SEC NEWS DIGEST Issue 2002-65 April 4, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING - WEDNESDAY, APRIL 10, 2002 - 9:30 A.M. The subject matter of the closed meeting scheduled for Wednesday, April 10, 2002, will be: Formal orders of private investigation; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. OPEN MEETING - THURSDAY, APRIL 11, 2002 - 10:00 A.M. The subject matter of the open meeting scheduled for Thursday, April 11, 2002, will be: 1. The Commission will consider a proposal to amend the definition of "equity security" in rules under the Securities Act of 1933 and the Securities Exchange Act of 1934 to include a security future. The proposed amendment would conform the definitions to the statutory changes made by the Commodity Futures Modernization Act of 2000 to the definition of "security" in the Securities Act and definitions of "security" and "equity security" in the Exchange Act with respect to security futures. 2. The Commission will consider proposals to accelerate the filing of Exchange Act quarterly and annual reports. The proposals also would require companies to disclose in their annual reports whether they provide access to their annual, quarterly and current reports on Form 8-K on their websites. If a company does not provide website access to its reports, it would have to state the reasons why it does not provide such access. The proposed amendments are part of the changes to the corporate disclosure rules that the Commission announced its intention to propose in Press Release 2002- 22 on February 13, 2002. 3. The Commission will consider proposing amendments to Exchange Act Form 8-K, the form companies use to file current reports. The proposed amendments would require companies with a class of equity securities registered under Section 12 of the Exchange Act to report on Form 8-K: (1) directors' and executive officers' transactions in company equity securities; (2) directors' and executive officers' arrangements for the purchase and sale of company equity securities intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1; and (3) loans of money to a director or executive officer made or guaranteed by the company collateralized by the director's or executive officer's company equity securities. The proposed amendments are part of the changes to the corporate disclosure rules that the Commission announced its intention to propose in Press Release 2002-22 on February 13, 2002. 4. The Commission will consider whether to propose new rule 203A-2(f) under the Investment Advisers Act of 1940, which would permit certain investment advisers that provide advisory services through interactive Internet websites to register with the Commission instead of state securities authorities. 5. The Commission will consider whether to adopt a new registration form, Form N-6, for insurance company separate accounts registered as unit investment trusts that offer variable life insurance policies. The form is to be used by these separate accounts to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act of 1933. The form would focus prospectus disclosure on essential information that will assist investors in deciding whether to invest in a particular variable life insurance policy, and would streamline the registration process by replacing two forms that were not specifically designed for variable life insurance policies with a single form tailored to these products. The Commission will also consider whether to adopt an amendment to Form N-1A, the form used by mutual funds to register under the Investment Company Act and to offer their shares under the Securities Act, to require a fee table for mutual funds that offer their shares as investment options exclusively for variable life insurance policies and variable annuity contracts. 