SEC NEWS DIGEST Issue 2002-93 May 14, 2002 COMMISSION ANNOUNCEMENTS RONALD LONG, ADMINISTRATOR OF THE SEC'S PHILADELPHIA OFFICE TO LEAVE THE COMMISSION Ronald C. Long, District Administrator of the Philadelphia District Office, announced today that he will be leaving the Securities and Exchange Commission in June to accept a position as chief regulatory counsel with First Union Securities of Richmond, VA. Long, 47, was appointed district administrator of the Philadelphia office in March 1997. During his tenure, the office has filed several significant enforcement cases, including those involving a $71 million fraud against Pennsylvania public schools (SEC v. John Gardner Black); an accounting fraud that resulted in one of the largest failures of a non-profit health care organization (Allegheny Health, Education and Research Foundation); and an internet pump-and-dump scheme committed by a 15-year old high school student (Jonathan Lebed). In Sept. 1994, Long was appointed counselor to then-Chairman Arthur Levitt, providing advice to the chairman on a full range of Commission enforcement matters. He originally joined the Commission in July 1990 as a staff attorney in the Division of Enforcement, where he conducted investigations of securities law violations relating to financial fraud, insider trading, "free-riding," and investment adviser fraud. He is the current chair of the SEC's Black Employment Program. "As an enforcement staff attorney, counselor to the chairman and district administrator, I have had three of the greatest jobs not just at the SEC, but in government," said Long. "It is with a considerable degree of sadness that I leave the Commission at a time when its work will only become more vital to our securities markets. I am excited, however, about the opportunity to play a role in this rapidly changing industry by working in the private sector." SEC Chairman Harvey L. Pitt said: "Ron has played an important role in the success of the Philadelphia District Office's enforcement and regulatory programs over the past five years. We wish him all the best in his return to private practice. We will miss his energy and creativity." Prior to joining the Commission, Long was a litigation attorney with Hoge, Fenton, Jones & Appel Inc. in San Jose, Calif. for approximately seven years. He graduated from Georgetown University Law Center in May 1983 and earned his bachelor's degree from Williams College in June 1977. (Press Rel. 2002-65) ENFORCEMENT PROCEEDINGS EX-WEGARD BROKER NEIL WHITE BARRED FROM THE SECURITIES INDUSTRY Neil White, formerly a stockbroker at a "boiler room" brokerage firm, has been barred from association with any broker-dealer. The sanction was based on his felony conviction and was ordered in an administrative proceeding before an administrative law judge. White was convicted of conspiracy to commit securities fraud. The wrongdoing that led to his conviction occurred during his employment at L.C. Wegard & Co., Inc., where he and others had induced unsuspecting investors to purchase speculative high-risk securities through the use of fraudulent and deceptive sales practices. (Rel. 34-45917; File No. 3-10702) COMMISSION DECLARES DECISION AS TO ALPHA TECH STOCK TRANSFER AND JAMES FARRELL FINAL The decision of an administrative law judge with respect to Alpha Tech Stock Transfer and James W. Farrell has become final. The law judge found that Alpha Tech willfully violated Sections 17(a)(3) and 17A(d) of the Exchange Act of 1934 and Exchange Act Rule 17Ad-10(b) and (g), and Farrell willfully