SEC NEWS DIGEST Issue 2002-81 April 26, 2002 COMMISSION ANNOUNCEMENTS SEC LAUNCHES INQUIRY INTO RESEARCH ANALYST CONFLICTS Chairman Harvey L. Pitt announced on April 25 that the SEC has commenced a formal inquiry into market practices concerning research analysts and the potential conflicts that can arise from the relationship between research and investment banking. The inquiry will be conducted jointly with the New York Stock Exchange, the National Association of Securities Dealers, New York Attorney General Eliot Spitzer, the North American Securities Administrators Association and the states. The inquiry will help determine the necessity of additional rulemaking and whether any laws have been violated. "This is the next step-and a critical one-in the Commission's year-long review of analyst practices," said Chairman Pitt. The Commission's active review of analyst practices was undertaken in conjunction with the legislative oversight of the House Financial Services Committee. "The recent disclosures that resulted from the investigation by the New York State Attorney General, as well as the practices uncovered by the staff of the SEC, the NYSE and NASD, reinforced the Commission's conclusion that further inquiry is warranted," Pitt said. "We look forward to working with the self-regulatory organizations and the states to ensure that the letter and spirit of both state and federal laws are followed," Pitt added. "We will work closely with all of our counterparts while we enforce the national regulations and standards that have made the U.S. securities markets the strongest in the world. We will give investors confidence that the same securities rules and protections apply no matter where they live or do business." For its part, the North American Securities Administrators Association, on behalf of the states, has formed a multi-state task force that will be part of the SEC inquiry to focus on analyst research issues and possible securities law violations by Wall Street firms. In a related action, Pitt announced that the Commission will consider analyst rules proposed by the NYSE and NASD at an open meeting scheduled for May 8. The rules, intended to address the conflicts that can arise when research analysts recommend securities in public communications, were proposed in February after an extensive joint effort by the two major self-regulatory organizations in consultation with the Commission and the House Financial Services Committee. The period for comment on the rules ended April 18, and the Commission received more than 45 comment letters. "The NASD and NYSE have put forward a thoughtful and progressive framework for protecting investors and the integrity of our securities markets," Pitt said. "We will carefully consider the comments we have received for ideas that could strengthen and streamline the rules, and we will be open to considering additional rules after the completion of the joint inquiry we announced today." Over the last year, the Commission has been reviewing analyst practices and working closely with the NASD and NYSE and in their efforts to strengthen the ethical standards and rules for analysts. Last summer, Commission staff conducted on-site examinations of full-service broker- dealers that focused on analysts' financial interests in the companies they cover, analyst reporting structures and compensation arrangements. Last July, Commission staff issued an "investor alert" highlighting the numerous biases that may affect analyst recommendations. In addition, the Commission has worked closely with members of Congress on their concerns about the objectivity and independence of research analysis, specifically participating in hearings last summer before the House Financial Services Committee and its Subcommittee on Capital Markets, led by full Committee Chair Michael Oxley and the Subcommittee's Chair Richard Baker. On Feb. 7, the proposed NYSE and NASD rules were announced with bipartisan support from members of the House Financial Services Committee. Significant elements of the rules proposed by the NYSE and NASD include the following: * Structural reforms to increase analysts' independence, such as a prohibition on investment banking departments supervising analysts or approving research reports; * A prohibition on tying analyst compensation to specific investment banking transactions; * A prohibition on offering favorable research to induce firm business; * Increased disclosures of conflicts of interest in research reports and public appearances, such as business relationships with or ownership interests in the subject