6. The Commission will consider whether to propose amendments to Form N-4, the registration form for insurance company separate accounts that are registered as unit investment trusts and that offer variable annuity contracts. The proposed amendments would revise the format of the fee table of Form N-4 to require disclosure of the range of expenses for all of the mutual funds offered through the separate account, rather than disclosure of the expenses of each fund. These and other proposed technical amendments to the fee table would conform the treatment of fund expenses in Form N-4 to that in proposed Form N-6, a registration form for variable life insurance policies that will be considered for adoption by the Commission, and Form N-1A, the registration form used by mutual funds. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS SEC v. J. DONALD NICHOLS, JEB HUGHES AND C. SHELDON WHITTELSEY, IV The Commission announced today that the Honorable Jack T. Camp, United States District Judge for the Northern District of Georgia, entered Final Judgments of Permanent Injunction and Other Relief Against Defendants J. Donald Nichols (Nichols), Jeb L. Hughes (Hughes) and C. Sheldon Whittelsey, IV (Whittelsey), restraining and enjoining them from further violations of Section 17(a) of the Securities Act of 1933, Sections 10(b), 13(a), 13(b)(2)(A), 13(b)(2)(B), 13(b)(5) and 14(a) of the Securities Exchange Act of 1934, and Rules 10b-5, 12b-20, 13a-1, 13a- 13, 13b2-1, 13b2-2 and 14a-9 thereunder. Nichols, Hughes, and Whittelsey consented to the entries of the judgments without admitting or denying any of the allegations of the Commission's complaint. Further, the Court ordered civil penalties against Nichols, Hughes, and Whittelsey in the amounts of $110,000, $60,000, and $60,000, respectively. The Court further ordered that Hughes and Whittelsey be barred from acting as an officer or director of any issuer having a class of securities registered with the Commission. On February 20, 2002, the Commission alleged in its complaint that the three defendants, all former officers of JDN Realty Corporation, a public company, arranged for cash and property to be transferred to Hughes and Whittelsey from third parties who sold real estate to JDN Realty. Nichols, Hughes, and Whittelsey failed to inform JDN Realty's accounting department of this compensation arrangement, and they also failed to disclose certain other related-party transactions. As a result, JDN Realty's public filings failed to disclose the executive officer compensation and related-party transactions, and by not properly accounting for the compensation, JDN Realty materially misstated its 1994 through 1997 annual financial statements and two quarterly financial statements in 1998. [SEC v. J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey, IV, Civil Action No. 1:02-CV-478, NDGA] (LR- 17456) COMMISSION FILES ACTION FOR SECURITIES FRAUD AGAINST JOAO SANTOS, A FORMER STOCKBROKER On April 4, the Commission filed a civil injunctive action in the United States District Court for the Eastern District of Pennsylvania against Joao P. Santos, of Philadelphia, PA, and PinPoint Media, Inc. (PinPoint) and Luxury Superstore, Inc., two companies owned and controlled by Santos, alleging that Santos fraudulently