Comments on NYSE Rulemaking
Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers
(Release No. 34-48958; File No. SR-NYSE-2003-29)
- Comments of John Cusumano, President, and Kristie Thompson, Vice President, Customer Account Transfer Division, Inc., January 20, 2004 (File name: srnyse200329-2.pdf)
- Comments of Kristie Thompson, Department Leader, Customer Account Transfer on behalf of Edward D. Jones & Co., LP, January 20, 2004 (File name: srnyse200329-3.pdf)
- Comments of Steven P. Callan, Associate Director, Bear, Stems Securities Corp., January 12, 2004 (File name: srnyse200329-1.pdf)
http://www.sec.gov/rules/sro/nyse/nyse200329.shtml