SEC NEWS DIGEST Issue 2002-57 March 25, 2002 ENFORCEMENT PROCEEDINGS COURT ENJOINS MUNICIPAL UNDERWRITER IN REAL ESTATE FINANCING FRAUD A federal district judge in San Francisco enjoined Pacific Genesis Group, Inc., a municipal securities underwriting firm based in Alameda, California, and its former lead underwriter, David E. Fitzgerald. On March 20, 2001, United States District Judge Charles R. Breyer entered judgments ordering the firm and Fitzgerald to refrain from future fraudulent conduct in violation of the federal securities laws. The judgments also require Fitzgerald to pay $300,000 in disgorgement, interest and penalties. In December 2000, the Commission brought suit against Pacific Genesis and Fitzgerald in connection with a series of bond offerings to finance a residential development in southern California. The Commission alleged that Pacific Genesis and Fitzgerald had underwritten over $70 million in tax-exempt municipal bonds to finance the Rancho Lucerne Master Planned Community, about 50 miles northeast of the City of San Bernardino, California. However, according to the Commission's filings, not a single road had been paved, no homes had been built and not a single residential lot had been sold to a homebuilder. The Commission alleged that Pacific Genesis and Fitzgerald intentionally or recklessly misrepresented or omitted material facts in the offering documents concerning the value of the land used as security for the bonds, the status of the project and the likelihood that the bonds would be repaid from the revenues of the project. A portion of the case was brought to trial in early 2001. On February 16, 2001, Judge Breyer ordered that all proceeds of the latest bond offering be returned to investors. The order also prohibited Pacific Genesis and Fitzgerald from selling more bonds on the Rancho Lucerne project by means of fraud and misrepresentation. As part of a settlement of the remaining issues in the case, Pacific Genesis and Fitzgerald consented to the judgments entered this week. In its complaint, the Commission alleged violations of Section 17(a) and the Securities Act of 1933 and Sections 10(b) and 15B(c)(1) of the Securities Exchange Act of 1934 (Exchange Act), Rule 10b-5 and Municipal Securities Rulemaking Board Rule G-17. [SEC v. David Fitzgerald and Pacific Genesis Group, Inc., USDC, NDCA, Civil Action No. C-00-4802 (CRB)] (LR-17432) INVESTMENT COMPANY ACT RELEASES SEPARATE ACCOUNT IPL-1 An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that Separate Account IPL-1 has ceased to be an investment company. (Rel. IC- 25491 - March 20) HOLDING COMPANY ACT RELEASES ALLIANT ENERGY CORPORATION, ET AL. A notice has been issued giving interested persons until April 16, 2002, to request a hearing on a proposal by Alliant Energy Corp. (Alliant Energy), a registered holding company, Interstate Power and Light Company, a public-utility company subsidiary of Alliant Energy, Alliant Energy Corporate Services, Inc., a direct service company subsidiary of Alliant Energy, Alliant Energy Resources, Inc. (AER), a direct nonutility subsidiary of Alliant Energy, and a number of AER's direct and indirect nonutility subsidiaries, relating to changes to the operations of Alliant Energy's utility and nonutility system money pools. (Rel. 35-27509) AMERICAN ELECTRIC POWER COMPANY INC., ET