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What's New in the Division of Corporation Finance
September 2016
Compliance and Disclosure Interpretations
- Securities Act Sections (UPDATED 09/22/2016)
- Section 139. Securities Act Section 5
- Section 239. Securities Act Section 5
- Question 239.16 Withdrawn
- Securities Act Forms (UPDATED 09/22/2016)
- Section 126. Form S-8
- Section 226. Form S-8
- Question 226.15 Withdrawn
No-Action, Interpretive and Exemptive Letters
- Moloney Securities Co., Inc., September 30, 2016
- SG Americas Securities, LLC, September 28, 2016
- Aviva plc, September 23, 2016
- Blackstone Real Estate Income Trust, Inc., September 12, 2016
- BOK Financial Corporation, September 9, 2016
- Raymond James Financial, Inc., September 8, 2016
- First Trust Exchange-Traded Fund III, September 6, 2016
- The Procter & Gamble Company Exchange Offer, September 1, 2016
- Sancus Capital Management LP, September 1, 2016
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0916.shtml
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