Aug. 30, 2022
Please note comments on proposed Rule 2022 024 regarding limiting or terminating the expungement process: Disclosures that were DROPPED BY CLIENTS should be DROPPED by FINRA no later than 5 years after filing. There should be an expungement process for those convictions that occurred greater than 15 years. Trish Trish Howe, CFP® 3401 Evanston Ave N Suite B Seattle, WA 98103 www.howefinancialadvisory.com