Comments on NSCC Rulemaking
National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service
(Release No. 34-48846; File No. SR-NSCC-2003-21)
- Memorandum from the Office of Commissioner Glassman regarding a December 1, 2004 meeting with representatives of Depository Trust & Clearing Corporation, dated January 6, 2005 (File name: dtccmemo010605.pdf)
- Memorandum from the Office of Commissioner Glassman regarding a April 8, 2004 meeting with representatives of CheckFree Corporation and counsel for the company, Alston & Bird, LLP, dated January 6, 2005 (File name: cfmemo010605.pdf)
- Margaret A. Sheehan, December 15, 2004 (File name: srnscc200321-33.pdf)
- Ron Pruitt, Chief Investment Officer, Placement Investments, November 4, 2004 (File name: rpruitt110404.pdf)
- Anil Kumar, November 2, 2004 (File name: srnscc200321-32.pdf)
- Robert McCormick, Mellon Bank, N.A, October 15, 2004 (File name: mellonbank101504.pdf)
- Margaret A. Sheehan, Alston & Bird LLP on behalf of CheckFree Corporation, August 13, 2004 (File name: srnscc200321-29.pdf)
- Memorandum from the Division of Market Regulation regarding a May 14, 2004 meeting with representatives of CheckFree Corporation, dated August 2, 2004 (File name: checkfree051404.pdf)
- Carol A. Jameson, Vice President and Senior Counsel, National Securities Clearing Corporation, July 21, 2004 (File name: srnscc200321-27.pdf)
- Christopher L. Davis, Executive Director, Money Management Institute, July 16, 2004 (File name: srnscc200321-26.pdf)
- Margaret A. Sheehan, on behalf of CheckFree Corporation, June 22, 2004 (File name: srnscc200321-25.pdf)
- Richard B. Nesson, May 6, 2004 (File name: rbnesson050604.pdf)
- Memorandum from the Division of Market Regulation, regarding a March 9, 2004, meeting with CheckFree Corporation, dated March 26, 2004 (File name: checkfree03262004.pdf)
- Charles Douglas Bethill, Thacher Proffitt & Wood LLP, February 2, 2004 (File name: srnscc200321-22.pdf)
- Michael Wiles, SMA Business Manager, Advent Software, December 30, 2003 (File name: srnscc200321-16.pdf)
- Lee Chertavian, Chairman & CEO, Placemark Investments, Inc., December 24, 2003 (File name: placemark122303.htm)
- Margaret A. Sheehan, Alston & Bird LLP on behalf of CheckFree Corporation, December 23, 2003 (File name: srnscc200321-5.pdf)
- David J. Freniere, Senior Vice President & Assistant General Counsel, Linsco/Private Ledger Corp., December 23, 2003 (File name: linsco122303.htm)
- Thomas P. Sholes, Senior Vice President and Managing Director, PFPC Managed Account Services, December 23, 2003 (File name: pfpcmac122303.htm)
- Chris Cool, Principal, Business Technology Alliance, LLC, December 23, 2003 (File name: bta122303.htm)
- Tod Parrott, mutual funds/separate accounts consultant, Rockaway Partners Ltd., December 23, 2003 (File name: srnscc200321-7.pdf)
- Vincent J. Lepore, December 23, 2003 (File name: vjlepore122303.txt)
- Senator Zell Miller, U.S. Senate, December 22, 2003 (File name: srnscc200321-15.pdf)
- James P. Horan, Senior Vice President, DST Systems, Inc., December 22, 2003 (File name: srnscc200321-14.pdf)
- Bruce M. Aronow, Executive Vice President, Chief Operating & Financial Officer,
Rorer Asset Management, LLC, December 19, 2003 (File name: rorer121903.txt)
- Kevin M. Hunt, Chief Sales and Marketing Officer, Old Mutual Asset Management, December 19, 2003 (File name: oldmutual121903.txt)
- R. Mark Pennington Partner, Director of Separately Managed Accounts, Lord, Abbett & Co LLC, December 19, 2003 (File name: srnscc200321-2.pdf)
- Marc Zeitoun, Senior Vice President, Director, Managed Accounts; Rick Austin Senior Vice President, Manager, SMA Operations, Trading & Client Reporting, UBS Financial Services Inc., December 19, 2003 (File name: srnscc200321-3.pdf)
- Allen J. Williamson, Group President, Managed Assets, Nuveen Investments LLC, December 18, 2003 (File name: srnscc200321-6.pdf)
- Scott C. Sipple, Managing Director-Managed Accounts, AllianceBernstein Managed Accounts, December 18, 2003 (File name: alliance121803.htm)
- Suzanne S. Akers, Vice President/Managing Director, Franklin Templeton Private Client Group, December 18, 2003 (File name: franklintemp121803.txt)
- Charles Widger, Chief Executive Officer, Brinker Capital, December 18, 2003 (File name: brinker121803.htm)
- Bevin Crodian, CEO, Market Street Advisors, December 15, 2003 (File name: marketstr121503.htm)
- Christopher L. Davis, Executive Director, Money Management Institute, December 11, 2003 (File name: moneymana121103.htm)
- David Lindenbaum, Vice President, Wells Fargo Investement, LLC, December 11, 2003 (File name: srnscc200321-4.pdf)
http://www.sec.gov/rules/sro/nscc200321.shtml