The sample reduced content filings in the following section will tie everything together. There is at least one example for each of the six submission templates. All data in these examples is fictitious. These examples only include sid's which are applicable to the given submission type.
8.1 Sample 24F-NT from Subtemplate1.xfd
This fee-bearing submission excludes PAGE3 and PAGE4 entirely.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<combobox sid="SubTable_submissionType_"><value>24F-2NT</value></combobox>
<check sid="SubFlag_confirmingCopyFlag_"><value>on</value></check>
<radio sid="SubTable_live_"><value>on</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>off</value></check>
<check sid="SubFlag_delayingAmendmentFlag_"><value>off</value></check>
<field sid="SubFiler_filerId_"><value>0101010101</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofcorn</value></field>
<field sid="SubFiler_fileNumber_"><value>033-04577</value></field>
<popup sid="SubFiler_formType_"><value></value></popup>
<field sid="SubCoreg_filerId_"><value>2020202020</value></field>
<field sid="SubCoreg_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubCoreg_fileNumber_"><value>333-30266</value></field>
<popup sid="SubCoreg_formType_"><value></value></popup>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
<popup sid="SubSro_sroId_"><value>AMEX</value></popup>
<field sid="SubTable_periodOfReport_"><value>11/8/2000</value></field>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>primary.txt</value></field>
<combobox sid="SubDocument_conformedDocumentType_">
<value>24F-2NT</value></combobox>
<field sid="SubDocument_description_"><value>primary document</value></field>
<data sid="data1">
<filename>primary.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
FMIEZJTElORyANCg0KKioqKioqKioqKioqKioqKioqKioqKioq
KioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKi
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE7">
<field sid="SubPayor_payorId_"><value>0101010101</value></field>
<field sid="SubPayor_payorCcc_"><value> a#ofcorn </value></field>
<field sid="SubFee_paymentMethod_"><value>LOCKBOX</value></field>
<field sid="SubFee_feeAmount_"><value>7.58</value></field>
<field sid="SubSalesShares_salesProceeds_"><value>100000</value></field>
<field sid="SubSalesShares_redeemedValue_"><value>7500</value></field>
</page>
</XFDL>
This is an example of a fee-bearing submission.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<field sid="SubFlag_delayingAmendmentFlag_"><value>on</value></field>
<combobox sid="SubTable_submissionType_"><value>S-1</value></combobox>
<check sid="SubFlag_confirmingCopyFlag_"><value>off</value></check>
<radio sid="SubTable_live_"><value>on</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>off</value></check>
<check sid="SubFlag_delayingAmendmentFlag_"><value>off</value></check>
<field sid="SubFiler_filerId_"><value>0101010101</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofcorn</value></field>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
<popup sid="SubSro_sroId_"><value>AMEX</value></popup>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>primary.txt</value></field>
<combobox sid="SubDocument_conformedDocumentType_">
<value>S-1</value></combobox>
<field sid="SubDocument_description_"><value>primary document</value></field>
<data sid="data1">
<filename>primary.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
FMIEZJTElORyANCg0KKioqKioqKioqKioqKioqKioqKioqKioq
KioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKi
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE6">
