This visualization relies on registration and exemptions reported on Form ADV Item 2. For each type of adviser in these items, the rows paraphrase each registration basis or exemption. Rows are not mutually exclusive as advisers may select more than one basis of registration or exemption.
Investment Adviser Statistics
These data highlights visualize Investment Advisers Statistics – the periodic report produced by the Division of Investment Management’s Analytics Office. Please see the latest PDF report, and the downloadable Excel file, for additional information on the underlying data sources, methodologies, and key definitions. These statistics reflect staff’s compilation and analysis of data reported to the Commission on Form ADV Part 1A.
IA Statistics at a Glance
SEC-Registered Investment Advisers
0.997%
Year-over-Year Change
Trillion (USD) Regulatory Assets Under Management (RAUM)
10.4%
Year-over-Year Change
IA Statistics
Number of Advisers
Regulatory Assets Under Management (RAUM)
Separately Managed Accounts (SMAs)
Total Private Funds Advised by RIAs or ERAs
View Statistics Related to Total Private Funds Advised by RIAs or ERAs
Private Funds Advised by RIAs
Private Funds Advised by ERAs
RIA Activities
Disclosure Information
Last Reviewed or Updated: Aug. 28, 2024