PAS TH DE X X 05/25/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 05/25/02 STRUCTURED ASSET SEC CORP MORT PASS T X X 05/25/02 SUMMIT BROKERAGE SERVICES INC / FL X X 05/22/02 SURG II INC MN X 05/31/02 SYNOPSYS INC DE X X 06/06/02 SYSTEMS & COMPUTER TECHNOLOGY CORP DE X X 05/31/02 TAKE TWO INTERACTIVE SOFTWARE INC DE X X 05/22/02 TANGENT SOLUTIONS INC DE X 04/15/02 THACKERAY CORP DE X 05/30/02 AMEND TOTAL HORIZON INC NV X X 06/05/02 TRENDWEST RESORTS INC OR X X 06/03/02 TRIUMPH GROUP INC / DE X 06/06/02 U S REALTEL INC DE X X 06/03/02 UMBRELLA BANCORP INC DE X 05/28/02 UNION PLANTERS CORP TN X 06/05/02 US ENERGY CORP WY X 06/04/02 VALERO L P DE X 06/06/02 VENTURE HOLDINGS CO LLC MI X X 05/28/02 VIASYS HEALTHCARE INC DE X X 06/04/02 VION PHARMACEUTICALS INC DE X X 06/05/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 06/04/02 WATERLINK INC DE X X X 05/30/02 WELLS FARGO ASSET SECURITIES CORP DE X X 06/06/02 WELLS FARGO ASSET SECURITIES CORP DE X X 06/06/02 WESTAFF INC DE X X 05/31/02 WESTERN RESOURCES INC /KS KS X X 06/06/02 WESTPAC SECURITISATION MGT PTY LTD SE X 06/05/02 WILLIAMS COMPANIES INC DE X X 06/05/02 WORLDPORT COMMUNICATIONS INC DE X X 06/06/02 XCEL ENERGY INC MN X X 06/03/02 ZALE CORP DE X X 06/05/02 ZALE CORP DE X X 06/05/02