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What's New in the Division of Corporation Finance
August 2009
Sample Comment Letter
Compliance and Disclosure Interpretations
- Securities Act Sections (UPDATED 08/14/2009)
- Section 103. Securities Act Section 2(a)(3)
- Section 125. Securities Act Section 3(a)(9)
- Section 139. Securities Act Section 5
- Securities Act Rules (UPDATED 08/14/2009)
- Section 150. Rules 153, 153a and 153b
- Section 198. Rule 401
- Section 212. Rule 415
- Securities Act Forms (UPDATED 08/14/2009)
- Section 115. Form S-3 — General Instructions I.A.1 to I.A.8
- Section 116. Form S-3 — General Instructions I.B.1 to I.B.6
- Section 118. Form S-3 — General Instructions I.D.1 to I.D.5
- Section 126. Form S-8
- Section 130. Form D
- Regulation S-K (UPDATED 08/14/2009)
- Section 117. Item 402(a)
- Section 125. Item 402(i)
- Section 230. Item 404
- Exchange Act Sections (UPDATED 08/14/2009)
- Section 133. Section 13(d)
- Exchange Act Section 16 and Related Rules and Forms
(UPDATED 08/14/2009)
- Regulation FD (NEW 08/14/2009)
No-Action, Interpretive and Exemptive Letters
- Emeriti Consortium for Retirement Health Solutions, September 3, 2009
- Comtech Telecommunications Corp., August 27, 2009
- Citizens Republic Bancorp, Inc., August 21, 2009
- DATATRAK International, Inc., August 12, 2009
- PlanetOut Inc., August 12, 2009
- General Electric Company, August 11, 2009
- Gateway Pacific Bancorp, August 7, 2009
- Cox Radio, Inc., August 6, 2009
- SumTotal Systems, Inc., August 6, 2009
- Hearst Television Inc., August 5, 2009
- Neuro-Hitech, Inc., July 30, 2009
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0809.shtml
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