Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to NASD Rule 3110(f) Governing Use of Predispute Arbitration Agreements with Customers

(Release No. 34-42160; File No. SR-NASD-98-74)

• Comments of Joseph C. Long, October 21, 2003 (File name: srnasd9874-26.pdf)

• Comments of Scott C. Ilgenfritz, Johnson, Pope, Bokor, Ruppel & Burns, P.A., October 16, 2003 (File name: johnson101603.htm)

• Comments of Al Van Kampen, Rohde & Van Kampen PLLC, October 11, 2003 (File name: rohde101103.txt)

• Comments of Don K. Leufven, October 9, 2003 (File name: dkleufven100903.txt)

• Comments of Karl S. Turigliatto, Vice President, Legal Counsel, Mutual Service Corporation, October 8, 2003 (File name: srnasd9874-21.pdf)

• Comments of Kenneth A. Martyn, Attorney at Law, October 8, 2003 (File name: kamartyn100803.txt)

• Comments of Jeffrey A. Feldman, October 6, 2003 (File name: jafeldman100603.txt)

• Comments of Herb Pounds, Herbert E. Pounds, Jr., P.C., October 6, 2003 (File name: hepounds100603.txt)

• Comments of H. Douglas Powell, Associate, Fishkind & Associates, Inc., October 6, 2003 (File name: fishkind100603.txt)

• Comments of Carl J. Carlson, Carlson & Fabish, P.S., October 5, 2003 (File name: carlson100503.txt)

• Comments of John Miller, Law Office of John J. Miller, P.C, October 5, 2003 (File name: jjmiller100503.txt)

• Comments of Jorge A. Lopez, Esquire, Jorge A. Lopez, P.A., October 5, 2003 (File name: jalopez100503.txt)

• Comments of Leonard Steiner, October 4, 2003 (File name: lsteiner100403.txt)

• Comments of Richard M. Layne, Layne & Lewis, LLP, October 3, 2003 (File name: laynelewis100303.txt)

• Comments of Steve Buchwalter, Law Offices of Steve A. Buchwalter, P.C., October 3, 2003 (File name: sbuchwalter100303.txt)

• Comments of Robert S. Banks, Jr., Banks Law Office, P.C., October 3, 2003 (File name: banks100303.txt)

• Comments of Madelaine and Theodore G. Eppenstein, October 3, 2003 (File name: mteppenstein100303.txt)

• Comments of Tracy Pride Stoneman, Tracy Pride Stoneman, P.C., October 3, 2003 (File name: tpstoneman100303.txt)

• Comments of Laurence S. Schultz, Driggers, Schultz & Herbst, P.C., October 3, 2003 (File name: driggers100303.txt)

• Comments of Morris Foutch, October 3, 2003 (File name: mfoutch100303.txt)

• Comments of Daniel A. Ball, Selzer Gurvitch Rabin Obecny, October 3, 2003 (File name: srnasd9874-24.pdf)

• Comments of Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc., October 3, 2003 (File name: srnasd9874-4.pdf)

• Comments of Donald G. McGrath, McGrath & Polvino, PLLC, October 3, 2003 (File name: srnasd9874-7.pdf)

• Comments of Rosemary J. Shockman, Shockman Law Office, October 2, 2003 (File name: srnasd9874-23.pdf)

• Comments of Barbara Black, Director and Jill I. Gross, Director, Pace Investor Rights Project, Pace University School of Law, October 2, 2003 (File name: srnasd9874-2.pdf)

• Comments of Richard M. Layne, Layne & Lewis LLP, October 2, 2003 (File name: srnasd9874-6.pdf)

• Comments of J. Pat Sadler, President, Investors’ Arbitration Bar Association, October 2, 2003 (File name: srnasd9874-3.pdf)

http://www.sec.gov/rules/sro/nasd9874.shtml