Comments on Proposed Rule:
Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities

[Release No. 34-48690; File No. S7-21-03]

• Comments of Marshall J. Levinson, Senior Vice President, of Bear Stearns Companies Inc., March 15, 2003 (File name: s72103-23.pdf)
• Comments of Annette L. Nazareth, Director Division of Market Regulation , March 10, 2004 (File name: s72103-17.pdf)
• Comments of Joseph Polizzotto, General Counsel, and David A. DeMuro, Global Head of Compliance and Regulation, of Lehman Brothers Inc., March 8, 2004 (File name: lehmanbrothers03082004.htm)
• Comments of Comments of Laurie S. Schaffer, Vice President and Associate General Counsel, of Charles Schwab Corporation, March 2, 2004 (File name: lschaffer03022004.htm)
• Comments of The Charles Schwab Corporation, March 2, 2004 (File name: s72103-19.pdf)
• Comments of Stephen S. Crawford, Executive Vice President and Chief Financial Officer, of Morgan Stanley, February 27, 2004 (File name: scrawford02272004.htm)
• Comments of Michael J. Alix and Mark W. Holloway, Co-Chairs of CSE Steering Committee, February 27, 2004 (File name: csesteering02272004.htm)
• Comments of Richard H. Walker, General Counsel, Deutsche Bank AG and Charles Von-Arentschildt, President, Deutsche Bank Securities Inc., February 18, 2004 (File name: deutsche021804.htm)
• Comments of John C. Morris, Chief Financial Officer, Citigroup Global Markets, Inc., February 17, 2004 (File name: citigroupglob021704.htm)
• Comments of Marjorie E. Gross, Managing Director and Associate General Counsel, J.P. Morgan Chase & Co., February 12, 2004 (File name: jpmorganchase021204.htm)
• Comments of James E. Gilleran, Director, Office of Thrift Supervision, February 11, 2004 (File name: ots021104.htm)
• Comments of Karl-Heinz Boos, Executive Managing Director and Bjorn Christian Stein, Director Banking Supervision/Deposit Insurance, Bundesverband Öffentlichher Banken Deutschlands (Association of German Public Sector Banks), February 10, 2004 (File name: s72103-13.pdf)

• Comments of Jeffrey P. Neubert, President and CEO, New York Clearing House Association L.L.C., February 9, 2004 (File name: nycha020904.htm)
• Comments of David Viniar, Chief Financial Officer, Goldman, Sachs & Co., February 9, 2004 (File name: s72103-11.pdf)

• Comments of Carlos M. Morales, Senior Vice President and Associate General Counsel, Merrill Lynch & Co., Inc., February 5, 2004 (File name: s72103-5.pdf)

• Comments of David L. Mengle, Head of Research, International Swaps and Derivatives Association, February 4, 2004 (File name: isda020404.htm)
• Comments of Beth L. Climo, American Bankers Association Securities Association, February 4, 2004 (File name: abasa020404.htm)
• Comments of Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers, February 4, 2004 (File name: iib020404.htm)
• Comments of Nikolaus Bömcke, European Banking Federation, February 4, 2004 (File name: fbe020404.htm)
• Comments of Leonard D. Bole, L.D.B. Consulting, Inc., January 22, 2004 (File name: s72103-9.pdf)

• Comments of Bruno Falvo, Director, Margin Credit, BMO Financial Group, January 6, 2004 (File name: bmofin010604.txt)
• Comments of W. Hardy Callcott, January 1, 2004 (File name: whcallcutt010104.htm)
• Memorandum from Bonnie Gauch regarding December 16, 2003 meeting with the SIA and broker-dealer representatives dated January 6, 2003 (File name: s72103-2.pdf)

• Memorandum from Matthew J. Eichner, Assistant Director, Division of Market Regulation regarding a meeting with Merrill Lynch and Company dated December 19, 2003 (File name: s72103-1.pdf)

http://www.sec.gov/rules/proposed/s72103.shtml