Apr. 09, 2021
Dear Sir / Madam, I am an individual retail investor and would like to express my support towards the new proposed rule, SR-NSCC-2021-801. To me this rule is a positive step towards accountability in the market place and is long overdue. I would like to see this rule passed and implemented immediately. Furthermore, I would like to see stronger penalties enacted for non-compliance and violation of this rule and similar ones already in place. For example, any fines issued should at least meet the revenue gained or damage caused from fraudulent activity. I have great respect for your organisation and what it represents and positive steps, such as passing this rule, will help enormously with public trust and the SEC's image & reputation. Thank you for your time & consideration in this matter. Faithfully, Peter Burt