aided and abetted Alpha Tech's violations. Alpha Tech did not make and keep records as required and failed properly to record certificates of Say Yes Foods, Inc. Alpha Tech also knew that Say Yes had an over-issuance of stock and did not buy shares to eliminate the over-issuance. The law judge found Farrell aided and abetted Alpha Tech's breach of fiduciary duty to its principal for his own economic benefit. The law judge revoked Alpha Tech's transfer agent registration and barred Farrell from being associated with a transfer agent. (Rel. 34-45919; File No. 3-10456) SECURITIES AND EXCHANGE COMMISSION v. MAKE IT REEL PRODUCTIONS, INC., CINE STAR, INC., JOSEPH RUBBO, ANGELA RUBBO (SR.), ANGELA RUBBO (JR.), PASQUALE RUBBO, NICHOLAS RUBBO, AND PETER RAGOFSKY The Commission announced today that it filed an Amended Complaint on April 9, 2002, in its civil action against Make It Reel Productions, Inc. (MIR), Joseph Rubbo (J. Rubbo), MIR's president and CEO, and Peter D. Ragofsky (Ragofsky), a salesperson who touted investments in MIR. The Amended Complaint charges the following additional defendants with violations of the antifraud and registration provisions of the federal securities laws: Cine Star, Inc. (Cine Star), a nominee corporation controlled by J. Rubbo and several of his family members; Angela Rubbo (Sr.), J. Rubbo's mother and a control person of MIR and Cine Star; Angela Rubbo (Jr.), J. Rubbo's sister and the president of MIR; Pasquale Rubbo, J. Rubbo's brother and the supervisor of a boiler room that sold unregistered MIR securities; and Nicholas Rubbo, J. Rubbo's brother and a control person of Cine Star. The Commission's Amended Complaint alleges as follows: From at least January through February 2002, the Defendants sought to raise $90 million through a fraudulent unregistered offering of MIR securities. During this two-month period, MIR raised at least $80,500 from unsuspecting investors. MIR solicited investors by placing an Offering Memorandum on its Internet web-site and by running a boiler room operation that cold-called investors and touted MIR securities. The Offering Memorandum contained numerous false statements concerning, among other things, MIR's rights to a movie project entitled "New Horizons" purportedly starring Tom Cruise and Catherine Zeta-Jones. In fact, MIR never had any rights to "New Horizons" and neither Tom Cruise or Catherine Zeta-Jones had made any commitments to the "New Horizons" project. The Offering Memorandum also falsely stated that only 15% of the proceeds raised by MIR would be used for expenses that were not related to MIR's purported media projects. In reality, at least 60% of the proceeds raised were used by the Rubbos to pay personal and other expenses related to the MIR boiler room. The Rubbos operated MIR together as a fraudulent "family business." Each of the Rubbos participated in the drafting of the Offering Memorandum and they all played essential roles in the operation of the MIR boiler room. Investor proceeds were deposited into accounts in the name of Cine Star, which the Rubbos controlled. The Commission's Amended Complaint charges all of the defendants with violations of the antifraud and registration provisions of the federal securities laws, specifically Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Amended Complaint also seeks permanent injunctions prohibiting future violations of the securities laws, disgorgement, and civil penalties. On February 21, 2002, the Commission obtained emergency relief, which included an order temporarily