Comments on CBOE Rulemaking
Interpretation of Paragraph (b) of Article Fifth of its Certificate of Incorporation and an Amendment to Rule 3.16(b)
(Release No. 34-49620; File No. SR-CBOE-2004-16)
- Memorandum from the Division of Market Regulation regarding a June 15, 2004 conversation with representatives of the Chicago Stock Exchange, dated September 30, 2004 (File name: cboe061504.pdf)
- Memorandum from the Division of Market Regulation regarding a June 10, 2004 conversation with representatives of the Chicago Stock Exchange, dated September 30, 2004 (File name: cboe061504.pdf)
- Thomas A. Bond and Gary P. Lahey, June 8, 2004 (File name: srcboe200416-3.pdf)
- Comments of Joanne Moffic-Silver, General Counsel and Corporate Secretary, Chicago Board Options Exchange, May 24, 2004 (File name: srcboe200416-2.pdf)
- Comments of Thomas A. Bond, former Vice Chairman and Director; Norman Friedland, Member; Gary P. Lahey, former Vice Chairman and Director; Marshall Spiegel, Member; Anthony Arciero, Member, Peter C. Guth, Member; Robert Kalmin, Member; Sheldon Weinberg, Member; David Carman, Member; Jeffrey T. Kaufmann, Former Director; April 28, 2004 (File name: srcboe200416-1.pdf)
http://www.sec.gov/rules/sro/cboe/cboe200416.shtml