Comments on OCC Rulemaking

Notice of Filing of a Proposed Rule Change Relating To Clearing Member Trade Assignment Processing

[Release No. 34–49378; File No. SR–OCC–2003–11]

• John Berton and Georgia Bullitt, Ad Hoc CMTA Committee, Securities Industry Association, March 22, 2004 (File name: srocc200311-1.pdf)
   

http://www.sec.gov/rules/sro/occ/occ200311.shtml