Subject: SR-NSCC-2021-801
From: Mike Joy
Affiliation:

Apr. 09, 2021

 

This rule should certainly be implemented. Investment firms have been allowed, for too long, to risk more than they can afford, at the detriment to not only the market, but also, the American People. It is time for them to be held to a higher standard and this rule will help move our investment system in that direction. It is not the “Cure-All” for a system that has many flaws, but it is a huge step in the right direction. -- 






Michael Joy 
Owner, New England Marketing Company