From: Ron Oldenkamp
Robert W. Errett File Number: SR-FINRA-2015-054. [By electronic submission] Dear Mr. Errett, My firm is a FINRA member specializing in marketing for institutional money managers to institutional investors. I am also a member of the Third Party Marketer’s Association (3PM). I have had an opportunity to review 3PM’s comprehensive comments regarding the rule set proposed by SR-FINRA-2015-054 for Capital Acquisition Broker (CAB). I urge the SEC and FINRA to carefully consider 3PM's thoughtful and informed commentary, which has earned my strong support. All the best, Ron Oldenkamp |