Mar. 16, 2023
March 16, 2023 This rule would synergize well with the passing of Best execution rule 34-96496. Establishing a policy and having broker-dealers abdide and quantify these with quarterly and annual reviews would help the transparency of lit exchanges and let it be publicly known if financial institutions are playing into the interests of the free market or of their own conflicting investments. No special exceptions should be made to market makers. At all.