BOFA SECURITIES, INC.
This company's Exchange Act registration has been revoked
This company's Exchange Act registration as a Municipal Advisor has been revoked
This company's Exchange Act registration as a Municipal Advisor has been cancelled
[+] Company Information
CIK:
0001675365
0001675365
EIN:
47-4921463
47-4921463
LEI:
SIC:
(CF Office: )
Business address:
ONE BRYANT PARK, NEW YORK, NY, 10036
Phone: 980-457-1080
ONE BRYANT PARK, NEW YORK, NY, 10036
Phone: 980-457-1080
Mailing address:
150 N COLLEGE ST, NC1-028-07-01, CHARLOTTE, NC, 28255
150 N COLLEGE ST, NC1-028-07-01, CHARLOTTE, NC, 28255
Category:
Filings:
96 EDGAR filings since May 10, 2019
96 EDGAR filings since May 10, 2019
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Latest Filings (excluding insider transactions)
- March 10, 2025 - ATS-N/MA: Material Amendment to Form ATS-N (Rule 304(a)(2)(i)(A)) Open documentClick to Open document FilingOpen filingClick to Open filing
- March 6, 2025 - ATS-N/CA: Correcting Amendment to Form ATS-N (Rule 304(a)(2)(i)(C)) Open documentClick to Open document FilingOpen filingClick to Open filing
- March 3, 2025 - X-17A-5: FOCUS Report Open documentClick to Open document FilingOpen filingClick to Open filing
- February 14, 2025 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
- November 14, 2024 - 13F-NT: Quarterly report filed by institutional managers, Notice Open documentClick to Open document FilingOpen filingClick to Open filing
Selected Filings
[+] 8-K (current reports)
No 8-K filing data for this company in last 110 days
[+] 10-K (annual reports) and 10-Q (quarterly reports)
No 10-K/10-Q filings for this company in last 365
days
[+] Proxy (annual meeting) and information statements
No Proxy filings for this company in last 365 days
[+] Ownership disclosures
- Insider transactions
- December 20, 2024 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- December 13, 2024 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- December 13, 2024 - 4: Statement of changes in beneficial ownership of securities Open documentClick to Open document FilingOpen filingClick to Open filing
- Beneficial ownership (Schedule 13D and 13G)
No beneficial ownership filings for this company in last 365 days
Filings
| Form type | Form description | Filing date | Reporting date |
|---|
0
Showing 1 to 25 of 57 entries
Data source:
CIK0001675365.json
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