company; * Disclosure in research reports of data concerning a firm's ratings, such as the percentage of ratings issued in each of the "buy," "hold," and "sell" categories, and a price chart comparing the rated security's closing prices and the firm's rating or price target over time; and * Restrictions on personal trading by analysts in securities of companies followed by the analyst. (Press Rel. 2002-56) ENFORCEMENT PROCEEDINGS CEASE-AND-DESIST PROCEEDINGS INSTITUTED AGAINST SURETY CAPITAL CORPORATION On April 25, the Commission instituted cease-and-desist proceedings against Surety Capital Corporation (Surety Capital), a Delaware corporation headquartered in Fort Worth, Texas, whose shares are registered with the Commission. Surety Capital is a bank holding company with one subsidiary, Surety Bank, National Association (Surety Bank). During the relevant period, G. Matthias Heinzelmann, III was the president and a director of Surety Capital. Heinzelmann was also executive vice president and a director of Surety Bank. The Commission accepted Surety's offer to settle these proceedings simultaneously with their institution. The Order, in charging violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder, orders Surety to cease and desist from committing or causing any future violations of the above reporting, internal controls and books and records provisions. The Commission's Order made findings that from 1996 through September 1999, Heinzelmann engaged in an elaborate scheme to hide loan losses in Surety Bank's Insurance Premium Finance Division (IPF). The scheme had a material impact on Surety Capital's financial statements included in its Forms 10-K and 10-Q. Specifically, Surety Capital overstated its pre-tax income by 7% in 1996, and understated its pre-tax losses by 16% in 1997 and 97% in 1998. Further, Surety Capital failed to file its Form 10-Q for the period ending September 30, 1999. Also, because of the misstatements, Surety Capital failed to make and keep books, records and accounts that, in reasonable detail, accurately and fairly reflected its transactions and dispositions of assets. Surety Capital also failed to maintain an adequate system of internal financial controls with respect to the accounting at Surety Bank over its IPF Division. In determining to accept Surety Capital's offer, the Commission considered the (i) cooperation that Surety Capital afforded the Commission staff; (ii) remedial efforts taken by Surety Capital to strengthen its internal operating procedures in the areas where the misconduct occurred; and (iii) the fact that current Board of Directors and senior management are not composed of individuals who held those positions during the relevant time. The Commission's Fort Worth District Office simultaneously filed a civil injunctive action in the United States District Court for the Northern District of Texas, against Heinzelmann seeking a permanent injunction, officer and director bar and a third-tier civil money penalty for violations, or aiding and abetting violations, of the antifraud, reporting, internal controls, books and records, accounting records falsification and lying to auditor provisions of the Exchange Act. [SEC v. G. Matthias Heinzelmann, III, Civil Action No. 4:02-CV-0403-A, USDC, NDTX, Fort Worth Division] (LR-17491, AAE Rel. 1549); (Administrative Proceedings in the Matter of Surety Capital Corporation - Rel. 34-45826, AAE Rel. 1550, File No. 3-10769) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Representative - Equity Trader (Series 55) Examination Program (SR-NASD-2002-51) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45807) A proposed rule change filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Principal - Direct Participation Programs (Series 39) Examination Program (SR-NASD-2002-50) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45808) A proposed rule change filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Representative - Direct Participation Programs (Series 22) Examination Program (SR-NASD-2002-52) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45809) A proposed rule change filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Regulation, Inc., relating to revisions to the Limited Representative - Private Securities Offerings (Series 82) Examination Program (SR-NASD-2002-49) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45810) A proposed rule change (SR-CBOE-2002-19) filed by the Chicago Board Options Exchange amending its rules relating to the limitation of liability for index licensors has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45817) A proposed rule change filed by the Chicago Stock Exchange extending pilot rules for decimals (SR-CHX-2002-11) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45819) PROPOSED RULE CHANGES The International Securities Exchange filed a proposed rule change (SR- ISE-2001-34), which amends its obvious error rule. