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What's New in the Division of Corporation Finance
November 2009
Compliance and Disclosure Interpretations
- Securities Act Sections (UPDATED 11/16/09)
- Section 139. Securities Act Section 5
- Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting (UPDATED 11/16/09)
- Section 103. Rule 13d-1 — Filing of Schedules 13D and 13G
No-Action, Interpretive and Exemptive Letters
- Bristol-Myers Squibb Company, November 16, 2009
- Thermo Fisher Scientific Inc., November 13, 2009
- DPH Holdings Corp., November 12, 2009
- Caraustar Industries, Inc., November 9, 2009
- Medialink Worldwide Incorporated, November 9, 2009
- Woodbridge Holdings Corporation, November 9, 2009
- International Wire Group, Inc., November 6, 2009
- JPMorgan Chase & Co., November 4, 2009
- Wyeth, November 4, 2009
- Map Financial Group, Inc., November 3, 2009
- Residential Capital, LLC, November 3, 2009
- Telefonica S.A., October 7, 2009
Division Speeches and Public Statements
http://www.sec.gov/divisions/corpfin/cfnew/cfnew1109.shtml
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