AL. A notice has been issued giving interested persons until April 16, 2002, to request a hearing on a proposal by American Electric Power Company Inc. (AEP), a registered holding company, and its electric utility subsidiary companies, AEP Generating Company, Appalachian Power Company, Central Power and Light Company, Columbus Southern Power Company, Indiana Michigan Power Company, Kentucky Power Company, Kingsport Power Company, Ohio Power Company, Public Service Company of Oklahoma, Southwestern Electric Power Company, West Texas Utilities Company, and Wheeling Power Company (collectively, Applicants) to sell utility assets for consideration up to $15 million per operating company per calendar year through September 30, 2006. Applicants state that all assets will be sold for not less than net book value of the assets on the date of the sale. Proceeds from sales of the utility assets will be added to the general funds of the companies to be used to pay the general obligations of the companies. (Rel. 35-27509) TRUST INDENTURE ACT RELEASES USG CORPORATION The Commission has issued a notice giving interested persons until April 22, 2002, to request a hearing on an application by USG Corporation under Section 310(b)(1)(ii) of the Trust Indenture Act of 1939. The application requests that the Commission find that the trusteeship of National City Bank of Indiana under 13 indentures of USG is not so likely to involve a material conflict of interest as to make it necessary in the public interest or for the protection of investors to disqualify National City from acting as trustee under each indenture. (Rel. TI-2398) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2002-14) filed by the Pacific Exchange to change its marketing fee for certain options and to declare a marketing fee for recently listed options has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 25. (Rel. 34-45606) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Class A Common Stock, $.01 par value, of BNS Co., effective at the opening of business on March 22, 2002. (Rel. 34-45623) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.02 par value, of Guilford Mills, Inc., effective at the opening of business on March 22, 2002. (Rel. 34-45624) An order has been issued granting the application of BellSouth Corporation to withdraw its Common Stock, $1.00 par value from listing and registration on the Boston Stock Exchange, effective at the opening of business on March 25, 2002. (Rel. 34-45625) An order has been issued granting the application of BellSouth Corporation to withdraw its Common Stock, $1.00 par value from listing and registration on the Pacific Exchange, effective at the opening of business on March 25, 2002. (Rel. 34-45626) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until April 15, 2002, to comment on the application of Local Financial Corporation to withdraw its 11% Senior Notes from listing and registration on the American Stock Exchange. (Rel. 34-45631) A notice has been issued giving interested persons until April 15, 2002, to comment on the application of Bankers Trust Corporation and BT Alex. Brown Holdings Incorporated, to withdraw its 7 5/8% Senior Notes (due 2005) from listing and registration on the New York Stock Exchange. (Rel. 34-45632) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 