Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Time Limits for Submission of Claims in Arbitration

(Release No. 34-48225; File No. SR-NASD-2003-101)

• Charles C. Mihalek, December 21, 2004 (File name: ccmihalek122104.pdf)
   
• Stephen G. Sneeringer, Senior Vice President & Counsel, A.G. Edwards & Sons, Inc., December 7, 2004 (File name: agedwards120704.pdf)
   
• William S. Shepherd, Founder of the Firm, Shepherd, Smith & Edwards, L.L.P. November 10, 2004 (File name: srnasd2003101-8.pdf)
   
• James D. Keeney, November 8, 2004 (File name: srnasd2003101-7.pdf)
   
• Herbert E. Pounds, Jr., November 1, 2004 (File name: srnasd2003101-6.pdf)
   
• Charles Schwab & Co., Inc., Aug. 26, 2003 (File name: schwab082603.pdf)
   
• Stephen G. Sneeringer Senior Vice President and Counsel, A.G. Edwards & Sons, Inc., August 22, 2003 (File name: srnasd2003101-3.pdf)
   
• J. Pat Sadler, President, Public Investors Arbitration Bar Association, August 18, 2003 (File name: srnasd2003101-2.pdf)
   
• James D. Kenney, P.A., July 17, 2003 (File name: srnasd2003101-kenney.pdf)
   

http://www.sec.gov/rules/sro/nasd/nasd2003101.shtml