Apr. 09, 2021
Good day, I am an individual retail investor and would like to express my opinion regarding this new proposed rule SR-NSCC.2021-801. I believe this rule - if enacted - is a step in the right direction towards accountability for those who engage in the shirt selling/stock borrowing program. It is time for an update to the current RegSHO closeout requirements and I believe that this SLD change in process from Monthly to Daily settlement is progress. I’d like to see this rule passed and implemented immediately. Lastly on this ruling. I would like to see stronger penalties enacted for non compliance and violation of this rule. Thank you for your time and consideration in this matter. Sincerely, Carlos Martinez