<field sid="SubPayor_payorId_"><value>0101010101</value></field>
<field sid="SubPayor_payorCcc_"><value> a#ofcorn </value></field>
<field sid="SubFee_paymentMethod_"><value>LOCKBOX</value></field>
<field sid="SubFee_feeAmount_"><value>6.56</value></field>
<field sid="SubOffering_securityName_"><value>Equity</value></field>
<field sid="SubOffering_offeringShares_"><value>2000</value></field>
<field sid="SubOffering_offeringAmountPerShare_"><value>40.00</value></field>
<field sid="SubOffering_aggregatePrice_"><value>80000.00</value></field>
</page>
</XFDL>
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<field sid="SubTable_submissionType_"><value>N-1</value></field>
<field sid="SubFlag_confirmingCopyFlag_"><value>on</value></field>
<field sid="SubTable_live_"><value>on</value></field>
<field sid="SubFlag_returnCopyFlag_"><value>off</value></field>
<field sid="SubFlag_delayingAmendmentFlag_"><value>on</value></field>
<field sid="SubFiler_filerId_"><value>0101010101</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofcorn</value></field>
<field sid="SubFiler_fileNumber_"><value>333-30266</value></field>
<field sid="SubCoreg_filerId_"><value>2020202020</value></field>
<field sid="SubCoreg_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubCoreg_fileNumber_"><value>033-04577</value></field>
<field sid="SubContact_contactName_"><value>JoeFiler</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>123-456-7890</value></field>
<field sid="SubTable_act_"><value>33</value></field>
<field sid="SubRef429_fileNumber_"><value>333-30266</value></field>
<field sid="SubSro_sroId_"><value>AMEX</value></field>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>doc01.txt</value></field>
<field sid="SubDocument_conformedDocumentType_"><value>N-1</value></field>
<field sid="SubDocument_description_"><value>doc1</value></field>
<data sid="data1">
<filename>doc01.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
FMIEZJTElORyANCg0KKioqKioqKioqKioqKioqKioqKioqKioq
KioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKi
oqKioqKioqDQo=
</mimedata>
</data>
<field sid="SubDocument_conformedName_1"><value>cover01.txt</value></field>
<field sid="SubDocument_conformedDocumentType_1"><value>COVER</value></field>
<field sid="SubDocument_description_1"><value>doc2</value></field>
<data sid="data2">
<filename>cover01.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
FMIEZJTElORyANCg0KKioqKioqKioqKioqKioqKioqKioqKioq
KioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKi
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE3">
<field sid="SubInternet_internetAddress_"><value>joefiler@mailme.com</value></field>
</page>
</XFDL>
This is an example of a Subject Company/Ownership filing.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<combobox sid="SubTable_submissionType_"><value>144</value></combobox>
<check sid="SubFlag_confirmingCopyFlag_"><value>on</value></check>
<radio sid="SubTable_live_"><value>on</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>off</value></check>
<field sid="SubFiler_filerId_"><value>2020202020</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubFiler_fileNumber_"><value></value></field>
<popup sid="SubFiler_filerRelationship_"><value>OWNER</value></popup>
<popup sid="SubFiler_formType_"><value></value></popup>
<field sid="SubCompany_filerId_"><value>0101010101</value></field>
<field sid="SubCompany_irsNumber_"><value>12-3456789</value></field>
<field sid="SubCompany_fileNumber_"><value></value></field>
<field sid="SubCompany_filerName_"><value>Acme Inc</value></field>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