EMPYREAN COMMUNICATIONS INC, 2537 SOUTH GESSNER SUITE 114, HOUSTON, TX, 77063, 7132607236 - 350,000 ($52,500.00) Equity, (File 333-84732 - Mar. 22) (BR. 05) S-1 HUB INTERNATIONAL LTD, 214 KING STREET WEST, SUITE 314, ONTARIO, A6, 00000, 4169795866 - 0 ($75,000,000.00) Equity, (File 333-84734 - Mar. 22) (BR. ) S-4 IOS BRANDS CORP, 3113 WOODCREEK DRIVE, DOWNERS GROVE, IL, 48034-1099, 6307197800 - 0 ($42,140,856.00) Equity, (File 333-84736 - Mar. 22) (BR. 08) S-3 PALM INC, 5470 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95052, 4083269000 - 0 ($200,000,000.00) Other, (File 333-84738 - Mar. 22) (BR. 03) S-8 TRAVELERS PROPERTY CASUALTY CORP, ONE TOWER SQUARE, HARTFORD, CT, 06183, 2127937338 - 0 ($2,590,000,000.00) Equity, (File 333-84740 - Mar. 22) (BR. 01) S-3 SCIENTIFIC GAMES CORP, 750 LEXINGTON AVE, NEW YORK, NY, 10022, 3027374300 - 0 ($122,906,250.00) Equity, (File 333-84742 - Mar. 22) (BR. 03) S-8 FIRST COMMUNITY FINANCIAL GROUP INC, 721 COLLEGE STREET, P O BOX 3800, LACEY, WA, 98509, 3604591100 - 0 ($7,192,413.00) Equity, (File 333-84748 - Mar. 22) (BR. 07) S-8 TRANSPORTATION LOGISTICS INTL INC, 136 FREEWAY DR, EAST ORANGE, NJ, 07018, 9732667020 - 4,000,000 ($360,000.00) Equity, (File 333-84750 - Mar. 22) (BR. 02) N-2 GABELLI UTILITY TRUST, 1 CORPORATE CENTER, RYE, NY, 10580, 9149215083 - 100,000 ($1,003,000.00) Equity, (File 333-84754 - Mar. 22) (BR. 22) S-8 CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 7035069460 - 0 ($228,000.00) Equity, (File 333-84756 - Mar. 22) (BR. 01) S-8 3DO CO, 100 CARDINAL WAY, REDWOOD CITY, CA, 94063, 6502613000 - 2,573,862 ($1,827,442.02) Equity, (File 333-84758 - Mar. 22) (BR. 03) S-8 INTERACTIVE SYSTEMS WORLDWIDE INC /DE, TWO ANDREWS DR, SECOND FL, WEST PATERSON, NJ, 07424, 9732568181 - 323,000 ($1,602,080.00) Equity, (File 333-84760 - Mar. 22) (BR. 03) S-3 PMA CAPITAL CORP, 1735 MARKET STREET SUITE 2800, PHILADELPHIA, PA, 19103-7590, 2156655046 - 0 ($250,000,000.00) Other, (File 333-84764 - Mar. 22) (BR. 01) S-2 PROTEIN POLYMER TECHNOLOGIES INC, 10655 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195586064 - 3,964,060 ($3,646,395.20) Unallocated (Universal) Shelf, (File 333-84766 - Mar. 22) (BR. 01) S-4 SMARTFORCE PUBLIC LTD CO, 900 CHESAPEAKE DRIVE, REDWOOD CITY, CA, 94063, 6508176900 - 0 ($129,930,890.00) ADRs/ADSs, (File 333-84768 - Mar. 22) (BR. 03) S-3 MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 0 ($187,240,804.80) Equity, (File 333-84770 - Mar. 22) (BR. 07) S-3 RHBT FINANCIAL CORP, 315 E MAIN ST, P O BOX 12037, ROCK HILL, SC, 29731, 8033242500 - 121,852 ($1,499,998.12) Equity, (File 333-84772 - Mar. 22) (BR. 07) S-3 URSTADT BIDDLE PROPERTIES INC, C/O HRE PROPERTIES INC, 321 RAILROAD AVENUE, GREENWICH, CT, 06830, 2038638200 - 0 ($150,000,000.00) Equity, (File 333-84774 - Mar. 22) (BR. 08) S-8 ARTIFICIAL LIFE INC, 885 THIRD AVENUE, SUITE 2921, NEW YORK, NY, 10022, 2128294386 - 0 ($920,000.00) Equity, (File 333-84776 - Mar. 22) (BR. 03) SB-1 MOUNTAIN BANK HOLDING CO, 501 ROOSEVELT AVE EAST, PO BOX 98, ENUMCLAW, WA, 98022, 2068250100 - 0 ($750,000.00) Equity, (File 333-84780 - Mar. 22) (BR. 07) SB-2 NEOPROBE CORP, 425 METRO PLACE N, STE 400, DUBLIN, OH, 43017, 6147937500 - 0 ($2,742,977.00) Equity, (File 333-84782 - Mar. 22) (BR. 01) S-8 MRV COMMUNICATIONS INC, 20415 NORDHOFF ST, CHATSWORTH, CA, 91311, 8187730900 - 0 ($216,000.00) Equity, (File 333-84784 - Mar. 22) (BR. 36) S-8 FLUOR CORP, ONE ENTERPRISE DR, ALISO VIEJO, CA, 92656, 9493492000 - 0 ($195,000,000.00) Equity, (File 333-84790 - Mar. 22) (BR. 06) S-2 ACE HARDWARE CORP, 2200 KENSINGTON COURT, OAK BROOK, IL, 60521, 7089906600 - 0 ($10,000,000.00) Equity, (File 333-84792 - Mar. 22) (BR. 06) S-4 INTERSIL CORP/DE, 7585 IRVINE CENTER DR, STE 100, IRVINE, CA, 92618, 3217295639 - 0 ($1,196,864,691.00) Equity, (File 333-84794 - Mar. 22) (BR. 36) S-4 SMUCKER J M CO, STRAWBERRY LN, ORRVILLE, OH, 44667, 3306823000 - 0 ($122,800,000.00) Equity, (File 333-84796 - Mar. 22) (BR. 04) SB-2 AMNIS SYSTEMS INC, 3450 HILLVIEW AVENUE, PALO ALTO, CA, 94304, 6508550200 - 12,500,000 ($8,125,000.00) Equity, (File 333-84798 - Mar. 22) (BR. 02) S-4 CONCORD EFS INC, 2525 HORIZON LAKE DR STE 120, MEMPHIS, TN, 38133, 9013718000 - 0 ($77,319,720.00) Equity, (File 333-84800 - Mar. 22) (BR. 07) S-4 VALUECLICK INC/CA, 4360 PARK TERRACE DR, SUITE 100, WESTLAKE VILLAGE, CA, 91361, 8056846060 - 0 ($118,317,916.00) Equity, (File 333-84802 - Mar. 22) (BR. 02) S-8 INFORMAX INC, 7600 WISCONSIN AVENUE SUITE 1100, BETHESDA, MD, 20814, 3019842206 - 0 ($3,344,188.00) Equity, (File 333-84804 - Mar. 22) (BR. 03) S-8 MCKESSON CORP, ONE POST ST, MCKESSON PLAZA, SAN FRANCISCO, CA, 94104, 4159838300 - 5,000,000 ($185,200,000.00) Equity, (File 333-84806 - Mar. 22) (BR. 01) S-3 ILLINOIS POWER CO, 500 S 27TH ST, C/O HARRIS TRUST & SAVINGS BANK, DECATUR, IL, 62525-1805, 2174246600 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-84808 - Mar. 22) (BR. 02) S-8 MANHATTAN SCIENTIFICS INC, 641 FIFTH AVENUE, SUITE 36F, NEW YORK, NY, 10022, 2127520505 - 925,000 ($231,250.00) Equity, (File 333-84810 - Mar. 22) (BR. 09) S-1 PACIFIC ENERGY PARTNERS LP, 0 ($219,765,000.00) Equity, (File 333-84812 - Mar. 22) (BR. ) S-1 AMERICAN BAR ASSOCIATION MEMBERS STATE STREET COLLECTIVE TR, 225 FRANKLIN ST, C/O STATE ST BANK & TRUST CO, BOSTON, MA, 02110, 6179853000 - 0 ($250,000,000.00) Other, (File 333-84814 - Mar. 22) (BR. 07) S-3 IGEN INTERNATIONAL INC /DE, 16020 INDUSTRIAL DR, GAITHERSBURG, MD, 20877, 3019848000 - 1,000,000 ($39,110,000.00) Equity, (File 333-84816 - Mar. 22) (BR. 04) S-4 ZOMAX INC /MN/, 5353 NATHAN LANE, PLYMOUTH, MN, 55442, 6125539300 - 0 ($104,325,000.00) Equity, (File 333-84818 - Mar. 22) (BR. 02) S-3 VALERO ENERGY CORP/TX, ONE VALERO PLACE, SAN ANTONIO, TX, 78212, 2103702000 - 0 ($3,500,000,000.00) Other, (File 333-84820 - Mar. 22) (BR. 04) S-8 BOOKS A MILLION INC, 402 INDUSTRIAL LN, BIRMINGHAM, AL, 35211, 2059423737 - 0 ($1,735,000.00) Equity, (File 333-84822 - Mar. 22) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 1ST GENX INC NV X X X 03/31/02 AAMES FINANCIAL CORP/DE DE X 02/28/02 ABN AMRO MORTGAGE CORP DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-1 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-6 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-8 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-2 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-3 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-5 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-6 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-7 DE X 03/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-8 DE X 03/01/02 ACE LTD D0 X X 03/19/02 ADVOCAT INC DE X 03/20/02 AFFILIATED COMPUTER