restraining the Defendants from violating the antifraud and registration provisions of the federal securities laws and freezing the assets of MIR. (See Litigation Release No. 17371). MIR, J. Rubbo, and Ragofsky consented to preliminary injunctions, and MIR consented to a continuation of the asset freeze, on March 4, 2002. (See Litigation Release No. 17393). [SEC v. Make It Reel Productions, Inc., Cine Star, Inc., Joseph Rubbo, Angela Rubbo Sr., Angela Rubbo Jr., Pasquale Rubbo, Nicholas Rubbo, and Peter D. Ragofsky, 02 CV 60255, SDFL] (LR-17513) COURT ISSUES PRELIMINARY INJUNCTION AND ASSET FREEZE AGAINST NEW YORK BUSINESSMAN MARTIN FIFE, FORMER BROKER DENNIS HERULA, RHODE ISLAND ATTORNEY MARY LEE CAPALBO AND OTHERS IN CONNECTION WITH FRAUDULENT OFFERING SCHEME The Commission announced that, on May 8, 2002, the U.S. District Court for the District of Rhode Island issued a written order imposing preliminary injunctions and asset freezes against Martin D. Fife, a former Dreyfus fund independent director, Dennis Herula, a former Raymond James broker, Mary Lee Capalbo, a Rhode Island attorney, and others in connection with a fraudulent scheme that raised at least $52 million from investors between 1999 and 2001. The court had previously entered ex parte temporary restraining orders and asset freezes on April 3, 2002 against the same defendants in connection with this conduct. The Commission alleged in its complaint, filed April 1, 2002, that British citizen Michael Clarke and others promised investors exorbitant returns (such as a nearly 300% return in twelve banking days) through a high yield trading program purportedly operated by Fife under various names, including Brite Business and Seaview Development and Holdings, Ltd. According to the Commission's complaint, these representations were false because such high yield trading programs do not exist. The complaint alleges that Fife, who until recently served as an independent director of several Dreyfus mutual funds, purportedly ran the Brite Business trading program, which he described as a "credit enhancement" or "balance sheet enhancement" program. The complaint further alleges that, between 1999 and 2001, Clarke and Fife misappropriated, transferred or lost approximately $13 million in investor funds. The Commission does not allege that anyone at Dreyfus knew of or participated in the fraudulent scheme. According to the Commission's complaint, most of the Brite Business investor funds were maintained in a brokerage account in Rhode Island at Raymond James Financial Services, Inc. The complaint alleges that Dennis Herula, the registered representative for the Brite Business account, and his wife, Rhode Island attorney Mary Lee Capalbo, played integral roles in the fraudulent scheme and also misappropriated approximately $8 million in investor funds. According to the complaint, Herula and Capalbo have both made false statements or provided forged account statements to investors within the past several months. The complaint alleges that several other individuals participated in the fraudulent scheme. The complaint further alleges that Charles Sullivan, a non-practicing New York lawyer whose family formerly owned the New England Patriots NFL franchise, incorporated Brite Business in the U.S. and made false statements to investors concerning their investments. The complaint also alleges that Robert Wachtel, of California, and Johan Hertzog, of Florida, collectively helped Clarke solicit $20 million in investor funds, and that, in December 2001, Fife's