<popup sid="SubSro_sroId_"><value>AMEX</value></popup>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>primary.txt</value></field>
<combobox sid="SubDocument_conformedDocumentType_"><value>144</value></combobox>
<field sid="SubDocument_description_"><value>primary document</value></field>
<data sid="data1">
<filename>primary.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
AgICAgICAgICAgICAgICAgIEZPUk0gWFhYWFhYWA0KDQoqKioq
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE3">
<field sid="SubInternet_internetAddress_"><value>joefiler@mailme.com</value></field>
<check sid="SubFlag_overrideInternetFlag_"><value>on</value></check>
</page>
<page sid="PAGE4">
<popup sid="ModSegReferenceData_modOrSegFlag_"><value>M</value></popup>
<field sid="ModSegReferenceData_nickName_"><value>MOD2020202020-1</value></field>
<field sid="ModSegReferenceData_cik_"><value>2020202020</value></field>
<field sid="ModSegReferenceData_ccc_"><value>a#ofbeef</value></field>
<combobox sid="ModSegReferenceData_documentType_"><value>EX-3</value></combobox>
</page>
</XFDL>
This is an example of a fee-bearing submission with multiple offsets.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<field sid="SubTable_submissionType_"><value>PREM14A</value></field>
<field sid="SubFlag_confirmingCopyFlag_"><value>off</value></field>
<field sid="SubTable_live_"><value>on</value></field>
<field sid="SubFlag_returnCopyFlag_"><value>off</value></field>
<field sid="SubFiler_filerId_"><value>0101010101</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofcorn</value></field>
<field sid="SubCoreg_filerId_"><value>2020202020</value></field>
<field sid="SubCoreg_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubContact_contactName_"><value>JoeFiler</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>123-456-7890</value></field>
<field sid="SubTable_periodOfReport_"><value>1/1/02</value></field>
<field sid="SubSro_sroId_"><value>AMEX</value></field>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>doc01.txt</value></field>
<field sid="SubDocument_conformedDocumentType_"><value>PREM14A</value></field>
<data sid="data1">
<filename>doc01.txt</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
AgICAgICAgICAgICAgICAgIEZPUk0gWFhYWFhYWA0KDQoqKioq
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE5">
<field sid="SubOffset_offsetId_"><value>0101010101</value></field>
<field sid="SubOffset_offsetForm_"><value>F-1</value></field>
<field sid="SubOffset_offsetFileNumber_"><value>333-32068</value></field>
<field sid="SubOffset_offsetFilingDate_"><value>5/15/2001</value></field>
<field sid="SubOffset_offsetAmount_"><value>5.00</value></field>
<field sid="SubOffset_offsetId_1"><value>2020202020</value></field>
<field sid="SubOffset_offsetForm_1"><value>F-2</value></field>
<field sid="SubOffset_offsetFileNumber_1"><value>333-12345</value></field>
<field sid="SubOffset_offsetFilingDate_1"><value>6/21/2001</value></field>
<field sid="SubOffset_offsetAmount_1"><value>3.00</value></field>
</page>
<page sid="PAGE6">
<field sid="SubPayor_payorId_"><value>0000303030</value></field>
<field sid="SubPayor_payorCcc_"><value>a#ofdirt</value></field>
<field sid="SubFee_paymentMethod_"><value>LOCKBOX</value></field>
<field sid="SubFee_feeAmount_"><value>10.00</value></field>
<field sid="SubFee_feeBasis_"><value>50000</value></field>
</page>
</XFDL>
This example shows two SEGMENT and one MODULE reference on PAGE4. Notice that the CIK and CCC fields do not need to be included for a SEGMENT references.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<combobox sid="SubTable_submissionType_"><value>10-12B</value></combobox>
