Comments on Proposed Rule:
Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws

[Release No. 33-8236; 34-47972; IC-26066; File No. S7-12-03]

• Oscar M. Jasaui, President, Pacific Credit Rating, December 2, 2003 (File name: mbsturmfelz120503.pdf)

• Dr. Patrick James Caragata, Managing Director and CEO, Rapid Ratings PTY Limited, Brisbane, Australia, November 3, 2003 (File name: rapid110603.htm)
• Memorandum from Mandy Sturmfelz regarding a September 11, 2003 meeting with Moody's Corporation and Moody's Investors Service Inc. dated October 20, 2003 (File name: moodys102003.htm)
• Memorandum from Mandy Sturmfelz regarding a June 10, 2003 meeting with Fidelity Investments dated October 20, 2003 (File name: fidelity061003.htm)
• Memorandum from Mandy Sturmfelz regarding a July 8, 2003 meeting with Fidelity Investments dated October 20, 2003 (File name: fidelity070803.htm)
• Kevin Winter, Senior Principal Investment Officer, California Public Employees Retirement System, September 15, 2003 (File name: calpers091503.htm)
• Georgia K. Fountoulakis, September 15, 2003 (File name: gkfountoulakis091503.txt)
• Walter Schroeder, President, Dominion Bond Rating Service Limited, August 5, 2003 (File name: dominion080503.htm)
• Richard Raeburn, Chief Executive; John Grout, Technical Director, The Association of Corporate Treasurers, United Kingdom, August 8, 2003 (File name: actuk080803.htm)
• Jeffrey P. Neubert, President and CEO, The New York Clearing House Association L.L.C., July 31, 2003 (File name: clearing073103.htm)
• David Colling, Product Director, ABS Reports (UK) Limited, July 31, 2003 (File name: absreports073103.txt)
• Barbara Roper, Director of Investor Protection, Consumer Federation of America, July 28, 2003 (File name: broper072803.pdf)
• Denise Voigt Crawford, Securities Commissioner, Texas State Securities Board, July 28, 2003 (File name: dcrawford072803.pdf)
• Jonathan C. Conley, Federated Investment Management Company, July 28, 2003 (File name: federated072803.pdf)
• Malcolm S. Macdonald, Vice President-Finance and Treasurer, Ford Motor Company, July 28, 2003 (File name: ford072803.pdf)
• Raymond W. McDaniel, Moody's Investors Service, July 28, 2003 (File name: moodys072803.htm)
• Sean J. Egan, Managing Director, Egan-Jones Ratings Co., July 28, 2003 (File name: eganjones072803.htm)
• Yasuhiro Harada, Executive Vice President, Rating and Investment Information, Inc., July 28, 2003 (File name: riii072803.htm)
• Gregory V. Serio, Superintendent, New York Insurance Department, Chair, NAIC Rating Agency Working Group, National Association of Insurance Commissioners, July 28, 2003 (File name: naic072803.htm)
• Leo C. O'Neill, President, Standard & Poor's, July 28, 2003 (File name: standard072803.htm)
• John M. Ramsay, Senior Vice President and Regulatory Counsel, The Bond Market Association, July 28, 2003 (File name: bondmarket072803.htm)
• Charles D. Brown, General Counsel, Fitch Ratings, July 28, 2003 (File name: cbrown072803.htm)
• James I. Kaplan, Associate General Counsel, Northern Trust Corporation, July 28, 2003 (File name: jkaplan072803.htm)
• Cate Long, Multiple Markets, July 28, 2003 (File name: clong072803.htm)
• Cheryl Kallem, Chair, SIA Capital Committe, July 28, 2003 (File name: ckallem072803.htm)
• Peter K. Ingerman, Chadbourne & Parke LLP, July 28, 2003 (File name: pingerman072803.htm)
• William M. Wells, Chief Financial Officer, Bunge Limited, July 28, 2003 (File name: wwells072803.htm)
• Frank Partnoy, University of San Diego School of Law, San Diego, CA, July 28, 2003 (File name: jpartnoy072803.htm)
• Mark Roemer, Finance Strategies, Siemens AG, July 28, 2003 (File name: mroemer072803.htm)
• Amy B.R. Lancellotta, Senior Counsel, Investment Company Institute, July 28, 2003 (File name: alancellotta072803.htm)
• Pierre Bollon, Chief Executive, Association Française de la Gestion Financière, July 28, 2003 (File name: pbollon072803.htm)
• James A. Kaitz, President and CEO, Association for Financial Professionals, July 28, 2003 (File name: jkaitz072803.htm)
• Daisuke Kotegawa, Deputy Director-General, Minister's Secretariat, Ministry of Finance, Japan, July 28, 2003 (File name: dkotegawa072803.htm)
• Olivier Raingeard, July 27, 2003 (File name: oraingeard072703.htm)
• Andrew Fight, July 25, 2003 (File name: aflight072503.htm)
• Steven C. Nelson, Director of Taxable Money Market Research, Fidelity Investments Money Management, Inc., July 25, 2003 (File name: snelson072503.htm)
• Grace Hinchman, Senior Vice President, Public Affairs, Financial Executives International, July 25, 2003 (File name: fei072503.htm)
• Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, N.Y., July 25, 2003 (File name: lwhite072503.txt)
• LACE Financial Corp, July 25, 2003 (File name: lace072503.htm)
• Naohiko Matsuo, Director for International Financial Markets, Financial Services Agency Goverment of Japan, July 25, 2003 (File name: fsa072503.htm)
• Charles M. Nathan, Chair-Committee on Securities Regulation and Nicolas Grabar Committee on Securities Regulation of the Association of the Bar of the City of New York, July 24, 2003 (File name: abcny072403.htm)
• Sandeep Gopalan, July 22, 2003 (File name: sgopalan072203.txt)
• Joseph E. Cantwell, President, Cantwell & Company, July 22, 2003 (File name: cantwell072203.htm)
• Terry W. Lilly, President, Data Conversion Specialists Inc., July 21, 2003 (File name: dcs072103.pdf)
• Takashi Kanasaki, Managing Director, Japan Credit Rating Agency, Ltd., July 14, 2003 (File name: jcr071403.htm)
• Joseph Weber, Assistant Professor of Accounting, Sloan School of Management Massachusetts Institute of Technology, June 25, 2003 (File name: jweber062503.htm)
• A. J. Wilson, June 7, 2003 (File name: ajwilson060703.txt)
• Martin Goldberg, June 7, 2003 (File name: mgoldberg060703.txt)

http://www.sec.gov/rules/concept/s71203.shtml