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What's New in the Division of Corporation Finance
March 2011
Compliance and Disclosure Interpretations
- Securities Act Sections (UPDATED 03/04/2011)
- Section 139. Securities Act Section 5
- Securities Act Rules (UPDATED 03/04/2011)
- Section 132. Rule 144(d) - Holding Period for Restricted Securities
- Section 136. Rule 144(h) - Notice of Proposed Sale
- Section 228. Rule 430B - Prospectus in a Registration Statement After Effective Date
- Section 232. Rule 433 - Conditions to Permissible Post-Filing Free Writing Prospectuses
- Regulation S-K (UPDATED 03/04/2011)
- Section 116. Item 401 - Directors, Executive Officers, Promoters and Control Persons
- Section 118. Item 402(b) - Executive Compensation; Compensation Discussion and Analysis
No-Action, Interpretive and Exemptive Letters
- Constar International Inc., March 29, 2011
- REMEC Liquidating Trust, March 28, 2011
- CPG International Inc., March 23, 2011
- Decorator Industries, Inc., March 23, 2011
- Live Current Media Inc., March 18, 2011
- enherent Corp., March 17, 2011
- CoSine Communications, Inc., March 15, 2011
- Wentworth Energy, Inc., March 15, 2011
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0311.shtml
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