<check sid="SubFlag_confirmingCopyFlag_"><value>off</value></check>
<radio sid=" SubTable_live_"><value>on</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>off</value></check>
<field sid="SubFiler_filerId_"><value>2020202020</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubCoreg_filerId_"><value>0101010101</value></field>
<field sid="SubCoreg_filerCcc_"><value>a#ofcorn</value></field>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
<popup sid="SubSro_sroId><value>AMEX</value></popup>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>cover.txt</value></field>
<combobox sid="SubDocument_conformedDocumentType_">
<value>10-12B</value></combobox>
<field sid="SubDocument_description_"><value>doc one</value></field>
<data sid="data1">
<filename>primary.htm</filename>
<mimedata>
U1BFQ0lNRU4gLSBUSElTIElTIEEgVEVTVCAtIE5PVCBBIExFR0
AgICAgICAgICAgICAgICAgIEZPUk0gWFhYWFhYWA0KDQoqKioq
KioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKioqKi
oqKioqKioqDQo=
</mimedata>
</data>
</page>
<page sid="PAGE3">
<field sid="SubInternet_internetAddress_"><value></value></field>
<check sid="SubFlag_overrideInternetFlag_"><value>on</value></check>
</page>
<page sid="PAGE4">
<popup sid="ModSegReferenceData_modOrSegFlag_"><value>S</value></popup>
<field sid="ModSegReferenceData_nickName_"><value>SEG2020202020-1</value></field>
<combobox sid="ModSegReferenceData_documentType_"><value>EX-1</value></combobox>
<popup sid="ModSegReferenceData_modOrSegFlag_1"><value>S</value></popup>
<field sid="ModSegReferenceData_nickName_1"><value>SEG2020202020-2</value></field>
<combobox sid="ModSegReferenceData_documentType_1"><value>EX-2</value></combobox>
<popup sid="ModSegReferenceData_modOrSegFlag_2"><value>M</value></popup>
<field sid="ModSegReferenceData_nickName_2"><value>MOD0101010101-1</value></field>
<field sid="ModSegReferenceData_cik_2"><value>0101010101</value></field>
<field sid="ModSegReferenceData_ccc_2"><value>a#ofcorn</value></field>
<combobox sid="ModSegReferenceData_documentType_2"><value>EX-3</value></combobox>
</page>
</XFDL>
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<field sid="SubTable_submissionType_"><value>CORRESP</value></field>
<radio sid="SubTable_live_"><value>on</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>on</value></check>
<field sid="SubFiler_filerId_"><value>2020202020</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofbeef</value></field>
<field sid="SubCoreg_filerId_"><value></value></field>
<field sid="SubCoreg_filerCcc_"><value></value></field>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
</page>
<page sid="PAGE2">
<field sid="SubDocument_conformedName_"><value>corresp1.txt</value></field>
<combobox sid="SubDocument_conformedDocumentType_">
<value>CORRESP</value></combobox>
<field sid="SubDocument_description_"><value>first document</value></field>
<data sid="data1">
<filename>corresp1.txt</filename>
<mimedata>
PT09PT09PT09PT09PT09PT09PT09PT09PT09PT09ICAgY29ycm
09PT09PT09PT09PT0NCg==
</mimedata>
</data>
</page>
<page sid="PAGE3">
<field sid="SubInternet_internetAddress_"><value>joefiler@mailme.com</value></field>
<check sid="SubFlag_overrideInternetFlag_"><value>off</value></check>
</page>
</XFDL>
This example shows how to submit a Type 1 and a Type 2 MODULE document.
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE1">
<combobox sid="SubTable_submissionType_"><value>MODULE</value></combobox>
<field sid="SubContact_contactName_"><value>Joe Filer</value></field>
