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Filing Acts and Related Form Types
Act Filed Under | Major Form Types |
33 Act Registrations | S-1, S-2, S-3, S-4, S-6, S-8, S-11, S-18, F-1, F-2, F-3, F-4, F-6 (Foreign) |
34 Act Registrations | 8-A, 8-B, Form 10 |
34 Act Quarterly Reports | 10-Q, 13F-E |
34 Act Annual Reports | 10-K, 11-K, 20-F |
34 Act Current Reports | 6-K, 8-K |
Prospectuses | 424, 424A, 424B, 424B1, 424B2, 424B3, 424B4, 424B5, 424C, 424D, 494, 497 |
Tenders and Acquisitions | SC 13D, SC 13E3, SC 13E4, SC 13G, SC 14D1, SC 14D9 |
40 Act Annual Reports | NSAR-A, NSAR-B |
Investment Company Registration Statements | N-1A, N-2, N-3, N-4, N-5, N-14, S-6, 487 |
Investment Company Registration Statement
Amendments | 485APOS, 485BPOS |
Shareholder Reports | ARS, N-30D, N-30B-2 |
Proxy Solicitation & Information Statements | DEF14A, DEFA14A, DEF14C, DEFM14A |
http://www.sec.gov/info/edgar/form-act.htm
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