Jan. 01, 2023
January 1, 2023
Dear SEC,
I am writing to voice my support for an increase in transparency and fines for bad actors in the financial markets. This proposal is close to what I am looking for but it is not enough Keep going You are on the right track. Make sure that failing to adhere to these rules cannot be ignored and left as a cost of doing business. What happens when a company finds that the cost of undercutting best execution is more profitable than the fines? They steal from retail, the government takes its cut and no real change happens.
"lastName": "Victor Arriaza",
"affiliation": "Data Engineer",
"commenterAddress": {
"streetAddress": "",
"city": "",
"state": "",
"zip": "",
"country": "United States"
},
"email": "varriaza@tutanota.com",
"phone": "302-740-5394"
},
"submitterInfo": {
"isThirdParty": "false",
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"isAffiliated": "true",
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},
"rulingInfo": {
"fileNumber": "S7-32-22",
"ruling": "s73222",
"rulePath": "/comments/s7-32-22",
"title": "Regulation Best Execution"
},
"commentDate": "January 1, 2023",
"htmlFilename": "s73222-nnnn.htm",
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