Comments on Rulemaking Petition:
Request for rulemaking under the Investment Advisers Act of 1940 to extend certain compliance dates for Rule 202(a)(11)-1 from January 31, 2006 to March 31, 2006 concerning the Commission's final rule -- Certain Broker-Dealers Deemed Not to Be Investment Advisers
[File No. 4-510]
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Jan. 29, 2005 |
Peggy S. Cabaniss, Chair, National Association of Personal Financial Advisors |
Jan. 25, 2006 |
Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association |
Jan. 23, 2006 |
David G. Tittsworth, Executive Director, Investment Adviser Association |
http://www.sec.gov/rules/petitions/4-510.shtml