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45811) The National Association of Securities Dealers, through its subsidiary, the Nasdaq Stock Market, Inc. (Nasdaq), filed a proposed rule change (SR- NASD-2002-55) under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the minimum life of Directed Orders in Nasdaq's SuperMontage system and the minimum life of SelectNet orders. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45813) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-15) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 relating to situations in which a suspended, terminated, or otherwise defunct member or associated person fails to answer or participate in an arbitration proceeding. Publication of the proposal is expected in the Federal Register during the week of April 29. (Rel. 34-45818) DELISTINGS GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective April 26, 2002. (Rel. 34-45825) An order has been issued granting the application of the Chicago Stock Exchange to strike from listing and registration Universal Automotive Industries, Inc., Common Stock, $.01 par value, and Redeemable Common Stock Purchase Warrants, effective April 26, 2002. (Rel. 34-45827) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ENTRUST INC, 4975 PRESTON PARK BLVD, ONE PRESTON PARK SOUTH, PLANO, TX, 75093, 9729437300 - 0 ($15,236,868.00) Equity, (File 333-86810 - Apr. 24) (BR. 03) S-8 LANDACORP INC, 900 FORTRESS ST, SUITE 100, CHICO, CA, 95973, 4045319956 - 835,461 ($1,336,689.60) Equity, (File 333-86812 - Apr. 24) (BR. 08) S-4 CHOICETEL COMMUNICATIONS INC /MN/, 9724 10TH AVE NORTH, PLYMOUTH, MN, 55441, 6125441260 - 0 ($321,628.29) Equity, (File 333-86814 - Apr. 24) (BR. 37) S-3 FLEMING COMPANIES INC /OK/, 1945 LAKEPOINTE DRIVE, LEWISVILLE, TX, 73126, 4058407200 - 0 ($600,000,000.00) Debt Convertible into Equity, (File 333-86816 - Apr. 24) (BR. 04) S-8 MEADE INSTRUMENTS CORP, 6001 OAK CANYON, IRVINE, CA, 92618, 9494511450 - 1,500,000 ($5,970,000.00) Equity, (File 333-86818 - Apr. 24) (BR. 36) S-8 CONSOLIDATED EDISON INC, 4 IRVING PLACE, ROOM 1618 S, NEW YORK, NY, 10003, 2124604600 - 2,000,000 ($84,240,000.00) Equity, (File 333-86820 - Apr. 24) (BR. 04) S-8 SPHERIX INC, 12051 INDIAN CREEK CT, BELTSVILLE, MD, 20705, 3014193900- 0 ($4,278,000.00) Equity, (File 333-86822 - Apr. 24) (BR. 06) SB-1 ELECTRIC AQUAGENICS UNLIMITED INC, 750,000 ($1,500,000.00) Equity, (File 333-86830 - Apr. 24) (BR. ) S-3 FORD MOTOR CREDIT CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3135949876 - 0 ($1,000,000.00) Other, (File 333-86832 - Apr. 24) (BR. 07) S-3 GENUS INC, 1139 KARLSTAD DRIVE, SUNNYVALE, CA, 94089-2117, 4087477120- 726,980 ($1,592,086.20) Equity, (File 333-86834 - Apr. 24) (BR. 36) S-8 CONEXANT SYSTEMS INC, 4311 JAMBOREE RD, NEWPORT BEACH, CA, 92660-3095, 9494834600 - 350,000 ($3,979,500.00) Equity, (File 333-86838 - Apr. 24) (BR. 36) S-8 LOJACK CORP, 333 ELM ST, DEBHAM, MA, 02026, 6173264700 - 0 ($1,352,500.00) Equity, (File 333-86840 - Apr. 24) (BR. 37) S-3 AMB PROPERTY CORP, PIER 1 BAY 1, SAN FRANCISCO, CA, 94111, 4153949000- 400,000,000 ($400,000,000.00) Non-Convertible Debt, (File 333-86842 - Apr. 24) (BR. 08) S-4 CONNECTICUT WATER SERVICE INC / CT, 93 W MAIN ST, CLINTON, CT, 06413, 8606698630 - 252,000 ($2,587,456.00) Equity, (File 333-86844 - Apr. 24) (BR. 02) S-8 PHOTRONICS INC, 1061 INDIANTOWN RD, SUITE 318, JUPITER, FL, 33477, 5617451222 - 0 ($51,060,000.00) Equity, (File 333-86846 - Apr. 24) (BR. 36) S-8 JUPITER ENTERPRISES INC, M2 601 WEST BROADWAY, VANCOUVER BRITISH COLUMBIA, CANADA, A1, 92108, 6045357411 - 0 ($4,125,000.00) Equity, (File 333-86848 - Apr. 24) (BR. 08) S-2 ONE LIBERTY PROPERTIES INC, 60 CUTTER MILL RD, SUITE 303, GREAT NECK, NY, 11021-3190, 5164663100 - 0 ($48,875,000.00) Equity, (File 333-86850 - Apr. 24) (BR. 08) S-4 HANGER ORTHOPEDIC GROUP INC, TWO BETHESDA METRO CENTER, SUITE 1300, BETHESDA, MD, 20814, 3019860701 - 0 ($212,500,000.00) Non-Convertible Debt, (File 333-86852 - Apr. 24) (BR. 01) S-8 GUMP & CO INC, 192 SEARIDGE CT, SHELL BEACH, CA, 93449, 8057735350 - 600,000 ($78,000.00) Debt Convertible into Equity, (File 333-86854 - Apr. 24) (BR. 07) S-8 POGO PRODUCING CO, 5 GREENWAY PLAZA STE 2700, P O BOX 2504, HOUSTON, TX, 77252-0504, 7132975000 - 0 ($69,454,000.00) Equity, (File 333-86856 - Apr. 24) (BR. 04) SB-2 DEMARCO ENERGY SYSTEMS OF AMERICA INC, P.O. BOX 201057, AUSTIN, TX, 78729, 5123351494 - 26,923,077 ($2,423,077.00) Debt Convertible into Equity, (File 333-86858 - Apr. 24) (BR. 06) S-3 ISONICS CORP, 5906 MCINTYRE STREET, GOLDEN, CO, 80403, 3032797900 - 0 ($2,550,000.00) Other, (File 333-86860 - Apr. 24) (BR. 02) S-8 MARKETCENTRAL NET CORP, 6401 SOUTH BOSTON STREET, SUITE Q205, ENGLEWOOD, C0, 80111, 7204899041 - 4,000,000 ($160,000.00) Equity, (File 333-86862 - Apr. 24) (BR. 09) S-3 TOMPKINS TRUSTCO INC, PO BOX 460 THE COMMONS, ITHACA, NY, 14851, 6072733210 - 100,000 ($4,515,000.00) Equity, (File 333-86864 - Apr. 24) (BR. 07) S-8 NEW WORLD BRANDS INC, 2797 OCEAN PARKWAY, BROOKLYN, NY, 11235, 7187696042 - 0 ($2,890,600.00) Equity, (File 333-86866 - Apr. 24) (BR. 01) S-8 CONEXANT SYSTEMS INC, 4311 JAMBOREE RD, NEWPORT BEACH, CA, 92660-3095, 9494834600 - 1,275,000 ($14,496,750.00) Equity, (File 333-86868 - Apr. 24) (BR. 36) S-3 ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 40,000,000 ($227,600,000.00) Equity, (File 333-86870 - Apr. 24) (BR. 36) S-3D TOWN & COUNTRY TRUST, 100, 100 SOUTH CHARLES STREET, BALTIMORE, MD, 21201, 4105397600 - 750,000 ($16,331,250.00) Equity, (File 333-86872- Apr. 24) (BR. 08) S-3 HONEYWELL INTERNATIONAL INC, 101 COLUMBIA RD, PO BOX 4000, MORRISTOWN, NJ, 07962, 9734552000 - 2,750,000,000 ($2,750,000,000.00) Unallocated (Universal) Shelf, (File 333-86874 - Apr. 24) (BR. 05) S-8 UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE, GA, 30512, 5818073041 - 200,000 ($10,870,000.00) Equity, (File 333-86876 - Apr. 24) (BR. 07) S-8 VYYO INC, 20400 STEVENS CREEK BLVD, 8TH FL, CUPERTINO, CA, 95014, 4088632300 - 0 ($2,631,734.00) Equity, (File 333-86878 - Apr. 24) (BR. 37) S-3 ADVANCED NEUROMODULATION SYSTEMS INC, 6501 WINDCREST DRIVE SUITE 100, PLANO, TX, 75024, 9723098000 - 0 ($81,678,750.00) Equity, (File 333-86880 - Apr. 24) (BR. 36) S-8 ALCON INC, 6201 SOUTH FREEWAY, FORT WORTH, TX, 76134, 8175516878 - 0 ($896,264,492.00) Equity, (File 333-86882 - Apr. 24) (BR. 01) S-8 ICOA INC, 111 AIRPORT RD, WARWICK, RI, 02889, 4017399205 - 25,000,000 ($250,000.00) Equity, (File 333-86884 - Apr. 24) (BR. 37) S-8 PLANAR SYSTEMS INC, 1400 NORTHWEST COMPTON DR, BEAVERTON, OR, 97008, 5036901100 - 0 ($13,104,708.00) Equity, (File 333-86886 - Apr. 24) (BR. 06) S-4 NORTHWESTERN CORP, 125 S DAKOTA AVENUE, SUITE 1100, SIOUX, SD, 57104, 6059782908 - 0 ($720,000,000.00) Non-Convertible Debt, (File 333-86888 - Apr. 24) (BR. 02) S-3 NEWMONT MINING CORP /DE/, 1700 LINCOLN STREET, 28TH FLOOR, DENVER, CO, 80203, 303-863-7414 - 12,445,837 ($355,577,563.09) Equity, (File 333-86890 - Apr. 24) (BR. 04) S-3 VIROLOGIC INC, 270 EAST GRAND AVE., SAN FRANCISCO, CA, 94080, 6506351100 - 0 ($20,577,840.00) Equity, (File 333-86892 - Apr. 24) (BR. 01) SB-2 EDIETS COM INC, 3467 W HILLSBORO BLVD., DEERFIELD BEACH, FL, 33442, 9543609022 - 587,358 ($1,251,072.54) Equity, (File 333-86894 - Apr. 24) (BR. 08) S-8 PROVECTUS PHARMACEUTICAL INC, 4685 S HIGHLAND DR, SUITE 202, SALT LAKE CITY, UT, 84117, 801-274-1011 - 1,900,000 ($19,000.00) Equity, (File 333-86896 - Apr. 24) (BR. 36) S-1 LEAPFROG ENTERPRISES INC, 6401 HOLLIS ST, STE 150, EMERYVILLE, CA, 94608, 5104205000 - 0 ($150,000,000.00) Equity, (File 333-86898 - Apr. 24) (BR. ) S-8 JDA SOFTWARE GROUP INC, 14400 N 87TH ST, SCOTTSDALE, AZ, 85260, 4083083000 - 0 ($6,525,672.27) Equity, (File 333-86902 - Apr. 25) (BR. 03) S-3 DYAX CORP, ONE KENDALL SQ BLDG 600 5TH FL, CAMBRIDGE, MA, 02139, 0 ($18,400,000.00) Equity, (File 333-86904 - Apr. 25) (BR. 01) S-1 PLATINUM UNDERWRITERS HOLDINGS LTD, 2 CHURCH STREET, BERMUDA, D0, HM 11, 4412951422 - 0 ($1,242,000,000.00) Equity, (File 333-86906 - Apr. 25) (BR. 09) S-1 FRESH ENTERPRISES INC, 225 W HILLCREST DR, STE 351, THOUSAND OAKS, CA, 91360, 8054954704 - 0 ($57,500,000.00) Equity, (File 333-86908 - Apr. 25) (BR. ) S-1 CIT GROUP INC DEL, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 2125361390 - 0 ($7,150,000,000.00) Equity, (File 333-86910 - Apr. 25) (BR. 07) S-3 EAGLE SUPPLY GROUP INC, 122 EAST 42ND STREET, SUITE 1116, NEW YORK, NY, 10168, 2129866190 - 3,775,000 ($20,815,000.00) Equity, (File 333-86912 - Apr. 25) (BR. 06) S-3 AFC ENTERPRISES INC, SIX CONCOUSE PARKWAY SUITE 1700, ATLANTA, GA, 30328, 7703919500 - 0 ($279,182,346.00) Equity, (File 333-86914 - Apr. 25) (BR. 05) SB-2 FEDERAL TRUST CORP, 1211 ORANGE AVE, WINTER PARK, FL, 32789, 4076451201 - 1,100,000 ($4,015,000.00) Equity, (File 333-86916 - Apr. 25) (BR. 07) S-8 GREENLAND CORP, 1935 AVENIDA DEL ORO, SUITE D, OCEANSIDE, CA, 92056, 6194584226 - 0 ($78,000.00) Equity, (File 333-86918 - Apr. 25) (BR. 07) S-8 FIRST NATIONAL CORP /SC/, 950 JOHN C CALHOUN DR S.E., ORANGEBURG, SC, 29115, 8035342175 - 17,000 ($457,640.00) Equity, (File 333-86922 - Apr. 25) (BR. 07) S-4 DRESSER INC, 2601 E BELTLINE ROAD, CARROLLTON, TX, 75006, 9724785055- 0 ($256,250,000.00) Non-Convertible Debt, (File 333-86924 - Apr. 25) (BR. 36) S-8 DAIMLERCHRYSLER AG, EPPLESTRASSE 225, STUTTGART GERMANY, I8, 00000, 0114971117 - 0 ($1,706,440,454.35) Equity, (File 333-86934 - Apr. 25) (BR. 05) S-8 DAIMLERCHRYSLER AG, EPPLESTRASSE 225, STUTTGART GERMANY, I8, 00000, 0114971117 - 0 ($1,140,750.00) Equity, (File 333-86936 - Apr. 25) (BR. 05) S-8 ALL AMERICAN SEMICONDUCTOR INC, 16115 N W 52ND AVENUE, MIAMI, FL, 33014, 3056218282 - 200,000 ($766,000.00) Equity, (File 333-86940 - Apr. 25) (BR. 36) S-8 GLOBAL MAINTECH CORP /MN/, 2917 W 133 STREET, SHAKOPEE, MN, 55379, 9528770091 - 1,500,000 ($1,050,000.00) Equity, (File 333-86942 - Apr. 25) (BR. 03) S-8 SARATOGA HOLDINGS I INC, 301 CONGRESS SUITE 1550, AUSTIN, TX, 78701, 5124785717 - 522,418 ($65,302.00) Equity, (File 333-86946 - Apr. 25) (BR. 09) S-1 AMN HEALTHCARE SERVICES INC, 12235 EL CAMINO REAL, SUITE 200, SAN DIEGO, CA, 92130, 8002820300 - 0 ($345,575,000.00) Equity, (File 333-86952 - Apr. 25) (BR. 01) S-8 FEDERAL SECURITY PROTECTION SERVICES INC, 1616 WARREN AVENUE, SUITE 34, CHEYENNE, WY, 82001, 8669322628 - 350,000 ($38,500.00) Equity, (File 333-86954 - Apr. 25) (BR. 08) SB-2 MONTANA MILLS BREAD CO INC, 2171 MONROE AVE, SUITE 205-A, ROCHESTER, NY, 14618, 5852427540 - 0 ($39,687,700.00) Equity, (File 333-86956 - Apr. 25) (BR. 04) S-8 I MANY INC, 537 CONGRESS STREET, 5TH FLOOR, PORTLAND, ME, 04101, 2077743244 - 25,744 ($114,046.00) Equity, (File 333-86958 - Apr. 25) (BR. 05) S-3 CHICAGO BRIDGE & IRON CO N V, P O BOX 74658, 1075 AD AMSTERDAM, P8, 00000, 0 ($90,372,750.00) Equity, (File 333-86960 - Apr. 25) (BR. 06) S-8 WTC INDUSTRIES INC, 1000 APPOLLO ROAD, EAGAN, MN, 55121, 6514504913 - 500,000 ($6,875,000.00) Equity, (File 333-86962 - Apr. 25) (BR. 06) S-8 AMERICAN MEDICAL TECHNOLOGIES INC/DE, 5555 BEAR LANE, STE 1100, CORPUS CHRISTI, TX, 78405, 3612891145 - 0 ($240,000.00) Equity, (File 333-86964 - Apr. 25) (BR. 36) S-8 TJX COMPANIES INC /DE/, 770 COCHITUATE RD, FRAMINGHAM, MA, 01701, 508-390-2662 - 0 ($531,054,687.50) Equity, (File 333-86966 - Apr. 25) (BR. 02) S-8 TRADESTATION GROUP INC, 3054857000 - 0 ($237,125.00) Equity, (File 333-86968 - Apr. 25) (BR. 03) S-1 SBM CERTIFICATE CO, 5101 RIVER RD STE 101, BETHESDA, MD, 20816, 3016564200 - 0 ($0.00) Face Amount Certificates, (File 333-86970 - Apr. 25) (BR. 18) S-11 SPECIALTY MORTGAGE TRUST INC, 6160 PLUMAS ST, RENO, NV, 89509, 7758260809 - 50,000,000 ($50,000,000.00) Non-Convertible Debt, (File 333-86972 - Apr. 25) (BR. 08) S-3 QUIGLEY CORP, KELLS BUILDING, 621 SHADY RETREAT RD, DOYLESTOWN, PA, 18901, 2153450919 - 1,000,000 ($7,840,000.00) Equity, (File 333-86976- Apr. 25) (BR. 04) S-8 INTERNATIONAL WIRELESS INC, 120 PRESIDENTAL WAY, WOBURN, MA, 01801, 7819397252 - 0 ($1,155,500.00) Equity, (File 333-86978 - Apr. 25) (BR. 20) S-8 OREGON STEEL MILLS INC, 1000 SW BROADWAY, STE 2200, PORTLAND, OR, 97205, 5032405788 - 150,000 ($1,227,000.00) Other, (File 333-86980 - Apr. 25) (BR. 06) SB-2 LONGBOW MINING CORP, 186 STEVENS DRIVE, WEST VANCOVER, A1, 00000, 2,000,000 ($200,000.00) Equity, (File 333-86982 - Apr. 25) (BR. ) SB-2 ALFA UTILITY SERVICES INC, 396 CHRISLEA RD, WOODBRIDGE L4L 8A8, A6, 00000, 9058502220 - 11,103,058 ($72,169,877.00) Other, (File 333-86984 - Apr. 25) (BR. 02) S-8 PEAPACK GLADSTONE FINANCIAL CORP, PEAPACK GLADSTONE FINACIAL CORP, 158 ROUTE 206 NORTH, GLADSTONE, NJ, 07934, 9082340700 - 140,000 ($7,962,500.00) Equity, (File 333-86986 - Apr. 25) (BR. 07) S-3 EP MEDSYSTEMS INC, 100 STIERLI COURT, SUITE 107, MOUNT ARLINGTON, NJ, 07856, 9733982800 - 3,239,685 ($8,471,776.28) Equity, (File 333-86990- Apr. 25) (BR. 36) S-8 FUELNATION INC, 4121 SW 45TH AVENUE, SUITE 1301, DAVIE, FL, 33314, 5613915883 - 27,000,000 ($810,000.00) Equity, (File 333-86992 - Apr. 25) (BR. 05) S-1 NEXSTAR BROADCASTING GROUP INC, 200 ABINGTON EXECUTIVE PARK, CLARKS SUMMIT, PA, 18411, 5705865400 - 0 ($143,750,000.00) Equity, (File 333-86994 - Apr. 25) (BR. ) S-3 BIOMARIN PHARMACEUTICAL INC, 371 BEL MARIN KEYS BLVD, STE 210, NOVATO, CA, 94949, 4158846700 - 300,000 ($2,088,000.00) Equity, (File 333-86996 - Apr. 25) (BR. 01) S-4 COINMACH CORP, 303 SUNNYSIDE BOULEVARD, PLAINVIEW, NY, 11803, 5163498555 - 0 ($450,000,000.00) Non-Convertible Debt, (File 333-86998 - Apr. 25) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 24 HOUR AUCTION INC DE X 04/23/02 ABN AMRO MORTGAGE CORP