solicited and misappropriated more than $483,000 from investors. The Commission's complaint alleges that, from at least July 1999 through March 2001, Santos, a former stockbroker and convicted felon, engaged in a scheme to defraud four investors of more than $483,000. Santos, acting by and through the corporate defendants, made false and misleading statements to these individual investors in order to obtain their funds and convert them for his personal use. The complaint further alleges that Santos falsely promised prospective investors, who were located in Pennsylvania and New York, that he would invest their money in either the stock of publicly traded companies, or in his business, PinPoint. In fact, Santos never invested or used any of the investor funds as represented. Instead, he commingled all investor funds in one Luxury Superstore bank account, controlled solely by him, and spent the money on himself, including paying for personal credit card debts, cars, exotic vacations and expensive clothing. Santos concealed the scheme and lulled the defrauded investors by giving them false assurances, including false account statements that purported to show their holdings in various well-known public companies. Santos told those investors who believed that they had invested in PinPoint that the company was doing well when, in fact, it was not. The complaint alleges that the defendants violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder, and seeks permanent injunctions, disgorgement together with prejudgment interest, and civil penalties from all defendants. [SEC v. Joao P. Santos, et al., Civil Action No. 02-CV-1836-AB, E.D.Pa.] (LR-17457) In a related matter, on April 4, the Commission instituted public administrative proceedings against Santos. In those proceedings, the Commission alleges that on January 8, 2001, in the case of United States of America v. Joao Santos, Crim. No. 00-762, in the United States District Court for the Eastern District of Pennsylvania, Santos pled guilty to one count of mail fraud (18 U.S.C. 1341), and was subsequently sentenced to five years probation, fined $10,000 and ordered to make restitution of $12,890. The criminal information alleged that, between September 1998 and June 1999, while employed at First Liberty Investment Group, Inc., a broker-dealer registered with the Commission, Santos improperly diverted approximately $108,000 in customer funds and converted them for his personal use. (Rel. 34-45690; File No. 3-10748) INVESTMENT COMPANY ACT RELEASES INVESTEC ERNST & COMPANY, ET AL. A notice has been issued giving interested persons until April 23 to request a hearing on an application filed by Investec Ernst & Company, et al. for an order: (a) under Section 6(c) of the Investment Company Act for exemptions from Sections 2(a)(32), 2(a)(35), 22(d) and 26(a)(2)(C) of the Act and Rule 22c-1 thereunder to permit certain unit investment trusts to impose sales charges on a deferred basis and waive the deferred sales charge in certain cases; (b) under Sections 11(a) and 11(c) of the Act to approve certain exchange and rollover privileges and conversion offers; and (c) under Sections 6(c) and 17(b) of the Act to permit certain unit investment trusts to sell portfolio securities of a terminating series of the trust to a new series of the trust. (Rel. IC- 25508 - April 3) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2002-16) filed by the Pacific Exchange relating to changes to the PCX's "Schedule of Fees and Charges for Exchange Services" has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 