<field sid="SubContact_contactPhoneNumber_"><value>br549</value></field>
<field sid="SubFiler_filerId_"><value>2020202020</value></field>
<field sid="SubFiler_filerCcc_"><value>a#ofbeef</value></field>
<radio sid="SubTable_live_"><value>off</value></radio>
<check sid="SubFlag_returnCopyFlag_"><value>off</value></check>
</page>
<page sid="PAGE2">
<field sid="SubModSeg_ModSegName_"><value>MOD2020-5</value></field>
<field sid="SubModSeg_ModSegFileName_"><value>corresp.txt</value></field>
<field sid="SubModSeg_ModSegMasterCIK_"><value></value></field>
<field sid="SubModSeg_ModSegDescription_"><value>ascii module</value></field>
<combobox sid="SubModSeg_ModSegType_"><value>CORRESP</value></combobox>
<field sid="SubModSeg_ModSegName_1"><value>MOD2020-6</value></field>
<field sid="SubModSeg_ModSegFileName_1"><value>exhibit.htm</value></field>
<field sid="SubModSeg_ModSegMasterCIK_1"><value></value></field>
<field sid="SubModSeg_ModSegDescription_1"><value>html module</value></field>
<combobox sid="SubModSeg_ModSegType_1"><value>TYPE1</value></combobox>
<data sid="firstmoduledocument">
<filename>corresp.txt</filename>
<mimedata>
PT09PT09PT09PT09PT09PT09PT09PT09PT09PT09ICAgY29ycm
VzcG9uZGVuY2UgICA9PT09PT09PT09PT09PT09PT09PT09PT09
PT09PT0NCg0KVGhpcyBpcyBhIHByaXZhdGUgY29ycmVzcG9uZG
09PT09PT09PT09PT0NCg==
</mimedata>
</data>
<data sid="secondmoduledocument">
<filename>exhibit.htm</filename>
<mimedata>
PGh0bWw+DQo8aGVhZD4NCjx0aXRsZT4xMHEgZG9jPC90aXRsZT
1HIFNSQz0ibG9nby5naWYiIEFMSUdOPSJSSUdIVCI+DQo8cCBh
bGlnbj0iY2VudGVyIj48Zm9udCBzaXplPSIzIj48c3Ryb25nPl
VOSVRFRCBTVEFURVM8L3N0cm9uZz48L2ZvbnQ+PC9wPg0KDQo8
DQo8L2JvZHk+DQo8L2h0bWw+DQo=
</mimedata>
</data>
</page>
<page sid="PAGE3">
<field sid="SubInternet_internetAddress_"><value>joefiler@mailme.com</value></field>
<check sid="SubFlag_overrideInternetFlag_"><value>off</value></check>
</page>
</XFDL>
<?xml version="1.0"?>
<XFDL version="4.3.0">
<page sid="PAGE2">
<field sid="SubGlobal_enclosedFileCount_"><value>3</value></field>
<field sid="SubDocument_conformedName_"><value>rw.xfd</value></field>
<field sid="SubDocument_description_"><value>doc1</value></field>
<field sid="SubDocument_conformedName_1"><value>pre14a.xfd</value></field>
<field sid="SubDocument_description_1"><value>doc2</value></field>
<field sid="SubDocument_conformedName_2"><value>sb-2.xfd</value></field>
<field sid="SubDocument_description_2"><value>doc3</value></field>
<data sid="data3">
<filename>rw.xfd</filename>
<mimedata>
PD94bWwgdmVyc2lvbj0iMS4wIj8+DQo8WEZETCB2ZXJzaW9uPS
I0LjMuMCI+DQoJPHBhZ2Ugc2lkPSJQQUdFMSI+DQoJCTxjZWxs
ZhbHVlPjwvZmllbGQ+DQoJCTxmaWVsZCBzaWQ9IlN1YlRhYmxl
RkRMPiAgDQo=
</mimedata>
</data>
<data sid="data1">
<filename>pre14a.xfd</filename>
<mimedata>
PD94bWwgdmVyc2lvbj0iMS4wIj8+DQo8WEZETCB2ZXJzaW9uPS
Ij48dmFsdWU+MDAwMDM1MDAwMTwvdmFsdWU+PC9maWVsZD4NCg
kJPGZpZWxkIHNpZD0iTW9kU2VnUmVmZXJlbmNlRGF0YV9jY2Nf
Ij48dmFsdWU+bGVhdmVzIzE8L3ZhbHVlPjwvZmllbGQ+DQoJCT
xjZWxsIHNpZD0iQ0VMTDM1Ij48Z3JvdXA+TW9kU2VnUmVmZXJl
bmNlRGF0YV9tb2RPclNlZ0ZsYWdfR1JPVVA8L2dyb3VwPjx2YW
x1ZT5NPC92YWx1ZT48L2NlbGw+DQoJPC9wYWdlPiANCjwvWEZE
TD4gICANCg==
</mimedata>
</data>
<data sid="data2">
<filename>sb-2.xfd</filename>
<mimedata>
PD94bWwgdmVyc2lvbj0iMS4wIj8+DQo8WEZETCB2ZXJzaW9uPS
I0LjMuMCI+DQoJPHBhZ2Ugc2lkPSJQQUdFMSI+DQoJCTxjZWxs
IHNpZD0iQ0VMTDM0Ij48Z3JvdXA+U3ViU3JvX3Nyb0lkX0dST1
VQPC9ncm91cD48dmFsdWU+Tk9ORTwvdmFsdWU+PC9jZWxsPg0K
TDM1Ij48Z3JvdXA+TW9kU2VnUmVmZXJlbmNlRGF0YV9tb2RPcl
NlZ0ZsYWdfR1JPVVA8L2dyb3VwPjx2YWx1ZT5NPC92YWx1ZT48
L2NlbGw+DQoJPC9wYWdlPiANCjwvWEZETD4gICANCg==
</mimedata>
</data>
</page>
</XFDL>
http://www.sec.gov/info/edgar/ednews/xfdl82sec8.htm