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What's New in the Division of Corporation Finance
February 2012
No-Action, Interpretive and Exemptive Letters
- Clarion Partners Property Trust Inc., February 24, 2012
- Fenwick & West LLP, February 13, 2012
- The Options Clearing Corporation, February 1, 2012
- PNC Bank, N.A., February 1, 2012
- General Electric Capital Corporation, Inc., January 24, 2012
- GE Funding Capital Market Services, Inc., January 23, 2012
- Wachovia Bank, N.A., now known as Wells Fargo Bank, N.A., December 9, 2011
- UBS Securities LLC, November 10, 2011
- Janney Montgomery Scott LLC, July 11, 2011
- JP Morgan Securities LLC, July 8, 2011
- JP Morgan Securities LLC, June 29, 2011
- Morgan Asset Management, Inc. et al., June 22, 2011
Compliance and Disclosure Interpretations
- Securities Act Rules (UPDATED 02/27/2012)
- Section 179. Rule 215 – Accredited Investor
- Section 255. Rule 501 – Definitions and Terms Used in Regulation D
- Exchange Act Rules (UPDATED 02/13/2012)
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0212.shtml
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