Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to Nasdaq's Proposed Separation from the NASD and the Establishment of the NASD Alternative Display Facility
Release No. 34-45156; File No. SR-NASD-2001-90
- Memorandum dated August 26, 2002, from Brian A. Stern re: August 21, 2002, meeting with NYSE (File name: 082102nasd.htm)
- Memorandum dated August 26, 2002, from Brian A. Stern re: August 21, 2002, meeting with NASD (File name: 082102nasd.htm)
- Memorandum dated August 20, 2002, from Brian A. Stern re: August 19, 2002, meeting with Nasdaq (File name: 081902nasdaq.htm)
- Memorandum dated August 20, 2002, from Brian A. Stern re: August 16, 2002, meeting with NASD (File name: 081602nasd.htm)
- Memorandum dated August 20, 2002, from Brian A. Stern re: August 15, 2002, meeting with Nasdaq (File name: 081502nasdaq.htm)
- Memorandum dated August 20, 2002, from Brian A. Stern re: August 13, 2002, meeting with Instinet et al. (File name: 081302instinet.htm)
- Comments of Jon Kroeper, First Vice President, Regulatory Policy/Strategy, Instinet Corporation, Washington, D.C., July 1, 2002 (File name: jkroeper1.htm)
- Comments of Kevin M. Foley, Bloomberg Tradebook LLC, June 28, 2002 (File name: bloomberg1.htm)
- Comments of K. Richard B. Niehoff, Chairman, President and Chief Executive Officer, The X-Change Corporation, New York, N.Y., June 27, 2002 (File name: niehoff1.htm)
- Comments of William Joseph, Austin, Tex., June 25, 2002 (File name: wjoseph1.txt)
- Comments of Amy Montague, June 21, 2002 (File name: amontague1.txt)
- Comments of James Ryan, June 20, 2002 (File name: jryan1.txt)
- Comments of John K. Tarleton, Palm Harbor, Fla., June 20, 2002 (File name: jktarleton1.htm)
- Comments of George A Robles, Rancho Murieta, Calif., June 15, 2002 (File name: garobles1.txt)
- Comments of Ira Rosenbloom, June 10, 2002 (File name: irosenbloom1.txt)
- Additional Comments of John M. Schaible, NexTrade Inc., June 9, 2002 (File name: jmschaible1.htm)
- Comments of John M. Schaible, NexTrade Inc., April 8, 2002 (File name: schaible1.htm)
- Comments of William O'Brian, Senior Vice President and General Counsel, Brut LLC, February 13, 2002 (File name: obrien1.htm)
- Comments of Kevin M. Foley, Bloomberg Tradebook LLC, February 7, 2002. (File name: foley1.htm)
- Comments of Michael T. Dorsey, Knight Trading Group, Inc., Jersey City, N.J., February 6, 2002. (File name: dorsey1.htm)
- Comments of Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association, February 5, 2002. (File name: kaswell1.htm)
- Comments of Sol Reicher, Co-Chairman, Specialists Association; John Hawkey, Chairman, Floor Brokers Association; and James Hyde, Chairman, Options Market Maker Association: the Member Associations of the American Stock Exchange, January 29, 2002. (File name: reicher1.htm)
- Comments of Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc., January 24, 2002. (File name: frucher1.htm)
- Comments of Mark P. Barracca, Corporate Counsel, NexTrade, Inc., Clearwater, Florida, January 18, 2002. (File name: barrac1.htm)
http://www.sec.gov/rules/sro/nasd200190.shtml
09/06/2002