Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Dec. 23, 2014	Efstratios “Elias” D. Argyropoulos and Prima Capital Group, Inc. Release No. LR-23169
Dec. 23, 2014	E-Monee.com Inc., et al. Release No. LR-23168
Dec. 22, 2014	Shivbir S. Grewal and Preetinder Grewal Release No. LR-23167
Dec. 22, 2014	Howard B. Present Release No. LR-23166 See Also: SEC Complaint
Dec. 19, 2014	Frank A. Dunn, et al. Release No. LR-23165, AAER-3617
Dec. 19, 2014	Zhunrize, Inc. Release No. LR-23164
Dec. 19, 2014	Premier Links, Inc., et al. Release No. LR-23163
Dec. 18, 2014	Robert J. Hahn-Baiyor Release No. LR-23161
Dec. 18, 2014	Joseph Saranello and Ruettiger, et al. Release No. LR-23162
Dec. 17, 2014	Avon Products, Inc. Release No. LR-23159, AAER-3616 See Also: SEC Complaint
Dec. 15, 2014	Treaty Energy Corporation, et al. Release No. LR-23158 See Also: SEC Complaint
Dec. 15, 2014	Douglas Furth Release No. LR-23157 See Also: SEC Complaint
Dec. 12, 2014	Donald L. Johnson, et al. (Corrected) Release No. LR-23156
Dec. 11, 2014	Bill C. (Billy) Crafton Release No. LR-23155 See Also: SEC Complaint
Dec. 9, 2014	Richard Weed Release No. LR-23154
Dec. 9, 2014	George H. Holley, et al.; Robert J. Hahn-Baiyor Release No. LR-23153
Dec. 8, 2014	Servergy, Inc. Release No. LR-23152
Dec. 8, 2014	Reema D. Shah Release No. LR-23151 File Number: 3-15084
Dec. 5, 2014	J. Patrick O'Neill and Robert H. Bray Release No. LR-23150
Dec. 5, 2014	City of Harvey, Illinois, et al. Release No. LR-23149
Dec. 4, 2014	Patrick G. Rooney, et al. Release No. LR-23148
Dec. 4, 2014	Matthew Carley Release No. LR-23147 See Also: SEC Complaint
Dec. 2, 2014	Levi Lindemann Release No. LR-23146 See Also: SEC Complaint
Dec. 2, 2014	Vinay Kumar Nevatia Release No. LR-23145 See Also: SEC Complaint
Nov. 26, 2014	Paul R. Downey, et al. Release No. LR-23144 See Also: SEC Complaint
Nov. 25, 2014	Hold Brothers On-Line Investment Services, LLC, now known as Tafferer Trading, LLC, Gregory Hold, and Steven Hold Release No. LR-23143 See Also: SEC Complaint
Nov. 25, 2014	D. Michael Donnelly Release No. LR-23142 See Also: SEC Complaint
Nov. 25, 2014	Robert Benou, Marc Benou, and Conolog Corporation Release No. LR-23141
Nov. 24, 2014	Edward M. Laborio, Jonathan Fraiman, Matthew K. Lazar, Envit Capital, LLC, Envit Capital Group, Inc., Envit Capital Holdings, Inc., Envit Capital Private Wealth Management, LLC, Envit Capital Multi Strategy Mixed Investment Fund I LP, Aetius Group PLC, and Aetius Group LLC Release No. LR-23140
Nov. 24, 2014	Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC Release No. LR-23139
Nov. 21, 2014	William E. Redmond, Jr., and Stefano Signorastri Release No. LR-23138
Nov. 21, 2014	Anthony J. Thompson, Jr., Jay Fung, and Eric Van Nguyen Release No. LR-23137
Nov. 19, 2014	Albert J. Scipione Release No. LR-23136 See Also: SEC Complaint
Nov. 19, 2014	Forum National Investments Ltd., et al. Release No. LR-23135 See Also: SEC Complaint
Nov. 17, 2014	Joseph A. Noel Release No. LR-23134 See Also: SEC Complaint
Nov. 14, 2014	Wilfred T. Azar, III, et al. Release No. LR-23132
Nov. 14, 2014	J. Patrick O'Neill and Robert H. Bray Release No. LR-23131
Nov. 14, 2014	CR Intrinsic Investors, LLC et al. Release No. LR-23133
Nov. 12, 2014	Eric W. Johnson Release No. LR-23130
Nov. 7, 2014	Richard Weed et al. Release No. LR-23129
Nov. 5, 2014	Rajarengan (a/k/a Rengan) Rajaratnam Release No. LR-23128
Nov. 4, 2014	James Wheeler and MicroHoldings US, Inc. Release No. LR-23127
Oct. 31, 2014	Charles E. Smith, CPA and Mark Smith, CPA Release No. LR-23124
Oct. 31, 2014	Vineet Kalucha et al. Release No. LR-23126
Oct. 31, 2014	Sasan Sabrdaran and Farhang Afsarpour Release No. LR-23125
Oct. 30, 2014	Timothy J. Coughlin, et al. Release No. LR-23123
Oct. 28, 2014	Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants Release No. LR-23122
Oct. 28, 2014	AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li Release No. LR-23121
Oct. 28, 2014	eAdGear, Inc., et al. Release No. LR-23120