SERVICES INC DE X X 03/15/02 AMERICAN AIRLINES INC DE X 03/22/02 AMERIQUEST MORTGAGE SECURITIES INC DE X X 03/21/02 AMR CORP DE X 03/22/02 ANALYTICAL SURVEYS INC CO X X 03/22/02 ANZ CAPEL COURT LTD C3 X 03/14/02 APPLIED MATERIALS INC /DE DE X X 03/22/02 ASCENDANT SOLUTIONS INC DE X X 03/21/02 ASSOCIATED MATERIALS INC DE X X 03/16/02 AVANEX CORP DE X X 03/18/02 BANC ONE HELOC 1999-1 OH X X 03/22/02 BANC ONE HELOC TRUST 1998-1 OH X X 03/20/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 02/22/02 BAY VIEW SECURITIZATION CORP DE X 03/15/02 BE FREE INC DE X X 03/22/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 03/01/02 BEAR STEARNS COMPANIES INC DE X X 03/20/02 BETHURUM LABORATORIES LTD UT X X X 03/19/02 AMEND BMC SOFTWARE INC DE X X 03/19/02 BOYD GAMING CORP NV X X 03/22/02 BROWN TOM INC /DE DE X X 03/22/02 C 3D DIGITAL INC UT X X 12/30/00 AMEND CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 02/20/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 02/20/02 CARBIDE GRAPHITE GROUP INC /DE/ DE X X 03/20/02 CEMTECH INDUSTRIES LTD X X 03/14/02 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT X 03/22/02 CENTURYTEL INC LA X X 03/19/02 CERTIFIED SERVICES INC NV X 03/22/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 02/28/02 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 02/28/02 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 02/28/02 CHINA FUND INC MD X 02/01/02 CHOICEPOINT INC GA X X 03/21/02 CIT EC EF 2001-A DE X 03/18/02 CIT EQUIPMENT COLLATERAL 2001-1 X 03/18/02 CITICORP MORTGAGE SECURITIES INC DE X 03/22/02 CITICORP MORTGAGE SECURITIES INC DE X 03/22/02 CITIGROUP INC DE X X 03/21/02 CITIZENS COMMUNICATIONS CO DE X X 03/06/02 COAST HOTELS & CASINOS INC NV X 03/21/02 COAST RESORTS INC NV X 03/21/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 03/01/02 CONCEPTUS INC DE X 03/18/02 CONTINENTAL AIRLINES INC /DE/ DE X X 03/22/02 COOPER INDUSTRIES INC OH X X 03/22/02 CREATOR CAPITAL LTD D0 X 03/21/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 03/14/02 CRIIMI MAE INC MD X 03/22/02 CWABS INC DE X X 02/27/02 CWABS INC DE X X 03/04/02 CYTYC CORP DE X X 03/22/02 DARDEN RESTAURANTS INC FL X 03/21/02 DATAMEG CORP NY X X 03/08/02 DEALER AUTO RECEIVABLES CO LLC DE X X 02/15/02 DECADE COMPANIES INCOME PROPERTIES WI X 01/31/02 AMEND DELPHAX TECHNOLOGIES INC MN X X 02/21/02 DIEDRICH COFFEE INC CA X X 03/20/02 DIGENE CORP DE X 03/22/02 DIME COMMUNITY BANCSHARES INC DE X 03/21/02 EDGAR ONLINE INC DE X X 03/21/02 EMPIRE ENERGY CORP UT X X 03/13/02 AMEND ENTERBANK HOLDINGS INC DE X X 03/22/02 EVTC INC DE X X 03/15/02 EXCEL PUBLISHING INC NV X 03/21/02 FBR ASSET INVESTMENT CORP/VA VA X X 03/22/02 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 03/01/02 FIRSTFED FINANCIAL CORP DE X X 02/28/02 FISHER COMMUNICATIONS INC WA X X 03/22/02 FLAGSTAR BANCORP INC MI X X 03/22/02 FLOWSERVE CORP NY X X 03/21/02 FOAMEX L P DE X X X 03/20/02 FRANKLIN RECEIVABLES LLC DE X X 02/28/02 FREDS INC TN X X 03/22/02 GAP INC DE X X 03/21/02 GENETRONICS BIOMEDICAL CORP X 03/22/02 GREENPOINT MORTGAGE SECURITIES INC/ DE X X 03/15/02 HILLMAN COMPANIES INC DE X X 03/18/02 HOME PROPERTIES OF NEW YORK INC MD X X 03/18/02 HUDSON RIVER BANCORP INC DE X X 03/08/02 HYDROGIENE CORP FL X 03/08/02 AMEND IBIS TECHNOLOGY CORP MA X X 03/22/02 INDYMAC MBS INC X X 03/21/02 INNOVATIVE CLINICAL SOLUTIONS