SERIES 2002-4 DE X X 04/24/02 ACCURIDE CORP DE X X 04/23/02 ADVANCE TECHNOLOGIES INC NV X X 04/10/02 AMEND ADVANCED MICRO DEVICES INC DE X X 04/17/02 ADVANTA CORP DE X X 04/23/02 ALICO INC FL X 08/31/02 ALTERNATE MARKETING NETWORKS INC MI X X X 04/24/02 AMES NATIONAL CORP IA X 04/24/02 AMTRAN INC IN X X 04/24/02 APPLIED MICROSYSTEMS CORP /WA/ WA X X 04/24/02 ARCH COAL INC DE X 04/22/02 ARIZONA PUBLIC SERVICE CO AZ X X 04/19/02 ATLAS REPUBLIC CORP CO X 12/31/02 AVANEX CORP DE X X 04/23/02 AVNET INC NY X X 04/23/02 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 04/24/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/24/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/24/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/24/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/24/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/24/02 BIDBAY COM INC NV X 04/17/02 BIOCORAL INC DE X X 04/17/02 BIOMARIN PHARMACEUTICAL INC DE X 04/30/02 BOSTON PROPERTIES INC DE X X 04/23/02 BOYKIN LODGING CO OH X X 04/17/02 AMEND CACHE INC FL X 04/24/02 CANAAN ENERGY CORP OK X X 04/19/02 CAPTARIS INC WA X 04/24/02 CARDIAC SCIENCE INC DE X X 04/22/02 CHARTER ONE FINANCIAL INC DE X X 04/22/02 CITIBANK SOUTH DAKOTA N A DE X 03/26/02 CITIBANK SOUTH DAKOTA N A DE X 03/26/02 CITIBANK SOUTH DAKOTA N A DE X 03/31/02 CITIBANK SOUTH DAKOTA N A DE X 03/31/02 CITICORP MORTGAGE SECURITIES INC DE X X 04/24/02 CNET NETWORKS INC DE X 04/24/02 COMMONWEALTH BIOTECHNOLOGIES INC VA X X 04/23/02 COMMUNITY HEALTH SYSTEMS INC/ DE X X 04/24/02 CONCEPTUS INC DE X 04/22/02 CONSOLIDATED GRAPHICS INC /TX/ TX X X 04/24/02 CORPORATE OFFICE PROPERTIES TRUST MD X X 04/24/02 CORVIS CORP DE X X 04/22/02 CREATOR CAPITAL LTD D0 X 04/23/02 CREDIT SUISSE FIRST BOSTON MORT ACCEP DE X X 03/04/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/22/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 03/28/02 CTC COMMUNICATIONS GROUP INC DE X 04/24/02 CTN MEDIA GROUP INC DE X X 04/03/02 DANIELSON HOLDING CORP DE X 03/31/02 DIGENE CORP DE X X 04/24/02 DIRECT FOCUS INC WA X X 02/08/02 AMEND DONALDSON CO INC DE X X 04/18/02 EARTHWATCH INC DE X 04/09/02 EASYRIDERS INC DE X X X 04/16/02 EBIZ ENTERPRISES INC NV X X X 04/24/02 EL PASO ENERGY PARTNERS LP DE X X 04/23/02 ELOCITY NETWORKS CORP DE X X 04/22/02 EMEX CORP WY X 04/19/02 EMPIRE ENERGY CORP UT X 04/23/02 ERESEARCHTECHNOLOGY INC /DE/ DE X X 04/24/02 ESENJAY EXPLORATION INC OK X X 04/22/02 FBR ASSET INVESTMENT CORP/VA VA X X 04/24/02 FBR ASSET INVESTMENT CORP/VA VA X X 04/24/02 FIRSTFED FINANCIAL CORP DE X 03/31/02 FLEMING COMPANIES INC /OK/ OK X X 04/23/02 FREESTAR TECHNOLOGIES NV X 03/22/02 GENCORP INC OH X X 04/23/02 GENESEE CORP NY X X 04/23/02 GLOBAL ACQUISITION INC CO X 01/15/02 AMEND GOODRICH CORP NY X X 04/24/02 GOVERNMENT TRUST 1 C IL X 11/15/00 GOVERNMENT TRUST 2 E IL X 11/15/00 GOVERNMENT TRUST 3 C IL X 11/15/00 GREEN FUSION CORP NV X X 04/09/02 GYRODYNE CO OF AMERICA INC NY X X 04/12/02 HAGGAR CORP NV X X X 04/24/02 HEARTLAND BANCSHARES INC /IN/ IN X 04/23/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 04/15/02 HELLER EQUIPMENT ASSET RECEIVABLES TR DE X X 04/15/02 HELMERICH & PAYNE INC DE X 04/24/02 HERITAGE COMMERCE CORP CA X 01/25/02 HONDA AUTO LEASE TRUST 1999A DE X X 03/31/02 HONDA AUTO RECEIVABLES 1999-1 OWNER T DE X X 03/31/02 HONDA AUTO RECEIVABLES 2000-1 OWNER T DE X X 03/31/02 HONDA AUTO RECEIVABLES 2001-1 OWNER T DE X X 03/31/02 HONDA AUTO RECEIVABLES 2001-2 OWNER T DE X X 03/31/02 HONDA AUTO RECEIVABLES 2001-3 OWNER T CA X X 03/31/02 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 03/31/02 HORIZON FINANCIAL CORP WA X X 04/15/02 HORIZON FINANCIAL SERVICES CORP DE X X 04/24/02 HOST AMERICA CORP DE X X 04/05/02 HUNTINGTON BANCSHARES INC/MD MD X X 04/18/02 IMAGIS TECHNOLOGIES INC A1 X X 04/08/02 INDUSTRIALEX MANUFACTURING CORP CO X X 04/16/02 INNOTRAC CORP GA X X 04/22/02 INTERNATIONAL FLAVORS & FRAGRANCES IN NY X X 04/24/02 INTERSTATE POWER & LIGHT CO IA X X 04/18/02 INVERNESS MEDICAL INNOVATIONS INC DE X 03/19/02 AMEND INVITROGEN CORP DE X X 04/05/02 AMEND INVIVO CORP DE X X 04/20/02 ISIS PHARMACEUTICALS INC DE X X 04/23/02 ISIS PHARMACEUTICALS INC DE X X 04/24/02 J2 GLOBAL COMMUNICATIONS INC DE X X 04/22/02 JUPITER MEDIA METRIX INC DE X X 04/09/02 KASPER A S L LTD DE X X 04/18/02 KEY PRODUCTION CO INC DE X X 04/23/02 L 3 COMMUNICATIONS HOLDINGS INC DE X X 04/24/02 LEAP WIRELESS INTERNATIONAL INC DE X 04/24/02 LENDINGTREE INC X X 04/23/02 LIBBEY INC DE X 04/22/02 LIFECELL CORP DE X X 04/23/02 MANDALAY RESORT GROUP NV X 04/22/02 MBNA CORP MD X 04/24/02 MCLAREN PERFORMANCE TECHNOLOGIES INC DE X X 04/17/02 