Comments on Rulemaking Petition:
Request for Rulemaking to Amend Rules 15c3-1 and 15c3-3 Concerning Net Capital and Collaterial Treatment of Broker-Dealers' Investment in Shares of Certain Registered Investment Companies

[File No. 4-478]

• Lee A. Pickard, Pickard and Djinis LLP, September 12, 2013 (File name: 4478-5.pdf)
   
• Comments of J. Charles Cardona, Vice Chairman, The Dreyfus Corporation, January 7, 2004 (File name: 4478-1.pdf)
   
• Craig S. Tyle, General Counsel, Investment Company Institute, August 29, 2003 (File name: 4478-4.pdf)

http://www.sec.gov/rules/petitions/4-478.shtml