LTD DE X X 03/12/02 INSTINET GROUP INC DE X X 03/12/02 INTEGRATED SECURITY SYSTEMS INC DE X X 02/27/02 INTERACTIVE TELESIS INC DE X X 03/08/02 INTERCEPT GROUP INC GA X X X 03/19/02 INTROGEN THERAPEUTICS INC X X 03/06/02 AMEND JACKSONVILLE BANCORP INC TX X X 03/21/02 JAKKS PACIFIC INC DE X X 03/11/02 JONES LANG LASALLE INC MD X X 03/21/02 L 3 COMMUNICATIONS HOLDINGS INC DE X X 03/08/02 LAM SW INC NV X X 03/22/02 LASON INC DE X X 03/21/02 LSB INDUSTRIES INC DE X 03/11/02 MANITOWOC CO INC WI X 03/18/02 MEREDITH CORP IA X X 03/22/02 MERRILL LYNCH & CO INC DE X X 03/22/02 MICHAELS STORES INC DE X X 03/22/02 MISSISSIPPI POWER CO MS X X 03/15/02 MISSISSIPPI POWER CO MS X X 03/15/03 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 03/15/02 MONEY STORE INVESTMENT CORP NJ X X 03/15/02 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 03/15/02 MORGAN STANLEY DEAN WITTER CAP I INC DE X X 03/22/02 MSC SOFTWARE CORP DE X 03/15/02 MSDW STRUCTURED SATURNS SERIES 2001-8 DE X 03/01/02 NATIONAL CITY CREDIT CARD MASTER TRUS X 03/15/02 NATIONAL RURAL UTILITIES COOPERATIVE DC X X 03/14/02 NEOGENOMICS INC NV X 03/20/02 AMEND NETCENTIVES INC DE X X 03/18/02 NORTHEAST UTILITIES SYSTEM MA X 03/15/02 OCCIDENTAL PETROLEUM CORP /DE/ DE X X 03/22/02 OMNISKY CORP X X 03/20/02 OPLINK COMMUNICATIONS INC DE X X 03/18/02 OPTICON MEDICAL INC CO X X 03/22/02 PAB BANKSHARES INC GA X 03/22/02 PARALLEL PETROLEUM CORP /DE/ DE X 03/07/02 PEERLESS SYSTEMS CORP DE X X 03/21/02 PENTON MEDIA INC DE X X 03/22/02 PHARMACEUTICAL RESOURCES INC NJ X X 03/07/02 PICK UPS PLUS INC X 02/28/02 PNC MORT SEC CORP COM MORT PASS THR C MO X X 03/15/02 POLLUTION RESEARCH & CONTROL CORP /CA CA X X 03/19/02 PRECOM TECHNOLOGY INC X 03/08/02 PRIME RECEIVABLES CORP DE X 03/15/02 PRIMEDIA INC DE X 03/21/02 PRUDENTIAL SECURITIES SEC FIN CORP MO DE X 03/01/02 READERS DIGEST ASSOCIATION INC DE X X 03/21/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/21/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 03/20/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 03/21/02 RIGGS NATIONAL CORP DE X X 03/22/02 AMEND SAFETY KLEEN CORP/ DE X X 03/21/02 SALOMON BROTHERS COMMERCIAL MORT TR 2 DE X 03/01/02 SAMSONITE CORP/FL DE X X 03/19/02 SCB COMPUTER TECHNOLOGY INC TN X X 03/19/02 SHERWIN WILLIAMS CO OH X X 03/21/02 SHOSHONE SILVER MINING CO INC ID X 03/20/02 SONICBLUE INC DE X 03/22/02 SPINNAKER EXPLORATION CO DE X 03/22/02 STANDARD AUTOMOTIVE CORP DE X X X 03/18/02 STEWART & STEVENSON SERVICES INC TX X X 03/22/02 STRUCTURED ASSET SEC CORP MORT PASS T DE X 03/08/02 STRUCTURED ASSET SEC CORP PASS THROUG DE X X 03/08/02 STRUCTURED ASSET SECURITIES CORP DE X 03/01/02 SUMMIT BROKERAGE SERVICES INC / FL X X X 03/22/02 SUPPORT COM INC DE X X 03/22/02 T REIT INC VA X 03/21/02 TEXAS E SOLUTIONS INC NV X X 03/21/02 AMEND TRANSTEXAS GAS CORP DE X 03/14/02 UACSC 2001-C OWNER TRUST NY X X 03/08/02 ULTRATECH STEPPER INC DE X X 03/22/02 UPGRADE INTERNATIONAL CORP /FL/ FL X X 03/05/02 US MICROBICS INC CO X 03/21/02 US UNWIRED INC LA X X 03/08/02 AMEND VALENCE TECHNOLOGY INC DE X X 03/20/02 VARI L CO INC CO X 03/19/02 VERSICOR INC /CA DE X X 07/14/00 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 03/21/02 WELLS FARGO ASSET SECURITIES CORP DE X X 03/22/02 WORLD WIRELESS COMMUNICATIONS INC NV X 03/22/02 Y3K SECURE ENTERPRISE SOFTWARE INC NV X X X 08/21/01 AMEND