Apr. 21, 2022
Good evening, I am not the type of person who usually writes a lot of words. From my understanding, the rule SR-NSCC-2022-003 allows for market participants who qualify for some sort of wavier, or similar, that lets them off the hook if they fail to support their decisions (mostly poor ones) affecting trading, and probably other market participants. Rule SR-NSCC-2022-801 looks to be bundled in with this as well. My issue with this, as a retail investor, is clearly this is a one-sided rule. I imagine that any individual in retail would never be granted the same opportunity, and leave the other participants "holding the bag." If there is any agreement with these rules, please reconsider. Thank you for your time, and Happy Earth Day, B. Lewis