8. (Rel. 34- 45680) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2001-86) submitted by the National Association of Securities Dealers relating to fees for Nasdaq index information. Publication of the notice in the Federal Register is expected during the week of April 8. (Rel. 34- 45685) DELISTINGS GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective immediately. (Rel. 34-45686) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration certain call and put options contracts issued by the Options Clearing Corporation respecting certain underlying securities, effective immediately. (Rel. 34-45687) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 NEOMEDIA TECHNOLOGIES INC, 2201 SECOND ST STE 600, STE 600, FORT MYERS, FL, 33901, 6303554404 - 6,685,350 ($7,240,750.00) Equity, (File 333-85422 - Apr. 3) (BR. 03) S-3 KRAMONT REALTY TRUST, 580 WEST GERMANTOWN PIKE, PLYMOUTH MEETING, PA, 19462, 6108257100 - 0 ($150,000,000.00) Equity, (File 333-85424 - Apr. 3) (BR. 08) S-8 BANK JOS A CLOTHIERS INC /DE/, 500 HANOVER PIKE, HAMPSTEAD, MD, 21074, 4102392700 - 0 ($879,944.00) Equity, (File 333-85426 - Apr. 3) (BR. 02) S-3 GANNETT CO INC /DE/, 7950 JONES BRANCH DRIVE, MCLEAN, VA, 22107-0910, 7038546000 - 0 ($2,500,000,000.00) Non-Convertible Debt, (File 333-85430 - Apr. 3) (BR. 05) S-8 SONICBLUE INC, 2841 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95054, 4085888000 - 0 ($1,888,406.52) Equity, (File 333-85432 - Apr. 3) (BR. 03) S-8 SONICBLUE INC, 2841 MISSION COLLEGE BLVD, SANTA CLARA, CA, 95054, 4085888000 - 0 ($7,555,156.92) Equity, (File 333-85434 - Apr. 3) (BR. 03) S-8 INTELLI CHECK INC, 775 PARK AVE, HUNTINGTON, NY, 11743, 5164212011 - 500,000 ($7,770,000.00) Equity, (File 333-85436 - Apr. 3) (BR. 03) S-4 IPALCO ENTERPRISES INC, 25 MONUMENT CIRCLE, PO BOX 1595, INDIANAPOLIS, IN, 46206-1595, 3172618261 - 375,000,000 ($375,000,000.00) Other, (File 333-85438 - Apr. 3) (BR. 02) S-8 ESTERLINE TECHNOLOGIES CORP, 10800 NE 8TH ST, STE 600, BELLEVUE, WA, 98004, 2064539400 - 300,000 ($6,213,000.00) Equity, (File 333-85440 - Apr. 3) (BR. 36) S-8 BICO INC/PA, 2275 SWALLOW HILL ROAD, PITTSBURGH, PA, 15220, 4124290673 - 0 ($2,000,000.00) Equity, (File 333-85442 - Apr. 3) (BR. 02) S-8 EACCELERATION CORP, 1223 NW FINN HILL ROAD, POULSBO, WA, 98370, 3606979260 - 5,000,000 ($500,000.00) Equity, (File 333-85444 - Apr. 3) (BR. 08) S-8 COHESION TECHNOLOGIES INC, 2500 FABER PL, PALO ALTO, CA, 94303, 6508560200 - 400,000 ($1,222,000.00) Equity, (File 333-85446 - Apr. 3) (BR. 36) S-8 COHESION TECHNOLOGIES INC, 2500 FABER PL, PALO ALTO, CA, 94303, 6508560200 - 365,000 ($1,048,500.00) Equity, (File 333-85448 - Apr. 3) (BR. 36) S-8 TEAM MUCHO INC, 110 E WILSON BRIDGE RD, WORTHINGTON, OH, 43085, 6148483995 - 800,000 ($2,600,000.00) Equity, (File 333-85450 - Apr. 3) (BR. 08) S-8 DOUBLECLICK INC, 450 W 33RD ST, 16TH FL, NEW YORK, NY, 10001, 2126830001 - 111,729 ($33,298,454.12) Equity, (File 333-85452 - Apr. 3) (BR. 02) S-3 TOWER AUTOMOTIVE INC, 4508 IDS CENTER, MINNEAPOLIS, MN, 55402, 6123422310 - 0 ($224,077,500.00) Equity, (File 333-85454 - Apr. 3) (BR. 06) S-3 IMPRESO INC, 652 SOUTHWESTERN BLVD, COPPELL, TX, 75019, 9724620100 - 0 ($1,274,490.00) Equity, (File 333-85456 - Apr. 3) (BR. 08) S-8 TEAM MUCHO INC, 110 E WILSON BRIDGE RD, WORTHINGTON, OH, 43085, 6148483995 - 0 ($687,830.00) Equity, (File 333-85458 - Apr. 3) (BR. 08) SB-2 VIBRANT HEALTH INTERNATIONAL, 8907 E. CHENANGO AVE.,, GREENWOOD VILLAGE, CO, 80111, 3037131870 - 800,000 ($200,000.00) Equity, (File 333-85460 - Apr. 