Oct. 27, 2014	Zachary Zwerko and David L. Post Release No. LR-23119
Oct. 24, 2014	Stephen E. Slawson Release No. LR-23118 See Also: SEC Complaint
Oct. 24, 2014	Recycle Tech, Inc., et al., Release No. LR-23117
Oct. 21, 2014	Subaye, Inc. and James T. Crane Release No. LR-23116
Oct. 17, 2014	Dennis F. Wright Release No. LR-23115
Oct. 15, 2014	iShopNoMarkup.com, Inc., et al. Release No. LR-23112
Oct. 15, 2014	Stephen D. Ferrone, et al. Release No. LR-23114
Oct. 15, 2014	Zachary Zwerko Release No. LR-23113
Oct. 10, 2014	Edwin Yoshihiro Fujinaga and MRI International, Inc., et al. Release No. LR-23111
Oct. 10, 2014	8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. Release No. LR-23110
Oct. 10, 2014	The Estate of Vincent James Saviano and Palmetto Investments LLC Release No. LR-23109 See Also: SEC Complaint
Oct. 8, 2014	Paul T. Mannion, Jr., et al. Release No. LR-23108
Oct. 8, 2014	Geoffrey J. Eiten and National Financial Communications Corp. Release No. LR-23107
Oct. 8, 2014	Nationwide Automated Systems, Inc. et al. Release No. LR-23106 See Also: SEC Complaint
Oct. 6, 2014	Nikolai Battoo, BC Capital Group S.A. (Panama), BC Capital Group Limited (Hong Kong), and Tracy Lee Sunderlage Release No. LR-23104A File Number: 3-6699,
Oct. 6, 2014	Puglisi, et al. Release No. LR-23105
Oct. 3, 2014	Patrick G. Rooney, John R. Rooney, and Positron Corporation Release No. LR-23103
Oct. 1, 2014	Oscar F. Villarreal Release No. LR-23102
Sept. 30, 2014	Dennis F. Wright Release No. LR-23100 See Also: SEC Complaint
Sept. 30, 2014	Lee Cole, et al. Release No. LR-23099
Sept. 30, 2014	Wealth Strategy Partners, LC, et al. Release No. LR-23098
Sept. 30, 2014	Thomas Abdallah, et al. Release No. LR-23097
Sept. 30, 2014	George B. Franz III Release No. LR-23101
Sept. 29, 2014	China Valves Technology, Inc., et al. Release No. LR-23096 See Also: SEC Complaint
Sept. 29, 2014	Michael B. Ferguson and Transactions Unlimited Release No. LR-23095
Sept. 29, 2014	Erick Laszlo Mathe and Ashif Jiwa Release No. LR-23094 See Also: SEC Complaint
Sept. 25, 2014	Spencer Pharmaceutical Inc., et al. Release No. LR-23092
Sept. 25, 2014	Marlon Quan, et al., Release No. LR-23093
Sept. 23, 2014	Zhunrize, Inc. Release No. LR-23091 See Also: SEC Complaint
Sept. 22, 2014	Trendon T. Shavers and Bitcoin Savings and Trust Release No. LR-23090
Sept. 22, 2014	Frank Tamayo Release No. LR-23089
Sept. 19, 2014	Craig A. Karlis, et al. Release No. LR-23088
Sept. 18, 2014	Jason Cope, et al. Release No. LR-23087 See Also: SEC Complaint
Sept. 17, 2014	Dimitry Braveman and Vitaly Pupynin Release No. LR-23086 See Also: SEC Complaint
Sept. 16, 2014	Joseph D. Stilwell Release No. LR-23084
Sept. 16, 2014	Abatement Corp. Holding Company Limited, et al. Release No. LR-23085 See Also: SEC Complaint
Sept. 15, 2014	DDBO Consulting, Inc./CalPacific Equity Group, LLC, et al. Release No. LR-23083
Sept. 12, 2014	Edward Henderson and Paul Desjourdy Release No. LR-23082
Sept. 10, 2014	Heart Tronics, Inc., et al. Release No. LR-23081
Sept. 9, 2014	Steven R. Markusen, et al. Release No. LR-23080
Sept. 5, 2014	Jesse C. Litvak Release No. LR-23079
Sept. 4, 2014	Michael Lee and ZipGlobal Holdings, Inc. (Corrected) Release No. LR-23078
Sept. 4, 2014	Justin Moongyu Lee, et al. Release No. LR-23077
Aug. 28, 2014	Blake Richards Release No. LR-23075
Aug. 26, 2014	Michael Anthony Dupre Lucarelli Release No. LR-23074
Aug. 26, 2014	Oscar F. Villarreal Release No. LR-23073 See Also: SEC Complaint
Aug. 21, 2014	Andrew I. Farmer, et al. Release No. LR-23072
Aug. 19, 2014	Heidi Ann Gamer, Gamer Economic Systems, LLC, and Gamer Media Partners Corp. Release No. LR-23071 See Also: SEC Complaint
Aug. 18, 2014	J. Patrick O’Neill and Robert H. Bray Release No. LR-23070 See Also: SEC Complaint
Aug. 15, 2014	Moshe Manoah and Blair G. Schlossberg Release No. LR-23069 See Also: SEC Complaint
Aug. 14, 2014	Joseph D. Stilwell Release No. LR-23067 See Also: Order to Show Cause , Application and Memorandum

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