MCLAREN PERFORMANCE TECHNOLOGIES INC DE X X 04/17/02 MEDIACOM BROADBAND LLC DE X X 04/19/02 MEDIACOM COMMUNICATIONS CORP DE X X 04/19/02 MEDIACOM LLC NY X X 04/19/02 MEDQUIST INC NJ X 04/23/02 MENTOR GRAPHICS CORP OR X X 04/23/02 MILACRON INC DE X X X 04/23/02 MMCA AUTO OWNER TRUST 1999-2 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2000-1 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2000-2 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2001 2 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2001-1 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2001-3 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2001-4 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2002-1 DE X X 04/15/02 MMCA AUTO OWNER TRUST 2002-2 X X 04/15/02 MODERNGROOVE ENTERTAINMENT INC NV X X X X 04/12/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 04/22/02 NATIONSRENT INC DE X X 04/22/02 NB&T FINANCIAL GROUP INC OH X 04/24/02 NEUBERGER BERMAN INC DE X X X X 04/22/02 NEXGEN VISION INC DE X X 04/22/02 NOBLE DRILLING CORP DE X X 04/24/02 NS GROUP INC KY X X 04/22/02 OPTIONS TALENT GROUP DE X X 04/12/02 ORIGEN MANUFACTURED HOUSNG CNT SEN/SU DE X X 04/15/02 ORIGEN MANUFACTURED HOUSNG CNT SEN/SU DE X X 04/15/02 OTG SOFTWARE INC DE X X 04/23/02 PAB BANKSHARES INC GA X 04/24/02 PACIFIC AEROSPACE & ELECTRONICS INC WA X X 04/19/02 PARTSBASE INC DE X 04/24/02 PG&E NATIONAL ENERGY GROUP INC DE X 04/19/02 PHILIP SERVICES CORP/DE DE X X 04/18/02 PLASTICS MFG CO WI X 04/24/02 PNM RESOURCES NM X X 04/24/02 POORE BROTHERS INC DE X 04/24/02 PROVECTUS PHARMACEUTICAL INC NV X X X X X 04/23/02 PS PARTNERS V LTD CA X X 04/24/02 RAE SYSTEMS INC DE X X X 04/09/02 RAMCO GERSHENSON PROPERTIES TRUST MA X X 05/10/96 REMINGTON OIL & GAS CORP DE X X 04/17/02 REMINGTON OIL & GAS CORP DE X X 04/17/02 RESEARCH INC /MN/ MN X X 04/15/02 ROYAL ACCEPTANCE CORP X X 04/17/02 SEITEL INC DE X X 04/24/02 SELAS CORP OF AMERICA PA X 12/31/01 AMEND SELECT THERAPEUTICS INC DE X X 04/24/02 SEMTECH CORP DE X X 04/24/02 SENSAR CORP /NV/ NV X 04/23/02 SHOP AT HOME INC /TN/ TN X 06/30/02 SIERRA PACIFIC RESOURCES /NV/ NV X X 04/23/02 SIMON WORLDWIDE INC DE X X X 04/17/02 SL GREEN REALTY CORP MD X X 04/23/02 SMART & FINAL INC/DE DE X X 04/23/02 SOURCECORP INC DE X 04/17/02 AMEND SOUTHWESTERN ENERGY CO AR X X 04/23/02 SOUTHWESTERN ENERGY CO AR X X 04/22/02 AMEND SPECTRAFAX CORP FL X X 04/23/02 SPECTRE INDUSTRIES INC NV X 01/24/02 AMEND STANLEY WORKS CT X X 04/24/02 STARBUCKS CORP WA X 04/19/02 STRUCTURED ASSET SECURITIES CORP DE X 04/22/02 SYSCO CORP DE X X 04/24/02 TANGIBLE ASSET GALLERIES INC NV X X 04/10/02 TEAM MUCHO INC OH X X 04/17/02 TENNECO AUTOMOTIVE INC DE X X 04/23/02 TEPPCO PARTNERS LP DE X X 04/22/02 TTR TECHNOLOGIES INC DE X 04/24/02 ULTRALIFE BATTERIES INC DE X 04/23/02 USA NETWORKS INC DE X X X 04/24/02 USEC INC DE X X 04/24/02 VALCOM INC /CA/ DE X 03/31/02 VENTAS INC DE X 04/17/02 WASHINGTON MUTUAL INC WA X X 04/25/02 WEATHERFORD INTERNATIONAL INC /NEW/ DE X X 04/23/02 WELLS FARGO ASSET SECURITIES CORP DE X X 04/24/02 WELLS FARGO ASSET SECURITIES CORP DE X X 04/24/02 WELLS FARGO ASSET SECURITIES CORP DE X X 04/24/02 WELLS FARGO ASSET SECURITIES CORP DE X X 04/24/02 WELLS FARGO ASSET SECURITIES CORP DE X X 04/24/02 XEROX CORP NY X 04/24/02 XETA TECHNOLOGIES INC OK X 04/18/02 ABN AMRO MORTGAGE CORP DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-4 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-5 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-1 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-6 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-8 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-3 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-4 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-1A DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-2 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-3 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-5 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-6 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-7 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-8 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-1 DE X 04/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-2 DE X 04/01/02 ACCEPTANCE INSURANCE COMPANIES INC DE X 04/19/02 AFC ENTERPRISES INC MN X X 04/25/02 AIRNET COMMUNICATIONS CORP DE X X 04/23/02 AIRTRAN HOLDINGS INC NV X X X 04/25/02 ALD SERVICES INC NV X 04/25/02 ALLFIRST FINANCIAL INC DE X X 04/25/02 ALLTEL CORP DE X X 04/25/02 AMERICAN BANK NOTE HOLOGRAPHICS INC DE X X 04/25/02 AMERICAN GENERAL FINANCE CORP IN X 04/22/02 AMERICAN GENERAL FINANCE