Comments on NASD Rulemaking

Self-Regulatory Organizations

[Release No. 34-42249; File No. SR-NASD-99-53]

• Comments of Kevin M. Foley, Bloomberg Tradebook LLC, September 4, 2002 (File name: kmfoley1.htm)

• Comments of Phil Billington, Studio City, CA; October 11, 2001 (File name: billington1.txt)

• Comments of Robby Lee; October 11, 2001 (File name: lee1.txt)

• Comments of Steven Suss, Chief Financial Officer, Westway Capital LLC, Westport, CT; January 10, 2001 (File name: suss1.txt)

• Comments of Chris Erfort; January 5, 2001 (File name: erfort1.txt)

• Comments of Josh Silverman, Head Equity Trader, Gruber & McBaine Capital Management; January 5, 2001 (File name: silverm1.txt)

• Comments of Robert Adriaanse, Head Trader, Global Equities, DuPont Capital Management; January 5, 2001 (File name: adriaan1.txt)

• Comments of James G. Birmingham, Lincoln, MA; January 5, 2001 (File name: birming1.txt)

• Comments of A.L. Vinjamur; January 5, 2001 (File name: vinjamu1.txt)

• Comments of Henry H. Hopkins, Managing Director and Chief Legal Counsel and Andrew M. Brooks, Vice President and Head of Equity Trading, T. Rowe Price Associates, Inc.; dated September 22, 2000, received January 4, 2001 (File name: hopkins1.htm)

• Comments of James Ryley, Towson, Md., December 19, 2000. (File name: ryley1.txt)

• Comments of Pershing Trading Company, L.P., December 12, 2000 (File name: pershin1.htm)

• Additional Comments of Kevin M. Foley, Bloomberg Tradebook LLC, December 12, 2000. (File name: foley3.htm)

• Additional comments of Steven C. Klein, Head of Global Trading; Gregory H. Bokach, Senior U.S. Equity Trader; Harold S. Bradley, Senior Vice President; John Wheeler, Manager-U.S. Trading, American Century Investments, December 8, 2000. (File name: klein2.htm)

• Additional comments of Douglas Atkin, President and Chief Executive Officer, Instinet Corp., December 6, 2000. (File name: atkin2.htm)

• Comments of Chris Concannon, V.P. and Associate General Counsel, The Island ECN, December 6, 2000. (File name: concann1.txt)

• Additional comments of William O'Brien, Senior Vice President and General Counsel, The Brut ECN LLC, December 6, 2000. (File name: obrien2.htm)

• Comments of Craig S. Tyle, General Counsel, The Investment Company Institute; December 5, 2000 (File name: tyle1.htm)

• Comments of Mark Silber, Renaissance Technologies Corp., October 12, 2000. (File name: silber1.htm)

• Comments of Agustin Leon, New York, N.Y., October 4, 2000. (File name: leon1.htm)

• Comments of G. O'Connor. September 25, 2000. (File name: oconnor1.txt)

• Comments of Barry Kupfer, September 20, 2000. (File name: kupfer1.txt)

• Comments of Paul Kern, Hoboken, N.J., September 19, 2000 (File name: kern1.txt)

• Comments of Seema Arora, Visiting Assistant Professor (Economics), Stanford Business School, Stanford University, Stanford, Calif., September 15, 2000 (File name: arora1.htm)

• Comments of Cameron Smith, General Counsel, The Island ECN, Inc., September 15, 2000 (File name: smith2.htm)

• Gerald D. Putnam, Chief Executive Officer, Archipelago LLC, September 15, 2000 (File name: putnam2.htm)

• Comments of Douglas Atkin, President and Chief Executive Officer, Instinet Corp., September 14, 2000 (File name: atkin1.htm)

• Comments of Barbara Roper, Director of Investor Protection, Consumer Federation of America, September 14, 2000 (File name: roper1.txt)

• Comments of Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, September 14, 2000. (File name: frucher1.htm)

• Comments of William O'Brien, Senior Vice President and General Counsel, The Brut ECN LLC, September 13, 2000. (File name: obrien1.htm)

• Comments of Steven C. Klein, Head of Global Trading, American Century Investment Management, Kansas City, Mo., September 13, 2000. (File name: klein1.htm)

• Additional Comments of Kevin M. Foley, Bloomberg Tradebook LLC, September 12, 2000. (File name: foley2.htm)

• Comments of John M. Schaible, President, Professional Investment Management, Inc. and NexTrade, Inc. (undated) (File name: schaibl1.htm)

• Comments of Gerald D. Putnam, Chief Executive Officer, Archipelago, L.L.C., June 19, 2000, (File name: putnam1.htm)

• Robert Bannon, CFA, Director, Investor Relations, Net2000 Communications, Inc., Herndon, VA, June 1, 2000. (File name: bannon1.htm)

• Comments of Cameron Smith, General Counsel, Island ECN, May 22, 2000. (File name: smith1.htm)

• Comments of Kevin M. Foley, Bloomberg Tradebook LLC, April 20, 2000 (File name: foley1.htm)

• Comments of John Oddie, Executive Vice President and Chief Executive Officer, Global Equities, Instinet Corporation, April 20, 2000 (File name: oddie1.htm)

• Comments of Kevin M. Foley, Bloomberg, L.P., January 11, 2000. (File name: foley1.htm)

• Comments of Richard Y. Roberts on behalf of the Electronic Traders Association, January 11, 2000. (File name: roberts1.htm)

• Comments of Thomas Gravina, President, Security Traders Association of New York, Inc., December 23, 1999. (File name: gravina1.htm)

http://www.sec.gov/rules/sro/nd9953nc.shtml
09/13/2002