3) (BR. ) S-8 CHUBB CORP, 15 MOUNTAIN VIEW RD P O BOX 1615, WARREN, NJ, 07061, 9089032000 - 400,000 ($29,124,000.00) Equity, (File 333-85462 - Apr. 3) (BR. 01) S-8 COMPOSITE INDUSTRIES OF AMERICA INC, 4505 W HACIENDA AVE, UNIT I 1, LAS VEGAS, NV, 89118, 7025794888 - 399,500 ($155,805.00) Equity, (File 333-85464 - Apr. 3) (BR. 06) S-8 ALDERWOODS GROUP INC, 11TH FLOOR, ATRIA III, 2225 SHEPPARD AVENUE EAST, TORONTO, ONTARIO, A6, M2J 5C2, 513-768-7400 - 0 ($50,535,000.00) Equity, (File 333-85466 - Apr. 3) (BR. 08) S-8 DRUGSTORE COM INC, 13920 SE EASTGATE STE 300, BELLEVUE, WA, 98005, 4258815131 - 0 ($24,719,635.60) Equity, (File 333-85468 - Apr. 3) (BR. 01) S-8 NUEVO ENERGY CO, 1021 MAIN SUITE 2100, HOUSTON, TX, 77002, 7136520706 - 0 ($2,700,000.00) Equity, (File 333-85470 - Apr. 3) (BR. 04) S-8 ALDERWOODS GROUP INC, 11TH FLOOR, ATRIA III, 2225 SHEPPARD AVENUE EAST, TORONTO, ONTARIO, A6, M2J 5C2, 513-768-7400 - 0 ($891,000.00) Equity, (File 333-85474 - Apr. 3) (BR. 08) S-8 AVADO BRANDS INC, HANCOCK AT WASHINGTON, MADISON, GA, 30650, 7063424552 - 1,750,000 ($700,000.00) Equity, (File 333-85476 - Apr. 3) (BR. 05) S-8 AVADO BRANDS INC, HANCOCK AT WASHINGTON, MADISON, GA, 30650, 7063424552 - 1,000,000 ($400,000.00) Equity, (File 333-85478 - Apr. 3) (BR. 05) S-3 INDUSTRIAL DISTRIBUTION GROUP INC, 950 E PACES FERRY RD, STE 1575, ATLANTA, GA, 30326, 7709492100 - 0 ($219,706.00) Equity, (File 333-85480 - Apr. 3) (BR. 06) S-8 N2H2 INC, 900 FOURTH AVE, SUITE 3400, SEATTLE, WA, 98164, 2063361555 - 1,400,000 ($476,000.00) Equity, (File 333-85482 - Apr. 3) (BR. 04) S-3 DUKE ENERGY CORP, 526 SOUTH CHURCH STREET, CHARLOTTE, NC, 28202, 7045940887 - 0 ($1,745,675,000.00) Other, (File 333-85486 - Apr. 3) (BR. 02) S-3 HANCOCK JOHN LIFE INSURANCE CO, CORPORATE LAW DIVISION T-55, P O BOX 111, BOSTON, MA, 02117, 6175726000 - 1 ($3,000,000,000.00) Non-Convertible Debt, (File 333-85488 - Apr. 3) (BR. 20) S-3 NEOWARE SYSTEMS INC, 400 FEHELEY DR, KING OF PRUSSIA, PA, 19406, 6102778300 - 1,030,822 ($9,555,720.00) Equity, (File 333-85490 - Apr. 3) (BR. 03) S-8 ARBITRON INC, 142 WEST 57TH STREET, NEW YORK, NY, 10019-3300, 2128871300 - 0 ($25,272,605.30) Equity, (File 333-85492 - Apr. 3) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAMES CAPITAL CORP CA X 03/25/02 AAMES CAPITAL CORP CA X 03/25/02 ADELPHIA BUSINESS SOLUTIONS INC DE X X 03/27/02 ADVANCED MARKETING SERVICES INC DE X 03/27/02 AHL SERVICES INC GA X X 04/03/00 ALASKA AIR GROUP INC DE X 04/03/02 ALLIANCE GAMING CORP NV X X 03/19/02 ALLIED CAPITAL CORP MD X X 03/29/02 ALPHACOM CORP DE X X 03/12/02 AMEND AMERICAN CAREER CENTERS INC NV X X X X 12/03/99 AMEND AMERICAN FINANCIAL HOLDINGS INC DE X 01/18/02 AMEND APOGEE ENTERPRISES INC MN X 04/02/02 APW LTD X X 04/02/02 AQUA CLARA BOTTLING & DISTRIBUTION IN CO X 04/02/02 AQUACELL TECHNOLOGIES INC DE X X 03/19/02 ARCH CAPITAL GROUP LTD DE X X 04/03/02 ARTESIAN RESOURCES CORP DE X 04/02/02 ATLAS AIR INC DE X X 04/02/02 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 04/02/02 AZURIX CORP DE X X 04/01/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X X 04/03/02 BIOVEST INTERNATIONAL INC MN X X 03/28/02 BORDEN CHEMICALS & PLASTICS LIMITED P DE X 03/22/02 BRIGHAM EXPLORATION CO DE X X 04/01/02 BSB BANCORP INC DE X X 01/30/02 AMEND BURNHAM PACIFIC PROPERTIES INC MD X X 03/19/02 C BASS MORTGAGE LOAN ASSET BACKED CER DE X X 03/25/02 CELSION CORP MD X 03/28/02 CENTRAL BANCORP INC /MA/ MA X X 03/26/02 CHELL GROUP CORP NY X X 03/19/02 CHILDTIME LEARNING CENTERS INC MI X X 03/26/02 CITICORP MORTGAGE SECURITIES INC DE X X 04/03/02 