Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period

(Release No. 34-53333; File No. SR-NASD-2006-011)

Jun. 29, 2006	Philip A. Shaikun, Associate Vice President and Associate General Counsel, NASD, Washington, District of Columbia
Mar. 21, 2006	Dale E. Brown, President and CEO, Financial Services Institute, Inc.
Mar. 21, 2006	Jack R. Handy, Jr., President and CEO, Financial Network Investment Corporation
Mar. 20, 2006	Timothy M. Kelly, Partner, Field Supervision, Edward D. Jones & Co., LP
Mar. 17, 2006	Dorothy M. Donohue, Associate Counsel, The Investment Company Institute
Mar. 7, 2006	Caroline B. Austin, CEO, Evolve Securities, Inc., Dallas, Texas

http://www.sec.gov/rules/sro/nasd/nasd2006011.shtml