Visualization

Investment Adviser Statistics

Aug. 28, 2024

These data highlights visualize Investment Advisers Statistics – the periodic report produced by the Division of Investment Management’s Analytics Office. Please see the latest PDF report, and the downloadable Excel file, for additional information on the underlying data sources, methodologies, and key definitions. These statistics reflect staff’s compilation and analysis of data reported to the Commission on Form ADV Part 1A.

IA Statistics at a Glance

15,441
SEC-Registered Investment Advisers

0.997%
Year-over-Year Change

This visualization relies on registration and exemptions reported on Form ADV Item 2. For each type of adviser in these items, the rows paraphrase each registration basis or exemption. Rows are not mutually exclusive as advisers may select more than one basis of registration or exemption.



$128.8
Trillion (USD) Regulatory Assets Under Management (RAUM)

10.4%
Year-over-Year Change

This visualization relies on RAUM reported on Form ADV, Item 5F(2)(a-c). Discretionary and non-discretionary RAUM may not sum to total RAUM due to rounding.



IA Statistics

Regulatory Assets Under Management (RAUM)

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Separately Managed Accounts (SMAs)

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Last Reviewed or Updated: Aug. 28, 2024