CITICORP MORTGAGE SECURITIES INC DE X 04/03/02 COASTAL BANKING CO INC SC X X 03/20/02 AMEND CONTANGO OIL & GAS CO NV X X 03/28/02 COOPER COMPANIES INC DE X X 03/22/02 CUMMINS INC IN X 04/03/02 CYBERNET INTERNET SERVICES INTERNATIO DE X 03/26/02 DDI CORP CA X X 04/02/02 DEERE & CO DE X 04/03/02 DEMARCO ENERGY SYSTEMS OF AMERICA INC UT X X 03/26/02 DEVELOPED TECHNOLOGY RESOURCE INC MN X X 03/22/02 DOUBLECLICK INC DE X X 03/29/02 DUPONT E I DE NEMOURS & CO DE X 04/03/02 DUPONT E I DE NEMOURS & CO DE X 04/03/02 EMCLAIRE FINANCIAL CORP PA X 03/21/02 AMEND EOTT ENERGY PARTNERS LP DE X X 04/03/02 EQCC ASSET BACKED CORP DE X X 04/03/02 EQUIFAX INC GA X X 03/28/02 ESOFT INC DE X X 03/28/02 ETOYS INC DE X X 03/20/02 EXELON CORP PA X 04/02/02 FC BANC CORP OH X X 03/27/02 FEDERAL AGRICULTURAL MORTGAGE CORP X X 04/03/02 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 04/03/02 FIRST SECURITY GROUP INC/TN TN X X 03/20/02 FLOWSERVE CORP NY X X 04/03/02 FOSTER WHEELER CORP NY X X 04/02/02 FOSTER WHEELER LTD D0 X X 04/02/02 FRONTIER OIL CORP /NEW/ WY X 04/03/02 GENCORP INC OH X X 04/01/02 GENSYM CORP DE X X 03/27/02 GENTEK INC DE X 03/31/02 GLOBALSCAPE INC DE X X 04/02/02 GPH ENTERPRISES INC X 04/02/02 HEWLETT PACKARD CO DE X X 04/01/02 HORTON D R INC /DE/ DE X X 04/03/02 IDIAL NETWORKS INC NV X 03/22/02 ILLINI CORP IL X X 03/21/02 ILLINOIS POWER CO IL X X 03/25/02 IMPRESO INC DE X X 03/19/02 INDYMAC ABS INC DE X X 04/03/02 INTERNATIONAL TOTAL SERVICES INC OH X X 04/02/02 JONES APPAREL GROUP INC PA X X 04/03/02 KROGER CO OH X X 04/03/02 LABORATORY CORP OF AMERICA HOLDINGS DE X 04/03/02 LEHMAN ABS CORP DE X X 03/25/02 LIFEF X INC NV X X 03/15/01 LIFEPOINT HOSPITALS INC DE X X 04/02/02 LIGHTPATH TECHNOLOGIES INC DE X X 04/03/02 LTX CORP MA X X 03/28/02 MERCANTILE BANKSHARES CORP MD X X 03/19/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/25/02 MERRILL LYNCH DEPOSITOR INC PREFERRED DE X X 03/25/02 MIDDLESEX WATER CO NJ X 04/03/02 MINNESOTA CORN PROCESSORS LLC CO X X 04/03/02 MORGAN STANLEY DEAN WITTER & CO DE X X 03/27/02 NEWELL RUBBERMAID INC DE X X 03/25/02 AMEND NEWMONT MINING CORP /DE/ DE X 04/02/02 NOCOPI TECHNOLOGIES INC/MD/ MD X X 03/23/01 AMEND NORTH BAY BANCORP/CA CA X X 04/02/02 NORTHEAST UTILITIES SYSTEM MA X 03/15/02 AMEND NORTHERN STATES POWER CO MN X X 03/27/02 PACIFIC AEROSPACE & ELECTRONICS INC WA X X X 03/19/02 PATHMARK STORES INC DE X 04/03/02 PRG SCHULTZ INTERNATIONAL INC GA X X 01/24/02 AMEND QUALMARK CORP CO X 03/27/02 QUICKSILVER RESOURCES INC DE X 03/31/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 03/25/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/25/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 03/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/25/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 03/25/02 SHONEYS INC TN X X 04/01/02 SIMTEK CORP CO X 04/02/02 SLC STUDENT LOAN RECEIVABLES I INC X 03/27/02 SLM FUNDING CORP DE X X 03/01/02 STANLEY WORKS CT X X 04/03/02 TIBCO SOFTWARE INC DE X X 04/01/02 TRANSWITCH CORP /DE DE X X 03/28/02 TREND MINING CO DE X X 04/02/02 U S LIQUIDS INC DE X X 04/02/02 U S REALTEL INC DE X X 04/02/02 UICI DE X X 04/02/02 URSTADT BIDDLE PROPERTIES INC MD X 03/26/02 VALERO ENERGY CORP/TX DE X X 03/12/02 AMEND VENTAS INC DE X X 04/02/02 VIDAMED INC DE X X 04/03/02 VPN COMMUNICATIONS CORP NV X X X X 04/04/02 WALKER INTERNATIONAL INDUSTRIES INC DE X X X 03/19/02 WASHINGTON GROUP INTERNATIONAL INC DE X X 03/25/02 WINLAND ELECTRONICS INC MN X X 04/02/02 YOUTICKET COM INC NV X X X 03/18/02 YOUTICKET COM INC NV X X 03/28/02 AMEND