associate, Farouk Khan, of New Jersey, attempted to solicit an additional investment in the trading program from a Brite Business investor. The Commission alleged in its complaint that (i) defendants Herula, Capalbo, Fife, Khan, Seaview, Clarke, Wachtel and Hertzog violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 thereunder; (ii) Sullivan and Capalbo aided and abetted violations of the above provisions of the securities laws; and (iii) Fife violated Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Commission also named as a relief defendant David L. Ullom of Rhode Island, who served as Herula's supervisor at Raymond James and received approximately $190,000 in Brite Business investor funds. After a two-day preliminary injunction hearing concerning defendants Herula, Capalbo, Fife, Khan and Seaview that concluded on April 24, 2002, the court entered a Memorandum and Order on May 1, 2002, finding that the Commission is likely to succeed in proving that these defendants violated the securities laws, and there is a strong likelihood that violations may occur in the future if these defendants are not enjoined. The court further found that there is a high risk that any remaining investor funds may be further depleted. On May 8, 2002, the court issued a written order imposing preliminary injunctions against Herula, Capalbo, Fife, Khan and Seaview, and imposing asset freezes against all defendants except for Sullivan. For further information, please see, Litigation Release No. 17461 (April 5, 2002); Litigation Release No. 17334 (January 24, 2002) [subpoena enforcement action against Defendant Capalbo]; and Litigation Release No. 17325 (January 16, 2002)[subpoena enforcement action against Defendant Herula]. [SEC v. Dennis Herula, et al., USDC for the District of Rhode Island, C.A. No. 02 154 ML] (LR-17514) HOLDING COMPANY ACT RELEASES DOMINION RESOUCES INC., ET AL. A notice has been issued giving interested persons until June 4, 2002, to request a hearing on a proposal by Dominion Resources Inc., (DRI), a registered holding company, its intermediate registered holding company subsidiary, Consolidated Natural Gas Company, and certain DRI subsidiary companies to form and operate a money pool. (Rel. 35-27528) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE A proposed rule change has been filed by the Chicago Board Options Exchange relating to the removal of the restriction on Floor Brokers from trading in the same crowds as affiliated Designated Primary Market- Makers (SR-CBOE-2002-16). Publication of the proposal is expected in the Federal Register during the week of May 13. (Rel. 34-45909) APPROVAL OF PROPOSED RULE CHANGE The Commission has approved a proposed rule change (SR-NASD-2001-44) and Amendment No. 1 thereto submitted by the National Association of Securities Dealers, through its subsidiary, the Nasdaq Stock Market, Inc., to allow electronic communications networks (ECNs) and alternative trading systems (ATSs) to participate in the Over-the-Counter Bulletin Board. (Rel. 34-45915) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the National Association of Securities Dealers to establish a regulatory fee and to increase market data revenue sharing (SR-NASD-2002-61) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 13. (Rel. 34-45916) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 STOCKGROUP INFORMATION SYSTEMS INC, 500-750 W PENDER STREET, VANCOUVER BRITISH COLUMBIA, CANADA V6C 2T7, A2, 99999999, 6043310995 - 2,500,000 ($550,000.00) Equity, (File 333-88070 - May. 13) (BR. 08) S-3 