INC IN X 04/22/02 AMKOR TECHNOLOGY INC DE X 04/23/02 APPLEBEES INTERNATIONAL INC DE X X 04/24/02 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 04/24/02 ASBURY AUTOMOTIVE GROUP INC DE X X 04/25/02 ASV INC /MN/ MN X X 04/25/02 AT&T CORP NY X X 04/24/02 AZURIX CORP DE X 04/01/02 AMEND BANK OF AMERICA MORTGAGE SECURITIES I DE X X 04/25/02 BANKERS TRUST CORP NY X X 04/15/02 BARRINGTON FOODS INTERNATIONAL INC CA X X 04/12/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 04/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 04/01/02 BECTON DICKINSON & CO NJ X X 04/24/02 BLACK & DECKER CORP MD X X 04/25/02 BLUEGREEN CORP MA X X 04/10/02 BMW VEHICLE LEASE TRUST 2000-A X 04/25/02 CALIFORNIA FIRST NATIONAL BANCORP CA X X 03/31/02 CALPINE CORP DE X X 04/24/02 CAPACITIVE DEIONIZATION TECHNOLOGY SY NV X 04/24/02 AMEND CARSUNLIMITED COM INC NV X 04/24/02 CATEGORY 5 TECHNOLOGIES INC NV X X X 04/10/02 CBL & ASSOCIATES PROPERTIES INC DE X 03/31/02 CBRE HOLDING INC DE X X 04/23/02 CENTRAL EUROPEAN MEDIA ENTERPRISES LT X 04/25/02 CENTRAL EUROPEAN MEDIA ENTERPRISES LT X 04/25/02 CENTURYTEL INC LA X 03/31/02 CHAMPION ENTERPRISES INC MI X X 04/22/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 03/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 03/31/02 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 03/31/02 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 03/31/02 CLARE INC MA X X 04/22/02 CNH CAPITAL RECEIVABLES INC DE X X 04/15/02 CNH RECEIVABLES INC DE X X 04/15/02 COLUMBIA LABORATORIES INC DE X 04/23/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 04/01/02 COMMONWEALTH EDISON CO IL X X 04/22/02 COMTECH CONSOLIDATION GROUP INC/DE DE X X X X 04/10/02 CONCURRENT COMPUTER CORP/DE DE X 04/25/02 COOPERATIVE BANKSHARES INC NC X X 04/24/02 CORE MARK INTERNATIONAL INC DE X X 04/24/02 CORNING INC /NY NY X 04/25/02 CORPORATE ASSET BACKED CORP DE X 04/15/02 CORRECTIONS CORP OF AMERICA MD X X 04/24/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/19/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 04/23/02 CRESCENT REAL ESTATE EQUITIES CO TX X X 04/22/02 CROWN MEDIA HOLDINGS INC DE X X 04/22/02 AMEND CROWN NORTHCORP INC DE X X 03/26/02 AMEND CUTTER & BUCK INC WA X X 04/19/02 DAUPHIN TECHNOLOGY INC IL X X 08/18/00 AMEND DEERE JOHN RECEIVABLES INC DE X X 04/25/02 DELCATH SYSTEMS INC DE X 04/12/02 AMEND DELTA AIR LINES INC /DE/ DE X X 04/25/02 DEUTSCHE FLOORPLAN RECEIVABLES L P DE X X 03/31/02 DIAMOND OFFSHORE DRILLING INC DE X X 04/25/02 DICE INC DE X X 04/25/02 DIGENE CORP DE X X 04/25/02 DIGITAL ANGEL CORP DE X X 04/18/02 DOW CHEMICAL CO /DE/ DE X X 04/25/02 DST SYSTEMS INC DE X 03/31/02 DTVN HOLDINGS INC DE X X 04/18/02 DTVN HOLDINGS INC DE X X 04/25/02 DYNEGY HOLDINGS INC DE X X X 04/25/02 DYNEGY INC /IL/ IL X X X 04/25/02 EARTHCARE CO DE X X 04/11/02 ECOMETRY CORP FL X X 03/19/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 04/15/02 ENERGIZER HOLDINGS INC MO X 04/25/02 ENTERGY CORP /DE/ DE X X 04/25/02 EQUIDYNE CORP DE X X 04/18/02 EQUITY MARKETING INC DE X 04/22/02 EQUITY ONE INC MD X 03/31/02 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 04/24/02 FGIC SECURITIES PURCHASE INC DE X X 04/22/02 FINET COM INC DE X 04/24/02 FIRST AMERICAN FINANCIAL CORP CA X X 03/31/02 FIRST BANCORP /PR/ PR X 04/19/02 FIRST BANKS AMERICA INC DE X 03/31/02 FIRST CITIZENS BANC CORP /OH OH X 04/25/02 FIRST COMMUNITY CORP /SC/ SC X X 04/24/02 FIRST DELTAVISION INC NV X X X X 04/09/02 FIRST FEDERAL FINANCIAL BANCORP INC DE X X 04/25/02 FIRSTFED FINANCIAL CORP DE X 04/25/02 FIRSTFED FINANCIAL CORP DE X 04/25/02 FLAG TELECOM HOLDINGS LTD X X X 04/12/02 FORWARD INDUSTRIES INC NY X 04/25/02 AMEND FRANKLIN RECEIVABLES LLC DE X X 03/31/02 GENERAL MAGIC INC DE X X 04/24/02 GERBER SCIENTIFIC INC CT X 04/25/02 GREAT PLAINS ENERGY INC MO X 04/24/02 GREATER BAY BANCORP CA X X 04/24/02 GREENHOLD GROUP INC FL X X X 04/15/02 GROUP LONG DISTANCE INC FL X 04/19/02 GS MORTGAGE SECURITIES CORP DE X 04/25/02 HARRIS INTERACTIVE INC DE X X 04/24/02 HEMET BANCORP CA X X 04/25/02 HOLLYWOOD ENTERTAINMENT CORP OR X X 04/23/02 HOMESIDE MORTGAGE SECURITIES INC /DE/ DE X 04/25/02 HOTELS COM DE X X 04/24/02 HOUSEHOLD AUTOMOBILE REVOLVING TRUST NV X 04/17/02 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 04/17/02 HOUSEHOLD FINANCE CORP DE X X 03/31/02 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 04/15/02 HUFFY CORP OH X X 04/25/02 IDACORP INC ID X 04/25/02 INDIANA GAS CO INC IN X 03/31/02 INDIANA GAS CO INC IN X 03/31/02 INFOGRAMES INC DE X X 04/25/02 INSPIRE INSURANCE SOLUTIONS INC TX X X 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