MEGO FINANCIAL CORP, 4310 PARADISE RD, LAS VEGAS, NV, 89109, 7027373700 - 780,984 ($4,568,756.00) Equity, (File 333-88072 - May. 13) (BR. 08) S-8 APTIMUS INC, 95 S JACKSON, STE 300, SEATTLE, WA, 98104, 2064419100 - 2,365,000 ($3,973,200.00) Equity, (File 333-88074 - May. 13) (BR. 08) S-8 LOUISIANA PACIFIC CORP, 111 SW FIFTH AVE, SUITE 4200, PORTLAND, OR, 97204, 5032210800 - 5,000,000 ($59,050,000.00) Equity, (File 333-88076 - May. 13) (BR. 06) S-4 MOBILITY ELECTRONICS INC, 7955 E REDFIELD RD, SCOTTSDALE, AZ, 85260, 4805960061 - 0 ($4,185,000.00) Equity, (File 333-88078 - May. 13) (BR. 03) S-8 KINDRED HEALTHCARE INC, ONE VENCOR PLACE, 680 S FOURTH ST, LOUISVILLE, KY, 40202, 5025967300 - 0 ($54,168,000.00) Equity, (File 333-88086 - May. 13) (BR. 08) S-8 KEITHLEY INSTRUMENTS INC, 28775 AURORA RD, SOLON, OH, 44139, 2162480400 - 0 ($60,254,250.00) Equity, (File 333-88088 - May. 13) (BR. 36) SB-2 FENTON GRAHAM MARKETING INC, 7641 E GRAY ROAD, SUITE G, SCOTTSDALE, AZ, 85256, 480-348-6464 - 6,000,000 ($120,000.00) Equity, (File 333-88090 - May. 13) (BR. 09) S-8 ATPOS COM INC, 3051 NORTH FIRST ST, SAN JOSE, CA, 95134, 4084685400 - 21,500,000 ($1,593,750.00) Equity, (File 333-88092 - May. 13) (BR. 03) S-8 ICO INC, 5333 WESTHEIMER ROAD, SUITE 600, HOUSTON, TX, 77056, 7133514100 - 0 ($1,043,000.00) Equity, (File 333-88094 - May. 13) (BR. 04) S-8 COCA COLA CO, ONE COCA COLA PLAZA, ATLANTA, GA, 30313, 4046762121 - 120,000,000 ($6,768,600,000.00) Equity, (File 333-88096 - May. 13) (BR. 02) S-1 RIBAPHARM INC, 3300 WYLAND AVENUE, COSTA MESA, CA, 92626, 7145450100 - 21,922,032 ($229,633,286.00) Equity, (File 333-88098 - May. 13) (BR. 01) S-8 CARBO CERAMICS INC, 600 EAST LAS COLINAS BLVD, STE 1520, IRVING, TX, 75039, 2144010090 - 250,000 ($9,682,500.00) Equity, (File 333-88100 - May. 13) (BR. 06) S-3 AIRBORNE INC /DE/, P O BOX 662, SEATTLE, WA, 98111, 2062854600 - 0 ($173,812,500.00) Debt Convertible into Equity, (File 333-88102 - May. 13) (BR. 05) S-8 GLOBAL PREFERRED HOLDINGS INC, 11315 JOHN CREEK PARKWAY, DULUTH, GA, 30097, 7702483311 - 0 ($22,560,000.00) Equity, (File 333-88104 - May. 13) (BR. 01) S-8 ACTION PERFORMANCE COMPANIES INC, 4707 E BASELINE RD, PHOENIX, AZ, 85040, 6023373700 - 1,000,000 ($43,800,000.00) Equity, (File 333-88114 - May. 13) (BR. 02) S-4 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 4,465,141 ($101,818,959.00) Equity, (File 333-88116 - May. 13) (BR. 07) S-8 CITY NATIONAL CORP, 400 N ROXBURY DR, BEVERLY HILLS, CA, 90210, 3108886000 - 0 ($230,650,272.00) Equity, (File 333-88118 - May. 13) (BR. 07) S-8 SKINTEK LABS INC, 959 SHOTGUN RD, SUNRISE, FL, 33326, 9544546015 - 1,500,000 ($225,000.00) Equity, (File 333-88120 - May. 13) (BR. 02) S-3 PHOTRONICS INC, 1061 INDIANTOWN RD, SUITE 318, JUPITER, FL, 33477, 5617451222 - 0 ($38,275,783.00) Equity, (File 333-88122 - May. 13) (BR. 36) S-4 AMERICAN AIRLINES INC, 4333 AMON CARTER BLVD, FT WORTH, TX, 76155, 8179631234 - 0 ($1,871,943,809.00) Equity, (File 333-88124 - May. 13) (BR. 05) S-8 ENDOVASC LTD INC, 15001 WALDEN RD STE 201, MONTGOMERY, TX, 77356, 9364482222 - 21,500,000 ($1,593,750.00) Equity, (File 333-88126 - May. 13) (BR. 01) S-3 LATTICE SEMICONDUCTOR CORP, 5555 NE MOORE COURT, HILLSBORO, OR, 97124-6421, 5032688000 - 0 ($2,354,672.32) Equity, (File 333-88128 - May. 13) (BR. 36) S-8 COCA COLA BOTTLING CO CONSOLIDATED /DE/, 4100 COCA COLA PLZ, CHARLOTTE, NC, 28211, 7045514400 - 250,000 ($7,162,500.00) Equity, (File 333-88130 - May. 13) (BR. 02) S-8 MAJOR AUTOMOTIVE COMPANIES INC, 43-40 NORTHERN BLVD, LONG ISLAND, NY, 11101, 7185206500 - 0 ($320,625.00) Equity, (File 333-88132 - May. 13) (BR. 02) SB-2 ELECTRONIC CONTROL SECURITY INC, 790 BLOOMFIELD AVENUE, BLDG C1 - STE 1, CLIFTON, NJ, 07012, 9735478555 - 2,151,625 ($2,323,755.00) Equity, (File 333-88134 - May. 13) (BR. 05) S-8 SPECIALTY LABORATORIES, 2211 MICHIGAN AVENUE, SANTA MONICA, CA, 90404-3900, 3108286543 - 0 ($14,216,285.00) Equity, (File 333-88136 - May. 13) (BR. 01) S-8 DIGITAL ROOSTER COM INC, 366 BAY STREET, TORONTO ONTARIO, A6, 00000, 4168151771 - 9,000,000 ($720,000.00) Equity, (File 333-88138 - May. 13) (BR. 08) S-3 UNIROYAL TECHNOLOGY CORP, TWO N TAMIAMI TRAIL, STE 900, SARASOTA, FL, 34236-5568, 9413662100 - 2,304,110 ($944,685.10) Equity, (File 333-88140 - May. 13) (BR. 06) S-8 METRO-GOLDWYN-MAYER INC, 2500 BROADWAY ST, SANTA MONICA, CA, 90404, 3104493000 - 0 ($9,888,000.00) Equity, (File 333-88142 - May. 13) (BR. 05) S-4 GOTHAM GOLF CORP, 575 EAST CHOCOLATE AVE, HERSHEY, PA, 17033, 7173121355 - 0 ($146,804,120.00) Other, (File 333-88144 - May. 13) (BR. ) S-3 GRANT PRIDECO INC, 1450 LAKE ROBBINS DRIVE, SUITE 600, THE WOODLANDS, TX, 77038, 2812978500 - 0 ($4,854,847.00) Equity, (File 333-88146 - May. 13) (BR. 04) S-8 HANOVER DIRECT INC, 1500 HARBOR BLVD, WEEHAWKEN, NJ, 07087, 2018653800 - 0 ($195,000.00) Equity, (File 333-88148 - May. 13) (BR. 02) S-3 PROLOGIS TRUST, 14100 EAST 35TH PLACE, AURORA, CO, 80011, 3033759292 - 0 ($105,603,811.22) Equity, (File 333-88150 - May. 13) (BR. 08) S-3 HYPERTENSION DIAGNOSTICS INC /MN, 2915 WATERS ROAD SUITE 108, EAGAN, MN, 55121-1562, 6126879999 - 0 ($2,065,000.00) Equity, (File 333-88152 - May. 13) (BR. 36) S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($16,245,000.00) Equity, (File 333-88154 - May. 13) (BR. 36) S-8 HANOVER DIRECT INC, 1500 HARBOR BLVD, WEEHAWKEN, NJ, 07087, 2018653800 - 0 ($2,145,000.00) Equity, (File 333-88156 - May. 13) (BR. 02) S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($162,450,000.00) Equity, (File 333-88158 - May. 13) (BR. 36) S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DR, CHELMSFORD, MA, 01824, 9782622400 - 0 ($24,367,500.00) Equity, (File 333-88160 - May. 13) (BR. 36) S-8 KELLOGG CO, ONE KELLOGG SQ, P O BOX 3599, BATTLE CREEK, MI, 49016-3599, 6169612000 - 2,500,000 ($89,075,000.00) Equity, (File 333-88162 - May. 13) (BR. 04) S-3 NORTEL NETWORKS CORP, 8200 DIXIE ROAD SUITE 100, BRAMPTON, ONTARIO CANADA, A6, L6T 5P6, 9058631103 - 0 ($2,500,000,000.00) Other, (File 333-88164 - May. 13) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 800AMERICA COM INC NV X X 10/27/00 800AMERICA COM INC NV X X 10/11/01 800AMERICA COM INC NV X X 09/24/01 ABAXIS INC CA X X 03/29/02 ABBOTT MINES LTD NV X X 05/10/02 ADELPHIA COMMUNICATIONS CORP DE X X 05/08/02 AER ENERGY RESOURCES INC /GA GA X X 05/06/02 AMEND AIR TEST TECHNOLOGY INC X 12/31/01 AIRPLANES LTD DE X 05/13/02 AMC ENTERTAINMENT INC DE X X 03/28/02 AMEDISYS INC DE X X 04/30/02 AMEND AMERICA FIRST REAL ESTATE INVESTMENT DE X 03/31/02 AMERICAN SOIL TECHNOLOGIES INC NV X 05/13/02 AMERICAN STATES WATER CO CA X X 05/13/02 ANTHRACITE CAPITAL INC MD X X 05/10/02 APPLEBEES INTERNATIONAL INC DE X 05/13/02 ASSET BACKED SECURITIES CORP DE X X 05/13/02 AT&T CORP NY X 05/09/02 AUGUST TECHNOLOGY CORP MN X X 05/10/02 AVNET INC NY X X 05/10/02 B FAST CORP LA X X 05/09/02 BEPARIKO BIOCOM NV X X X 04/25/02 BOISE CASCADE CORP DE X X 05/13/02 BROADVISION INC DE X 05/07/02 CALDERA INTERNATIONAL INC/UT DE X 05/08/02 CALIFORNIA COASTAL COMMUNITIES INC DE X X 05/09/02 CBL & ASSOCIATES PROPERTIES INC DE X 05/13/02 CHASE CREDIT CARD MASTER TRUST NY X 05/10/02 CHASE MORTGAGE FINANCE CORP DE X X 04/26/02 CHATTEM INC TN X X 05/07/02 CHINA GLOBAL DEVELOPMENT INC DE X 03/26/02 AMEND CIRCUIT RESEARCH LABS INC AZ X X X 05/01/02 CLARION TECHNOLOGIES INC/DE/ DE X 04/29/02 CORECOMM LTD /DE/ DE X X 05/10/02 CYBERNET INTERNET SERVICES INTERNATIO DE X X 05/07/02 CYTRX CORP DE X X 12/21/01 AMEND DIRECTRIX INC DE X 05/09/02 DONAR ENTERPRISES INC DE X X 05/09/02 EASYRIDERS INC DE X X 05/02/02 ECHO BAY MINES LTD A0 X X 05/09/02 EMCOR GROUP INC DE X X 02/14/02 AMEND EPRESENCE INC MA X X 05/14/02 EXUS NETWORKS INC NV X 05/08/02 FIBERMARK INC DE X X 05/09/02 FIRST INVESTORS FINANCIAL SERVICES GR TX X X 05/13/02 FIRST MID ILLINOIS BANCSHARES INC DE X 05/07/02 FIRSTFED AMERICA BANCORP INC DE X 05/08/02 AMEND FLOWSERVE CORP NY X X 05/02/02 GROUP 1 AUTOMOTIVE INC DE X X 05/09/02 HALLIBURTON CO DE X X 05/09/02 HARDINGE INC NY X X 05/07/02 HARTMARX CORP/DE DE X X 05/13/02 HEALTH SCIENCES GROUP INC CO X X X 04/26/02 HILB ROGAL & HAMILTON CO /VA/ VA X X 05/13/02 HLM DESIGN INC DE X 05/13/02 HOENIG GROUP INC DE X X 04/26/02 HON INDUSTRIES INC IA X 05/07/02 ICHANCE INTERNATIONAL INC NV X X X X 03/31/02 IMPAC SECURED ASSETS CORP CA X X X 03/28/02 INFORETECH WIRELESS TECHNOLOGY INC NV X 12/31/01 INSILICON CORP X X 05/08/02 INTELLIGENT SYSTEMS CORP GA X X 05/10/02 INTERCEPT GROUP INC GA X X 05/06/02 INTERCEPT GROUP INC GA X 04/09/02 AMEND INTERWORLD CORP DE X X 05/03/02 INTUIT INC DE X 05/08/02 J NET ENTERPRISES INC NV X X 05/03/02 JAVIEN INC DE X 03/01/02 JONES MEDIA NETWORKS LTD CO X X 05/08/02 KAYDON CORP DE X X 05/10/02 LANGER INC NY X X 05/06/02 LIFEF X INC NV X X X 05/10/02 LUCENT TECHNOLOGIES INC DE X X 05/13/02 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 05/16/02 MPHASE TECHNOLOGIES INC NJ X X 05/10/02 NMXS COM INC DE X 05/08/02 NORTEL NETWORKS CORP X X 05/13/02 NORTEL NETWORKS LTD X X 05/13/02 ORASURE TECHNOLOGIES INC DE X X 05/13/02 ORIGEN MANUFACTURED HOUSNG CNT SEN/SU DE X X 05/15/02 PATRIOT TRANSPORTATION HOLDING INC FL X X 05/08/02 AMEND PEMSTAR INC MN X X 05/10/02 PEOPLES BANCORP INC OH X 05/10/02 PREDICTIVE SYSTEMS INC DE X X 05/13/02 PROGRAMMERS PARADISE INC DE X X 04/16/02 AMEND QUIDEL CORP /DE/ DE X X 05/09/02 RARE MEDIUM GROUP INC DE X X 05/13/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 04/29/02 RESPONSE ONCOLOGY INC TN X X 05/13/02 REVLON CONSUMER PRODUCTS CORP DE X 05/13/02 RIMPAC RESOURCES LTD/NM NV X 04/30/02 AMEND ROBBINS & MYERS INC OH X 05/13/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 05/08/02 SEQUOIA MORTGAGE FUNDING CORP MD X X 05/10/02 SHEFFIELD PHARMACEUTICALS INC DE X X 05/13/02 SHIRE PHARMACEUTICALS GROUP PLC X X 05/13/02 SHOSHONE SILVER MINING CO INC ID X X 03/20/02 AMEND SUNTERRA CORP MD X X 04/25/02 SYBRON DENTAL SPECIALTIES INC DE X 05/10/02 SYBRON DENTAL SPECIALTIES INC DE X X 05/13/02 TOO INC DE X X 05/13/02 TOYS R US INC DE X 05/04/02 TRANSNATIONAL FINANCIAL NETWORK INC CA X 04/24/02 TRANSOCEAN SEDCO FOREX INC E9 X 05/09/02 TRUDY CORP DE X 05/13/02 UNIFAB INTERNATIONAL INC LA X X 04/26/02 UNIROYAL TECHNOLOGY CORP DE X 05/13/02 UNITED BANCSHARES INC/OH OH X 05/07/02 US DATA AUTHORITY INC FL X X 04/29/02 USG CORP DE X 05/13/02 USINTERNETWORKING INC DE X 05/07/02 VAXGEN INC DE X X 04/24/02 VOIP TELECOM INC// NV X 06/30/02 WALGREEN CO IL X 05/09/02 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 03/28/02 WHITMAN EDUCATION GROUP INC FL X X 05/13/02 WHITMAN EDUCATION GROUP INC FL X X 05/13/02 WIRELESS WEBCONNECT INC DE X X X 05/10/02 WRC MEDIA INC DE X X 05/09/02 WRIGHT MEDICAL GROUP INC DE X X 05/10/02 XEROX CORP NY X 05/13/02